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Ir(III) Half-Sandwich Photosensitizers with a π-Expansive Ligand for Efficient Anticancer Photodynamic Therapy.
One approach to reduce the side effects of chemotherapy
in cancer
treatment is photodynamic therapy (PDT), which allows spatiotemporal
control of the cytotoxicity. We have used the strategy of coordinating
π-expansive ligands to increase the excited state lifetimes
of Ir(III) half-sandwich complexes in order to facilitate the generation
of 1 O 2 . We have obtained derivatives of formulas
[Cp*Ir(C ∧ N)Cl] and [Cp*Ir(C ∧ N)L]BF 4 with different degrees of π-expansion in the C ∧ N ligands. Complexes with the more π-expansive
ligand are very effective photosensitizers with phototoxic indexes
PI > 2000. Furthermore, PI values of 63 were achieved with red
light.
Time-dependent density functional theory (TD-DFT) calculations nicely
explain the effect of the π-expansion. The complexes produce
reactive oxygen species (ROS) at the cellular level, causing mitochondrial
membrane depolarization, cleavage of DNA, nicotinamide adenine dinucleotide
(NADH) oxidation, as well as lysosomal damage. Consequently, cell
death by apoptosis and secondary necrosis is activated. Thus, we describe
the first class of half-sandwich iridium cyclometalated complexes
active in PDT.
## Introduction
Introduction Cancer has a great incidence in modern
societies, and one of the
most successful strategies for the treatment of this disease is chemotherapy.
In this field, platinum derivatives 1 are
commonly used although they have some important limitations, such
as resistance and side effects. As a consequence, researchers are
searching for alternatives, and these include other platinum derivatives 2 with improved properties or complexes of other
metals such as Ru, Ir, Au, Rh, Os, and Re. 3 − 7 One approach to reduce the side effects of
chemotherapy is photodynamic
therapy (PDT), which is a noninvasive treatment that allows spatiotemporal
control of cytotoxic activity. 8 − 11 This treatment involves the synergistic action of
three components: a photosensitizer (PS), light and cellular O 2 . The PS is a chromophore that ideally lacks biological activity
in its ground state (dark conditions) and can be administered to the
patient intravenously. The area to be treated is irradiated with light
of a precise wavelength, and this promotes the PS to its excited state,
PS*. The excited photosensitizer, PS*, will react with cellular 3 O 2 either through an electron transfer process
(type I mechanism) that will generate O 2 •– and other reactive oxygen species (ROS) or through an energy transfer
process (type II mechanism) that produces singlet oxygen, 1 O 2 , a very reactive and toxic species. The lifetime of 1 O 2 in a biological environment is very short, and
this implies that the damage will be reduced to regions in very close
proximity to the irradiated zone. 12 A very
important requirement for the clinical application of a PS is strong
photocytotoxicity, which is measured by the phototoxic index (PI),
a parameter defined as the ratio of the toxicity in the dark and after
light irradiation (PI = IC 50,dark /IC 50,light ). Very efficient 1 O 2 generation is also a
crucial requirement for a PDT active compound. FDA-approved PSs mainly
contain a tetrapyrrolic core, 13 although
their clinical use is constrained by the short lifetime of their excited
state, their low solubility in aqueous solutions, and their significant
side effects. 13 Different transition metal
complexes are emerging species of high interest for PDT applications. 14 − 16 Octahedral polypyridine or related ruthenium(II) complexes have
been extensively studied, 17 , 18 even with π-extended
ligands, 19 and it is worth highlighting
that the Ru(II) polypyridyl complex TLD-1433, prepared by McFarland
et al., is under clinical trials for nonmuscle invasive bladder cancer. 20 Octahedral tris(chelate) bis-cyclometaled iridium(III)
complexes are also attracting interest in this field and also as diagnostic
agents due to their exceptional photophysical properties, 21 − 26 excellent photostability, and cell permeability. 4 , 21 , 27 − 30 Although there are numerous
cases of cyclopentadienyl iridium derivatives, 31 to our knowledge, only three examples of this
kind of derivatives with PDT activity have been reported so far and
all of them contain very sophisticated and hard-to-synthesize ligands
that could even be the origin of the PDT activity. 32 − 34 With the exception
of one complex with PI values >278 or >417, 34 in the rest of the cases, the PI values are rather low. 32 , 33 Reports on half-sandwich cyclometalated iridium complexes with PDT
activity have not been published. However, this kind of compounds
has been described as being quite active chemotherapeutic agents. 31 , 35 , 36 Sadler et al. reported several
interesting examples in this field using 2-phenylpyridinate (ppy). 37 − 41 Modifications of the ppy ligand, 38 , 42 − 45 the cyclopentadienyl ring, 45 or the use
of other C ∧ N ligands 46 − 50 have been described. The extremely scarce use
of half-sandwich iridium complexes in
PDT is surely due to their poor photophysical properties. Derivatives
of the type [Cp*Ir(C ∧ N)L] + or [Cp*Ir(N ∧ N)L] 2+ are usually nonemissive at room temperature
and their lifetimes are short. 51 , 52 It has been demonstrated
that compounds with long excited state lifetimes are more efficient
ROS producers, have large 1 O 2 quantum yields,
and show high in vitro photocytotoxicities. 53 − 55 It has been
proposed 51 that one reason for the short
lifetimes of half-sandwich Ir compounds is their relatively weak ligand
field, even with C ∧ N ligands, and this situates
the nonradiative d–d state (MC) at an energy close to that
of the emissive state, thus reducing the lifetime of the latter. One
approach to solve this problem is to increase the energy gap between
the MC and 3 MLCT states. 52 However,
in the present work, it was decided to evaluate a different strategy
in the search for half-sandwich iridium cyclometalated complexes with
long-lived triplet excited states that could be active in PDT. Our rationale was based on the following points: (i) The more the 3 ππ* character of the triplet excited state, the
longer the T 1 lifetime; 56 (ii)
the use of ligands with extended π-systems lowers the energy
of the ligand-centered (LC) 3 ππ* state to below,
or close to, that of the 3 MLCT state notably increasing
the 3 ππ* character of the T 1 state. 27 , 53 , 57 , 58 Indeed, it has been reported that extending the π-conjugation
of some ligands (N-donor or cyclometalated C ∧ N)
on tris(chelate) or bis(tridentate) Ru(II) 53 , 54 , 59 − 64 or Ir(III) 27 , 56 , 57 , 65 , 66 complexes
has led to increased ππ* character of the lowest-lying
triplet excited states. In particular, iridium derivatives of the
type [IrCl(C ∧ N)(terpy)] + or ruthenium
complexes of stoichiometry [Ru(bpy) 2 (C ∧ N)] + with the C ∧ N ligands used in this
work (pbpz, 4,9,14-triazadibenzo[ a , c ]anthracene or pbpn, 4,9,16-triazadibenzo[ a , c ]naphthacene) have been reported 19 , 67 exhibiting moderate or good PDT efficacy. However, the strategy
of using ligands with π-extension has never been applied to
half-sandwich iridium complexes. We present here the synthesis,
characterization, and biological
activity of a set of 10 pentamethylcyclopentadienyl iridium complexes
with C ∧ N ligands with a gradual expansion in their
π-conjugation (see Chart 1 ). In the case of the highest π-extension (pbpn ligand),
the formation of an excited triplet state with lifetimes in the microsecond
range is observed. This leads to remarkable 1 O 2 generation and outstanding phototoxicity indexes higher than 2000
against cancer cells. The results of time-dependent density functional
theory (TD-DFT) studies nicely explain the special characteristics
of the complexes containing this ligand due to a high 3 ππ* character of the T 1 state. Notably, the
present [Cp*IrL(pbpn)] + complexes are the first class of
half-sandwich cyclometalated Ir derivatives with PDT behavior. Chart 1 Iridium(III) Complexes Synthesized in This Work a a Cationic complexes 3 – 8 were isolated as tetrafluoroborate
salts.
## Results and Discussion
Results and Discussion Synthesis and Characterization A new family of eight
Ir(III) complexes of general formulas [Cp*Ir(C ∧ N)Cl]
and [Cp*Ir(C ∧ N)L]BF 4 ( series A : C ∧ N = pbpz, series B : pbpn; in both
series: L = imidazole, Im; ( N -ethylpiperidyl)imidazole,
Imepip; N -benzyl-imidazole, bzIm) has been prepared
( Chart 1 ). For the
sake of comparison of the effect of the π-extended conjugation
in the C ∧ N ligand on the biological properties,
the chlorido complexes of formula [Cp*Ir(C ∧ N)Cl],
with shorter C ∧ N ligands (C ∧ N
= pbpq, benzo[ f ]pyrido[2,3- h ]quinoxaline,
complex 9 , and bhq, benzo[ h ]quinoline,
complex 10 ), have been prepared as well. Complex 10 was previously reported. 68 The
proligands Hpbpz, Hpbpn, and Hpbpq were synthesized using a literature
procedure ( Scheme S1 ). 19 Complexes 1 , 2 , 9 , and 10 were synthesized from the dimeric starting
material [Cp*IrCl 2 ] 2 by a nonreported procedure
through the addition of AgOCOCF 3 and Na 2 CO 3 ( Scheme S1 ). Subsequently, the
cationic complexes ( 3 – 8 ) were obtained
from 1 and 2 using one equivalent of silver
tetrafluoroborate, in the presence of the N-donor monodentate ligands.
The complexes were obtained in moderate to very good yields (63–98%).
The 10 complexes were fully characterized by elemental analysis, 1 H and 13 C{ 1 H} NMR spectroscopy ( Tables S1 and S2, Figures S1–S27 ) including 1 H– 1 H COSY, 1 H– 13 C gHSQC and 1 H– 13 C gHMBC experiments
and mass spectrometry ( Figures S28–S37 ). The high-performance liquid chromatography (HPLC) traces were
also obtained ( Figures S38–S46 ). 1 , 6 , and 9 were also characterized
by a single-crystal X-ray diffraction study. The complexes exhibited
good solubility in polar solvents such as dimethyl sulfoxide (DMSO)
and chlorinated solvents, as well as in methanol or tetrahydrofuran
(THF). The chloride complexes were poorly soluble in aqueous media.
However, the cationic complexes were soluble in water provided that
a small amount of another solvent, such as DMSO, CH 3 OH,
or CH 3 CN was added. Thus, nontoxic amounts of DMSO were
used in the biological experiments to assist dissolution. The complexes
were fully soluble at the maximum concentration used during the biological
assays. The p K a values of complexes 5 and 6 , along with that of the free Imepip ligand,
were
determined in order to find out if the Imepip ligand is protonated
under the conditions of the biological studies ( Figures S47–S49 ). The values were determined by recording
the absorbance spectra at different pH values in DMSO/H 2 O mixtures (2/98, v/v) with Bu 4 NBF 4 at 5 mM.
Both 5 and 6 exhibited a single equilibrium
with p K a = 7.2 and 7.8, respectively ( Table S2 ). The p K a of the Imepip ligand is 7.1. It is proposed that all of these p K a values correspond to the protonation–deprotonation
equilibrium of the piperidine ring. Thus, the Imepip ligand in complexes 5 and 6 is partially protonated under the conditions
of the biological studies (pH: 7.4). X-ray Crystal Structures The molecular and crystal
structures of complexes 1 , 6 × 0 . 75C 3 H 6 O , and 9 × 0 . 5C 4 H 10 O were determined by X-ray diffraction. Selected bond
distances and angles are gathered in Table S4 , the crystallographic data are provided in Table S3 , and the corresponding ORTEP diagrams are shown in Figure 1 . The unit cells
of the complexes contain both enantiomers, R Ir and S Ir , arising from the stereogenic nature of the metal center. Figure 1 ORTEP
diagrams of complex S Ir 1 (a), cation
of S Ir 6 (b), and complex R Ir 9 (c). Ellipsoids are at the 30% probability level. Hydrogen
atoms and BF 4 – anions have been omitted
for clarity. The three metallic derivatives exhibit the expected
pseudo-octahedral
half-sandwich geometry with the Cp* ring adopting an η 5 -coordination mode and occupying three coordination sites, while
the C ∧ N ligand exhibits a bidentate-chelate coordination
mode (κ 2 -C,N). A chloride anion ( 1 and 9 ) or an Imepip ligand ( 6 ) completes the coordination
sphere around the metal center. The distances involving the Ir atom
( Table S4 ) are as one would expect. 38 , 42 The N -ethylpiperidine (in 6 ) fragment
is oriented in the opposite direction to the C ∧ N
ligand (see Figure 1 ). Stability and Photostability of 1 – 8 The possible hydrolysis process of the chlorido
complexes 1 and 2 was studied by 1 H NMR spectroscopy. Sadler observed this process in different half-sandwich
cyclometalated chlorido iridium compounds. 38 , 42 , 69 The evolution of 1 and 2 in the dark was studied in a DMSO- d 6 /D 2 O (9:1) solvent mixture ( Figures S50–S52 and Table S5 ) and in DMSO- d 6 ( Figures S53–S56 and Tables S6–S7 ). Thus, the formation of the aqua adducts [Cp*Ir(C ∧ N)(D 2 O)] + ( 1w and 2w ) was deduced in both cases although at a slower rate in
the case of 2 . The reversibility of the process was confirmed
by addition of an excess of Bu 4 NCl to a solution of 1w (see Figures S57–S58 ). We also studied, by means of UV–vis, the stability of complexes 1 – 8 , in the presence of serum (Dulbecco’s
modified Eagle’s medium (DMEM) without phenol red, Corning),
to simulate biological experiments and evaluate the effect of the
different species present in this medium, including nucleophiles.
In the dark, no changes were observed (48 h, Figure S59 ), (a minor change in the case of 1 was observed
after 24 or 48 h) while in the presence of blue light (470 nm), some
modifications were observed both in complexes of series A and B ( Figure S60 ). More
specifically, a decrease of the visible band was observed. In the
case of 6 , we decided to perform more experiments. On
the one hand, we registered the UV–vis spectra in water under
blue light irradiation, and a similar effect was observed ( Figure S61 ). This kind of transformation is typical
of the formation of aggregates. 70 We also
performed a 1 H NMR experiment (although in a higher concentration
range and lower proportion of water) in order to evaluate the possible
dissociation of the imidazolyl ligands in the cationic complexes and
the release of the N-donor ligand was not observed in any case (in
the dark or under blue, green or red light irradiation) ( Figures S62–S65 ). Considering these facts,
we propose that the observed effect is due to an aggregation process
favored by the hydrophobicity of the pbpn or pbpz ligands and the
polarity of water, a process that takes place, at least for the concentration
studied, only in the presence of light. The effect of the light should
imply that the formation of aggregates takes place in the excited
state. In fact, considering theoretical calculations (see below),
aggregates formation is not very favorable for the complexes in their
ground states since charge distribution of their highest occupied
molecular orbital (HOMO) is located on Ir+Cp* fragments ( Table S11 ), but upon photoexcitation, a significant
metal to ligand charge transfer process causes the population of their
lowest unoccupied molecular orbitals (LUMO) centered on the quinoxaline
or benzo-quinoxaline fragments, for complexes of series A and B , respectively. Singlet Oxygen Production Singlet oxygen is considered
the main cytotoxic species in PDT processes. Therefore, the ability
of the PSs reported here to generate singlet oxygen ( 1 O 2 ) was evaluated by monitoring the oxidation of 1,3-diphenylisobenzofuran
(DPBF, yellow, 5 × 10 –5 M) to 1,2-dibenzoylbenzene
(colorless) in acetonitrile in the presence of 1 – 8 (1 × 10 –6 M) under blue light (470
nm) irradiation by UV–vis spectroscopy. The intensity of the
DPBF bands (e.g., λ max = 410 nm) decreased over time
in all cases ( Figures S66–S69 and Table S8 ). Control experiments in the absence of either O 2 , light, or PSs were performed in an effort to elucidate the nature
of this transformation and the role of the new PSs. Thus, the oxidation
of DPBF was not observed in the absence of either O 2 or
light. However, in the absence of PSs, partial oxidation of DPBF (25%)
was observed after 20 s in aerated acetonitrile under blue light irradiation
( Figure S70 ). Therefore, the corresponding
correction was applied to the calculations. These results indicate
that (a) DPBF tends to decompose under blue light irradiation in the
presence of O 2 and (b) complexes 1 – 8 accelerate the photooxidation of DPBF through a photocatalytic
process. Furthermore, the formation of 1 O 2 was
confirmed in an experiment performed in the presence of 6 and NaN 3 ( Figure S71 ). As
one would expect, this singlet oxygen quencher inhibited the oxidation
of DPBF. More specifically, complexes of series B (bearing
pbpn, i.e., 2 , 4 , 6 , and 8 ) showed a higher photocatalytic activity ( Figure S72 ) than their analogues of series A (bearing
pbpz, i.e., 1 , 3 , 5 , and 7 ). Indeed, near complete photodegradation of DPBF was observed
after only 25 s for 4 , 6 , and 8 . The 1 O 2 generation quantum yields (ϕ Δ ) were obtained and are provided in Table S10 (see also Figure 2 ). Very high ϕ Δ values were
obtained for complexes of series B , thus confirming the
enormous potential of these compounds as singlet oxygen photosensitizers.
In particular, for complex 8 , ϕ Δ = 0.99. By contrast, the four derivatives with pbpz exhibited low
ϕ Δ values and this highlights the significant
influence of the extra ring in the C ∧ N ligand on
the photophysical properties. Similar experiments were carried out
on complexes of series B under green light irradiation.
In this case, the consumption of DPBF was much slower relative to
that observed with blue light ( Figures S73–S74 ). Figure 2 1 O 2 generation quantum yields of complexes
of series A (dark gray) or series B (light
gray) in CH 3 CN. Ir(III) complexes were excited at 470 nm
by a light-emitting diode (LED) (2.3 W). Although DPBF is the probe normally used to detect 1 O 2 and has very high sensitivity, it has the drawback
that it is not specific to 1 O 2 , as may react
with other ROS as superoxide anion and H 2 O 2 . 71 , 72 In order to unambiguously conclude about the formation of 1 O 2 , another probe, ABDA, 9,10-anthracenediyl-bis(methylene)dimalonic
acid, was used. ABDA has a much lower reactivity and a much smaller
spectroscopic response, but it is specific for 1 O 2 , allowing for discrimination from other ROS. 73 It is quite water-soluble and thus, the formation of 1 O 2 was determined in H 2 O/DMSO (95:5)
mixtures. This determination was carried out with two pairs of complexes,
the neutral 1 and 2 and the cationic 7 and 8 (see Figures S75–S78 and Table S9 ). The formation of 1 O 2 was
verified in all cases and, as it was found with DPBF, higher yields
were obtained with complexes containing the pbpn ligand. As expected,
the values were lower than those obtained with DPBF in acetonitrile. 73 Besides, the high concentration of the complexes
that was necessary to be used (10 –3 M) probably
leads to aggregation phenomena that may influence the specific values.
The high values in acetonitrile reflect that the complexes could produce
a high amount of 1 O 2 when located in lipophilic
cell regions. It was subsequently decided to study the excited
states of the
two series of PSs by different techniques in conjunction with theoretical
calculations in an effort to understand their nature and the photophysical
mechanism involved in the production of singlet oxygen. Photophysical Properties UV–Vis Absorption Spectra The UV–vis
spectra of complexes 1 – 10 were recorded
in acetonitrile solutions (10 –5 M) at 25 °C
( Figure S79 ). The spectra, grouped by families,
are shown in Figure S80 (the four chlorido
complexes are also compared) and the absorption spectra of the free
ligands are shown in Figure S81 . All of
the spectra contain two very intense, high-energy bands below 340–350
nm with a red shift for the complexes of series B (C ∧ N = pbpn). Moreover, the spectra exhibit a third band
of lower intensity centered at around 380 nm ( 9 and 10 ), 400 nm ( series A , C ∧ N
= pbpz), and 420 nm ( series B ) with featureless and weak
absorption tails that extend well into the visible region for families
of series A and B (above λ = 450 or
500 nm for complexes of series A and B ,
respectively) (see Table S10 ). The simulated
TD-DFT absorption spectra for compounds 5 – 8 and their calculated electronic transitions ( Figures S90–S91 and Tables S12–S15 , see below for the theoretical calculations) suggest that the highest-intensity
bands mainly correspond to a mixture of metal to C ∧ N ligand (d → π*, 1 MLCT) charge transfer
and C ∧ N ligand to ligand (π → π*, 1 LC) transitions, while the lowest-intensity bands mainly correspond
to 1 MLCT transitions in both series. The red shift observed
in the absorption spectra of complexes of series B reflects
the strong electron-withdrawing ability and extended π-conjugation
of the benzo-quinoxaline ligand enabling larger oscillator strength
values. Moreover, an additional C ∧ N ligand-centered
transition (π → π*) was exclusively observed in
the lower-intensity bands of these compounds, which contribute to
their broadening. The spectra recorded for members of each family
( A or B ) are very similar among them. However,
the stated red-shifted absorption exhibited by PSs of series
B , relative to their congeners of series A and
also relative to 9 and 10 , improves their
light-harvesting ability and makes them sensitive to light sources
with deeper tissue penetration capacity. Emission Spectra The photoluminescence spectra of 1 – 8 were recorded in solutions of dry
deoxygenated acetonitrile (10 –5 M) at 25 °C
( Figure S82 and Table S10 ). Complexes of series A are not emissive at this concentration while the
spectra recorded for derivatives of series B show a relatively
weak emission at about 550 nm upon excitation at λ = 420 nm. Considering the low emissive character of these complexes and the
high ability to generate 1 O 2 of complexes of series B we decided to evaluate the presence of long-lived
states that could be quenched by O 2 . Thus, the lifetime
of possible triplet states was measured by Transient Absorption Spectroscopy
(TAS) in complexes of series A and B . Transient Absorption Spectroscopy TAS measurements
were performed with two pairs of complexes 5 / 6 and 7 / 8 . According to our expectations,
TAS of 6 and 8 show the presence of an excited
state with very long lifetimes (τ = 2430 ns for 6 ; τ = 976 ns for 8 ) in the absence of O 2 . The observed values for the lifetimes decreased markedly in the
presence of O 2 (τ = 176 ns for 6 ; τ
= 174 ns for 8 ) ( Table 1 , Figures S83 and S84 ).
This led to the conclusion that these excited states must have a triplet
nature (T 1 ) and are responsible for the generation of 1 O 2 . We found no evidence for similar long-lived
states in 5 and 7 . The transients of 5 and 7 show decay times in the range 12–20
ns and they do not show quenching by oxygen ( Table 1 , Figures S85 and S86 ). Table 1 Summary of Recorded Lifetimes of the
Iridium Complexes in Acetonitrile (λ exc = 355 nm)
from TAS Measurements a lifetimes
at 270/300 nm (μs) lifetimes
at 540 nm (μs) comp. with O 2 without
O 2 with O 2 without O 2 5 0.015 0.012 0.020 0.020 7 0.015 0.015 0.022 0.020 6 0.176 2.430 0.187 2.520 8 0.174 0.976 0.185 1.250 a Lifetimes were recorded at the wavelengths
corresponding to the bleaching of the ground state (270 nm for 5 and 7 , 300 nm for 6 and 8 ) and at 540 nm (absorption of the transient state). A ∼ 0.2. It is important to stress that the observed transients
of 6 and 8 in the presence of oxygen display
total
recovery of the bleaching within the time scale of the measurements,
which allows the assignment of the quenching by oxygen to energy transfer,
compatible with singlet oxygen formation. The absorption spectra recorded
before and after flash photolysis experiments for all complexes were
the same, thus indicating that photodegradation did not occur ( Figure S87 ). Theoretical Calculations In order to obtain a better
understanding of the important differences in the photophysical properties
of complexes of series A and B and give
further support to the outstanding ability of complexes of series
B for the generation of 1 O 2 generation,
TD-DFT calculations were performed for singlet and triplet transitions
of complexes 5 – 8 . Compounds 5 and 6 , on the one hand, and 7 and 8 on the other hand share the same monodentate ligand L but
differ in the C ∧ N cyclometalating fragment. The minimum energy conformations found for 5 and 6 were those in which the ethylpiperidine fragment exhibited
CH−π interactions 74 with the
quinoxaline and benzo-quinoxaline units, respectively ( Figure 3 ). A similar behavior was observed
for 7 and 8 , in which the phenyl ring of
the benzyl group exhibited π–π stacking interactions
with the quinoxaline and benzo-quinoxaline fragments, respectively
( Figure S88 ). The geometry optimizations
of 6 and 7 present a parallel orientation
of the piperidine and benzyl ligands regarding the C ∧ N ligand, whereas the X-ray structure of 6 exhibits
an antiparallel orientation. Therefore, the experimental structures
do not correspond to the minima of potential energy surfaces of the
single molecules in solution, because free from the crystal packing
forces, they are probably on a slope of their potential energy surface
and not in their minima. Therefore, the geometries would be mainly
affected by the rotation of bonds and ligands with low rotational
barriers as Cp* 75 toward lower potential
surfaces by DFT optimizations, revealing the energetic stress involved
in the crystal structure. A comprehensive manner to compare the X-ray
and the theoretical geometries is to superimpose both structures and
calculate the root-mean-square deviation (RMSD) of atomic positions.
Thus, Figure S89 shows that the RMSD value
corresponding to the overlapping of the C ∧ N moiety
for 6 is 0.025. This reflects in almost identical experimental
and theoretical geometries for the fragment, which is not affected
by the crystal packing effect. Figure 3 Optimized ground state structures for 5 and 6 obtained from TD-DFT [(B3LYP/SDD for
Ir(III)) and (6-31
g** for C,H,N)] with SMD (CH 3 CN). For the sake of clarity,
the hydrogen atoms are not shown and each molecular fragment has been
assigned a color code. Calculated fragmental contributions and energies
for some selected molecular orbitals are provided along with the topologies
of HOMO–1, HOMO, and LUMO for 5 and 6 . The length of each color bar is proportional to the percentage
contribution of the corresponding colored moiety to each molecular
orbital. Color codes for bars and molecular fragments: Cp* (purple),
iridium (light green), quinoxaline or benzo-quinoxaline (pink), benzene
(blue), pyridine (navy blue), imidazole (brown), ethylpiperidine (dark
green). The respective fragmental contributions of molecular
orbitals corresponding
to complexes 5 and 6 are shown in Figure 3 and those for complexes 7 and 8 are provided in Figure S88 . In the cases of 6 and 8 the
HOMO and HOMO–1 orbitals are almost isoenergetic since they
have negligible energy differences of 0.05 and 0.08 eV, respectively.
The major contributions to the HOMO in 6 and 8 come from the atomic orbitals of the iridium atoms and the molecular
orbitals of the Cp* ligands, with relative values Ir+Cp* of 42 + 24%
and 43 + 27%, respectively ( Table S11 ).
In contrast, the largest contribution to the HOMO–1 orbitals
of 6 and 8 comes from the benzo-quinoxaline
moieties (87%) and these orbitals have a π nature. Furthermore,
the fragmental contributions of the HOMO and HOMO–1 orbitals
in 5 and 7 are very similar to those of
the HOMO of 6 and 8 , but the energy differences
between these orbitals, 0.15 and 0.17 eV, respectively, are significantly
larger than those calculated for 6 or 8 .
It is worth highlighting that the energy values and the fragmental
contributions calculated for HOMO and HOMO–2 of 6 and 8 are very similar to those calculated for HOMO
and HOMO–1 of 5 and 7 (see Figures 3 and S88 ). The topologies involve d orbitals of the
iridium atom in combination with π-electron clouds of the Cp*
moiety. Regarding the LUMO, these are mainly located on the benzo-quinoxaline
fragments in 6 and 8 and on the quinoxaline
fragments in 5 and 7 , with equivalent energy
values of −2.71 and −2.43 eV for each pair, respectively.
Therefore, the presence of the extra fused benzene ring in 6 and 8 , has two significant effects: (1) it lowers the
LUMO level, which leads to a red shift in the absorption spectra with
regard to those of 5 and 7 , and (2) it generates
an additional π molecular orbital (HOMO–1), which is
mainly located on the benzo-quinoxaline fragment. Indeed, this orbital
does not have an equivalent in complexes 5 and 7 . The low energy gap between HOMO and HOMO–1 in 6 and 8 prevents the selective excitation of
an electron from these orbitals and this is expected to have relevant
effects on the photophysical properties of these compounds. To obtain information about the behavior of the studied compounds
in their electronic excited states, the vertical excitation energies
were calculated along with the orbitals involved in these excitations
and their relative contributions to S 1 , S 2 ,
T 1 , T 2 , and T 3 states ( Tables 2 and S12–S15 ). In compounds 6 and 8 the differences
in energy between S 0 → S 1 and S 0 → S 2 transitions are only 0.07 and 0.11 eV, respectively.
These results suggest the roughly isoenergetic character of the vertical
excitations to S 1 and S 2 , which arise from d H → π L * ( 1 MLCT) and π H-1 → π L * ( 1 LC) transitions
( Table 2 and Figure 3 ). As far as compounds 5 and 7 are concerned, these excitations mainly
correspond to d H → π* L ( 1 MLCT) and d H-1 → π* L ( 1 MLCT) electronic structures, with energy differences of 0.17
and 0.18 eV, respectively. Excitations to higher singlet excited states
will lead to ultrafast internal conversion processes to populate their
lowest singlet excited states as it has been reported for other iridium
complexes. 76 Table 2 Vertical Excitation Energies (eV)
of S 1 , S 2 , T 1 , T 2 , and
T 3 States and Percentages (Values in Parentheses) of Dominant
Contributions to the Calculated Transitions for 5 , 6 , 7 , and 8 Obtained at the TD-DFT(SMD,
Acetonitrile)/6-31G(d,p)//SDD Level Energy/eV Electronic
Structure State 5 6 5 6 S 1 2.66 2.40 S 2 2.83 2.47 T 1 2.31 1.50 T 2 2.45 2.23 T 3 2.73 2.46 Energy/eV Electronic
Structure State 7 8 7 8 S 1 2.66 2.39 S 2 2.84 2.50 T 1 * 2.31 1.51 T 2 2.45 2.23 T 3 2.73 2.48 The excitation energies for T 1 states of 6 (1.50 eV) and 8 (1.51 eV) are low and very
similar
and they mainly originate from a high contribution (92%) of the π H-1 → π* L transition for both
compounds ( Table 2 ).
It is worth highlighting that the major fragmental contribution of
the orbitals involved in these transitions is from the benzo-quinoxaline
moieties ( Figures 3 and S88 ), which indicates the 3 LC/ 3 ππ* character of these states. Both the
rigidity of that scaffold and the large 3 ππ*
character of the observed transitions suggest the existence of long
lifetimes for the T 1 states, which is a desirable property
in singlet oxygen photosensitizers. 56 , 77 Furthermore,
at such low energy, the nonradiative decay to the ground state makes
it difficult to observe phosphorescence at room temperature. However,
the 3 LC/ 3 ππ* character makes possible
the microsecond lifetimes observed by TAS under these conditions.
The reduction of the lifetime (about 10 times) of 6 and 8 by quenching with oxygen relative to the values under inert
atmosphere indicates around 90% efficiency for energy transfer from
the triplet state of the molecule to oxygen. Regarding vertically
T 2 , T 3 ( 3 MLCT/ 3 dπ*)
states, they are much closer in energy to S 1 ( 1 MLCT/ 1 dπ*) and S 2 ( 1 LC/ 1 ππ*) states than T 1 states ( 3 LC/ 3 ππ*). Therefore, an efficient spin–orbit
coupling (SOC) due to the presence of Ir atom and the involvement
of vibronic interactions between S 1 /S 2 and T 2 /T 3 are expected to produce an efficient intersystem
crossing (ISC) in a nonadiabatic regime followed by a fast internal
conversion (IC) to populate T 1 state, as it has been observed
in other [Ir(C ∧ N) 2 (N ∧ N)] + compounds. 78 − 80 It is worthy of note that the
ISC between S 2 ( 1 LC/ 1 ππ)
and T 2 /T 3 ( 3 MLCT/ 3 dπ*)
states are expected to be very efficient because, in addition to the
presence of the metal atom, the change from singlet to triplet excited
states involves different molecular orbital configurations to achieve
an effective overlapping, according to El-Sayed’s rule. 81 Concerning T 1 states of 5 and 7 , their excitation energies are the same
(2.31 eV) and they have
significantly larger multiconfigurational character than those of 6 and 8 ( Tables 2 and S11 ; Figures 3 and S88 ). Moreover, they show the participation of nonrigid molecular fragments
in the electronic structures of T 1 states of 5 and 7 (Cp* and imidazole ligands). Thus, the rotational
motions of these scaffolds facilitate the energy dissipation by nonradiative
channels. In addition to this, the percentage of their main transitions
( Table 2 ) suggests
a lower 3 ππ* character for 5 and 7 than for 6 and 8 . All of these
factors will lead to a dramatic decrease in the lifetimes of 5 and 7 . This fact will have a negative effect
on the utility of these compounds as singlet oxygen photosensitizers,
which require a relatively long lifetime to allow the triplet–triplet
energy transfer to oxygen. On the other hand, vertical T 2 and T 3 states show a clear 3 MLCT/ 3 dπ* nature and they are similar in composition and close in
energy to the S 1 and S 2 ( 1 MLCT/ 1 dπ) states, respectively ( Table 2 ). Thus, it is foreseeable that the large
metal contribution on these states provokes a strong iridium-induced
SOC followed by fast ISC and IC processes to populate the T 1 state. Despite this, the absence of a change in orbital angular
momentum during ISC processes between S 1 /S 2 and
T 2 /T 3 states, as it was observed in compounds 6 and 8 , suggests that this process will be less
effective than in the latter compounds, according to El-Sayed’s
rule. The adiabatic excitation energies (eV) calculated at the
optimized
excited states are provided in Table S16 . It is important to note that the tiny energy difference between
adiabatic states S 1 and S 2 of 6 (0.06 eV) indicates that these states are almost degenerate. Consequently,
the electronic transitions associated with the luminescence emission
will have π L * → d H and π L * → π H-1 character for this
compound. According to the existence of this ligand-based transition
(ππ character) a relatively large luminescence intensity
is expected as most of the luminescence emission in the transition
metal complexes is due to the ligand-based luminescence. 82 A similar behavior is expected for 8 since both compounds have similar orbitals and electronic transitions
( Tables 2 and S13 ). In the cases of compounds 5 and 7 , the
adiabatic S 1 and S 2 states are clearly degenerate
with a fairly 1 MLCT/ 1 dπ* character ( Table S16 ). The absence of luminescence (at 10 –5 M) observed for these compounds is related to the
lack of a ligand-based radiative transition toward the ground state.
Besides, the small energy gap between the lowest excited singlet and
triplet states in these compounds suggests the existence of a direct
S 1 /S 2 ( 1 dπ*) → T 1 ( 3 ππ*) ISC mechanism, but despite
the change in the type of molecular orbital during this process, it
is not expected to be very efficient since the multiconfigurational
nature of the T 1 states in 5 and 7 causes the involvement of a large number of orbitals and molecular
fragments, with the resulting decrease in the efficiency of SOC. By
way of conclusion, a comparative diagram showing the theoretical energy
values for the lowest vertically excited states (S n and T n ) and their experimental
lifetimes for 7 and 8 is given in Scheme S2 . The long lifetime determined for T 1 of 8 , mainly due to its 3 LC/ 3 ππ* character, explains the outstanding ability
of the pbpn derivatives ( series B ) for the generation
of singlet oxygen. Biological Studies Effect on Cell Viability The potential of the complexes
for the PDT of cancer was first evaluated by analyzing their activity
against human lung cancer A549 cells in the dark and after photoactivation
with blue (λ irr : 460 nm), green (λ irr : 530 nm), and red (λ irr : 655 nm) light. For each
set of conditions, the concentration of compound required to reduce
the number of viable cells by 50% (IC 50 ) was initially
established by MTT assays. All complexes were found to be active in
the absence of light. Complexes 1 , 2 , 3 , and 4 exhibited IC 50,dark values
between 2.4 and 8.0 μM ( Table 3 ), and these are within the range of the anticancer
agent cisplatin assayed under the same conditions (IC 50 = 8.9 ± 2 μM). It should be noted that complexes with
Imepip ( 5 and 6 ) and bzlm ( 7 and 8 ) ligands were the most active against A549 cells.
In particular, the two complexes with bzlm exhibited IC 50 values in the nanomolar range, thus demonstrating a high anticancer
activity in dark conditions. The Imepip group alone was also tested,
and it showed very low activity (IC 50 > 50 μM).
Therefore,
the strong effect of 5 and 6 on cancer cell
viability is almost certainly due to the complexes rather than to
the release of the Imepip ligand. Table 3 Effect of Complexes on A549 Cancer
Cells Viability dark blue
light green
light red
light complex IC 50 (μM) IC 50 (μM) PI a IC 50 (μM) PI a IC 50 (μM) PI a 1 8.0 ± 1 2.9 ± 0.4 2.8 5.8 ± 0.1 1.4 n.m. n.m. 2 2.2 ± 0.9 0.0069 ± 0.001 323 0.032 ± 0.01 68.7 0.60 ± 0.04 3.7 3 4.9 ± 0.7 1.2 ± 0.1 4.1 2.5 ± 0.3 2.0 n.m. n.m. 4 2.9 ± 1 0.0032 ± 0.002 932 0.010 ± 0.003 294 0.12 ± 0.05 25 5 0.83 ± 0.02 0.39 ± 0.1 2.1 0.52 ± 0.02 1.6 n.m. n.m. 6 2.0 ± 0.1 0.0015 ± 0.0005 1317 0.011 ± 0.004 179 0.032 ± 0.01 63 7 0.77 ± 0.2 0.65 ± 0.2 1.2 0.47 ± 0.04 1.7 n.m. n.m. 8 0.15 ± 0.05 0.00020 ± 0.0001 764 0.0021 ± 0.0004 71 0.030 ± 0.02 5.0 9 8.7 ± 1 5.3± 0.4 1.6 n.m. n.m. n.m. n.m. 10 10 ± 0.3 5.6± 0.4 1.8 n.m. n.m. n.m. n.m. Imepip 68 ± 2 n.m. n.m. n.m. n.m. n.m. n.m. Cisplatin 8.9 ± 2 n.m. n.m. n.m. n.m. n.m. n.m. a A549 cells were incubated with the
compounds for 4 h at 37 °C and then kept in the dark or exposed
to blue (460 nm), green (530 nm), and red (655 nm) light for 1 h (24.1
J cm –2 ). Cell viability was assessed after 48 h
of treatment by MTT assays. Data represents mean ± standard deviation
(SD) of at least three independent experiments, each performed in
triplicate. PI = IC 50,dark /IC 50,light . n.m.:
not measured. The anticancer effect of complex 6 was
also tested
in multicellular A549 tumor spheroids. This three-dimensional (3D)
cell culture model offers a closer representation of in vivo conditions
of solid tumors, providing an approximation of the tumor microenvironment
and cell–cell interactions. Consequently, it enables a more
reliable assessment of the complex’s anticancer activity. 83 Spheroids were treated for 48 h with different
concentrations of complex 6 , either in the dark or with
blue light photoactivation. Remarkably, an IC 50,dark of
1.2 ± 0.2 μM was obtained, which is similar to the value
obtained in cell monolayers ( Table 3 ). Upon photoactivation, the IC 50,light value
determined in the 3D cultures (0.005 ± 0.001 μM) was only
slightly higher than that obtained in the monolayer cultures, resulting
in a PI of 240. Accordingly, as shown in Figure 4 , a clear decrease in the spheroids size
was observed both under dark and light conditions when exposed to
concentrations close to the IC 50,dark (2 μM) or IC 50,light (0.01 μM). Moreover, spheroids were less refringent
and showed a darker appearance than those untreated, which is characteristic
of spheroids composed of dead cells. These data clearly demonstrate
the growth-suppressing effect of complex 6 on 3D cultures,
suggesting that complex 6 may exert antitumor activity
in vivo. Figure 4 Representative microscopy images of A549 spheroids treated with
complex 6 at 2 μM in the dark or at 0.01 μM
with blue light irradiation. Untreated A549 cells seeded on Geltrex
formed round mass spheroids (control). Images show the growth-suppressing
effect of complex 6 on spheroids after 48 h of treatment.
Scale bar: 100 μm. The possible relationship between the biological
activity and lipophilicity
was analyzed by determining the log P values
for complexes 5 , 6 , 7 , and 8 using the “shake flash” method 37 , 84 , 85 (see the Experimental
Section and Table S17 ). Regarding
lipophilicity, it is considered that a value of log P < 4 means that a compound is suitable to be used as
a drug. 86 Thus, the values are adequate.
However, there is no clear correlation between this value and the
anticancer activity in the dark. Therefore, it appears that other
factors influence the biological behavior of the compounds. To assess the photodynamic behavior of the complexes, A549 cells
were incubated with the complexes for 4 h to allow their internalization
and then irradiated for 1 h with light of different wavelengths at
a dose of 24.1 J cm –2 . The light dose applied was
comparable to those employed for the activation of other metal-based
photocytotoxic compounds. 14 , 87 Photoactivation with
blue light led to a moderate enhancement of the activity of the complexes
of the series A ( 1 , 3 , 5 , and 7 ), resulting in low phototoxicity indexes
(PI = IC 50,dark /IC 50,light ) ranging from 1.2
to 4.1. Conversely, photoactivation of the complexes with the pbpn
ligand ( series B ) ( 2 , 4 , 6 , and 8 ) resulted in a marked reduction in cell
viability, yielding PIs between 323 and 1317 ( Table 3 ). Notably, the IC 50,light values
for these complexes were in the very low nanomolar range (ranging
from 6.9 nM for complex 2 to 0.20 nM for complex 8 ), underscoring the exceptional anticancer properties of
these photoactivated complexes. The high ability of these complexes
to generate 1 O 2 is probably the reason for this
outstanding photocytotoxicity. To further elucidate the impact
of π-expansion on the photodynamic
activity of the complexes, the PIs of the four chloride complexes
differing only in the extension of the C ∧ N ligands
( 10 , 9 , 1 , and 2 ) were compared ( Table 3 ). Among them, only the pbpn derivative exhibited a remarkable photodynamic
behavior, thus confirming the definitive influence of the presence
of this ligand with the highest π-expansion on the complex activity. Complexes with the pbpn ligand also showed a remarkable increase
in their anticancer activity upon green light irradiation, with PI
values between 71 and 294 along with very low IC 50,light values (from 32 to 2.1 nM) ( Table 3 ). Photoactivation with red light, which has deeper
tissue penetration, 88 also increased their
activity, especially in the case of complexes 4 and 6 , with PI values of 25 and 63, respectively. Although the
photoactivation of complex 8 was lower upon red light
irradiation, the resulting IC 50,light was still in the
low nanomolar range (30 ± 19 nM). To determine whether
the anticancer activity was predominantly
attributed to antiproliferative or to cytotoxic effects, A549 cells
were treated with the complexes at their respective IC 50 in the dark. Subsequently, a trypan blue exclusion test was performed
to assess cellular viability. A significant proportion of cells (24,
54, 53, and 23% for complexes 2 , 4 , 6 , and 8 , respectively) exhibited uptake of trypan
blue dye ( Figure S92 ), indicating compromised
cell membrane integrity and loss of cellular viability. The remaining
cells predominantly exhibited cell shrinkage, detachment, reduced
refractivity, and alterations in their morphology, which are distinctive
attributes of cells undergoing death processes. Overall, these observations
support that the complexes exert a cytotoxic effect on cancer cells. The phototoxic activities of complexes 2 , 4 , 6 , and 8 were further evaluated against
HeLa cervical carcinoma cells and PC-3 prostate adenocarcinoma cells,
as well as nonmalignant fibroblast (1BR.3.G and MRC-5). For these
experiments, a viability assay based on cellular DNA quantification
was utilized, as studies on the mechanism of action of the complexes
revealed that the compounds primarily target mitochondria (see below).
Consequently, the results obtained using the MTT assay, which relies
on mitochondrial metabolism, could reflect mitochondrial dysfunction
rather than a decrease in cell viability. Specifically, the CyQUANT
Direct Cell Proliferation Assay Kit (Molecular Probes) was employed. 89 , 90 This assay incorporates a fluorescent DNA-binding dye along with
a background suppression reagent. The background suppression reagent
prevents the staining of dead cells or cells with compromised cell
membranes, thereby enabling precise estimation of the viable cell
population after treatments. The IC 50 values obtained from
the CyQUANT assay in A549 cells were compared to those obtained from
the MTT assay ( Tables 3 and 4 ), revealing a high level of consistency
between the two assays, as statistically significant differences were
observed only between complexes 6 and 8 under
dark conditions. Overall, the results demonstrated that all of the
compounds exhibited high photocytotoxicity against the three cancer
cell lines, with IC 50,light values in the low nanomolar
range. For complexes 4 , 6 , and 8 , phototoxicity indexes of approximately 1000 were obtained. Of particular
significance are the PI values of 2034 and 2022 observed for complex 4 in A549 and PC-3 cells, respectively. Viability assays conducted
on nontumor cells yielded comparable IC 50 values, indicating
limited selectivity of the compounds toward cancer cells. However,
a comparison between the activity of the nonirradiated compounds against
fibroblasts and their activity against cancer cells upon irradiation
revealed significant photoselectivity. For instance, the IC 50,light values of complexes 2 , 4 , 6 , and 8 in A549 lung cancer cells were 980, 2480, 1750,
and 1700 times lower, respectively, than the IC 50,dark values
obtained in MRC-5 lung fibroblasts. Therefore, the doses that induce
toxicity on cancer cells upon photoactivation are not toxic to nonirradiated
healthy cells, offering the potential for highly specific light-controlled
anticancer treatments. Table 4 Cytotoxic Effect of Complexes against
Human Cancer and Nonmalignant Cells cell
line complex A549 HeLa PC-3 1BR.3.G MRC-5 2 IC 50,dark (μM) 2.6 ± 0.8 2.7 ± 0.3 2.7 ± 0.2 3.2 ± 0.6 3.9 ± 0.8 IC 50,light (μM) 0.0040 ± 0.002 0.037 ± 0.01 0.0089 ± 0.001 0.0062 ± 0.003 0.016 ± 0.004 PI a 639 260 307 522 245 4 IC 50,dark (μM) 2.1 ± 0.6 1.55 ± 0.3 2.28 ± 0.7 2.00 ± 0.4 2.48 ± 0.2 IC 50,light (μM) 0.0010 ± 0.0004 0.0042 ± 0.0009 0.0011 ± 0.0006 0.00080 ± 0.0004 0.0031 ± 0.001 PI a 2034 370 2022 2451 790 6 IC 50,dark (μM) 0.33 ± 0.2 0.70 ± 0.27 1.16 ± 0.16 0.57 ± 0.06 0.70 ± 0.08 IC 50,light (μM) 0.00040 ± 0.0002 0.00070 ± 0.0002 0.0012 ± 0.001 0.00090 ± 0.0003 0.0008 ± 0.0002 PI a 911 1031 961 644 929 8 IC 50,dark (μM) 0.50 ± 0.2 0.51 ± 0.1 0.64 ± 0.1 0.50 ± 0.04 0.68 ± 0.1 IC 50,light (μM) 0.00040 ± 0.0003 0.00080 ± 0.0002 0.00050 ± 0.0003 0.00050 ± 0.0002 0.00080 ± 0.0001 PI a 1260 622 1179 942 863 a Cells were incubated with the compounds
for 4 h at 37 °C and then kept in the dark or exposed to blue
light (460 nm) for 1 h (24.1 J cm –2 ). Cell viability
was assessed after 48 h of treatment by CyQUANT assays. Data represents
mean ± SD of at least three independent experiments, each performed
in triplicate. PI = IC 50,dark /IC 50,light . Considering the results outlined above, it can be
concluded that
complexes of series B , in particular complexes 4 , 6 , and 8 , have great potential
as PDT agents under irradiation with light sources of different wavelengths.
Complex 6 provided the best PI and PI/dose values reported
upon red light irradiation in the field of iridium chemistry ( Table S18 ). Several values of PI/dose between
43 and 52 have been found for complexes 6 and 8 (A549, HeLa, and PC-3 cell lines) under blue light, which are among
the highest reported for iridium complexes. Furthermore, a PI/dose
value of 84 was obtained upon photoactivation of complex 4 with blue light in two different cancer cell lines (A549 and PC-3).
To our knowledge, this is the third highest value reported to date
for iridium derivatives (see Table S18 and
references therein). Higher PI/dose values were obtained for the complex
[Ir(N ∧ N)(ppy) 2 ]PF 6 (N ∧ N = 2-(quinoline-2-yl)1 H -naphto[2,3- d ]imidazole, 397 and 268 on HeLa and A459 cells, respectively), 24 although the wavelength used was 425 nm, i.e.,
higher energy radiation and lower tissue penetrability than that used
in this work. The other example is [Ir(R 1 -tpy)(R 2 -tpy)] 3+ with R 1 = Ph and R 2 = pyren-1-yl
(tpy = 2,2′;6′,2″-terpyridine) using visible
light. If we consider complexes of other transition metals, three
papers of ruthenium complexes 19 , 59 , 64 and another with platinum derivatives 91 have reported PI/dose values between 123 and 189 ( Table S18 ). The outstanding results with very high PI values
of McFarland work with tris(bidentate) derivatives of Ru and Os containing
N ∧ N donor ligands that include several thiophene
rings deserve special mention. 92 − 94 We consider that our results
are excellent and support the potential use of 4 and 6 as versatile PDT photosensitizers. Thus, they could be used
to treat deep-seated tumors when activated with red light, but they
could also be employed to tackle superficial malignancies under irradiation
with blue light. In other words, these PSs offer the possibility of
fine-tuning the precision of their cytotoxic action in terms of depth
by simply changing the wavelength of the light source. Next,
we investigated whether the activity of complexes of series
B could generate toxicity against red blood cells (RBC)
as a result of their interaction with the cell membrane. The hemolytic
activity of these compounds was assessed by determining the hemoglobin
release from RBC exposed to different concentrations of the complexes
under dark conditions. None of the four complexes exhibited any capacity
to destabilize RBC membranes (hemolysis < 5%) at concentrations
up to 10 μM ( Table S19 ). These results
indicate that all of the complexes have good blood compatibility at
the photocytotoxic dose (IC 50,light ), which would prevent
anemia in an eventual clinical treatment. Intracellular ROS Production The promising photocytotoxic
properties of complexes 2 , 4 , 6 , and 8 encouraged us to investigate their mechanism
of action. First, it was determined whether their photodynamic activity
leads to a general elevation of ROS at the cellular level. To compare
their ability to generate ROS, A549 cells were treated with the complexes
at an equimolar concentration (10 nM). The cells were incubated with
the complexes for 4 h and then maintained in the dark or exposed to
blue light irradiation for 1 h. ROS generation was immediately determined
by flow cytometry using the cell-permeable 2′,7′-dichlorodihydrofluorescein
diacetate (CM-H 2 DCFDA) dye, which generates a derivative
inside the cells that is oxidized by different ROS to fluorescent
2′,7′-dichlorodihydrofluorescein (DFC). Exposure of
the cells to complexes in the dark did not modify the cellular ROS
content. In contrast, after photoactivation, complexes 2 , 4 , and 6 generated 2.4-, 2.2-, and 2.4-fold
elevations of ROS levels, respectively, as determined by the increase
of the median fluorescence intensity of cells ( Figure 5 a). In the case of complex 8 , ROS levels increased by 5.6-fold, and this was the highest pro-oxidant
activity observed in this study. This finding is consistent with the
outstanding cytotoxicity of 8 after activation with blue
light and its high level of 1 O 2 generation.
Furthermore, additional studies were conducted to elucidate the specific
types of ROS generated. In addition to singlet oxygen (see Figures 2 and 10 ), various ROS species such as superoxide anions (O 2 •- ), hydroxyl radicals ( • OH), hydrogen peroxide (H 2 O 2 ), and peroxyl
radicals (ROO • ) are generated by PDT. 21 , 95 Among these species, the superoxide anions are one of the primary
and most cytotoxic ROS, capable of inducing irreversible damage to
cellular components. Superoxide anion also contributes to the formation
of hydrogen peroxide within cells, either spontaneously or facilitated
by superoxide dismutase. 96 Hydrogen peroxide
exhibits long half-life and the ability to traverse biological membranes,
causing damage in diverse cellular compartments. 97 Consequently, the generation of superoxide anion radicals
was assessed using a specific probe that produces an orange fluorescent
product upon reaction with O 2 •– . Treatment with photoactivated complexes 4 , 6 , and 8 resulted in a significant increase in the mean
fluorescence of the cells (by 2.4-, 2.8-, and 2.6-fold, respectively)
indicating their capability to generate O 2 •– ( Figure 5 b). However,
O 2 •– intracellular levels were
not elevated by the treatments in the dark. Furthermore, upon light
irradiation, complexes 4 , 6 , and 8 also induced a 1.7- to 2-fold increase in intracellular H 2 O 2 levels ( Figure S93 ). In
contrast, no generation of either ROS was detected in the case of
complex 2 , both in the light and in the dark. Figure 5 (a, b) Cellular
ROS generation. A549 cells were treated with complexes 2 , 4 , 6 , and 8 at 10
nM for 4 h, followed by incubation in the dark or exposure to blue
light (460 nm, 24.1 J cm –2 ) for an additional hour.
General ROS (a) and superoxide anion (b) levels were measured with
specific fluorescent probes by flow cytometry. Bars represent the
mean fold increase (±standard deviation) relative to untreated
control cells. * p < 0.05 versus control cells.
(c) Effect of ROS on cell viability. A549 cells were treated with
the complexes at their IC 50,light for 4 h, followed by
blue light irradiation in the presence or absence of ROS scavengers
(sodium azide for 1 O 2 or tiron for O 2 •– ). Bars represent the mean percentage
of viable cells 48 h later relative to the corresponding untreated
control cells (±standard deviation). * p <
0.05, ** p < 0.01, and *** p <
0.001 versus cells exposed to the complexes without ROS scavenger
(⌀). All conditions were tested by triplicate in three independent
experiments. To corroborate the impact of the ROS on cell death,
A549 cells
were incubated with complexes 2 , 4 , 6 , and 8 at their respective IC 50,light and subsequently activated with blue light in the absence or presence
of NaN 3 as selective 1 O 2 scavenger
or tiron as O 2 •– scavenger. 98 Cell viability was determined after 48 h of
treatment. As shown in Figure 5 c, the phototoxicities of all of the complexes were significantly
suppressed in the presence of NaN 3 , confirming the active
role of 1 O 2 in cell death. Furthermore, the
impact of complexes 4 , 6 , and 8 on cell viability was partially reversed by tiron, which is in agreement
with their capacity to generate O 2 •– . These findings collectively confirm the prominent role of
type
II photochemical processes in the photocytotoxicity of all of the
complexes. Moreover, they demonstrate the involvement of O 2 •– in the activity of complexes 4 , 6 , and 8 . This type I mechanism is less
dependent on oxygen, making these complexes valuable candidates for
targeting cancer cells within hypoxic microenvironments. 29 Since the complexes also exhibited cytotoxic
activity in the absence
of irradiation, albeit at much higher concentrations, it was determined
whether ROS generation was also involved in their mechanism of action
in the dark. Treatment of the cells with complexes 2 , 4 , 6 , and 8 at their corresponding
IC 50,dark generated a similar effect and led to a 2.6-,
2.8-, 2.6-, and 1.7-fold increase in cellular ROS content, respectively.
Therefore, in the dark, the cytotoxic activity of compounds is also
associated with a pro-oxidant activity that can effectively alter
the redox balance of cells ( Figure S94 ).
This activity in the dark has also been observed for other [Cp*Ir(C ∧ N)L] + complexes. 31 , 35 Cellular Uptake and Distribution ROS have a very short
half-life and a radius of action that is limited to nearby molecules
and structures. 12 Thus, in addition to
the amount of ROS generated, the efficacy of PDT is highly dependent
on the specific cellular location in which they are produced. 99 Compound 6 was selected to investigate
the intracellular fate of the complexes since it showed a very good
photodynamic behavior. First, its cellular internalization was analyzed,
which may occur passively either by diffusion through the membrane
or via channels, or alternatively by energy-dependent processes, such
as active transport or endocytosis. 100 The
uptake mechanism was determined by specifically blocking the processes
that require metabolic energy. To this end, the cells were treated
for 1 h with the complex at low temperature (4 °C) or with a
previous incubation with carbonyl cyanide m -chlorophenyl
hydrazone (CCCP), a potent mitochondrial uncoupling agent that dissipates
membrane potential, thus inhibiting adenosine triphosphate (ATP) production.
Control cells were incubated at 37 °C without any inhibition
to enable all types of internalization mechanisms. It was determined
that the iridium content in control cells (87.6 ± 4 ng/10 6 cells) was reduced by approximately 80% when cells were incubated
both at 4 °C (18.0 ± 3 ng/10 6 cells) or with
CCCP pretreatment (17.6 ± 2 ng/10 6 cells) ( Figure S95 ), thus revealing that the internalization
of the complex occurs mainly through an energy-dependent mechanism.
However, it must be taken into account that these inhibition conditions
may also affect the ability of cells to maintain the mitochondrial
membrane potential (MMP) either by a reduction in metabolic activity
at 4 °C, which inhibits the mitochondrial electron transport
chain, or by the direct depolarization of the inner mitochondrial
membrane by CCCP. Therefore, the low cellular accumulation of the
complex could also be influenced by a reduced ability of mitochondria
to retain cationic compounds. The distribution of complex 6 inside the cells was investigated next. DNA 39 , 43 , 46 as well as the mitochondria, 39 , 41 , 44 , 45 , 47 , 50 , 101 , 102 endoplasmic reticulum
(ER), 103 , 104 or lysosomes 44 , 105 have been
described to be targets of iridium cyclometalated complexes. The cells
were incubated with the complex at 10 μM for 4 h at 37 °C
to allow its maximum accumulation and the major cellular compartments
(nuclear, membrane/particulate, cytosolic, and cytoskeletal) were
isolated. The amount of iridium in each fraction was determined by
inductively coupled plasma mass spectrometry (ICP-MS). As represented
in Figure 6 , most of
the iridium (140.8 ± 20 ng Ir/10 6 cells) was found
in the fraction containing the cell membranes and organelles. In contrast,
only very small amounts of iridium were detected in the nuclear, cytosolic,
and cytoskeletal fractions (7.1 ± 4 ng Ir/10 6 cells,
4.6 ± 2 ng Ir/10 6 cells, and 11.0 ± 4 ng Ir/10 6 cells, respectively). Since complex 6 showed
low interaction with the cell membrane in hemolysis experiments, its
most likely cellular localization was membranous cell organelles.
Specifically, as described for other cationic iridium-based compounds
with lipophilic ligands, the complex was expected to accumulate in
the mitochondria due to the negative potential across the inner mitochondrial
membrane. 106 Figure 6 Subcellular distribution
of complex 6 . The nuclear,
membrane/organelles, cytosolic, and cytoskeletal fractions of A549
cells treated for 4 h with complex 6 at 10 μM were
isolated, and the iridium content in each fraction was measured by
ICP-MS. The mean values and standard deviation obtained in two independent
experiments are shown. As the complexes do not exhibit sufficient luminescence
it was
not possible to characterize their precise localization by fluorescence
microscopy imaging. Therefore, to unravel their mechanism of action,
the specific damage they exert on organelles was evaluated. Mitochondrial Damage Effect on the Mitochondrial Membrane Potential MMP
is generated by the process of electron transport to drive ATP production
during oxidative phosphorylation, and it is considered a key indicator
of mitochondrial activity. Beyond ATP generation, other processes
including transport of molecules across the mitochondrial membrane,
cell death signaling, and redox balance are dependent on the MMP.
Therefore, disruption of the MMP can effectively compromise the cell
viability. 107 To determine the impact of
the complexes on the MMP, A549 cells were treated with 2 , 4 , 6 , and 8 at 10 nM in
the dark or under blue light irradiation and the mitochondrial membrane
polarization was monitored by flow cytometry using the JC-1 cationic
dye, which specifically accumulates inside healthy mitochondria and
forms aggregates that emit red fluorescence. However, if the mitochondrial
membrane is depolarized, JC-1 diffuses to the cytosol in the form
of monomeric molecules that emit green fluorescence. As shown in Figure 7 , red emission from
JC-1 aggregates was detected in 59.7% of control untreated cells while
40.2% of the cells only emitted green fluorescence corresponding to
JC-1 monomers. A very similar fluorescence pattern was observed in
cells exposed to the complexes in the dark, thus indicating that the
MMP was not altered under these conditions. In contrast, upon irradiation,
cell fluorescence emission shifted to green and the percentage of
cells with red fluorescence was reduced to 30.0% ( 2 ),
34.3% ( 4 ), 16.9% ( 6 ), and 6.6% ( 8 ), indicating a loss of MMP. Similar results were observed after
the treatment of the cells with the CCCP mitochondrial uncoupler,
which decreased the percentage of cells with red fluorescence to 21.9%.
These results demonstrate that the photodynamic activity of complexes
under investigation generates rapid inner membrane depolarization
that potentially impairs mitochondrial functions. This effect was
especially strong in cells exposed to complexes 6 and 8 and correlates well with their higher cytotoxicity upon
photoactivation. Figure 7 Flow cytometry analysis of the mitochondrial membrane
potential.
A549 cells were treated with complexes 2 , 4 , 6 , and 8 at a concentration of 10 nM
for 4 h, followed by incubation in the dark or exposure to blue light
irradiation for 1 h (460 nm, 24.1 J cm –2 ). The mitochondrial
membrane uncoupler CCCP (5 μM) was used as a positive control
to induce membrane depolarization. Cells incubated with medium alone
were used as negative control. Plots represent fluorescence intensities
of green JC-1 monomers and red JC-1 aggregates inside the cells. 10,000
cells were analyzed for each sample. The percentage of population
in each quadrant is indicated. Loss of MMP can be detected by the
reduction of red fluorescence within the cells. The impact of the complexes on mitochondrial function
was further
confirmed using the MitoTracker Red CMX dye, which passively diffuses
across the plasma membrane and accumulates in active mitochondria
due to the MMP. 108 A549 cells were incubated
with complexes 2 , 4 , 6 , and 8 at a dose corresponding to the IC 50,light , and
the effect on mitochondria after photoactivation was immediately analyzed
by confocal microscopy ( Figure 8 ). The cells were localized by blue nuclear counterstain with
Hoechst 33342. In untreated control cells, mitochondria showed a characteristic
tubular morphology forming an interconnected network throughout the
cytoplasm. In contrast, the number of fluorescent mitochondria was
notably reduced in cells treated with the complexes and the remaining
mitochondria mostly displayed a vesicular rounded shape, which is
an indicator of mitochondrial damage. 108 , 109 These results
are consistent with those obtained with the JC-1 dye, further confirming
that mitochondria are prime targets of the complexes and that mitochondrial
dysfunction is a major mechanism by which they induce a cytotoxic
effect. Figure 8 Effect of the photoactivated complexes on mitochondria. A549 cells
were incubated with complexes 2 , 4 , 6 , and 8 for 4 h at the corresponding IC 50,light followed by photoactivation with a blue light (1 h,
460 nm, 24.1 J cm –2 ) or incubated with medium alone
as a control. Mitochondria were stained with MitoTracker Red CMX and
visualized in red (λ ex = 554 nm; λ em = 576 nm) by confocal microscopy. Nuclei of living cells were counterstained
with Hoechst 33342 (λ ex = 350 nm; λ em = 461 nm) and visualized in blue. Nicotinamide Adenine Dinucleotide (NAD) Oxidation Nicotinamide
adenine dinucleotide is a coenzyme involved in a wide range of oxidation/reduction
reactions associated with cell metabolism. 110 , 111 The reduced form of NAD (NADH) is an important electron source in
the mitochondrial transport chain. 112 Thus,
oxidation of NADH in the mitochondria by exogenous causes may disrupt
oxidative phosphorylation and contribute to mitochondrial dysfunction.
During the past decade, several examples of the photocatalytic oxidation
of NADH by iridium catalysts have been reported. 40 , 42 , 111 , 113 Considering
these reports, the Ir-photocatalyzed oxidation of NADH was studied
for complexes 1 – 8 by UV–vis.
The evolution of NADH (2.5 μM, complex/NADH ratio = 1:40) in
the presence of the complexes (100 μM) was monitored in a H 2 O/DMSO (97.5:2.5 v/v) solvent mixture for 1 – 2 or H 2 O/MeOH (97.5:2.5 v/v) solvent mixture for 3 – 8 over a period of 8 h, at room temperature,
in the dark and under blue light (470 nm). The decrease in intensity
of the band at 340 nm was monitored as this corresponds to the disappearance
of NADH ( Figures S96–S104 ). In all
cases, a very low level of NADH oxidation was observed in the dark.
However, under blue light irradiation, there was a significant decrease
in the intensity of the 340 nm band. The reaction proceeded
with first-order kinetics with respect to NADH. The TONs (Turnover
Number, number of conversions per unit of catalyst) were measured
for all complexes ( Figure S105 ). In general,
those PSs with pbpn ligands were more active photocatalysts than the
corresponding complexes with pbpz ligands, except for the pair 1 and 2 , because 1 showed the highest
activity in the photooxidation of NADH. The TON values are similar
to those of other complexes reported in the literature. 40 , 42 , 114 However, the values reported
previously were not obtained under light irradiation. To our knowledge,
the complexes reported here are the first half-sandwich iridium compounds
to show a remarkable photocatalytic oxidation of NADH. The photooxidation
of NADH catalyzed by complexes 1 , 2 , 5 , and 6 was also monitored
by 1 H NMR spectroscopy both in the dark and under blue
light (470 nm) irradiation, at room temperature ( Figures S106–S114 ). The concentration of complexes
was 1 mM and NADH was added (3.5 equiv) in a DMSO/D 2 O (9:1)
solvent mixture for chlorido complexes due to their low solubility
in aqueous media and in a DMSO/D 2 O (1:1) mixture for complexes 5 and 6 . In the absence of light, significant
changes in the resonances were not observed. However, under blue light
irradiation a new set of peaks was detected, and these were assigned
to the oxidized form of NAD, that is, NAD + (8.43 and 8.37
ppm). Nevertheless, the peak corresponding to the “Ir–H”
species was not observed at any time—in contrast to other similar
Ir complexes described previously. 40 , 42 , 114 It is possible that in our case the hydrido derivative
is either too reactive to be detected or the mechanism followed by
these complexes is different from that observed by Sadler et al. 40 Overall, these results revealed that oxidation
of NADH after the treatment of the cells with the photoactivated complexes
might contribute to the loss of the MMP and the subsequent mitochondrial
dysfunction. However, there is not a perfect correlation between the
photocatalytic activity and the cytotoxicity. In relation with that,
it has been recently reported that the photocatalytic oxidation of
NADH by certain complexes may be modified by interactions with other
biomolecules. 115 DNA Damage Mitochondria are the only organelles outside
the cell nucleus that possess their own genetic material. Mitochondrial
DNA (mtDNA) is a small, circular, multicopy DNA molecule that encodes
13 polypeptide subunits of the complexes of the respiratory chain
as well as tRNAs (tRNAs) and rRNAs (rRNAs) to translate them. 116 As a consequence, mtDNA is essential for mitochondrial
function. Importantly, mtDNA is not protected by histones and is more
vulnerable to oxidative damage than nuclear DNA. Therefore, ROS overproduction
by the complexes in close proximity to mtDNA could generate genomic
aberrations that would contribute to mitochondrial dysfunction. The
capacity of our complexes to interact with or damage DNA was evaluated
by two different approaches. First, the capacity of the compounds
to intercalate into DNA was assessed by testing their ability to displace
the fluorescent dye ethidium bromide (EtBr) previously bound to double-stranded
DNA. In this respect, a calf thymus DNA (CT-DNA) sample was saturated
with an excess of EtBr. The samples were then exposed to a range of
concentrations of complexes 1 – 8 .
The fluorescence spectra showed that all complexes generated a concentration-dependent
decline in the fluorescence of EtBr bound to CT-DNA ( Figure S115 ). The concentration of each complex required to
achieve a 50% reduction of the initial fluorescence (C 50 value) was determined. All of the complexes intercalated into DNA
with C 50 values between 192 and 15.9 μM ( Figure 9 ). It should be noted
that the higher π-extension resulted in an increase of the intercalating
properties for the pbpn derivatives, except for the complexes bearing
the imidazole ligand ( 3 and 4 ), which displayed
very similar C 50 values (16.1 and 15.9 μM, respectively).
These two compounds had the best DNA intercalating abilities, together
with complex 8 (C 50 : 15.9 μM). Figure 9 Competitive
EtBr displacement assay with CT-DNA. Percentage fluorescence
of EtBr interacting with CT-DNA treated with different compound concentrations.
Each graph presents the mean and standard deviation of three independent
experiments on pairs of compounds that differ in the C ∧ N ligand (pbpz or pbpn). C 50 values obtained for each
compound are indicated in the graph. The interactions of the compounds that contain
pbpn ligands with
DNA in the dark and under irradiation were further analyzed by electrophoretic
mobility assays using the circular plasmid pUC18, as described previously. 87 This assay analyses the mobility shift of a
plasmid DNA from a supercoiled (SC) conformation (with high electrophoretic
mobility) to an open circular (OC) conformation (with reduced electrophoretic
mobility due to single-strand breaks performed by damage-inducing
agents, such as ROS). When the damage is severe, the DNA can become
highly fractionated, and fractions elute from the gel. First, pUC18
plasmid was treated with serial dilutions of the complexes (from 25
to 0.5 μM) in order to find the concentration that generated
a clear effect on the DNA for all compounds (data not shown). Based
on the results, a concentration of 25 μM was chosen for the
study. Doxorubicin (25 μM) was included in the experiment as
a positive control of a classical DNA intercalator and treatment with
1.7% H 2 O 2 and 20 μM FeCl 2 was
used as a positive control for ROS generation and nuclease activity. As shown in Figure 10 , in the presence of doxorubicin the plasmid
electrophoretic mobility was greatly reduced and gave rise to a diffuse
DNA band of lower mobility than the SC form of the untreated plasmid.
Regarding the samples exposed to the compounds, the proportion of
SC and OC forms of pUC18 treated in the dark were similar to those
observed for the untreated sample, thus revealing that the compounds
are not active against DNA without irradiation. In contrast, all compounds
clearly induced a shift in the proportion of OC/SC forms of pUC18
under irradiation, demonstrating a nuclease activity. In addition,
the photodynamic effect of the complexes was almost blocked by the
presence of a singlet oxygen scavenger (sodium azide). Similar changes
were observed on the treatment of pUC18 with H 2 O 2 in the presence of FeCl 2 , which was also blocked by the
hydroxyl radical scavenger DMSO. Figure 10 Electrophoretic mobility of pUC18 plasmid
exposed to compounds 2 , 4 , 6 , and 8 (25
μM) for 1 h in dark conditions, under irradiation (irrad) (1
h, 460 nm, 24.1 J cm –2 ) or under irradiation in
the presence of sodium azide (NaN 3 ) as a ROS scavenger,
as indicated under each lane. Doxorubicin (Doxo) was included as a
reference DNA intercalator. Untreated pUC18 was used as a control
(Ctr). H 2 O 2 + FeCl 2 were used to
induce ROS-mediated nuclease activity on DNA, and DMSO was used as
a hydroxyl radical scavenger. Supercoiled plasmid conformation (SC)
and open circular conformation (OC) bands of two independent experiments
were quantified by densitometry and the OC/SC ratio is shown in the
graph. The results outlined above indicate that the complexes
can intercalate
into DNA and induce oxidative DNA damage through oxygen singlet generation
after photoactivation. Lysosome Damage Since the complexes were shown to accumulate
in membranous organelles, their ability to cause lysosomal damage
was also analyzed. The integrity of lysosomes was evaluated with Acridine
Orange (AO), a cationic fluorescent dye that emits red fluorescence
when accumulated in acidic compartments, such as lysosomes, and green
fluorescence when localized in the cytosol and the cell nucleus. 117 In control untreated cells and in cells treated
with complexes 2 , 4 , 6 , and 8 at 10 nM in dark conditions, a dotted red fluorescent staining,
corresponding to healthy lysosomes, was observed ( Figure S116 ). However, upon blue light irradiation, the red
fluorescent particles completely disappeared in cells exposed to complexes 4 , 6 , and 8 , indicating massive
lysosomal damage, while they were only reduced in cells exposed to
complex 2 , possibly due to the higher IC 50,light value of this complex. It should be noted that lysosomal photodamage
could not be detected when the cells were treated with any of the
complexes in the same conditions at the IC 50,light (data
not shown), in contrast to that observed at the mitochondrial level.
This finding suggests that lysosomes are not the main cellular target
of the compounds, although they can also be damaged by their phototoxic
activity. Nevertheless, it has been reported that lysosomal dysfunction,
even at a low level, can significantly contribute to the cytotoxic
effect of PSs directed at mitochondria. 118 Cell Death Mechanism PDT triggers different modes of
death that can be mainly classified into necrosis, apoptosis, and
autophagy, although these mechanisms can coexist. 119 In the microscopy images of the cells stained with AO it
was apparent that, shortly after the treatments, some cells showed
nuclear condensation and/or membrane blebbing, which are characteristic
features of apoptosis ( Figure 11 a). The cell death pathway induced was further characterized
for complex 6 by determining phosphatidylserine externalization
to the outer cell membrane (indicative of apoptosis) and plasma membrane
disruption (indicative of late apoptosis or necrosis) by annexin V-FITC
(AN) and propidium iodide staining, respectively. The cells were treated
with the complex at a concentration corresponding to 5 times the IC 50,light to induce death in a significant number of cells shortly
after the photoactivation. Cisplatin was used as a positive control.
As shown in Figure 11 b, 95.7% of untreated cells (control) were negative for both propidium
iodide and annexin V-FITC staining. After treatment with the photoactivated
complex 6 , the proportion of dead cells increased in
a time-dependent manner. After 4 h, 1.7% of the cells were found in
early apoptosis (AN+; IP−), 6.4% in necrosis (AN–; IP+),
and 15.8% in late apoptosis, which is also considered secondary necrosis
(AN+; IP+). 119 , 120 At 20 h, the populations in
late apoptosis rose to 43.2% and the necrotic cells to 10.4%. In the
case of cells treated with cisplatin for 24 h, 5.3% of the cells were
in early apoptosis, 6.6% in necrosis, and 26.1% in late apoptosis. Figure 11 Cell
death mechanism. (a) High-magnification microscopy images
of A549 cells stained with AO after treatment with photoactivated
complexes 4 , 6 , and 8 at 10
nM. Nuclear condensation and membrane blebbing, which are typical
features of apoptosis, are indicated by white arrows. (b) Flow cytometry
analysis of propidium iodide (FL2) and Annexin V-FITC (FL1) double
staining after 4 and 20 h of treatment with photoactivated complex 6 at the IC 50,light × 5. Cisplatin (50 μM
for 24 h) was included as positive control. The percentages of cells
in each quadrant are indicated. This cell death mechanism involving both apoptosis
and secondary
necrosis is consistent with the proposed mechanism of action of the
complexes. The prooxidative activity of the complexes has been found
to generate rapid DNA damage as well as mitochondrial membrane permeabilization,
as confirmed by MMP dissipation. This situation can promote cytochrome
c release into the cytoplasm, where it triggers the activation of
caspases and the subsequent intrinsic apoptosis pathway. Low levels
of mitochondrial photodamage normally activate autophagy, in particular
mitophagy, to recycle damaged mitochondria and protect cells from
the release of proapoptotic proteins and mitochondrial ROS. 121 However, the permeabilization of the mitochondrial
membrane facilitates the redistribution of the complexes to other
subcellular compartments, in particular to lysosomes, which are involved
in autophagy, compromising this mechanism of cellular protection.
The accumulation of ROS within the mitochondria can also cause necrosis
as a result of a massive oxidative damage and depletion of ATP levels, 99 an effect that intensifies with longer treatments.
In addition, lysosomal damage can also activate necrosis by the release
of lysosomal enzymes (such as cathepsins B, D, L) into the cytoplasm. 122 Overall, the multitarget photocytotoxic activity
of the complexes is highly effective in triggering cell death through
both apoptosis and necrosis.
## Synthesis and Characterization
Synthesis and Characterization A new family of eight
Ir(III) complexes of general formulas [Cp*Ir(C ∧ N)Cl]
and [Cp*Ir(C ∧ N)L]BF 4 ( series A : C ∧ N = pbpz, series B : pbpn; in both
series: L = imidazole, Im; ( N -ethylpiperidyl)imidazole,
Imepip; N -benzyl-imidazole, bzIm) has been prepared
( Chart 1 ). For the
sake of comparison of the effect of the π-extended conjugation
in the C ∧ N ligand on the biological properties,
the chlorido complexes of formula [Cp*Ir(C ∧ N)Cl],
with shorter C ∧ N ligands (C ∧ N
= pbpq, benzo[ f ]pyrido[2,3- h ]quinoxaline,
complex 9 , and bhq, benzo[ h ]quinoline,
complex 10 ), have been prepared as well. Complex 10 was previously reported. 68 The
proligands Hpbpz, Hpbpn, and Hpbpq were synthesized using a literature
procedure ( Scheme S1 ). 19 Complexes 1 , 2 , 9 , and 10 were synthesized from the dimeric starting
material [Cp*IrCl 2 ] 2 by a nonreported procedure
through the addition of AgOCOCF 3 and Na 2 CO 3 ( Scheme S1 ). Subsequently, the
cationic complexes ( 3 – 8 ) were obtained
from 1 and 2 using one equivalent of silver
tetrafluoroborate, in the presence of the N-donor monodentate ligands.
The complexes were obtained in moderate to very good yields (63–98%).
The 10 complexes were fully characterized by elemental analysis, 1 H and 13 C{ 1 H} NMR spectroscopy ( Tables S1 and S2, Figures S1–S27 ) including 1 H– 1 H COSY, 1 H– 13 C gHSQC and 1 H– 13 C gHMBC experiments
and mass spectrometry ( Figures S28–S37 ). The high-performance liquid chromatography (HPLC) traces were
also obtained ( Figures S38–S46 ). 1 , 6 , and 9 were also characterized
by a single-crystal X-ray diffraction study. The complexes exhibited
good solubility in polar solvents such as dimethyl sulfoxide (DMSO)
and chlorinated solvents, as well as in methanol or tetrahydrofuran
(THF). The chloride complexes were poorly soluble in aqueous media.
However, the cationic complexes were soluble in water provided that
a small amount of another solvent, such as DMSO, CH 3 OH,
or CH 3 CN was added. Thus, nontoxic amounts of DMSO were
used in the biological experiments to assist dissolution. The complexes
were fully soluble at the maximum concentration used during the biological
assays. The p K a values of complexes 5 and 6 , along with that of the free Imepip ligand,
were
determined in order to find out if the Imepip ligand is protonated
under the conditions of the biological studies ( Figures S47–S49 ). The values were determined by recording
the absorbance spectra at different pH values in DMSO/H 2 O mixtures (2/98, v/v) with Bu 4 NBF 4 at 5 mM.
Both 5 and 6 exhibited a single equilibrium
with p K a = 7.2 and 7.8, respectively ( Table S2 ). The p K a of the Imepip ligand is 7.1. It is proposed that all of these p K a values correspond to the protonation–deprotonation
equilibrium of the piperidine ring. Thus, the Imepip ligand in complexes 5 and 6 is partially protonated under the conditions
of the biological studies (pH: 7.4).
## X-ray Crystal Structures
X-ray Crystal Structures The molecular and crystal
structures of complexes 1 , 6 × 0 . 75C 3 H 6 O , and 9 × 0 . 5C 4 H 10 O were determined by X-ray diffraction. Selected bond
distances and angles are gathered in Table S4 , the crystallographic data are provided in Table S3 , and the corresponding ORTEP diagrams are shown in Figure 1 . The unit cells
of the complexes contain both enantiomers, R Ir and S Ir , arising from the stereogenic nature of the metal center. Figure 1 ORTEP
diagrams of complex S Ir 1 (a), cation
of S Ir 6 (b), and complex R Ir 9 (c). Ellipsoids are at the 30% probability level. Hydrogen
atoms and BF 4 – anions have been omitted
for clarity. The three metallic derivatives exhibit the expected
pseudo-octahedral
half-sandwich geometry with the Cp* ring adopting an η 5 -coordination mode and occupying three coordination sites, while
the C ∧ N ligand exhibits a bidentate-chelate coordination
mode (κ 2 -C,N). A chloride anion ( 1 and 9 ) or an Imepip ligand ( 6 ) completes the coordination
sphere around the metal center. The distances involving the Ir atom
( Table S4 ) are as one would expect. 38 , 42 The N -ethylpiperidine (in 6 ) fragment
is oriented in the opposite direction to the C ∧ N
ligand (see Figure 1 ).
## Stability and Photostability of
Stability and Photostability of 1 – 8 The possible hydrolysis process of the chlorido
complexes 1 and 2 was studied by 1 H NMR spectroscopy. Sadler observed this process in different half-sandwich
cyclometalated chlorido iridium compounds. 38 , 42 , 69 The evolution of 1 and 2 in the dark was studied in a DMSO- d 6 /D 2 O (9:1) solvent mixture ( Figures S50–S52 and Table S5 ) and in DMSO- d 6 ( Figures S53–S56 and Tables S6–S7 ). Thus, the formation of the aqua adducts [Cp*Ir(C ∧ N)(D 2 O)] + ( 1w and 2w ) was deduced in both cases although at a slower rate in
the case of 2 . The reversibility of the process was confirmed
by addition of an excess of Bu 4 NCl to a solution of 1w (see Figures S57–S58 ). We also studied, by means of UV–vis, the stability of complexes 1 – 8 , in the presence of serum (Dulbecco’s
modified Eagle’s medium (DMEM) without phenol red, Corning),
to simulate biological experiments and evaluate the effect of the
different species present in this medium, including nucleophiles.
In the dark, no changes were observed (48 h, Figure S59 ), (a minor change in the case of 1 was observed
after 24 or 48 h) while in the presence of blue light (470 nm), some
modifications were observed both in complexes of series A and B ( Figure S60 ). More
specifically, a decrease of the visible band was observed. In the
case of 6 , we decided to perform more experiments. On
the one hand, we registered the UV–vis spectra in water under
blue light irradiation, and a similar effect was observed ( Figure S61 ). This kind of transformation is typical
of the formation of aggregates. 70 We also
performed a 1 H NMR experiment (although in a higher concentration
range and lower proportion of water) in order to evaluate the possible
dissociation of the imidazolyl ligands in the cationic complexes and
the release of the N-donor ligand was not observed in any case (in
the dark or under blue, green or red light irradiation) ( Figures S62–S65 ). Considering these facts,
we propose that the observed effect is due to an aggregation process
favored by the hydrophobicity of the pbpn or pbpz ligands and the
polarity of water, a process that takes place, at least for the concentration
studied, only in the presence of light. The effect of the light should
imply that the formation of aggregates takes place in the excited
state. In fact, considering theoretical calculations (see below),
aggregates formation is not very favorable for the complexes in their
ground states since charge distribution of their highest occupied
molecular orbital (HOMO) is located on Ir+Cp* fragments ( Table S11 ), but upon photoexcitation, a significant
metal to ligand charge transfer process causes the population of their
lowest unoccupied molecular orbitals (LUMO) centered on the quinoxaline
or benzo-quinoxaline fragments, for complexes of series A and B , respectively.
## Singlet Oxygen Production
Singlet Oxygen Production Singlet oxygen is considered
the main cytotoxic species in PDT processes. Therefore, the ability
of the PSs reported here to generate singlet oxygen ( 1 O 2 ) was evaluated by monitoring the oxidation of 1,3-diphenylisobenzofuran
(DPBF, yellow, 5 × 10 –5 M) to 1,2-dibenzoylbenzene
(colorless) in acetonitrile in the presence of 1 – 8 (1 × 10 –6 M) under blue light (470
nm) irradiation by UV–vis spectroscopy. The intensity of the
DPBF bands (e.g., λ max = 410 nm) decreased over time
in all cases ( Figures S66–S69 and Table S8 ). Control experiments in the absence of either O 2 , light, or PSs were performed in an effort to elucidate the nature
of this transformation and the role of the new PSs. Thus, the oxidation
of DPBF was not observed in the absence of either O 2 or
light. However, in the absence of PSs, partial oxidation of DPBF (25%)
was observed after 20 s in aerated acetonitrile under blue light irradiation
( Figure S70 ). Therefore, the corresponding
correction was applied to the calculations. These results indicate
that (a) DPBF tends to decompose under blue light irradiation in the
presence of O 2 and (b) complexes 1 – 8 accelerate the photooxidation of DPBF through a photocatalytic
process. Furthermore, the formation of 1 O 2 was
confirmed in an experiment performed in the presence of 6 and NaN 3 ( Figure S71 ). As
one would expect, this singlet oxygen quencher inhibited the oxidation
of DPBF. More specifically, complexes of series B (bearing
pbpn, i.e., 2 , 4 , 6 , and 8 ) showed a higher photocatalytic activity ( Figure S72 ) than their analogues of series A (bearing
pbpz, i.e., 1 , 3 , 5 , and 7 ). Indeed, near complete photodegradation of DPBF was observed
after only 25 s for 4 , 6 , and 8 . The 1 O 2 generation quantum yields (ϕ Δ ) were obtained and are provided in Table S10 (see also Figure 2 ). Very high ϕ Δ values were
obtained for complexes of series B , thus confirming the
enormous potential of these compounds as singlet oxygen photosensitizers.
In particular, for complex 8 , ϕ Δ = 0.99. By contrast, the four derivatives with pbpz exhibited low
ϕ Δ values and this highlights the significant
influence of the extra ring in the C ∧ N ligand on
the photophysical properties. Similar experiments were carried out
on complexes of series B under green light irradiation.
In this case, the consumption of DPBF was much slower relative to
that observed with blue light ( Figures S73–S74 ). Figure 2 1 O 2 generation quantum yields of complexes
of series A (dark gray) or series B (light
gray) in CH 3 CN. Ir(III) complexes were excited at 470 nm
by a light-emitting diode (LED) (2.3 W). Although DPBF is the probe normally used to detect 1 O 2 and has very high sensitivity, it has the drawback
that it is not specific to 1 O 2 , as may react
with other ROS as superoxide anion and H 2 O 2 . 71 , 72 In order to unambiguously conclude about the formation of 1 O 2 , another probe, ABDA, 9,10-anthracenediyl-bis(methylene)dimalonic
acid, was used. ABDA has a much lower reactivity and a much smaller
spectroscopic response, but it is specific for 1 O 2 , allowing for discrimination from other ROS. 73 It is quite water-soluble and thus, the formation of 1 O 2 was determined in H 2 O/DMSO (95:5)
mixtures. This determination was carried out with two pairs of complexes,
the neutral 1 and 2 and the cationic 7 and 8 (see Figures S75–S78 and Table S9 ). The formation of 1 O 2 was
verified in all cases and, as it was found with DPBF, higher yields
were obtained with complexes containing the pbpn ligand. As expected,
the values were lower than those obtained with DPBF in acetonitrile. 73 Besides, the high concentration of the complexes
that was necessary to be used (10 –3 M) probably
leads to aggregation phenomena that may influence the specific values.
The high values in acetonitrile reflect that the complexes could produce
a high amount of 1 O 2 when located in lipophilic
cell regions. It was subsequently decided to study the excited
states of the
two series of PSs by different techniques in conjunction with theoretical
calculations in an effort to understand their nature and the photophysical
mechanism involved in the production of singlet oxygen.
## Photophysical Properties
Photophysical Properties UV–Vis Absorption Spectra The UV–vis
spectra of complexes 1 – 10 were recorded
in acetonitrile solutions (10 –5 M) at 25 °C
( Figure S79 ). The spectra, grouped by families,
are shown in Figure S80 (the four chlorido
complexes are also compared) and the absorption spectra of the free
ligands are shown in Figure S81 . All of
the spectra contain two very intense, high-energy bands below 340–350
nm with a red shift for the complexes of series B (C ∧ N = pbpn). Moreover, the spectra exhibit a third band
of lower intensity centered at around 380 nm ( 9 and 10 ), 400 nm ( series A , C ∧ N
= pbpz), and 420 nm ( series B ) with featureless and weak
absorption tails that extend well into the visible region for families
of series A and B (above λ = 450 or
500 nm for complexes of series A and B ,
respectively) (see Table S10 ). The simulated
TD-DFT absorption spectra for compounds 5 – 8 and their calculated electronic transitions ( Figures S90–S91 and Tables S12–S15 , see below for the theoretical calculations) suggest that the highest-intensity
bands mainly correspond to a mixture of metal to C ∧ N ligand (d → π*, 1 MLCT) charge transfer
and C ∧ N ligand to ligand (π → π*, 1 LC) transitions, while the lowest-intensity bands mainly correspond
to 1 MLCT transitions in both series. The red shift observed
in the absorption spectra of complexes of series B reflects
the strong electron-withdrawing ability and extended π-conjugation
of the benzo-quinoxaline ligand enabling larger oscillator strength
values. Moreover, an additional C ∧ N ligand-centered
transition (π → π*) was exclusively observed in
the lower-intensity bands of these compounds, which contribute to
their broadening. The spectra recorded for members of each family
( A or B ) are very similar among them. However,
the stated red-shifted absorption exhibited by PSs of series
B , relative to their congeners of series A and
also relative to 9 and 10 , improves their
light-harvesting ability and makes them sensitive to light sources
with deeper tissue penetration capacity. Emission Spectra The photoluminescence spectra of 1 – 8 were recorded in solutions of dry
deoxygenated acetonitrile (10 –5 M) at 25 °C
( Figure S82 and Table S10 ). Complexes of series A are not emissive at this concentration while the
spectra recorded for derivatives of series B show a relatively
weak emission at about 550 nm upon excitation at λ = 420 nm. Considering the low emissive character of these complexes and the
high ability to generate 1 O 2 of complexes of series B we decided to evaluate the presence of long-lived
states that could be quenched by O 2 . Thus, the lifetime
of possible triplet states was measured by Transient Absorption Spectroscopy
(TAS) in complexes of series A and B . Transient Absorption Spectroscopy TAS measurements
were performed with two pairs of complexes 5 / 6 and 7 / 8 . According to our expectations,
TAS of 6 and 8 show the presence of an excited
state with very long lifetimes (τ = 2430 ns for 6 ; τ = 976 ns for 8 ) in the absence of O 2 . The observed values for the lifetimes decreased markedly in the
presence of O 2 (τ = 176 ns for 6 ; τ
= 174 ns for 8 ) ( Table 1 , Figures S83 and S84 ).
This led to the conclusion that these excited states must have a triplet
nature (T 1 ) and are responsible for the generation of 1 O 2 . We found no evidence for similar long-lived
states in 5 and 7 . The transients of 5 and 7 show decay times in the range 12–20
ns and they do not show quenching by oxygen ( Table 1 , Figures S85 and S86 ). Table 1 Summary of Recorded Lifetimes of the
Iridium Complexes in Acetonitrile (λ exc = 355 nm)
from TAS Measurements a lifetimes
at 270/300 nm (μs) lifetimes
at 540 nm (μs) comp. with O 2 without
O 2 with O 2 without O 2 5 0.015 0.012 0.020 0.020 7 0.015 0.015 0.022 0.020 6 0.176 2.430 0.187 2.520 8 0.174 0.976 0.185 1.250 a Lifetimes were recorded at the wavelengths
corresponding to the bleaching of the ground state (270 nm for 5 and 7 , 300 nm for 6 and 8 ) and at 540 nm (absorption of the transient state). A ∼ 0.2. It is important to stress that the observed transients
of 6 and 8 in the presence of oxygen display
total
recovery of the bleaching within the time scale of the measurements,
which allows the assignment of the quenching by oxygen to energy transfer,
compatible with singlet oxygen formation. The absorption spectra recorded
before and after flash photolysis experiments for all complexes were
the same, thus indicating that photodegradation did not occur ( Figure S87 ).
## UV–Vis Absorption Spectra
UV–Vis Absorption Spectra The UV–vis
spectra of complexes 1 – 10 were recorded
in acetonitrile solutions (10 –5 M) at 25 °C
( Figure S79 ). The spectra, grouped by families,
are shown in Figure S80 (the four chlorido
complexes are also compared) and the absorption spectra of the free
ligands are shown in Figure S81 . All of
the spectra contain two very intense, high-energy bands below 340–350
nm with a red shift for the complexes of series B (C ∧ N = pbpn). Moreover, the spectra exhibit a third band
of lower intensity centered at around 380 nm ( 9 and 10 ), 400 nm ( series A , C ∧ N
= pbpz), and 420 nm ( series B ) with featureless and weak
absorption tails that extend well into the visible region for families
of series A and B (above λ = 450 or
500 nm for complexes of series A and B ,
respectively) (see Table S10 ). The simulated
TD-DFT absorption spectra for compounds 5 – 8 and their calculated electronic transitions ( Figures S90–S91 and Tables S12–S15 , see below for the theoretical calculations) suggest that the highest-intensity
bands mainly correspond to a mixture of metal to C ∧ N ligand (d → π*, 1 MLCT) charge transfer
and C ∧ N ligand to ligand (π → π*, 1 LC) transitions, while the lowest-intensity bands mainly correspond
to 1 MLCT transitions in both series. The red shift observed
in the absorption spectra of complexes of series B reflects
the strong electron-withdrawing ability and extended π-conjugation
of the benzo-quinoxaline ligand enabling larger oscillator strength
values. Moreover, an additional C ∧ N ligand-centered
transition (π → π*) was exclusively observed in
the lower-intensity bands of these compounds, which contribute to
their broadening. The spectra recorded for members of each family
( A or B ) are very similar among them. However,
the stated red-shifted absorption exhibited by PSs of series
B , relative to their congeners of series A and
also relative to 9 and 10 , improves their
light-harvesting ability and makes them sensitive to light sources
with deeper tissue penetration capacity.
## Emission Spectra
Emission Spectra The photoluminescence spectra of 1 – 8 were recorded in solutions of dry
deoxygenated acetonitrile (10 –5 M) at 25 °C
( Figure S82 and Table S10 ). Complexes of series A are not emissive at this concentration while the
spectra recorded for derivatives of series B show a relatively
weak emission at about 550 nm upon excitation at λ = 420 nm. Considering the low emissive character of these complexes and the
high ability to generate 1 O 2 of complexes of series B we decided to evaluate the presence of long-lived
states that could be quenched by O 2 . Thus, the lifetime
of possible triplet states was measured by Transient Absorption Spectroscopy
(TAS) in complexes of series A and B .
## Transient Absorption Spectroscopy
Transient Absorption Spectroscopy TAS measurements
were performed with two pairs of complexes 5 / 6 and 7 / 8 . According to our expectations,
TAS of 6 and 8 show the presence of an excited
state with very long lifetimes (τ = 2430 ns for 6 ; τ = 976 ns for 8 ) in the absence of O 2 . The observed values for the lifetimes decreased markedly in the
presence of O 2 (τ = 176 ns for 6 ; τ
= 174 ns for 8 ) ( Table 1 , Figures S83 and S84 ).
This led to the conclusion that these excited states must have a triplet
nature (T 1 ) and are responsible for the generation of 1 O 2 . We found no evidence for similar long-lived
states in 5 and 7 . The transients of 5 and 7 show decay times in the range 12–20
ns and they do not show quenching by oxygen ( Table 1 , Figures S85 and S86 ). Table 1 Summary of Recorded Lifetimes of the
Iridium Complexes in Acetonitrile (λ exc = 355 nm)
from TAS Measurements a lifetimes
at 270/300 nm (μs) lifetimes
at 540 nm (μs) comp. with O 2 without
O 2 with O 2 without O 2 5 0.015 0.012 0.020 0.020 7 0.015 0.015 0.022 0.020 6 0.176 2.430 0.187 2.520 8 0.174 0.976 0.185 1.250 a Lifetimes were recorded at the wavelengths
corresponding to the bleaching of the ground state (270 nm for 5 and 7 , 300 nm for 6 and 8 ) and at 540 nm (absorption of the transient state). A ∼ 0.2. It is important to stress that the observed transients
of 6 and 8 in the presence of oxygen display
total
recovery of the bleaching within the time scale of the measurements,
which allows the assignment of the quenching by oxygen to energy transfer,
compatible with singlet oxygen formation. The absorption spectra recorded
before and after flash photolysis experiments for all complexes were
the same, thus indicating that photodegradation did not occur ( Figure S87 ).
## Theoretical Calculations
Theoretical Calculations In order to obtain a better
understanding of the important differences in the photophysical properties
of complexes of series A and B and give
further support to the outstanding ability of complexes of series
B for the generation of 1 O 2 generation,
TD-DFT calculations were performed for singlet and triplet transitions
of complexes 5 – 8 . Compounds 5 and 6 , on the one hand, and 7 and 8 on the other hand share the same monodentate ligand L but
differ in the C ∧ N cyclometalating fragment. The minimum energy conformations found for 5 and 6 were those in which the ethylpiperidine fragment exhibited
CH−π interactions 74 with the
quinoxaline and benzo-quinoxaline units, respectively ( Figure 3 ). A similar behavior was observed
for 7 and 8 , in which the phenyl ring of
the benzyl group exhibited π–π stacking interactions
with the quinoxaline and benzo-quinoxaline fragments, respectively
( Figure S88 ). The geometry optimizations
of 6 and 7 present a parallel orientation
of the piperidine and benzyl ligands regarding the C ∧ N ligand, whereas the X-ray structure of 6 exhibits
an antiparallel orientation. Therefore, the experimental structures
do not correspond to the minima of potential energy surfaces of the
single molecules in solution, because free from the crystal packing
forces, they are probably on a slope of their potential energy surface
and not in their minima. Therefore, the geometries would be mainly
affected by the rotation of bonds and ligands with low rotational
barriers as Cp* 75 toward lower potential
surfaces by DFT optimizations, revealing the energetic stress involved
in the crystal structure. A comprehensive manner to compare the X-ray
and the theoretical geometries is to superimpose both structures and
calculate the root-mean-square deviation (RMSD) of atomic positions.
Thus, Figure S89 shows that the RMSD value
corresponding to the overlapping of the C ∧ N moiety
for 6 is 0.025. This reflects in almost identical experimental
and theoretical geometries for the fragment, which is not affected
by the crystal packing effect. Figure 3 Optimized ground state structures for 5 and 6 obtained from TD-DFT [(B3LYP/SDD for
Ir(III)) and (6-31
g** for C,H,N)] with SMD (CH 3 CN). For the sake of clarity,
the hydrogen atoms are not shown and each molecular fragment has been
assigned a color code. Calculated fragmental contributions and energies
for some selected molecular orbitals are provided along with the topologies
of HOMO–1, HOMO, and LUMO for 5 and 6 . The length of each color bar is proportional to the percentage
contribution of the corresponding colored moiety to each molecular
orbital. Color codes for bars and molecular fragments: Cp* (purple),
iridium (light green), quinoxaline or benzo-quinoxaline (pink), benzene
(blue), pyridine (navy blue), imidazole (brown), ethylpiperidine (dark
green). The respective fragmental contributions of molecular
orbitals corresponding
to complexes 5 and 6 are shown in Figure 3 and those for complexes 7 and 8 are provided in Figure S88 . In the cases of 6 and 8 the
HOMO and HOMO–1 orbitals are almost isoenergetic since they
have negligible energy differences of 0.05 and 0.08 eV, respectively.
The major contributions to the HOMO in 6 and 8 come from the atomic orbitals of the iridium atoms and the molecular
orbitals of the Cp* ligands, with relative values Ir+Cp* of 42 + 24%
and 43 + 27%, respectively ( Table S11 ).
In contrast, the largest contribution to the HOMO–1 orbitals
of 6 and 8 comes from the benzo-quinoxaline
moieties (87%) and these orbitals have a π nature. Furthermore,
the fragmental contributions of the HOMO and HOMO–1 orbitals
in 5 and 7 are very similar to those of
the HOMO of 6 and 8 , but the energy differences
between these orbitals, 0.15 and 0.17 eV, respectively, are significantly
larger than those calculated for 6 or 8 .
It is worth highlighting that the energy values and the fragmental
contributions calculated for HOMO and HOMO–2 of 6 and 8 are very similar to those calculated for HOMO
and HOMO–1 of 5 and 7 (see Figures 3 and S88 ). The topologies involve d orbitals of the
iridium atom in combination with π-electron clouds of the Cp*
moiety. Regarding the LUMO, these are mainly located on the benzo-quinoxaline
fragments in 6 and 8 and on the quinoxaline
fragments in 5 and 7 , with equivalent energy
values of −2.71 and −2.43 eV for each pair, respectively.
Therefore, the presence of the extra fused benzene ring in 6 and 8 , has two significant effects: (1) it lowers the
LUMO level, which leads to a red shift in the absorption spectra with
regard to those of 5 and 7 , and (2) it generates
an additional π molecular orbital (HOMO–1), which is
mainly located on the benzo-quinoxaline fragment. Indeed, this orbital
does not have an equivalent in complexes 5 and 7 . The low energy gap between HOMO and HOMO–1 in 6 and 8 prevents the selective excitation of
an electron from these orbitals and this is expected to have relevant
effects on the photophysical properties of these compounds. To obtain information about the behavior of the studied compounds
in their electronic excited states, the vertical excitation energies
were calculated along with the orbitals involved in these excitations
and their relative contributions to S 1 , S 2 ,
T 1 , T 2 , and T 3 states ( Tables 2 and S12–S15 ). In compounds 6 and 8 the differences
in energy between S 0 → S 1 and S 0 → S 2 transitions are only 0.07 and 0.11 eV, respectively.
These results suggest the roughly isoenergetic character of the vertical
excitations to S 1 and S 2 , which arise from d H → π L * ( 1 MLCT) and π H-1 → π L * ( 1 LC) transitions
( Table 2 and Figure 3 ). As far as compounds 5 and 7 are concerned, these excitations mainly
correspond to d H → π* L ( 1 MLCT) and d H-1 → π* L ( 1 MLCT) electronic structures, with energy differences of 0.17
and 0.18 eV, respectively. Excitations to higher singlet excited states
will lead to ultrafast internal conversion processes to populate their
lowest singlet excited states as it has been reported for other iridium
complexes. 76 Table 2 Vertical Excitation Energies (eV)
of S 1 , S 2 , T 1 , T 2 , and
T 3 States and Percentages (Values in Parentheses) of Dominant
Contributions to the Calculated Transitions for 5 , 6 , 7 , and 8 Obtained at the TD-DFT(SMD,
Acetonitrile)/6-31G(d,p)//SDD Level Energy/eV Electronic
Structure State 5 6 5 6 S 1 2.66 2.40 S 2 2.83 2.47 T 1 2.31 1.50 T 2 2.45 2.23 T 3 2.73 2.46 Energy/eV Electronic
Structure State 7 8 7 8 S 1 2.66 2.39 S 2 2.84 2.50 T 1 * 2.31 1.51 T 2 2.45 2.23 T 3 2.73 2.48 The excitation energies for T 1 states of 6 (1.50 eV) and 8 (1.51 eV) are low and very
similar
and they mainly originate from a high contribution (92%) of the π H-1 → π* L transition for both
compounds ( Table 2 ).
It is worth highlighting that the major fragmental contribution of
the orbitals involved in these transitions is from the benzo-quinoxaline
moieties ( Figures 3 and S88 ), which indicates the 3 LC/ 3 ππ* character of these states. Both the
rigidity of that scaffold and the large 3 ππ*
character of the observed transitions suggest the existence of long
lifetimes for the T 1 states, which is a desirable property
in singlet oxygen photosensitizers. 56 , 77 Furthermore,
at such low energy, the nonradiative decay to the ground state makes
it difficult to observe phosphorescence at room temperature. However,
the 3 LC/ 3 ππ* character makes possible
the microsecond lifetimes observed by TAS under these conditions.
The reduction of the lifetime (about 10 times) of 6 and 8 by quenching with oxygen relative to the values under inert
atmosphere indicates around 90% efficiency for energy transfer from
the triplet state of the molecule to oxygen. Regarding vertically
T 2 , T 3 ( 3 MLCT/ 3 dπ*)
states, they are much closer in energy to S 1 ( 1 MLCT/ 1 dπ*) and S 2 ( 1 LC/ 1 ππ*) states than T 1 states ( 3 LC/ 3 ππ*). Therefore, an efficient spin–orbit
coupling (SOC) due to the presence of Ir atom and the involvement
of vibronic interactions between S 1 /S 2 and T 2 /T 3 are expected to produce an efficient intersystem
crossing (ISC) in a nonadiabatic regime followed by a fast internal
conversion (IC) to populate T 1 state, as it has been observed
in other [Ir(C ∧ N) 2 (N ∧ N)] + compounds. 78 − 80 It is worthy of note that the
ISC between S 2 ( 1 LC/ 1 ππ)
and T 2 /T 3 ( 3 MLCT/ 3 dπ*)
states are expected to be very efficient because, in addition to the
presence of the metal atom, the change from singlet to triplet excited
states involves different molecular orbital configurations to achieve
an effective overlapping, according to El-Sayed’s rule. 81 Concerning T 1 states of 5 and 7 , their excitation energies are the same
(2.31 eV) and they have
significantly larger multiconfigurational character than those of 6 and 8 ( Tables 2 and S11 ; Figures 3 and S88 ). Moreover, they show the participation of nonrigid molecular fragments
in the electronic structures of T 1 states of 5 and 7 (Cp* and imidazole ligands). Thus, the rotational
motions of these scaffolds facilitate the energy dissipation by nonradiative
channels. In addition to this, the percentage of their main transitions
( Table 2 ) suggests
a lower 3 ππ* character for 5 and 7 than for 6 and 8 . All of these
factors will lead to a dramatic decrease in the lifetimes of 5 and 7 . This fact will have a negative effect
on the utility of these compounds as singlet oxygen photosensitizers,
which require a relatively long lifetime to allow the triplet–triplet
energy transfer to oxygen. On the other hand, vertical T 2 and T 3 states show a clear 3 MLCT/ 3 dπ* nature and they are similar in composition and close in
energy to the S 1 and S 2 ( 1 MLCT/ 1 dπ) states, respectively ( Table 2 ). Thus, it is foreseeable that the large
metal contribution on these states provokes a strong iridium-induced
SOC followed by fast ISC and IC processes to populate the T 1 state. Despite this, the absence of a change in orbital angular
momentum during ISC processes between S 1 /S 2 and
T 2 /T 3 states, as it was observed in compounds 6 and 8 , suggests that this process will be less
effective than in the latter compounds, according to El-Sayed’s
rule. The adiabatic excitation energies (eV) calculated at the
optimized
excited states are provided in Table S16 . It is important to note that the tiny energy difference between
adiabatic states S 1 and S 2 of 6 (0.06 eV) indicates that these states are almost degenerate. Consequently,
the electronic transitions associated with the luminescence emission
will have π L * → d H and π L * → π H-1 character for this
compound. According to the existence of this ligand-based transition
(ππ character) a relatively large luminescence intensity
is expected as most of the luminescence emission in the transition
metal complexes is due to the ligand-based luminescence. 82 A similar behavior is expected for 8 since both compounds have similar orbitals and electronic transitions
( Tables 2 and S13 ). In the cases of compounds 5 and 7 , the
adiabatic S 1 and S 2 states are clearly degenerate
with a fairly 1 MLCT/ 1 dπ* character ( Table S16 ). The absence of luminescence (at 10 –5 M) observed for these compounds is related to the
lack of a ligand-based radiative transition toward the ground state.
Besides, the small energy gap between the lowest excited singlet and
triplet states in these compounds suggests the existence of a direct
S 1 /S 2 ( 1 dπ*) → T 1 ( 3 ππ*) ISC mechanism, but despite
the change in the type of molecular orbital during this process, it
is not expected to be very efficient since the multiconfigurational
nature of the T 1 states in 5 and 7 causes the involvement of a large number of orbitals and molecular
fragments, with the resulting decrease in the efficiency of SOC. By
way of conclusion, a comparative diagram showing the theoretical energy
values for the lowest vertically excited states (S n and T n ) and their experimental
lifetimes for 7 and 8 is given in Scheme S2 . The long lifetime determined for T 1 of 8 , mainly due to its 3 LC/ 3 ππ* character, explains the outstanding ability
of the pbpn derivatives ( series B ) for the generation
of singlet oxygen.
## Biological Studies
Biological Studies Effect on Cell Viability The potential of the complexes
for the PDT of cancer was first evaluated by analyzing their activity
against human lung cancer A549 cells in the dark and after photoactivation
with blue (λ irr : 460 nm), green (λ irr : 530 nm), and red (λ irr : 655 nm) light. For each
set of conditions, the concentration of compound required to reduce
the number of viable cells by 50% (IC 50 ) was initially
established by MTT assays. All complexes were found to be active in
the absence of light. Complexes 1 , 2 , 3 , and 4 exhibited IC 50,dark values
between 2.4 and 8.0 μM ( Table 3 ), and these are within the range of the anticancer
agent cisplatin assayed under the same conditions (IC 50 = 8.9 ± 2 μM). It should be noted that complexes with
Imepip ( 5 and 6 ) and bzlm ( 7 and 8 ) ligands were the most active against A549 cells.
In particular, the two complexes with bzlm exhibited IC 50 values in the nanomolar range, thus demonstrating a high anticancer
activity in dark conditions. The Imepip group alone was also tested,
and it showed very low activity (IC 50 > 50 μM).
Therefore,
the strong effect of 5 and 6 on cancer cell
viability is almost certainly due to the complexes rather than to
the release of the Imepip ligand. Table 3 Effect of Complexes on A549 Cancer
Cells Viability dark blue
light green
light red
light complex IC 50 (μM) IC 50 (μM) PI a IC 50 (μM) PI a IC 50 (μM) PI a 1 8.0 ± 1 2.9 ± 0.4 2.8 5.8 ± 0.1 1.4 n.m. n.m. 2 2.2 ± 0.9 0.0069 ± 0.001 323 0.032 ± 0.01 68.7 0.60 ± 0.04 3.7 3 4.9 ± 0.7 1.2 ± 0.1 4.1 2.5 ± 0.3 2.0 n.m. n.m. 4 2.9 ± 1 0.0032 ± 0.002 932 0.010 ± 0.003 294 0.12 ± 0.05 25 5 0.83 ± 0.02 0.39 ± 0.1 2.1 0.52 ± 0.02 1.6 n.m. n.m. 6 2.0 ± 0.1 0.0015 ± 0.0005 1317 0.011 ± 0.004 179 0.032 ± 0.01 63 7 0.77 ± 0.2 0.65 ± 0.2 1.2 0.47 ± 0.04 1.7 n.m. n.m. 8 0.15 ± 0.05 0.00020 ± 0.0001 764 0.0021 ± 0.0004 71 0.030 ± 0.02 5.0 9 8.7 ± 1 5.3± 0.4 1.6 n.m. n.m. n.m. n.m. 10 10 ± 0.3 5.6± 0.4 1.8 n.m. n.m. n.m. n.m. Imepip 68 ± 2 n.m. n.m. n.m. n.m. n.m. n.m. Cisplatin 8.9 ± 2 n.m. n.m. n.m. n.m. n.m. n.m. a A549 cells were incubated with the
compounds for 4 h at 37 °C and then kept in the dark or exposed
to blue (460 nm), green (530 nm), and red (655 nm) light for 1 h (24.1
J cm –2 ). Cell viability was assessed after 48 h
of treatment by MTT assays. Data represents mean ± standard deviation
(SD) of at least three independent experiments, each performed in
triplicate. PI = IC 50,dark /IC 50,light . n.m.:
not measured. The anticancer effect of complex 6 was
also tested
in multicellular A549 tumor spheroids. This three-dimensional (3D)
cell culture model offers a closer representation of in vivo conditions
of solid tumors, providing an approximation of the tumor microenvironment
and cell–cell interactions. Consequently, it enables a more
reliable assessment of the complex’s anticancer activity. 83 Spheroids were treated for 48 h with different
concentrations of complex 6 , either in the dark or with
blue light photoactivation. Remarkably, an IC 50,dark of
1.2 ± 0.2 μM was obtained, which is similar to the value
obtained in cell monolayers ( Table 3 ). Upon photoactivation, the IC 50,light value
determined in the 3D cultures (0.005 ± 0.001 μM) was only
slightly higher than that obtained in the monolayer cultures, resulting
in a PI of 240. Accordingly, as shown in Figure 4 , a clear decrease in the spheroids size
was observed both under dark and light conditions when exposed to
concentrations close to the IC 50,dark (2 μM) or IC 50,light (0.01 μM). Moreover, spheroids were less refringent
and showed a darker appearance than those untreated, which is characteristic
of spheroids composed of dead cells. These data clearly demonstrate
the growth-suppressing effect of complex 6 on 3D cultures,
suggesting that complex 6 may exert antitumor activity
in vivo. Figure 4 Representative microscopy images of A549 spheroids treated with
complex 6 at 2 μM in the dark or at 0.01 μM
with blue light irradiation. Untreated A549 cells seeded on Geltrex
formed round mass spheroids (control). Images show the growth-suppressing
effect of complex 6 on spheroids after 48 h of treatment.
Scale bar: 100 μm. The possible relationship between the biological
activity and lipophilicity
was analyzed by determining the log P values
for complexes 5 , 6 , 7 , and 8 using the “shake flash” method 37 , 84 , 85 (see the Experimental
Section and Table S17 ). Regarding
lipophilicity, it is considered that a value of log P < 4 means that a compound is suitable to be used as
a drug. 86 Thus, the values are adequate.
However, there is no clear correlation between this value and the
anticancer activity in the dark. Therefore, it appears that other
factors influence the biological behavior of the compounds. To assess the photodynamic behavior of the complexes, A549 cells
were incubated with the complexes for 4 h to allow their internalization
and then irradiated for 1 h with light of different wavelengths at
a dose of 24.1 J cm –2 . The light dose applied was
comparable to those employed for the activation of other metal-based
photocytotoxic compounds. 14 , 87 Photoactivation with
blue light led to a moderate enhancement of the activity of the complexes
of the series A ( 1 , 3 , 5 , and 7 ), resulting in low phototoxicity indexes
(PI = IC 50,dark /IC 50,light ) ranging from 1.2
to 4.1. Conversely, photoactivation of the complexes with the pbpn
ligand ( series B ) ( 2 , 4 , 6 , and 8 ) resulted in a marked reduction in cell
viability, yielding PIs between 323 and 1317 ( Table 3 ). Notably, the IC 50,light values
for these complexes were in the very low nanomolar range (ranging
from 6.9 nM for complex 2 to 0.20 nM for complex 8 ), underscoring the exceptional anticancer properties of
these photoactivated complexes. The high ability of these complexes
to generate 1 O 2 is probably the reason for this
outstanding photocytotoxicity. To further elucidate the impact
of π-expansion on the photodynamic
activity of the complexes, the PIs of the four chloride complexes
differing only in the extension of the C ∧ N ligands
( 10 , 9 , 1 , and 2 ) were compared ( Table 3 ). Among them, only the pbpn derivative exhibited a remarkable photodynamic
behavior, thus confirming the definitive influence of the presence
of this ligand with the highest π-expansion on the complex activity. Complexes with the pbpn ligand also showed a remarkable increase
in their anticancer activity upon green light irradiation, with PI
values between 71 and 294 along with very low IC 50,light values (from 32 to 2.1 nM) ( Table 3 ). Photoactivation with red light, which has deeper
tissue penetration, 88 also increased their
activity, especially in the case of complexes 4 and 6 , with PI values of 25 and 63, respectively. Although the
photoactivation of complex 8 was lower upon red light
irradiation, the resulting IC 50,light was still in the
low nanomolar range (30 ± 19 nM). To determine whether
the anticancer activity was predominantly
attributed to antiproliferative or to cytotoxic effects, A549 cells
were treated with the complexes at their respective IC 50 in the dark. Subsequently, a trypan blue exclusion test was performed
to assess cellular viability. A significant proportion of cells (24,
54, 53, and 23% for complexes 2 , 4 , 6 , and 8 , respectively) exhibited uptake of trypan
blue dye ( Figure S92 ), indicating compromised
cell membrane integrity and loss of cellular viability. The remaining
cells predominantly exhibited cell shrinkage, detachment, reduced
refractivity, and alterations in their morphology, which are distinctive
attributes of cells undergoing death processes. Overall, these observations
support that the complexes exert a cytotoxic effect on cancer cells. The phototoxic activities of complexes 2 , 4 , 6 , and 8 were further evaluated against
HeLa cervical carcinoma cells and PC-3 prostate adenocarcinoma cells,
as well as nonmalignant fibroblast (1BR.3.G and MRC-5). For these
experiments, a viability assay based on cellular DNA quantification
was utilized, as studies on the mechanism of action of the complexes
revealed that the compounds primarily target mitochondria (see below).
Consequently, the results obtained using the MTT assay, which relies
on mitochondrial metabolism, could reflect mitochondrial dysfunction
rather than a decrease in cell viability. Specifically, the CyQUANT
Direct Cell Proliferation Assay Kit (Molecular Probes) was employed. 89 , 90 This assay incorporates a fluorescent DNA-binding dye along with
a background suppression reagent. The background suppression reagent
prevents the staining of dead cells or cells with compromised cell
membranes, thereby enabling precise estimation of the viable cell
population after treatments. The IC 50 values obtained from
the CyQUANT assay in A549 cells were compared to those obtained from
the MTT assay ( Tables 3 and 4 ), revealing a high level of consistency
between the two assays, as statistically significant differences were
observed only between complexes 6 and 8 under
dark conditions. Overall, the results demonstrated that all of the
compounds exhibited high photocytotoxicity against the three cancer
cell lines, with IC 50,light values in the low nanomolar
range. For complexes 4 , 6 , and 8 , phototoxicity indexes of approximately 1000 were obtained. Of particular
significance are the PI values of 2034 and 2022 observed for complex 4 in A549 and PC-3 cells, respectively. Viability assays conducted
on nontumor cells yielded comparable IC 50 values, indicating
limited selectivity of the compounds toward cancer cells. However,
a comparison between the activity of the nonirradiated compounds against
fibroblasts and their activity against cancer cells upon irradiation
revealed significant photoselectivity. For instance, the IC 50,light values of complexes 2 , 4 , 6 , and 8 in A549 lung cancer cells were 980, 2480, 1750,
and 1700 times lower, respectively, than the IC 50,dark values
obtained in MRC-5 lung fibroblasts. Therefore, the doses that induce
toxicity on cancer cells upon photoactivation are not toxic to nonirradiated
healthy cells, offering the potential for highly specific light-controlled
anticancer treatments. Table 4 Cytotoxic Effect of Complexes against
Human Cancer and Nonmalignant Cells cell
line complex A549 HeLa PC-3 1BR.3.G MRC-5 2 IC 50,dark (μM) 2.6 ± 0.8 2.7 ± 0.3 2.7 ± 0.2 3.2 ± 0.6 3.9 ± 0.8 IC 50,light (μM) 0.0040 ± 0.002 0.037 ± 0.01 0.0089 ± 0.001 0.0062 ± 0.003 0.016 ± 0.004 PI a 639 260 307 522 245 4 IC 50,dark (μM) 2.1 ± 0.6 1.55 ± 0.3 2.28 ± 0.7 2.00 ± 0.4 2.48 ± 0.2 IC 50,light (μM) 0.0010 ± 0.0004 0.0042 ± 0.0009 0.0011 ± 0.0006 0.00080 ± 0.0004 0.0031 ± 0.001 PI a 2034 370 2022 2451 790 6 IC 50,dark (μM) 0.33 ± 0.2 0.70 ± 0.27 1.16 ± 0.16 0.57 ± 0.06 0.70 ± 0.08 IC 50,light (μM) 0.00040 ± 0.0002 0.00070 ± 0.0002 0.0012 ± 0.001 0.00090 ± 0.0003 0.0008 ± 0.0002 PI a 911 1031 961 644 929 8 IC 50,dark (μM) 0.50 ± 0.2 0.51 ± 0.1 0.64 ± 0.1 0.50 ± 0.04 0.68 ± 0.1 IC 50,light (μM) 0.00040 ± 0.0003 0.00080 ± 0.0002 0.00050 ± 0.0003 0.00050 ± 0.0002 0.00080 ± 0.0001 PI a 1260 622 1179 942 863 a Cells were incubated with the compounds
for 4 h at 37 °C and then kept in the dark or exposed to blue
light (460 nm) for 1 h (24.1 J cm –2 ). Cell viability
was assessed after 48 h of treatment by CyQUANT assays. Data represents
mean ± SD of at least three independent experiments, each performed
in triplicate. PI = IC 50,dark /IC 50,light . Considering the results outlined above, it can be
concluded that
complexes of series B , in particular complexes 4 , 6 , and 8 , have great potential
as PDT agents under irradiation with light sources of different wavelengths.
Complex 6 provided the best PI and PI/dose values reported
upon red light irradiation in the field of iridium chemistry ( Table S18 ). Several values of PI/dose between
43 and 52 have been found for complexes 6 and 8 (A549, HeLa, and PC-3 cell lines) under blue light, which are among
the highest reported for iridium complexes. Furthermore, a PI/dose
value of 84 was obtained upon photoactivation of complex 4 with blue light in two different cancer cell lines (A549 and PC-3).
To our knowledge, this is the third highest value reported to date
for iridium derivatives (see Table S18 and
references therein). Higher PI/dose values were obtained for the complex
[Ir(N ∧ N)(ppy) 2 ]PF 6 (N ∧ N = 2-(quinoline-2-yl)1 H -naphto[2,3- d ]imidazole, 397 and 268 on HeLa and A459 cells, respectively), 24 although the wavelength used was 425 nm, i.e.,
higher energy radiation and lower tissue penetrability than that used
in this work. The other example is [Ir(R 1 -tpy)(R 2 -tpy)] 3+ with R 1 = Ph and R 2 = pyren-1-yl
(tpy = 2,2′;6′,2″-terpyridine) using visible
light. If we consider complexes of other transition metals, three
papers of ruthenium complexes 19 , 59 , 64 and another with platinum derivatives 91 have reported PI/dose values between 123 and 189 ( Table S18 ). The outstanding results with very high PI values
of McFarland work with tris(bidentate) derivatives of Ru and Os containing
N ∧ N donor ligands that include several thiophene
rings deserve special mention. 92 − 94 We consider that our results
are excellent and support the potential use of 4 and 6 as versatile PDT photosensitizers. Thus, they could be used
to treat deep-seated tumors when activated with red light, but they
could also be employed to tackle superficial malignancies under irradiation
with blue light. In other words, these PSs offer the possibility of
fine-tuning the precision of their cytotoxic action in terms of depth
by simply changing the wavelength of the light source. Next,
we investigated whether the activity of complexes of series
B could generate toxicity against red blood cells (RBC)
as a result of their interaction with the cell membrane. The hemolytic
activity of these compounds was assessed by determining the hemoglobin
release from RBC exposed to different concentrations of the complexes
under dark conditions. None of the four complexes exhibited any capacity
to destabilize RBC membranes (hemolysis < 5%) at concentrations
up to 10 μM ( Table S19 ). These results
indicate that all of the complexes have good blood compatibility at
the photocytotoxic dose (IC 50,light ), which would prevent
anemia in an eventual clinical treatment. Intracellular ROS Production The promising photocytotoxic
properties of complexes 2 , 4 , 6 , and 8 encouraged us to investigate their mechanism
of action. First, it was determined whether their photodynamic activity
leads to a general elevation of ROS at the cellular level. To compare
their ability to generate ROS, A549 cells were treated with the complexes
at an equimolar concentration (10 nM). The cells were incubated with
the complexes for 4 h and then maintained in the dark or exposed to
blue light irradiation for 1 h. ROS generation was immediately determined
by flow cytometry using the cell-permeable 2′,7′-dichlorodihydrofluorescein
diacetate (CM-H 2 DCFDA) dye, which generates a derivative
inside the cells that is oxidized by different ROS to fluorescent
2′,7′-dichlorodihydrofluorescein (DFC). Exposure of
the cells to complexes in the dark did not modify the cellular ROS
content. In contrast, after photoactivation, complexes 2 , 4 , and 6 generated 2.4-, 2.2-, and 2.4-fold
elevations of ROS levels, respectively, as determined by the increase
of the median fluorescence intensity of cells ( Figure 5 a). In the case of complex 8 , ROS levels increased by 5.6-fold, and this was the highest pro-oxidant
activity observed in this study. This finding is consistent with the
outstanding cytotoxicity of 8 after activation with blue
light and its high level of 1 O 2 generation.
Furthermore, additional studies were conducted to elucidate the specific
types of ROS generated. In addition to singlet oxygen (see Figures 2 and 10 ), various ROS species such as superoxide anions (O 2 •- ), hydroxyl radicals ( • OH), hydrogen peroxide (H 2 O 2 ), and peroxyl
radicals (ROO • ) are generated by PDT. 21 , 95 Among these species, the superoxide anions are one of the primary
and most cytotoxic ROS, capable of inducing irreversible damage to
cellular components. Superoxide anion also contributes to the formation
of hydrogen peroxide within cells, either spontaneously or facilitated
by superoxide dismutase. 96 Hydrogen peroxide
exhibits long half-life and the ability to traverse biological membranes,
causing damage in diverse cellular compartments. 97 Consequently, the generation of superoxide anion radicals
was assessed using a specific probe that produces an orange fluorescent
product upon reaction with O 2 •– . Treatment with photoactivated complexes 4 , 6 , and 8 resulted in a significant increase in the mean
fluorescence of the cells (by 2.4-, 2.8-, and 2.6-fold, respectively)
indicating their capability to generate O 2 •– ( Figure 5 b). However,
O 2 •– intracellular levels were
not elevated by the treatments in the dark. Furthermore, upon light
irradiation, complexes 4 , 6 , and 8 also induced a 1.7- to 2-fold increase in intracellular H 2 O 2 levels ( Figure S93 ). In
contrast, no generation of either ROS was detected in the case of
complex 2 , both in the light and in the dark. Figure 5 (a, b) Cellular
ROS generation. A549 cells were treated with complexes 2 , 4 , 6 , and 8 at 10
nM for 4 h, followed by incubation in the dark or exposure to blue
light (460 nm, 24.1 J cm –2 ) for an additional hour.
General ROS (a) and superoxide anion (b) levels were measured with
specific fluorescent probes by flow cytometry. Bars represent the
mean fold increase (±standard deviation) relative to untreated
control cells. * p < 0.05 versus control cells.
(c) Effect of ROS on cell viability. A549 cells were treated with
the complexes at their IC 50,light for 4 h, followed by
blue light irradiation in the presence or absence of ROS scavengers
(sodium azide for 1 O 2 or tiron for O 2 •– ). Bars represent the mean percentage
of viable cells 48 h later relative to the corresponding untreated
control cells (±standard deviation). * p <
0.05, ** p < 0.01, and *** p <
0.001 versus cells exposed to the complexes without ROS scavenger
(⌀). All conditions were tested by triplicate in three independent
experiments. To corroborate the impact of the ROS on cell death,
A549 cells
were incubated with complexes 2 , 4 , 6 , and 8 at their respective IC 50,light and subsequently activated with blue light in the absence or presence
of NaN 3 as selective 1 O 2 scavenger
or tiron as O 2 •– scavenger. 98 Cell viability was determined after 48 h of
treatment. As shown in Figure 5 c, the phototoxicities of all of the complexes were significantly
suppressed in the presence of NaN 3 , confirming the active
role of 1 O 2 in cell death. Furthermore, the
impact of complexes 4 , 6 , and 8 on cell viability was partially reversed by tiron, which is in agreement
with their capacity to generate O 2 •– . These findings collectively confirm the prominent role of
type
II photochemical processes in the photocytotoxicity of all of the
complexes. Moreover, they demonstrate the involvement of O 2 •– in the activity of complexes 4 , 6 , and 8 . This type I mechanism is less
dependent on oxygen, making these complexes valuable candidates for
targeting cancer cells within hypoxic microenvironments. 29 Since the complexes also exhibited cytotoxic
activity in the absence
of irradiation, albeit at much higher concentrations, it was determined
whether ROS generation was also involved in their mechanism of action
in the dark. Treatment of the cells with complexes 2 , 4 , 6 , and 8 at their corresponding
IC 50,dark generated a similar effect and led to a 2.6-,
2.8-, 2.6-, and 1.7-fold increase in cellular ROS content, respectively.
Therefore, in the dark, the cytotoxic activity of compounds is also
associated with a pro-oxidant activity that can effectively alter
the redox balance of cells ( Figure S94 ).
This activity in the dark has also been observed for other [Cp*Ir(C ∧ N)L] + complexes. 31 , 35 Cellular Uptake and Distribution ROS have a very short
half-life and a radius of action that is limited to nearby molecules
and structures. 12 Thus, in addition to
the amount of ROS generated, the efficacy of PDT is highly dependent
on the specific cellular location in which they are produced. 99 Compound 6 was selected to investigate
the intracellular fate of the complexes since it showed a very good
photodynamic behavior. First, its cellular internalization was analyzed,
which may occur passively either by diffusion through the membrane
or via channels, or alternatively by energy-dependent processes, such
as active transport or endocytosis. 100 The
uptake mechanism was determined by specifically blocking the processes
that require metabolic energy. To this end, the cells were treated
for 1 h with the complex at low temperature (4 °C) or with a
previous incubation with carbonyl cyanide m -chlorophenyl
hydrazone (CCCP), a potent mitochondrial uncoupling agent that dissipates
membrane potential, thus inhibiting adenosine triphosphate (ATP) production.
Control cells were incubated at 37 °C without any inhibition
to enable all types of internalization mechanisms. It was determined
that the iridium content in control cells (87.6 ± 4 ng/10 6 cells) was reduced by approximately 80% when cells were incubated
both at 4 °C (18.0 ± 3 ng/10 6 cells) or with
CCCP pretreatment (17.6 ± 2 ng/10 6 cells) ( Figure S95 ), thus revealing that the internalization
of the complex occurs mainly through an energy-dependent mechanism.
However, it must be taken into account that these inhibition conditions
may also affect the ability of cells to maintain the mitochondrial
membrane potential (MMP) either by a reduction in metabolic activity
at 4 °C, which inhibits the mitochondrial electron transport
chain, or by the direct depolarization of the inner mitochondrial
membrane by CCCP. Therefore, the low cellular accumulation of the
complex could also be influenced by a reduced ability of mitochondria
to retain cationic compounds. The distribution of complex 6 inside the cells was investigated next. DNA 39 , 43 , 46 as well as the mitochondria, 39 , 41 , 44 , 45 , 47 , 50 , 101 , 102 endoplasmic reticulum
(ER), 103 , 104 or lysosomes 44 , 105 have been
described to be targets of iridium cyclometalated complexes. The cells
were incubated with the complex at 10 μM for 4 h at 37 °C
to allow its maximum accumulation and the major cellular compartments
(nuclear, membrane/particulate, cytosolic, and cytoskeletal) were
isolated. The amount of iridium in each fraction was determined by
inductively coupled plasma mass spectrometry (ICP-MS). As represented
in Figure 6 , most of
the iridium (140.8 ± 20 ng Ir/10 6 cells) was found
in the fraction containing the cell membranes and organelles. In contrast,
only very small amounts of iridium were detected in the nuclear, cytosolic,
and cytoskeletal fractions (7.1 ± 4 ng Ir/10 6 cells,
4.6 ± 2 ng Ir/10 6 cells, and 11.0 ± 4 ng Ir/10 6 cells, respectively). Since complex 6 showed
low interaction with the cell membrane in hemolysis experiments, its
most likely cellular localization was membranous cell organelles.
Specifically, as described for other cationic iridium-based compounds
with lipophilic ligands, the complex was expected to accumulate in
the mitochondria due to the negative potential across the inner mitochondrial
membrane. 106 Figure 6 Subcellular distribution
of complex 6 . The nuclear,
membrane/organelles, cytosolic, and cytoskeletal fractions of A549
cells treated for 4 h with complex 6 at 10 μM were
isolated, and the iridium content in each fraction was measured by
ICP-MS. The mean values and standard deviation obtained in two independent
experiments are shown. As the complexes do not exhibit sufficient luminescence
it was
not possible to characterize their precise localization by fluorescence
microscopy imaging. Therefore, to unravel their mechanism of action,
the specific damage they exert on organelles was evaluated. Mitochondrial Damage Effect on the Mitochondrial Membrane Potential MMP
is generated by the process of electron transport to drive ATP production
during oxidative phosphorylation, and it is considered a key indicator
of mitochondrial activity. Beyond ATP generation, other processes
including transport of molecules across the mitochondrial membrane,
cell death signaling, and redox balance are dependent on the MMP.
Therefore, disruption of the MMP can effectively compromise the cell
viability. 107 To determine the impact of
the complexes on the MMP, A549 cells were treated with 2 , 4 , 6 , and 8 at 10 nM in
the dark or under blue light irradiation and the mitochondrial membrane
polarization was monitored by flow cytometry using the JC-1 cationic
dye, which specifically accumulates inside healthy mitochondria and
forms aggregates that emit red fluorescence. However, if the mitochondrial
membrane is depolarized, JC-1 diffuses to the cytosol in the form
of monomeric molecules that emit green fluorescence. As shown in Figure 7 , red emission from
JC-1 aggregates was detected in 59.7% of control untreated cells while
40.2% of the cells only emitted green fluorescence corresponding to
JC-1 monomers. A very similar fluorescence pattern was observed in
cells exposed to the complexes in the dark, thus indicating that the
MMP was not altered under these conditions. In contrast, upon irradiation,
cell fluorescence emission shifted to green and the percentage of
cells with red fluorescence was reduced to 30.0% ( 2 ),
34.3% ( 4 ), 16.9% ( 6 ), and 6.6% ( 8 ), indicating a loss of MMP. Similar results were observed after
the treatment of the cells with the CCCP mitochondrial uncoupler,
which decreased the percentage of cells with red fluorescence to 21.9%.
These results demonstrate that the photodynamic activity of complexes
under investigation generates rapid inner membrane depolarization
that potentially impairs mitochondrial functions. This effect was
especially strong in cells exposed to complexes 6 and 8 and correlates well with their higher cytotoxicity upon
photoactivation. Figure 7 Flow cytometry analysis of the mitochondrial membrane
potential.
A549 cells were treated with complexes 2 , 4 , 6 , and 8 at a concentration of 10 nM
for 4 h, followed by incubation in the dark or exposure to blue light
irradiation for 1 h (460 nm, 24.1 J cm –2 ). The mitochondrial
membrane uncoupler CCCP (5 μM) was used as a positive control
to induce membrane depolarization. Cells incubated with medium alone
were used as negative control. Plots represent fluorescence intensities
of green JC-1 monomers and red JC-1 aggregates inside the cells. 10,000
cells were analyzed for each sample. The percentage of population
in each quadrant is indicated. Loss of MMP can be detected by the
reduction of red fluorescence within the cells. The impact of the complexes on mitochondrial function
was further
confirmed using the MitoTracker Red CMX dye, which passively diffuses
across the plasma membrane and accumulates in active mitochondria
due to the MMP. 108 A549 cells were incubated
with complexes 2 , 4 , 6 , and 8 at a dose corresponding to the IC 50,light , and
the effect on mitochondria after photoactivation was immediately analyzed
by confocal microscopy ( Figure 8 ). The cells were localized by blue nuclear counterstain with
Hoechst 33342. In untreated control cells, mitochondria showed a characteristic
tubular morphology forming an interconnected network throughout the
cytoplasm. In contrast, the number of fluorescent mitochondria was
notably reduced in cells treated with the complexes and the remaining
mitochondria mostly displayed a vesicular rounded shape, which is
an indicator of mitochondrial damage. 108 , 109 These results
are consistent with those obtained with the JC-1 dye, further confirming
that mitochondria are prime targets of the complexes and that mitochondrial
dysfunction is a major mechanism by which they induce a cytotoxic
effect. Figure 8 Effect of the photoactivated complexes on mitochondria. A549 cells
were incubated with complexes 2 , 4 , 6 , and 8 for 4 h at the corresponding IC 50,light followed by photoactivation with a blue light (1 h,
460 nm, 24.1 J cm –2 ) or incubated with medium alone
as a control. Mitochondria were stained with MitoTracker Red CMX and
visualized in red (λ ex = 554 nm; λ em = 576 nm) by confocal microscopy. Nuclei of living cells were counterstained
with Hoechst 33342 (λ ex = 350 nm; λ em = 461 nm) and visualized in blue. Nicotinamide Adenine Dinucleotide (NAD) Oxidation Nicotinamide
adenine dinucleotide is a coenzyme involved in a wide range of oxidation/reduction
reactions associated with cell metabolism. 110 , 111 The reduced form of NAD (NADH) is an important electron source in
the mitochondrial transport chain. 112 Thus,
oxidation of NADH in the mitochondria by exogenous causes may disrupt
oxidative phosphorylation and contribute to mitochondrial dysfunction.
During the past decade, several examples of the photocatalytic oxidation
of NADH by iridium catalysts have been reported. 40 , 42 , 111 , 113 Considering
these reports, the Ir-photocatalyzed oxidation of NADH was studied
for complexes 1 – 8 by UV–vis.
The evolution of NADH (2.5 μM, complex/NADH ratio = 1:40) in
the presence of the complexes (100 μM) was monitored in a H 2 O/DMSO (97.5:2.5 v/v) solvent mixture for 1 – 2 or H 2 O/MeOH (97.5:2.5 v/v) solvent mixture for 3 – 8 over a period of 8 h, at room temperature,
in the dark and under blue light (470 nm). The decrease in intensity
of the band at 340 nm was monitored as this corresponds to the disappearance
of NADH ( Figures S96–S104 ). In all
cases, a very low level of NADH oxidation was observed in the dark.
However, under blue light irradiation, there was a significant decrease
in the intensity of the 340 nm band. The reaction proceeded
with first-order kinetics with respect to NADH. The TONs (Turnover
Number, number of conversions per unit of catalyst) were measured
for all complexes ( Figure S105 ). In general,
those PSs with pbpn ligands were more active photocatalysts than the
corresponding complexes with pbpz ligands, except for the pair 1 and 2 , because 1 showed the highest
activity in the photooxidation of NADH. The TON values are similar
to those of other complexes reported in the literature. 40 , 42 , 114 However, the values reported
previously were not obtained under light irradiation. To our knowledge,
the complexes reported here are the first half-sandwich iridium compounds
to show a remarkable photocatalytic oxidation of NADH. The photooxidation
of NADH catalyzed by complexes 1 , 2 , 5 , and 6 was also monitored
by 1 H NMR spectroscopy both in the dark and under blue
light (470 nm) irradiation, at room temperature ( Figures S106–S114 ). The concentration of complexes
was 1 mM and NADH was added (3.5 equiv) in a DMSO/D 2 O (9:1)
solvent mixture for chlorido complexes due to their low solubility
in aqueous media and in a DMSO/D 2 O (1:1) mixture for complexes 5 and 6 . In the absence of light, significant
changes in the resonances were not observed. However, under blue light
irradiation a new set of peaks was detected, and these were assigned
to the oxidized form of NAD, that is, NAD + (8.43 and 8.37
ppm). Nevertheless, the peak corresponding to the “Ir–H”
species was not observed at any time—in contrast to other similar
Ir complexes described previously. 40 , 42 , 114 It is possible that in our case the hydrido derivative
is either too reactive to be detected or the mechanism followed by
these complexes is different from that observed by Sadler et al. 40 Overall, these results revealed that oxidation
of NADH after the treatment of the cells with the photoactivated complexes
might contribute to the loss of the MMP and the subsequent mitochondrial
dysfunction. However, there is not a perfect correlation between the
photocatalytic activity and the cytotoxicity. In relation with that,
it has been recently reported that the photocatalytic oxidation of
NADH by certain complexes may be modified by interactions with other
biomolecules. 115 DNA Damage Mitochondria are the only organelles outside
the cell nucleus that possess their own genetic material. Mitochondrial
DNA (mtDNA) is a small, circular, multicopy DNA molecule that encodes
13 polypeptide subunits of the complexes of the respiratory chain
as well as tRNAs (tRNAs) and rRNAs (rRNAs) to translate them. 116 As a consequence, mtDNA is essential for mitochondrial
function. Importantly, mtDNA is not protected by histones and is more
vulnerable to oxidative damage than nuclear DNA. Therefore, ROS overproduction
by the complexes in close proximity to mtDNA could generate genomic
aberrations that would contribute to mitochondrial dysfunction. The
capacity of our complexes to interact with or damage DNA was evaluated
by two different approaches. First, the capacity of the compounds
to intercalate into DNA was assessed by testing their ability to displace
the fluorescent dye ethidium bromide (EtBr) previously bound to double-stranded
DNA. In this respect, a calf thymus DNA (CT-DNA) sample was saturated
with an excess of EtBr. The samples were then exposed to a range of
concentrations of complexes 1 – 8 .
The fluorescence spectra showed that all complexes generated a concentration-dependent
decline in the fluorescence of EtBr bound to CT-DNA ( Figure S115 ). The concentration of each complex required to
achieve a 50% reduction of the initial fluorescence (C 50 value) was determined. All of the complexes intercalated into DNA
with C 50 values between 192 and 15.9 μM ( Figure 9 ). It should be noted
that the higher π-extension resulted in an increase of the intercalating
properties for the pbpn derivatives, except for the complexes bearing
the imidazole ligand ( 3 and 4 ), which displayed
very similar C 50 values (16.1 and 15.9 μM, respectively).
These two compounds had the best DNA intercalating abilities, together
with complex 8 (C 50 : 15.9 μM). Figure 9 Competitive
EtBr displacement assay with CT-DNA. Percentage fluorescence
of EtBr interacting with CT-DNA treated with different compound concentrations.
Each graph presents the mean and standard deviation of three independent
experiments on pairs of compounds that differ in the C ∧ N ligand (pbpz or pbpn). C 50 values obtained for each
compound are indicated in the graph. The interactions of the compounds that contain
pbpn ligands with
DNA in the dark and under irradiation were further analyzed by electrophoretic
mobility assays using the circular plasmid pUC18, as described previously. 87 This assay analyses the mobility shift of a
plasmid DNA from a supercoiled (SC) conformation (with high electrophoretic
mobility) to an open circular (OC) conformation (with reduced electrophoretic
mobility due to single-strand breaks performed by damage-inducing
agents, such as ROS). When the damage is severe, the DNA can become
highly fractionated, and fractions elute from the gel. First, pUC18
plasmid was treated with serial dilutions of the complexes (from 25
to 0.5 μM) in order to find the concentration that generated
a clear effect on the DNA for all compounds (data not shown). Based
on the results, a concentration of 25 μM was chosen for the
study. Doxorubicin (25 μM) was included in the experiment as
a positive control of a classical DNA intercalator and treatment with
1.7% H 2 O 2 and 20 μM FeCl 2 was
used as a positive control for ROS generation and nuclease activity. As shown in Figure 10 , in the presence of doxorubicin the plasmid
electrophoretic mobility was greatly reduced and gave rise to a diffuse
DNA band of lower mobility than the SC form of the untreated plasmid.
Regarding the samples exposed to the compounds, the proportion of
SC and OC forms of pUC18 treated in the dark were similar to those
observed for the untreated sample, thus revealing that the compounds
are not active against DNA without irradiation. In contrast, all compounds
clearly induced a shift in the proportion of OC/SC forms of pUC18
under irradiation, demonstrating a nuclease activity. In addition,
the photodynamic effect of the complexes was almost blocked by the
presence of a singlet oxygen scavenger (sodium azide). Similar changes
were observed on the treatment of pUC18 with H 2 O 2 in the presence of FeCl 2 , which was also blocked by the
hydroxyl radical scavenger DMSO. Figure 10 Electrophoretic mobility of pUC18 plasmid
exposed to compounds 2 , 4 , 6 , and 8 (25
μM) for 1 h in dark conditions, under irradiation (irrad) (1
h, 460 nm, 24.1 J cm –2 ) or under irradiation in
the presence of sodium azide (NaN 3 ) as a ROS scavenger,
as indicated under each lane. Doxorubicin (Doxo) was included as a
reference DNA intercalator. Untreated pUC18 was used as a control
(Ctr). H 2 O 2 + FeCl 2 were used to
induce ROS-mediated nuclease activity on DNA, and DMSO was used as
a hydroxyl radical scavenger. Supercoiled plasmid conformation (SC)
and open circular conformation (OC) bands of two independent experiments
were quantified by densitometry and the OC/SC ratio is shown in the
graph. The results outlined above indicate that the complexes
can intercalate
into DNA and induce oxidative DNA damage through oxygen singlet generation
after photoactivation. Lysosome Damage Since the complexes were shown to accumulate
in membranous organelles, their ability to cause lysosomal damage
was also analyzed. The integrity of lysosomes was evaluated with Acridine
Orange (AO), a cationic fluorescent dye that emits red fluorescence
when accumulated in acidic compartments, such as lysosomes, and green
fluorescence when localized in the cytosol and the cell nucleus. 117 In control untreated cells and in cells treated
with complexes 2 , 4 , 6 , and 8 at 10 nM in dark conditions, a dotted red fluorescent staining,
corresponding to healthy lysosomes, was observed ( Figure S116 ). However, upon blue light irradiation, the red
fluorescent particles completely disappeared in cells exposed to complexes 4 , 6 , and 8 , indicating massive
lysosomal damage, while they were only reduced in cells exposed to
complex 2 , possibly due to the higher IC 50,light value of this complex. It should be noted that lysosomal photodamage
could not be detected when the cells were treated with any of the
complexes in the same conditions at the IC 50,light (data
not shown), in contrast to that observed at the mitochondrial level.
This finding suggests that lysosomes are not the main cellular target
of the compounds, although they can also be damaged by their phototoxic
activity. Nevertheless, it has been reported that lysosomal dysfunction,
even at a low level, can significantly contribute to the cytotoxic
effect of PSs directed at mitochondria. 118 Cell Death Mechanism PDT triggers different modes of
death that can be mainly classified into necrosis, apoptosis, and
autophagy, although these mechanisms can coexist. 119 In the microscopy images of the cells stained with AO it
was apparent that, shortly after the treatments, some cells showed
nuclear condensation and/or membrane blebbing, which are characteristic
features of apoptosis ( Figure 11 a). The cell death pathway induced was further characterized
for complex 6 by determining phosphatidylserine externalization
to the outer cell membrane (indicative of apoptosis) and plasma membrane
disruption (indicative of late apoptosis or necrosis) by annexin V-FITC
(AN) and propidium iodide staining, respectively. The cells were treated
with the complex at a concentration corresponding to 5 times the IC 50,light to induce death in a significant number of cells shortly
after the photoactivation. Cisplatin was used as a positive control.
As shown in Figure 11 b, 95.7% of untreated cells (control) were negative for both propidium
iodide and annexin V-FITC staining. After treatment with the photoactivated
complex 6 , the proportion of dead cells increased in
a time-dependent manner. After 4 h, 1.7% of the cells were found in
early apoptosis (AN+; IP−), 6.4% in necrosis (AN–; IP+),
and 15.8% in late apoptosis, which is also considered secondary necrosis
(AN+; IP+). 119 , 120 At 20 h, the populations in
late apoptosis rose to 43.2% and the necrotic cells to 10.4%. In the
case of cells treated with cisplatin for 24 h, 5.3% of the cells were
in early apoptosis, 6.6% in necrosis, and 26.1% in late apoptosis. Figure 11 Cell
death mechanism. (a) High-magnification microscopy images
of A549 cells stained with AO after treatment with photoactivated
complexes 4 , 6 , and 8 at 10
nM. Nuclear condensation and membrane blebbing, which are typical
features of apoptosis, are indicated by white arrows. (b) Flow cytometry
analysis of propidium iodide (FL2) and Annexin V-FITC (FL1) double
staining after 4 and 20 h of treatment with photoactivated complex 6 at the IC 50,light × 5. Cisplatin (50 μM
for 24 h) was included as positive control. The percentages of cells
in each quadrant are indicated. This cell death mechanism involving both apoptosis
and secondary
necrosis is consistent with the proposed mechanism of action of the
complexes. The prooxidative activity of the complexes has been found
to generate rapid DNA damage as well as mitochondrial membrane permeabilization,
as confirmed by MMP dissipation. This situation can promote cytochrome
c release into the cytoplasm, where it triggers the activation of
caspases and the subsequent intrinsic apoptosis pathway. Low levels
of mitochondrial photodamage normally activate autophagy, in particular
mitophagy, to recycle damaged mitochondria and protect cells from
the release of proapoptotic proteins and mitochondrial ROS. 121 However, the permeabilization of the mitochondrial
membrane facilitates the redistribution of the complexes to other
subcellular compartments, in particular to lysosomes, which are involved
in autophagy, compromising this mechanism of cellular protection.
The accumulation of ROS within the mitochondria can also cause necrosis
as a result of a massive oxidative damage and depletion of ATP levels, 99 an effect that intensifies with longer treatments.
In addition, lysosomal damage can also activate necrosis by the release
of lysosomal enzymes (such as cathepsins B, D, L) into the cytoplasm. 122 Overall, the multitarget photocytotoxic activity
of the complexes is highly effective in triggering cell death through
both apoptosis and necrosis.
## Effect on Cell Viability
Effect on Cell Viability The potential of the complexes
for the PDT of cancer was first evaluated by analyzing their activity
against human lung cancer A549 cells in the dark and after photoactivation
with blue (λ irr : 460 nm), green (λ irr : 530 nm), and red (λ irr : 655 nm) light. For each
set of conditions, the concentration of compound required to reduce
the number of viable cells by 50% (IC 50 ) was initially
established by MTT assays. All complexes were found to be active in
the absence of light. Complexes 1 , 2 , 3 , and 4 exhibited IC 50,dark values
between 2.4 and 8.0 μM ( Table 3 ), and these are within the range of the anticancer
agent cisplatin assayed under the same conditions (IC 50 = 8.9 ± 2 μM). It should be noted that complexes with
Imepip ( 5 and 6 ) and bzlm ( 7 and 8 ) ligands were the most active against A549 cells.
In particular, the two complexes with bzlm exhibited IC 50 values in the nanomolar range, thus demonstrating a high anticancer
activity in dark conditions. The Imepip group alone was also tested,
and it showed very low activity (IC 50 > 50 μM).
Therefore,
the strong effect of 5 and 6 on cancer cell
viability is almost certainly due to the complexes rather than to
the release of the Imepip ligand. Table 3 Effect of Complexes on A549 Cancer
Cells Viability dark blue
light green
light red
light complex IC 50 (μM) IC 50 (μM) PI a IC 50 (μM) PI a IC 50 (μM) PI a 1 8.0 ± 1 2.9 ± 0.4 2.8 5.8 ± 0.1 1.4 n.m. n.m. 2 2.2 ± 0.9 0.0069 ± 0.001 323 0.032 ± 0.01 68.7 0.60 ± 0.04 3.7 3 4.9 ± 0.7 1.2 ± 0.1 4.1 2.5 ± 0.3 2.0 n.m. n.m. 4 2.9 ± 1 0.0032 ± 0.002 932 0.010 ± 0.003 294 0.12 ± 0.05 25 5 0.83 ± 0.02 0.39 ± 0.1 2.1 0.52 ± 0.02 1.6 n.m. n.m. 6 2.0 ± 0.1 0.0015 ± 0.0005 1317 0.011 ± 0.004 179 0.032 ± 0.01 63 7 0.77 ± 0.2 0.65 ± 0.2 1.2 0.47 ± 0.04 1.7 n.m. n.m. 8 0.15 ± 0.05 0.00020 ± 0.0001 764 0.0021 ± 0.0004 71 0.030 ± 0.02 5.0 9 8.7 ± 1 5.3± 0.4 1.6 n.m. n.m. n.m. n.m. 10 10 ± 0.3 5.6± 0.4 1.8 n.m. n.m. n.m. n.m. Imepip 68 ± 2 n.m. n.m. n.m. n.m. n.m. n.m. Cisplatin 8.9 ± 2 n.m. n.m. n.m. n.m. n.m. n.m. a A549 cells were incubated with the
compounds for 4 h at 37 °C and then kept in the dark or exposed
to blue (460 nm), green (530 nm), and red (655 nm) light for 1 h (24.1
J cm –2 ). Cell viability was assessed after 48 h
of treatment by MTT assays. Data represents mean ± standard deviation
(SD) of at least three independent experiments, each performed in
triplicate. PI = IC 50,dark /IC 50,light . n.m.:
not measured. The anticancer effect of complex 6 was
also tested
in multicellular A549 tumor spheroids. This three-dimensional (3D)
cell culture model offers a closer representation of in vivo conditions
of solid tumors, providing an approximation of the tumor microenvironment
and cell–cell interactions. Consequently, it enables a more
reliable assessment of the complex’s anticancer activity. 83 Spheroids were treated for 48 h with different
concentrations of complex 6 , either in the dark or with
blue light photoactivation. Remarkably, an IC 50,dark of
1.2 ± 0.2 μM was obtained, which is similar to the value
obtained in cell monolayers ( Table 3 ). Upon photoactivation, the IC 50,light value
determined in the 3D cultures (0.005 ± 0.001 μM) was only
slightly higher than that obtained in the monolayer cultures, resulting
in a PI of 240. Accordingly, as shown in Figure 4 , a clear decrease in the spheroids size
was observed both under dark and light conditions when exposed to
concentrations close to the IC 50,dark (2 μM) or IC 50,light (0.01 μM). Moreover, spheroids were less refringent
and showed a darker appearance than those untreated, which is characteristic
of spheroids composed of dead cells. These data clearly demonstrate
the growth-suppressing effect of complex 6 on 3D cultures,
suggesting that complex 6 may exert antitumor activity
in vivo. Figure 4 Representative microscopy images of A549 spheroids treated with
complex 6 at 2 μM in the dark or at 0.01 μM
with blue light irradiation. Untreated A549 cells seeded on Geltrex
formed round mass spheroids (control). Images show the growth-suppressing
effect of complex 6 on spheroids after 48 h of treatment.
Scale bar: 100 μm. The possible relationship between the biological
activity and lipophilicity
was analyzed by determining the log P values
for complexes 5 , 6 , 7 , and 8 using the “shake flash” method 37 , 84 , 85 (see the Experimental
Section and Table S17 ). Regarding
lipophilicity, it is considered that a value of log P < 4 means that a compound is suitable to be used as
a drug. 86 Thus, the values are adequate.
However, there is no clear correlation between this value and the
anticancer activity in the dark. Therefore, it appears that other
factors influence the biological behavior of the compounds. To assess the photodynamic behavior of the complexes, A549 cells
were incubated with the complexes for 4 h to allow their internalization
and then irradiated for 1 h with light of different wavelengths at
a dose of 24.1 J cm –2 . The light dose applied was
comparable to those employed for the activation of other metal-based
photocytotoxic compounds. 14 , 87 Photoactivation with
blue light led to a moderate enhancement of the activity of the complexes
of the series A ( 1 , 3 , 5 , and 7 ), resulting in low phototoxicity indexes
(PI = IC 50,dark /IC 50,light ) ranging from 1.2
to 4.1. Conversely, photoactivation of the complexes with the pbpn
ligand ( series B ) ( 2 , 4 , 6 , and 8 ) resulted in a marked reduction in cell
viability, yielding PIs between 323 and 1317 ( Table 3 ). Notably, the IC 50,light values
for these complexes were in the very low nanomolar range (ranging
from 6.9 nM for complex 2 to 0.20 nM for complex 8 ), underscoring the exceptional anticancer properties of
these photoactivated complexes. The high ability of these complexes
to generate 1 O 2 is probably the reason for this
outstanding photocytotoxicity. To further elucidate the impact
of π-expansion on the photodynamic
activity of the complexes, the PIs of the four chloride complexes
differing only in the extension of the C ∧ N ligands
( 10 , 9 , 1 , and 2 ) were compared ( Table 3 ). Among them, only the pbpn derivative exhibited a remarkable photodynamic
behavior, thus confirming the definitive influence of the presence
of this ligand with the highest π-expansion on the complex activity. Complexes with the pbpn ligand also showed a remarkable increase
in their anticancer activity upon green light irradiation, with PI
values between 71 and 294 along with very low IC 50,light values (from 32 to 2.1 nM) ( Table 3 ). Photoactivation with red light, which has deeper
tissue penetration, 88 also increased their
activity, especially in the case of complexes 4 and 6 , with PI values of 25 and 63, respectively. Although the
photoactivation of complex 8 was lower upon red light
irradiation, the resulting IC 50,light was still in the
low nanomolar range (30 ± 19 nM). To determine whether
the anticancer activity was predominantly
attributed to antiproliferative or to cytotoxic effects, A549 cells
were treated with the complexes at their respective IC 50 in the dark. Subsequently, a trypan blue exclusion test was performed
to assess cellular viability. A significant proportion of cells (24,
54, 53, and 23% for complexes 2 , 4 , 6 , and 8 , respectively) exhibited uptake of trypan
blue dye ( Figure S92 ), indicating compromised
cell membrane integrity and loss of cellular viability. The remaining
cells predominantly exhibited cell shrinkage, detachment, reduced
refractivity, and alterations in their morphology, which are distinctive
attributes of cells undergoing death processes. Overall, these observations
support that the complexes exert a cytotoxic effect on cancer cells. The phototoxic activities of complexes 2 , 4 , 6 , and 8 were further evaluated against
HeLa cervical carcinoma cells and PC-3 prostate adenocarcinoma cells,
as well as nonmalignant fibroblast (1BR.3.G and MRC-5). For these
experiments, a viability assay based on cellular DNA quantification
was utilized, as studies on the mechanism of action of the complexes
revealed that the compounds primarily target mitochondria (see below).
Consequently, the results obtained using the MTT assay, which relies
on mitochondrial metabolism, could reflect mitochondrial dysfunction
rather than a decrease in cell viability. Specifically, the CyQUANT
Direct Cell Proliferation Assay Kit (Molecular Probes) was employed. 89 , 90 This assay incorporates a fluorescent DNA-binding dye along with
a background suppression reagent. The background suppression reagent
prevents the staining of dead cells or cells with compromised cell
membranes, thereby enabling precise estimation of the viable cell
population after treatments. The IC 50 values obtained from
the CyQUANT assay in A549 cells were compared to those obtained from
the MTT assay ( Tables 3 and 4 ), revealing a high level of consistency
between the two assays, as statistically significant differences were
observed only between complexes 6 and 8 under
dark conditions. Overall, the results demonstrated that all of the
compounds exhibited high photocytotoxicity against the three cancer
cell lines, with IC 50,light values in the low nanomolar
range. For complexes 4 , 6 , and 8 , phototoxicity indexes of approximately 1000 were obtained. Of particular
significance are the PI values of 2034 and 2022 observed for complex 4 in A549 and PC-3 cells, respectively. Viability assays conducted
on nontumor cells yielded comparable IC 50 values, indicating
limited selectivity of the compounds toward cancer cells. However,
a comparison between the activity of the nonirradiated compounds against
fibroblasts and their activity against cancer cells upon irradiation
revealed significant photoselectivity. For instance, the IC 50,light values of complexes 2 , 4 , 6 , and 8 in A549 lung cancer cells were 980, 2480, 1750,
and 1700 times lower, respectively, than the IC 50,dark values
obtained in MRC-5 lung fibroblasts. Therefore, the doses that induce
toxicity on cancer cells upon photoactivation are not toxic to nonirradiated
healthy cells, offering the potential for highly specific light-controlled
anticancer treatments. Table 4 Cytotoxic Effect of Complexes against
Human Cancer and Nonmalignant Cells cell
line complex A549 HeLa PC-3 1BR.3.G MRC-5 2 IC 50,dark (μM) 2.6 ± 0.8 2.7 ± 0.3 2.7 ± 0.2 3.2 ± 0.6 3.9 ± 0.8 IC 50,light (μM) 0.0040 ± 0.002 0.037 ± 0.01 0.0089 ± 0.001 0.0062 ± 0.003 0.016 ± 0.004 PI a 639 260 307 522 245 4 IC 50,dark (μM) 2.1 ± 0.6 1.55 ± 0.3 2.28 ± 0.7 2.00 ± 0.4 2.48 ± 0.2 IC 50,light (μM) 0.0010 ± 0.0004 0.0042 ± 0.0009 0.0011 ± 0.0006 0.00080 ± 0.0004 0.0031 ± 0.001 PI a 2034 370 2022 2451 790 6 IC 50,dark (μM) 0.33 ± 0.2 0.70 ± 0.27 1.16 ± 0.16 0.57 ± 0.06 0.70 ± 0.08 IC 50,light (μM) 0.00040 ± 0.0002 0.00070 ± 0.0002 0.0012 ± 0.001 0.00090 ± 0.0003 0.0008 ± 0.0002 PI a 911 1031 961 644 929 8 IC 50,dark (μM) 0.50 ± 0.2 0.51 ± 0.1 0.64 ± 0.1 0.50 ± 0.04 0.68 ± 0.1 IC 50,light (μM) 0.00040 ± 0.0003 0.00080 ± 0.0002 0.00050 ± 0.0003 0.00050 ± 0.0002 0.00080 ± 0.0001 PI a 1260 622 1179 942 863 a Cells were incubated with the compounds
for 4 h at 37 °C and then kept in the dark or exposed to blue
light (460 nm) for 1 h (24.1 J cm –2 ). Cell viability
was assessed after 48 h of treatment by CyQUANT assays. Data represents
mean ± SD of at least three independent experiments, each performed
in triplicate. PI = IC 50,dark /IC 50,light . Considering the results outlined above, it can be
concluded that
complexes of series B , in particular complexes 4 , 6 , and 8 , have great potential
as PDT agents under irradiation with light sources of different wavelengths.
Complex 6 provided the best PI and PI/dose values reported
upon red light irradiation in the field of iridium chemistry ( Table S18 ). Several values of PI/dose between
43 and 52 have been found for complexes 6 and 8 (A549, HeLa, and PC-3 cell lines) under blue light, which are among
the highest reported for iridium complexes. Furthermore, a PI/dose
value of 84 was obtained upon photoactivation of complex 4 with blue light in two different cancer cell lines (A549 and PC-3).
To our knowledge, this is the third highest value reported to date
for iridium derivatives (see Table S18 and
references therein). Higher PI/dose values were obtained for the complex
[Ir(N ∧ N)(ppy) 2 ]PF 6 (N ∧ N = 2-(quinoline-2-yl)1 H -naphto[2,3- d ]imidazole, 397 and 268 on HeLa and A459 cells, respectively), 24 although the wavelength used was 425 nm, i.e.,
higher energy radiation and lower tissue penetrability than that used
in this work. The other example is [Ir(R 1 -tpy)(R 2 -tpy)] 3+ with R 1 = Ph and R 2 = pyren-1-yl
(tpy = 2,2′;6′,2″-terpyridine) using visible
light. If we consider complexes of other transition metals, three
papers of ruthenium complexes 19 , 59 , 64 and another with platinum derivatives 91 have reported PI/dose values between 123 and 189 ( Table S18 ). The outstanding results with very high PI values
of McFarland work with tris(bidentate) derivatives of Ru and Os containing
N ∧ N donor ligands that include several thiophene
rings deserve special mention. 92 − 94 We consider that our results
are excellent and support the potential use of 4 and 6 as versatile PDT photosensitizers. Thus, they could be used
to treat deep-seated tumors when activated with red light, but they
could also be employed to tackle superficial malignancies under irradiation
with blue light. In other words, these PSs offer the possibility of
fine-tuning the precision of their cytotoxic action in terms of depth
by simply changing the wavelength of the light source. Next,
we investigated whether the activity of complexes of series
B could generate toxicity against red blood cells (RBC)
as a result of their interaction with the cell membrane. The hemolytic
activity of these compounds was assessed by determining the hemoglobin
release from RBC exposed to different concentrations of the complexes
under dark conditions. None of the four complexes exhibited any capacity
to destabilize RBC membranes (hemolysis < 5%) at concentrations
up to 10 μM ( Table S19 ). These results
indicate that all of the complexes have good blood compatibility at
the photocytotoxic dose (IC 50,light ), which would prevent
anemia in an eventual clinical treatment.
## Intracellular ROS Production
Intracellular ROS Production The promising photocytotoxic
properties of complexes 2 , 4 , 6 , and 8 encouraged us to investigate their mechanism
of action. First, it was determined whether their photodynamic activity
leads to a general elevation of ROS at the cellular level. To compare
their ability to generate ROS, A549 cells were treated with the complexes
at an equimolar concentration (10 nM). The cells were incubated with
the complexes for 4 h and then maintained in the dark or exposed to
blue light irradiation for 1 h. ROS generation was immediately determined
by flow cytometry using the cell-permeable 2′,7′-dichlorodihydrofluorescein
diacetate (CM-H 2 DCFDA) dye, which generates a derivative
inside the cells that is oxidized by different ROS to fluorescent
2′,7′-dichlorodihydrofluorescein (DFC). Exposure of
the cells to complexes in the dark did not modify the cellular ROS
content. In contrast, after photoactivation, complexes 2 , 4 , and 6 generated 2.4-, 2.2-, and 2.4-fold
elevations of ROS levels, respectively, as determined by the increase
of the median fluorescence intensity of cells ( Figure 5 a). In the case of complex 8 , ROS levels increased by 5.6-fold, and this was the highest pro-oxidant
activity observed in this study. This finding is consistent with the
outstanding cytotoxicity of 8 after activation with blue
light and its high level of 1 O 2 generation.
Furthermore, additional studies were conducted to elucidate the specific
types of ROS generated. In addition to singlet oxygen (see Figures 2 and 10 ), various ROS species such as superoxide anions (O 2 •- ), hydroxyl radicals ( • OH), hydrogen peroxide (H 2 O 2 ), and peroxyl
radicals (ROO • ) are generated by PDT. 21 , 95 Among these species, the superoxide anions are one of the primary
and most cytotoxic ROS, capable of inducing irreversible damage to
cellular components. Superoxide anion also contributes to the formation
of hydrogen peroxide within cells, either spontaneously or facilitated
by superoxide dismutase. 96 Hydrogen peroxide
exhibits long half-life and the ability to traverse biological membranes,
causing damage in diverse cellular compartments. 97 Consequently, the generation of superoxide anion radicals
was assessed using a specific probe that produces an orange fluorescent
product upon reaction with O 2 •– . Treatment with photoactivated complexes 4 , 6 , and 8 resulted in a significant increase in the mean
fluorescence of the cells (by 2.4-, 2.8-, and 2.6-fold, respectively)
indicating their capability to generate O 2 •– ( Figure 5 b). However,
O 2 •– intracellular levels were
not elevated by the treatments in the dark. Furthermore, upon light
irradiation, complexes 4 , 6 , and 8 also induced a 1.7- to 2-fold increase in intracellular H 2 O 2 levels ( Figure S93 ). In
contrast, no generation of either ROS was detected in the case of
complex 2 , both in the light and in the dark. Figure 5 (a, b) Cellular
ROS generation. A549 cells were treated with complexes 2 , 4 , 6 , and 8 at 10
nM for 4 h, followed by incubation in the dark or exposure to blue
light (460 nm, 24.1 J cm –2 ) for an additional hour.
General ROS (a) and superoxide anion (b) levels were measured with
specific fluorescent probes by flow cytometry. Bars represent the
mean fold increase (±standard deviation) relative to untreated
control cells. * p < 0.05 versus control cells.
(c) Effect of ROS on cell viability. A549 cells were treated with
the complexes at their IC 50,light for 4 h, followed by
blue light irradiation in the presence or absence of ROS scavengers
(sodium azide for 1 O 2 or tiron for O 2 •– ). Bars represent the mean percentage
of viable cells 48 h later relative to the corresponding untreated
control cells (±standard deviation). * p <
0.05, ** p < 0.01, and *** p <
0.001 versus cells exposed to the complexes without ROS scavenger
(⌀). All conditions were tested by triplicate in three independent
experiments. To corroborate the impact of the ROS on cell death,
A549 cells
were incubated with complexes 2 , 4 , 6 , and 8 at their respective IC 50,light and subsequently activated with blue light in the absence or presence
of NaN 3 as selective 1 O 2 scavenger
or tiron as O 2 •– scavenger. 98 Cell viability was determined after 48 h of
treatment. As shown in Figure 5 c, the phototoxicities of all of the complexes were significantly
suppressed in the presence of NaN 3 , confirming the active
role of 1 O 2 in cell death. Furthermore, the
impact of complexes 4 , 6 , and 8 on cell viability was partially reversed by tiron, which is in agreement
with their capacity to generate O 2 •– . These findings collectively confirm the prominent role of
type
II photochemical processes in the photocytotoxicity of all of the
complexes. Moreover, they demonstrate the involvement of O 2 •– in the activity of complexes 4 , 6 , and 8 . This type I mechanism is less
dependent on oxygen, making these complexes valuable candidates for
targeting cancer cells within hypoxic microenvironments. 29 Since the complexes also exhibited cytotoxic
activity in the absence
of irradiation, albeit at much higher concentrations, it was determined
whether ROS generation was also involved in their mechanism of action
in the dark. Treatment of the cells with complexes 2 , 4 , 6 , and 8 at their corresponding
IC 50,dark generated a similar effect and led to a 2.6-,
2.8-, 2.6-, and 1.7-fold increase in cellular ROS content, respectively.
Therefore, in the dark, the cytotoxic activity of compounds is also
associated with a pro-oxidant activity that can effectively alter
the redox balance of cells ( Figure S94 ).
This activity in the dark has also been observed for other [Cp*Ir(C ∧ N)L] + complexes. 31 , 35
## Cellular Uptake and Distribution
Cellular Uptake and Distribution ROS have a very short
half-life and a radius of action that is limited to nearby molecules
and structures. 12 Thus, in addition to
the amount of ROS generated, the efficacy of PDT is highly dependent
on the specific cellular location in which they are produced. 99 Compound 6 was selected to investigate
the intracellular fate of the complexes since it showed a very good
photodynamic behavior. First, its cellular internalization was analyzed,
which may occur passively either by diffusion through the membrane
or via channels, or alternatively by energy-dependent processes, such
as active transport or endocytosis. 100 The
uptake mechanism was determined by specifically blocking the processes
that require metabolic energy. To this end, the cells were treated
for 1 h with the complex at low temperature (4 °C) or with a
previous incubation with carbonyl cyanide m -chlorophenyl
hydrazone (CCCP), a potent mitochondrial uncoupling agent that dissipates
membrane potential, thus inhibiting adenosine triphosphate (ATP) production.
Control cells were incubated at 37 °C without any inhibition
to enable all types of internalization mechanisms. It was determined
that the iridium content in control cells (87.6 ± 4 ng/10 6 cells) was reduced by approximately 80% when cells were incubated
both at 4 °C (18.0 ± 3 ng/10 6 cells) or with
CCCP pretreatment (17.6 ± 2 ng/10 6 cells) ( Figure S95 ), thus revealing that the internalization
of the complex occurs mainly through an energy-dependent mechanism.
However, it must be taken into account that these inhibition conditions
may also affect the ability of cells to maintain the mitochondrial
membrane potential (MMP) either by a reduction in metabolic activity
at 4 °C, which inhibits the mitochondrial electron transport
chain, or by the direct depolarization of the inner mitochondrial
membrane by CCCP. Therefore, the low cellular accumulation of the
complex could also be influenced by a reduced ability of mitochondria
to retain cationic compounds. The distribution of complex 6 inside the cells was investigated next. DNA 39 , 43 , 46 as well as the mitochondria, 39 , 41 , 44 , 45 , 47 , 50 , 101 , 102 endoplasmic reticulum
(ER), 103 , 104 or lysosomes 44 , 105 have been
described to be targets of iridium cyclometalated complexes. The cells
were incubated with the complex at 10 μM for 4 h at 37 °C
to allow its maximum accumulation and the major cellular compartments
(nuclear, membrane/particulate, cytosolic, and cytoskeletal) were
isolated. The amount of iridium in each fraction was determined by
inductively coupled plasma mass spectrometry (ICP-MS). As represented
in Figure 6 , most of
the iridium (140.8 ± 20 ng Ir/10 6 cells) was found
in the fraction containing the cell membranes and organelles. In contrast,
only very small amounts of iridium were detected in the nuclear, cytosolic,
and cytoskeletal fractions (7.1 ± 4 ng Ir/10 6 cells,
4.6 ± 2 ng Ir/10 6 cells, and 11.0 ± 4 ng Ir/10 6 cells, respectively). Since complex 6 showed
low interaction with the cell membrane in hemolysis experiments, its
most likely cellular localization was membranous cell organelles.
Specifically, as described for other cationic iridium-based compounds
with lipophilic ligands, the complex was expected to accumulate in
the mitochondria due to the negative potential across the inner mitochondrial
membrane. 106 Figure 6 Subcellular distribution
of complex 6 . The nuclear,
membrane/organelles, cytosolic, and cytoskeletal fractions of A549
cells treated for 4 h with complex 6 at 10 μM were
isolated, and the iridium content in each fraction was measured by
ICP-MS. The mean values and standard deviation obtained in two independent
experiments are shown. As the complexes do not exhibit sufficient luminescence
it was
not possible to characterize their precise localization by fluorescence
microscopy imaging. Therefore, to unravel their mechanism of action,
the specific damage they exert on organelles was evaluated.
## Mitochondrial Damage
Mitochondrial Damage Effect on the Mitochondrial Membrane Potential MMP
is generated by the process of electron transport to drive ATP production
during oxidative phosphorylation, and it is considered a key indicator
of mitochondrial activity. Beyond ATP generation, other processes
including transport of molecules across the mitochondrial membrane,
cell death signaling, and redox balance are dependent on the MMP.
Therefore, disruption of the MMP can effectively compromise the cell
viability. 107 To determine the impact of
the complexes on the MMP, A549 cells were treated with 2 , 4 , 6 , and 8 at 10 nM in
the dark or under blue light irradiation and the mitochondrial membrane
polarization was monitored by flow cytometry using the JC-1 cationic
dye, which specifically accumulates inside healthy mitochondria and
forms aggregates that emit red fluorescence. However, if the mitochondrial
membrane is depolarized, JC-1 diffuses to the cytosol in the form
of monomeric molecules that emit green fluorescence. As shown in Figure 7 , red emission from
JC-1 aggregates was detected in 59.7% of control untreated cells while
40.2% of the cells only emitted green fluorescence corresponding to
JC-1 monomers. A very similar fluorescence pattern was observed in
cells exposed to the complexes in the dark, thus indicating that the
MMP was not altered under these conditions. In contrast, upon irradiation,
cell fluorescence emission shifted to green and the percentage of
cells with red fluorescence was reduced to 30.0% ( 2 ),
34.3% ( 4 ), 16.9% ( 6 ), and 6.6% ( 8 ), indicating a loss of MMP. Similar results were observed after
the treatment of the cells with the CCCP mitochondrial uncoupler,
which decreased the percentage of cells with red fluorescence to 21.9%.
These results demonstrate that the photodynamic activity of complexes
under investigation generates rapid inner membrane depolarization
that potentially impairs mitochondrial functions. This effect was
especially strong in cells exposed to complexes 6 and 8 and correlates well with their higher cytotoxicity upon
photoactivation. Figure 7 Flow cytometry analysis of the mitochondrial membrane
potential.
A549 cells were treated with complexes 2 , 4 , 6 , and 8 at a concentration of 10 nM
for 4 h, followed by incubation in the dark or exposure to blue light
irradiation for 1 h (460 nm, 24.1 J cm –2 ). The mitochondrial
membrane uncoupler CCCP (5 μM) was used as a positive control
to induce membrane depolarization. Cells incubated with medium alone
were used as negative control. Plots represent fluorescence intensities
of green JC-1 monomers and red JC-1 aggregates inside the cells. 10,000
cells were analyzed for each sample. The percentage of population
in each quadrant is indicated. Loss of MMP can be detected by the
reduction of red fluorescence within the cells. The impact of the complexes on mitochondrial function
was further
confirmed using the MitoTracker Red CMX dye, which passively diffuses
across the plasma membrane and accumulates in active mitochondria
due to the MMP. 108 A549 cells were incubated
with complexes 2 , 4 , 6 , and 8 at a dose corresponding to the IC 50,light , and
the effect on mitochondria after photoactivation was immediately analyzed
by confocal microscopy ( Figure 8 ). The cells were localized by blue nuclear counterstain with
Hoechst 33342. In untreated control cells, mitochondria showed a characteristic
tubular morphology forming an interconnected network throughout the
cytoplasm. In contrast, the number of fluorescent mitochondria was
notably reduced in cells treated with the complexes and the remaining
mitochondria mostly displayed a vesicular rounded shape, which is
an indicator of mitochondrial damage. 108 , 109 These results
are consistent with those obtained with the JC-1 dye, further confirming
that mitochondria are prime targets of the complexes and that mitochondrial
dysfunction is a major mechanism by which they induce a cytotoxic
effect. Figure 8 Effect of the photoactivated complexes on mitochondria. A549 cells
were incubated with complexes 2 , 4 , 6 , and 8 for 4 h at the corresponding IC 50,light followed by photoactivation with a blue light (1 h,
460 nm, 24.1 J cm –2 ) or incubated with medium alone
as a control. Mitochondria were stained with MitoTracker Red CMX and
visualized in red (λ ex = 554 nm; λ em = 576 nm) by confocal microscopy. Nuclei of living cells were counterstained
with Hoechst 33342 (λ ex = 350 nm; λ em = 461 nm) and visualized in blue. Nicotinamide Adenine Dinucleotide (NAD) Oxidation Nicotinamide
adenine dinucleotide is a coenzyme involved in a wide range of oxidation/reduction
reactions associated with cell metabolism. 110 , 111 The reduced form of NAD (NADH) is an important electron source in
the mitochondrial transport chain. 112 Thus,
oxidation of NADH in the mitochondria by exogenous causes may disrupt
oxidative phosphorylation and contribute to mitochondrial dysfunction.
During the past decade, several examples of the photocatalytic oxidation
of NADH by iridium catalysts have been reported. 40 , 42 , 111 , 113 Considering
these reports, the Ir-photocatalyzed oxidation of NADH was studied
for complexes 1 – 8 by UV–vis.
The evolution of NADH (2.5 μM, complex/NADH ratio = 1:40) in
the presence of the complexes (100 μM) was monitored in a H 2 O/DMSO (97.5:2.5 v/v) solvent mixture for 1 – 2 or H 2 O/MeOH (97.5:2.5 v/v) solvent mixture for 3 – 8 over a period of 8 h, at room temperature,
in the dark and under blue light (470 nm). The decrease in intensity
of the band at 340 nm was monitored as this corresponds to the disappearance
of NADH ( Figures S96–S104 ). In all
cases, a very low level of NADH oxidation was observed in the dark.
However, under blue light irradiation, there was a significant decrease
in the intensity of the 340 nm band. The reaction proceeded
with first-order kinetics with respect to NADH. The TONs (Turnover
Number, number of conversions per unit of catalyst) were measured
for all complexes ( Figure S105 ). In general,
those PSs with pbpn ligands were more active photocatalysts than the
corresponding complexes with pbpz ligands, except for the pair 1 and 2 , because 1 showed the highest
activity in the photooxidation of NADH. The TON values are similar
to those of other complexes reported in the literature. 40 , 42 , 114 However, the values reported
previously were not obtained under light irradiation. To our knowledge,
the complexes reported here are the first half-sandwich iridium compounds
to show a remarkable photocatalytic oxidation of NADH. The photooxidation
of NADH catalyzed by complexes 1 , 2 , 5 , and 6 was also monitored
by 1 H NMR spectroscopy both in the dark and under blue
light (470 nm) irradiation, at room temperature ( Figures S106–S114 ). The concentration of complexes
was 1 mM and NADH was added (3.5 equiv) in a DMSO/D 2 O (9:1)
solvent mixture for chlorido complexes due to their low solubility
in aqueous media and in a DMSO/D 2 O (1:1) mixture for complexes 5 and 6 . In the absence of light, significant
changes in the resonances were not observed. However, under blue light
irradiation a new set of peaks was detected, and these were assigned
to the oxidized form of NAD, that is, NAD + (8.43 and 8.37
ppm). Nevertheless, the peak corresponding to the “Ir–H”
species was not observed at any time—in contrast to other similar
Ir complexes described previously. 40 , 42 , 114 It is possible that in our case the hydrido derivative
is either too reactive to be detected or the mechanism followed by
these complexes is different from that observed by Sadler et al. 40 Overall, these results revealed that oxidation
of NADH after the treatment of the cells with the photoactivated complexes
might contribute to the loss of the MMP and the subsequent mitochondrial
dysfunction. However, there is not a perfect correlation between the
photocatalytic activity and the cytotoxicity. In relation with that,
it has been recently reported that the photocatalytic oxidation of
NADH by certain complexes may be modified by interactions with other
biomolecules. 115 DNA Damage Mitochondria are the only organelles outside
the cell nucleus that possess their own genetic material. Mitochondrial
DNA (mtDNA) is a small, circular, multicopy DNA molecule that encodes
13 polypeptide subunits of the complexes of the respiratory chain
as well as tRNAs (tRNAs) and rRNAs (rRNAs) to translate them. 116 As a consequence, mtDNA is essential for mitochondrial
function. Importantly, mtDNA is not protected by histones and is more
vulnerable to oxidative damage than nuclear DNA. Therefore, ROS overproduction
by the complexes in close proximity to mtDNA could generate genomic
aberrations that would contribute to mitochondrial dysfunction. The
capacity of our complexes to interact with or damage DNA was evaluated
by two different approaches. First, the capacity of the compounds
to intercalate into DNA was assessed by testing their ability to displace
the fluorescent dye ethidium bromide (EtBr) previously bound to double-stranded
DNA. In this respect, a calf thymus DNA (CT-DNA) sample was saturated
with an excess of EtBr. The samples were then exposed to a range of
concentrations of complexes 1 – 8 .
The fluorescence spectra showed that all complexes generated a concentration-dependent
decline in the fluorescence of EtBr bound to CT-DNA ( Figure S115 ). The concentration of each complex required to
achieve a 50% reduction of the initial fluorescence (C 50 value) was determined. All of the complexes intercalated into DNA
with C 50 values between 192 and 15.9 μM ( Figure 9 ). It should be noted
that the higher π-extension resulted in an increase of the intercalating
properties for the pbpn derivatives, except for the complexes bearing
the imidazole ligand ( 3 and 4 ), which displayed
very similar C 50 values (16.1 and 15.9 μM, respectively).
These two compounds had the best DNA intercalating abilities, together
with complex 8 (C 50 : 15.9 μM). Figure 9 Competitive
EtBr displacement assay with CT-DNA. Percentage fluorescence
of EtBr interacting with CT-DNA treated with different compound concentrations.
Each graph presents the mean and standard deviation of three independent
experiments on pairs of compounds that differ in the C ∧ N ligand (pbpz or pbpn). C 50 values obtained for each
compound are indicated in the graph. The interactions of the compounds that contain
pbpn ligands with
DNA in the dark and under irradiation were further analyzed by electrophoretic
mobility assays using the circular plasmid pUC18, as described previously. 87 This assay analyses the mobility shift of a
plasmid DNA from a supercoiled (SC) conformation (with high electrophoretic
mobility) to an open circular (OC) conformation (with reduced electrophoretic
mobility due to single-strand breaks performed by damage-inducing
agents, such as ROS). When the damage is severe, the DNA can become
highly fractionated, and fractions elute from the gel. First, pUC18
plasmid was treated with serial dilutions of the complexes (from 25
to 0.5 μM) in order to find the concentration that generated
a clear effect on the DNA for all compounds (data not shown). Based
on the results, a concentration of 25 μM was chosen for the
study. Doxorubicin (25 μM) was included in the experiment as
a positive control of a classical DNA intercalator and treatment with
1.7% H 2 O 2 and 20 μM FeCl 2 was
used as a positive control for ROS generation and nuclease activity. As shown in Figure 10 , in the presence of doxorubicin the plasmid
electrophoretic mobility was greatly reduced and gave rise to a diffuse
DNA band of lower mobility than the SC form of the untreated plasmid.
Regarding the samples exposed to the compounds, the proportion of
SC and OC forms of pUC18 treated in the dark were similar to those
observed for the untreated sample, thus revealing that the compounds
are not active against DNA without irradiation. In contrast, all compounds
clearly induced a shift in the proportion of OC/SC forms of pUC18
under irradiation, demonstrating a nuclease activity. In addition,
the photodynamic effect of the complexes was almost blocked by the
presence of a singlet oxygen scavenger (sodium azide). Similar changes
were observed on the treatment of pUC18 with H 2 O 2 in the presence of FeCl 2 , which was also blocked by the
hydroxyl radical scavenger DMSO. Figure 10 Electrophoretic mobility of pUC18 plasmid
exposed to compounds 2 , 4 , 6 , and 8 (25
μM) for 1 h in dark conditions, under irradiation (irrad) (1
h, 460 nm, 24.1 J cm –2 ) or under irradiation in
the presence of sodium azide (NaN 3 ) as a ROS scavenger,
as indicated under each lane. Doxorubicin (Doxo) was included as a
reference DNA intercalator. Untreated pUC18 was used as a control
(Ctr). H 2 O 2 + FeCl 2 were used to
induce ROS-mediated nuclease activity on DNA, and DMSO was used as
a hydroxyl radical scavenger. Supercoiled plasmid conformation (SC)
and open circular conformation (OC) bands of two independent experiments
were quantified by densitometry and the OC/SC ratio is shown in the
graph. The results outlined above indicate that the complexes
can intercalate
into DNA and induce oxidative DNA damage through oxygen singlet generation
after photoactivation.
## Effect on the Mitochondrial Membrane Potential
Effect on the Mitochondrial Membrane Potential MMP
is generated by the process of electron transport to drive ATP production
during oxidative phosphorylation, and it is considered a key indicator
of mitochondrial activity. Beyond ATP generation, other processes
including transport of molecules across the mitochondrial membrane,
cell death signaling, and redox balance are dependent on the MMP.
Therefore, disruption of the MMP can effectively compromise the cell
viability. 107 To determine the impact of
the complexes on the MMP, A549 cells were treated with 2 , 4 , 6 , and 8 at 10 nM in
the dark or under blue light irradiation and the mitochondrial membrane
polarization was monitored by flow cytometry using the JC-1 cationic
dye, which specifically accumulates inside healthy mitochondria and
forms aggregates that emit red fluorescence. However, if the mitochondrial
membrane is depolarized, JC-1 diffuses to the cytosol in the form
of monomeric molecules that emit green fluorescence. As shown in Figure 7 , red emission from
JC-1 aggregates was detected in 59.7% of control untreated cells while
40.2% of the cells only emitted green fluorescence corresponding to
JC-1 monomers. A very similar fluorescence pattern was observed in
cells exposed to the complexes in the dark, thus indicating that the
MMP was not altered under these conditions. In contrast, upon irradiation,
cell fluorescence emission shifted to green and the percentage of
cells with red fluorescence was reduced to 30.0% ( 2 ),
34.3% ( 4 ), 16.9% ( 6 ), and 6.6% ( 8 ), indicating a loss of MMP. Similar results were observed after
the treatment of the cells with the CCCP mitochondrial uncoupler,
which decreased the percentage of cells with red fluorescence to 21.9%.
These results demonstrate that the photodynamic activity of complexes
under investigation generates rapid inner membrane depolarization
that potentially impairs mitochondrial functions. This effect was
especially strong in cells exposed to complexes 6 and 8 and correlates well with their higher cytotoxicity upon
photoactivation. Figure 7 Flow cytometry analysis of the mitochondrial membrane
potential.
A549 cells were treated with complexes 2 , 4 , 6 , and 8 at a concentration of 10 nM
for 4 h, followed by incubation in the dark or exposure to blue light
irradiation for 1 h (460 nm, 24.1 J cm –2 ). The mitochondrial
membrane uncoupler CCCP (5 μM) was used as a positive control
to induce membrane depolarization. Cells incubated with medium alone
were used as negative control. Plots represent fluorescence intensities
of green JC-1 monomers and red JC-1 aggregates inside the cells. 10,000
cells were analyzed for each sample. The percentage of population
in each quadrant is indicated. Loss of MMP can be detected by the
reduction of red fluorescence within the cells. The impact of the complexes on mitochondrial function
was further
confirmed using the MitoTracker Red CMX dye, which passively diffuses
across the plasma membrane and accumulates in active mitochondria
due to the MMP. 108 A549 cells were incubated
with complexes 2 , 4 , 6 , and 8 at a dose corresponding to the IC 50,light , and
the effect on mitochondria after photoactivation was immediately analyzed
by confocal microscopy ( Figure 8 ). The cells were localized by blue nuclear counterstain with
Hoechst 33342. In untreated control cells, mitochondria showed a characteristic
tubular morphology forming an interconnected network throughout the
cytoplasm. In contrast, the number of fluorescent mitochondria was
notably reduced in cells treated with the complexes and the remaining
mitochondria mostly displayed a vesicular rounded shape, which is
an indicator of mitochondrial damage. 108 , 109 These results
are consistent with those obtained with the JC-1 dye, further confirming
that mitochondria are prime targets of the complexes and that mitochondrial
dysfunction is a major mechanism by which they induce a cytotoxic
effect. Figure 8 Effect of the photoactivated complexes on mitochondria. A549 cells
were incubated with complexes 2 , 4 , 6 , and 8 for 4 h at the corresponding IC 50,light followed by photoactivation with a blue light (1 h,
460 nm, 24.1 J cm –2 ) or incubated with medium alone
as a control. Mitochondria were stained with MitoTracker Red CMX and
visualized in red (λ ex = 554 nm; λ em = 576 nm) by confocal microscopy. Nuclei of living cells were counterstained
with Hoechst 33342 (λ ex = 350 nm; λ em = 461 nm) and visualized in blue.
## Nicotinamide Adenine Dinucleotide (NAD) Oxidation
Nicotinamide Adenine Dinucleotide (NAD) Oxidation Nicotinamide
adenine dinucleotide is a coenzyme involved in a wide range of oxidation/reduction
reactions associated with cell metabolism. 110 , 111 The reduced form of NAD (NADH) is an important electron source in
the mitochondrial transport chain. 112 Thus,
oxidation of NADH in the mitochondria by exogenous causes may disrupt
oxidative phosphorylation and contribute to mitochondrial dysfunction.
During the past decade, several examples of the photocatalytic oxidation
of NADH by iridium catalysts have been reported. 40 , 42 , 111 , 113 Considering
these reports, the Ir-photocatalyzed oxidation of NADH was studied
for complexes 1 – 8 by UV–vis.
The evolution of NADH (2.5 μM, complex/NADH ratio = 1:40) in
the presence of the complexes (100 μM) was monitored in a H 2 O/DMSO (97.5:2.5 v/v) solvent mixture for 1 – 2 or H 2 O/MeOH (97.5:2.5 v/v) solvent mixture for 3 – 8 over a period of 8 h, at room temperature,
in the dark and under blue light (470 nm). The decrease in intensity
of the band at 340 nm was monitored as this corresponds to the disappearance
of NADH ( Figures S96–S104 ). In all
cases, a very low level of NADH oxidation was observed in the dark.
However, under blue light irradiation, there was a significant decrease
in the intensity of the 340 nm band. The reaction proceeded
with first-order kinetics with respect to NADH. The TONs (Turnover
Number, number of conversions per unit of catalyst) were measured
for all complexes ( Figure S105 ). In general,
those PSs with pbpn ligands were more active photocatalysts than the
corresponding complexes with pbpz ligands, except for the pair 1 and 2 , because 1 showed the highest
activity in the photooxidation of NADH. The TON values are similar
to those of other complexes reported in the literature. 40 , 42 , 114 However, the values reported
previously were not obtained under light irradiation. To our knowledge,
the complexes reported here are the first half-sandwich iridium compounds
to show a remarkable photocatalytic oxidation of NADH. The photooxidation
of NADH catalyzed by complexes 1 , 2 , 5 , and 6 was also monitored
by 1 H NMR spectroscopy both in the dark and under blue
light (470 nm) irradiation, at room temperature ( Figures S106–S114 ). The concentration of complexes
was 1 mM and NADH was added (3.5 equiv) in a DMSO/D 2 O (9:1)
solvent mixture for chlorido complexes due to their low solubility
in aqueous media and in a DMSO/D 2 O (1:1) mixture for complexes 5 and 6 . In the absence of light, significant
changes in the resonances were not observed. However, under blue light
irradiation a new set of peaks was detected, and these were assigned
to the oxidized form of NAD, that is, NAD + (8.43 and 8.37
ppm). Nevertheless, the peak corresponding to the “Ir–H”
species was not observed at any time—in contrast to other similar
Ir complexes described previously. 40 , 42 , 114 It is possible that in our case the hydrido derivative
is either too reactive to be detected or the mechanism followed by
these complexes is different from that observed by Sadler et al. 40 Overall, these results revealed that oxidation
of NADH after the treatment of the cells with the photoactivated complexes
might contribute to the loss of the MMP and the subsequent mitochondrial
dysfunction. However, there is not a perfect correlation between the
photocatalytic activity and the cytotoxicity. In relation with that,
it has been recently reported that the photocatalytic oxidation of
NADH by certain complexes may be modified by interactions with other
biomolecules. 115
## DNA Damage
DNA Damage Mitochondria are the only organelles outside
the cell nucleus that possess their own genetic material. Mitochondrial
DNA (mtDNA) is a small, circular, multicopy DNA molecule that encodes
13 polypeptide subunits of the complexes of the respiratory chain
as well as tRNAs (tRNAs) and rRNAs (rRNAs) to translate them. 116 As a consequence, mtDNA is essential for mitochondrial
function. Importantly, mtDNA is not protected by histones and is more
vulnerable to oxidative damage than nuclear DNA. Therefore, ROS overproduction
by the complexes in close proximity to mtDNA could generate genomic
aberrations that would contribute to mitochondrial dysfunction. The
capacity of our complexes to interact with or damage DNA was evaluated
by two different approaches. First, the capacity of the compounds
to intercalate into DNA was assessed by testing their ability to displace
the fluorescent dye ethidium bromide (EtBr) previously bound to double-stranded
DNA. In this respect, a calf thymus DNA (CT-DNA) sample was saturated
with an excess of EtBr. The samples were then exposed to a range of
concentrations of complexes 1 – 8 .
The fluorescence spectra showed that all complexes generated a concentration-dependent
decline in the fluorescence of EtBr bound to CT-DNA ( Figure S115 ). The concentration of each complex required to
achieve a 50% reduction of the initial fluorescence (C 50 value) was determined. All of the complexes intercalated into DNA
with C 50 values between 192 and 15.9 μM ( Figure 9 ). It should be noted
that the higher π-extension resulted in an increase of the intercalating
properties for the pbpn derivatives, except for the complexes bearing
the imidazole ligand ( 3 and 4 ), which displayed
very similar C 50 values (16.1 and 15.9 μM, respectively).
These two compounds had the best DNA intercalating abilities, together
with complex 8 (C 50 : 15.9 μM). Figure 9 Competitive
EtBr displacement assay with CT-DNA. Percentage fluorescence
of EtBr interacting with CT-DNA treated with different compound concentrations.
Each graph presents the mean and standard deviation of three independent
experiments on pairs of compounds that differ in the C ∧ N ligand (pbpz or pbpn). C 50 values obtained for each
compound are indicated in the graph. The interactions of the compounds that contain
pbpn ligands with
DNA in the dark and under irradiation were further analyzed by electrophoretic
mobility assays using the circular plasmid pUC18, as described previously. 87 This assay analyses the mobility shift of a
plasmid DNA from a supercoiled (SC) conformation (with high electrophoretic
mobility) to an open circular (OC) conformation (with reduced electrophoretic
mobility due to single-strand breaks performed by damage-inducing
agents, such as ROS). When the damage is severe, the DNA can become
highly fractionated, and fractions elute from the gel. First, pUC18
plasmid was treated with serial dilutions of the complexes (from 25
to 0.5 μM) in order to find the concentration that generated
a clear effect on the DNA for all compounds (data not shown). Based
on the results, a concentration of 25 μM was chosen for the
study. Doxorubicin (25 μM) was included in the experiment as
a positive control of a classical DNA intercalator and treatment with
1.7% H 2 O 2 and 20 μM FeCl 2 was
used as a positive control for ROS generation and nuclease activity. As shown in Figure 10 , in the presence of doxorubicin the plasmid
electrophoretic mobility was greatly reduced and gave rise to a diffuse
DNA band of lower mobility than the SC form of the untreated plasmid.
Regarding the samples exposed to the compounds, the proportion of
SC and OC forms of pUC18 treated in the dark were similar to those
observed for the untreated sample, thus revealing that the compounds
are not active against DNA without irradiation. In contrast, all compounds
clearly induced a shift in the proportion of OC/SC forms of pUC18
under irradiation, demonstrating a nuclease activity. In addition,
the photodynamic effect of the complexes was almost blocked by the
presence of a singlet oxygen scavenger (sodium azide). Similar changes
were observed on the treatment of pUC18 with H 2 O 2 in the presence of FeCl 2 , which was also blocked by the
hydroxyl radical scavenger DMSO. Figure 10 Electrophoretic mobility of pUC18 plasmid
exposed to compounds 2 , 4 , 6 , and 8 (25
μM) for 1 h in dark conditions, under irradiation (irrad) (1
h, 460 nm, 24.1 J cm –2 ) or under irradiation in
the presence of sodium azide (NaN 3 ) as a ROS scavenger,
as indicated under each lane. Doxorubicin (Doxo) was included as a
reference DNA intercalator. Untreated pUC18 was used as a control
(Ctr). H 2 O 2 + FeCl 2 were used to
induce ROS-mediated nuclease activity on DNA, and DMSO was used as
a hydroxyl radical scavenger. Supercoiled plasmid conformation (SC)
and open circular conformation (OC) bands of two independent experiments
were quantified by densitometry and the OC/SC ratio is shown in the
graph. The results outlined above indicate that the complexes
can intercalate
into DNA and induce oxidative DNA damage through oxygen singlet generation
after photoactivation.
## Lysosome Damage
Lysosome Damage Since the complexes were shown to accumulate
in membranous organelles, their ability to cause lysosomal damage
was also analyzed. The integrity of lysosomes was evaluated with Acridine
Orange (AO), a cationic fluorescent dye that emits red fluorescence
when accumulated in acidic compartments, such as lysosomes, and green
fluorescence when localized in the cytosol and the cell nucleus. 117 In control untreated cells and in cells treated
with complexes 2 , 4 , 6 , and 8 at 10 nM in dark conditions, a dotted red fluorescent staining,
corresponding to healthy lysosomes, was observed ( Figure S116 ). However, upon blue light irradiation, the red
fluorescent particles completely disappeared in cells exposed to complexes 4 , 6 , and 8 , indicating massive
lysosomal damage, while they were only reduced in cells exposed to
complex 2 , possibly due to the higher IC 50,light value of this complex. It should be noted that lysosomal photodamage
could not be detected when the cells were treated with any of the
complexes in the same conditions at the IC 50,light (data
not shown), in contrast to that observed at the mitochondrial level.
This finding suggests that lysosomes are not the main cellular target
of the compounds, although they can also be damaged by their phototoxic
activity. Nevertheless, it has been reported that lysosomal dysfunction,
even at a low level, can significantly contribute to the cytotoxic
effect of PSs directed at mitochondria. 118
## Cell Death Mechanism
Cell Death Mechanism PDT triggers different modes of
death that can be mainly classified into necrosis, apoptosis, and
autophagy, although these mechanisms can coexist. 119 In the microscopy images of the cells stained with AO it
was apparent that, shortly after the treatments, some cells showed
nuclear condensation and/or membrane blebbing, which are characteristic
features of apoptosis ( Figure 11 a). The cell death pathway induced was further characterized
for complex 6 by determining phosphatidylserine externalization
to the outer cell membrane (indicative of apoptosis) and plasma membrane
disruption (indicative of late apoptosis or necrosis) by annexin V-FITC
(AN) and propidium iodide staining, respectively. The cells were treated
with the complex at a concentration corresponding to 5 times the IC 50,light to induce death in a significant number of cells shortly
after the photoactivation. Cisplatin was used as a positive control.
As shown in Figure 11 b, 95.7% of untreated cells (control) were negative for both propidium
iodide and annexin V-FITC staining. After treatment with the photoactivated
complex 6 , the proportion of dead cells increased in
a time-dependent manner. After 4 h, 1.7% of the cells were found in
early apoptosis (AN+; IP−), 6.4% in necrosis (AN–; IP+),
and 15.8% in late apoptosis, which is also considered secondary necrosis
(AN+; IP+). 119 , 120 At 20 h, the populations in
late apoptosis rose to 43.2% and the necrotic cells to 10.4%. In the
case of cells treated with cisplatin for 24 h, 5.3% of the cells were
in early apoptosis, 6.6% in necrosis, and 26.1% in late apoptosis. Figure 11 Cell
death mechanism. (a) High-magnification microscopy images
of A549 cells stained with AO after treatment with photoactivated
complexes 4 , 6 , and 8 at 10
nM. Nuclear condensation and membrane blebbing, which are typical
features of apoptosis, are indicated by white arrows. (b) Flow cytometry
analysis of propidium iodide (FL2) and Annexin V-FITC (FL1) double
staining after 4 and 20 h of treatment with photoactivated complex 6 at the IC 50,light × 5. Cisplatin (50 μM
for 24 h) was included as positive control. The percentages of cells
in each quadrant are indicated. This cell death mechanism involving both apoptosis
and secondary
necrosis is consistent with the proposed mechanism of action of the
complexes. The prooxidative activity of the complexes has been found
to generate rapid DNA damage as well as mitochondrial membrane permeabilization,
as confirmed by MMP dissipation. This situation can promote cytochrome
c release into the cytoplasm, where it triggers the activation of
caspases and the subsequent intrinsic apoptosis pathway. Low levels
of mitochondrial photodamage normally activate autophagy, in particular
mitophagy, to recycle damaged mitochondria and protect cells from
the release of proapoptotic proteins and mitochondrial ROS. 121 However, the permeabilization of the mitochondrial
membrane facilitates the redistribution of the complexes to other
subcellular compartments, in particular to lysosomes, which are involved
in autophagy, compromising this mechanism of cellular protection.
The accumulation of ROS within the mitochondria can also cause necrosis
as a result of a massive oxidative damage and depletion of ATP levels, 99 an effect that intensifies with longer treatments.
In addition, lysosomal damage can also activate necrosis by the release
of lysosomal enzymes (such as cathepsins B, D, L) into the cytoplasm. 122 Overall, the multitarget photocytotoxic activity
of the complexes is highly effective in triggering cell death through
both apoptosis and necrosis.
## Conclusions
Conclusions Photodynamic therapy (PDT) is an approach
that may reduce the side
effects of chemotherapy by a spatiotemporal control of the cytotoxic
activity. We have designed an approach involving the use of π-expansive
ligands to obtain the first class of half-sandwich iridium cyclometalated
derivatives that are active in PDT. A set of eight complexes with
formulas [Cp*Ir(C ∧ N)Cl] and [Cp*Ir(C ∧ N)L]BF 4 (L = imidazolyl-derived ligands, C ∧ N = 4,9,14-triazadibenzo[ a , c ]anthracene,
pbpz, series A , 4,9,16-triazadibenzo[ a , c ]naphthacene, pbpn, series B ) and
also two other chloride complexes with progressive less π-expansion
in the C ∧ N ligand were synthesized and characterized.
The highest π-expansion present in pbpn was crucial to achieve
a marked change in their photophysical properties and PDT behavior.
A bathochromic shift in the absorption profile was observed for complexes
with this ligand. Complexes of series B , and not those
of series A , exhibited a long-lived triplet excited state
(τ ∼ 1–2.5 μs) as verified by TAS. This
state was strongly quenched by O 2 and must be responsible
for the high quantum yield in the generation of 1 O 2 (up to 99%) observed for complexes of series B . A rationale for the special behavior of the complexes of series B was obtained by TD-DFT calculations. Thus, complexes
with the most π-expansive C ∧ N ligand possess
nearly isoenergetic HOMO–1 and HOMO, with the former centered
on the C ∧ N ligand, a situation that imparts 3 LC/ 3 ππ* character to the T 1 state and increases the respective lifetime. Regarding the
activity of the complexes at the cellular level,
it was observed that the more π-extended C ∧ N ligand (pbpn) confers outstanding properties to the complexes for
cancer PDT, particularly for complexes 4 , 6 , and 8 . Notably, the photocytotoxic activity of complex 6 also was confirmed using spheroids, which provide a closer
model of in vivo conditions of solid tumors. This behavior must be
due to the existence of the microsecond T 1 state that is
able to generate 1 O 2 very efficiently. It was
found that the cytotoxic activity of the complexes increases by up
to 2034 times upon irradiation with blue light. Furthermore, the compounds
partially retain their photoactivation properties on using green or
red light, which have a greater capacity to penetrate tissues and
allow the photocontrolled treatment of tumors located in deeper tissues.
To the best of our knowledge, complex [Cp*Ir(pbpn)(Im)]BF 4 ( 4 ), under activation with blue light (λ = 460
nm), provided the third highest PI/dose value reported for iridium
derivatives and complexes 6 and 8 also gave
very high PI and PI/dose values. Complex 6 also gave
the best PI and PI/dose values reported with red light in the field
of iridium chemistry. It was demonstrated that the cellular uptake
of the complexes requires an active metabolism and functional mitochondria
and that, once internalized, the compounds preferentially accumulate
in these cell organelles. In particular, the compounds exerted rapid
photodamage at the mitochondrial level, and this generated mitochondrial
membrane depolarization, NADH photocatalytic oxidation, and oxidative
cleavage of DNA. Interestingly, it was observed that complexes can
also generate severe lysosomal dysfunction. As a consequence, the
compounds activate a multitarget cell death mechanism that involves
both apoptosis and necrosis and compromises cell survival processes
such as autophagy. To our knowledge, this is the first report
on half-sandwich iridium
cyclometalated derivatives that are active in PDT and have outstanding
PI values. The extra fused ring of the π-expansive pbpn ligand
is crucial for the photocytotoxic activity. Although the cytotoxicity
of the compounds in the dark is relatively high, this drawback could
be circumvented by administering low doses, corresponding to the IC 50,light of the complexes, ensuring that they are only active
in tumors after controlled light irradiation. In any case, work is
ongoing to improve this aspect and we believe that this work opens
a new avenue for the generation of promising chemotherapeutic agents
for the treatment of human cancers.
## Experimental Section
Experimental Section Materials IrCl 3 · x H 2 O was purchased from Johnson Matthey and used as received.
The starting dimer [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 was prepared according to the reported
procedure. 123 Proligands H-pbpq, H-pbpz,
and H-pbpn were prepared by reaction of benzo[ h ]quinoline-5,6-dione
with ethylene diamine (H-pbpq), o- phenylenediamine
(H-pbpz), or 2,3-diaminonaphthalene (H-pbpn) according to the literature
methods. 19 Benzo[ h ]quinoline-5,6-dione
was prepared as reported. 19 The reagent
1,2,3,4,5-pentamethylcyclopentadiene (>93%) was purchased from
Tokyo
Chemical Industry (TCI); benzo[ h ]quinoline, iodopentoxide,
2,3-diaminonaphthalene and silver trifluoroacetate were purchased
from Alfa Aesar; o -phenylendiamine from Sigma-Aldrich;
imidazole (Im), N -benzylimidazole (bzIm), and silver
tetrafluoroborate from Acros; and sodium carbonate from Panreac. All
of them were used without further purification. ( N -Ethylpiperidyl)imidazole (Imepip) was prepared according to the
literature. 124 Deuterated solvents were
purchased from Eurisotop. Conventional solvents such as diethyl ether
(Fisher Scientific), acetone (Fisher Scientific), dimethyl sulfoxide
(Scharlau), N , N -dimethylformamide
(Scharlau), ethanol (Scharlau), methanol (Scharlau), dichloromethane
(Scharlau), toluene (Across Organics), and acetic acid (Scharlau)
were degassed and in some cases distilled prior to use. Tetrabutylammonium
hexafluorophosphate ([ n Bu 4 N][PF 6 ]) was purchased from Acros. Sodium hydroxide and hydrochloride acid
were purchased from Panreac. Experimental Details All synthetic manipulations were
performed under an inert, oxygen-free, dry nitrogen atmosphere using
standard Schlenk techniques. All metal complexes were synthesized
in dark conditions and protected from light using aluminum foil throughout
each step of synthesis, isolation, and characterization. Solvents
were dried and distilled under nitrogen atmosphere before use. Elemental
analyses were performed on a FlashEA112 microanalyzer (ThermoFinnigan).
FAB+ and ESI+ MS (mass spectrometry) data were recorded on a Thermo
MAT95XP mass spectrometer using dichloromethane (DCM) or methanol
as the sample solvent. UV–vis absorption spectra were recorded
on a Secomam Uvikon XS spectrophotometer using the LabPower Junior
program. Fluorescence excitation and emission spectra were recorded
on a PTI Quanta Master TM spectrofluorometer from Photon Technology
International (PTI) equipped with a 75 W xenon short arc lamp and
a model 814PTM detection system. Multinuclear nuclear magnetic resonance
(NMR) spectra were recorded at 298 K on a Varian Unity Inova 400 or
on a Varian Inova 500 spectrometer. Chemical shift values (δ)
are reported in ppm (parts per million) and coupling constants ( J ) in hertz. The splitting of proton resonances is defined
as follows: s = singlet, d = doublet, t = triplet, q = quadruplet,
m = multiplet, bs = broad singlet. 2D-NMR spectra such as 1 H– 1 H gCOSY, 1 H– 13 C
gHSQC and 1 H– 13 C gHMBC were recorded
using standard pulse–pulse sequences. 1 H NMR chemical
shifts were internally referenced to C H Cl 3 (7.26 ppm) for chloroform- d 1 , to (C H D 2 )(CD 3 )SO (2.50 ppm) for DMSO- d 6 or to (C H D 2 )(CD 3 )CO (2.05 ppm) for acetone- d 6 via
the residual proton solvent resonances. The probe temperature (±1
K) was controlled by a standard unit calibrated with a methanol reference.
All NMR data processing was performed using MestReNova version 12.0.0.
pH measurements were carried out with a CRISON 522 conductimeter,
connected to a conductivity cell CRISON 52 92 with platinum electrodes. Unless otherwise stated, reagents and solvents were of reagent
quality and commercially available. The purity of the final
compounds was determined by reversed-phase
high-performance liquid chromatography (HPLC) analyses on a LiquidPurple
ODS C18 column (250 × 4.6 mm, 5 μm, flow rate: 1 mL min –1 ) using linear gradients of 0.1% formic acid in Milli-Q
H 2 O (A) and 0.1% formic acid in MeCN (B) and coupled to
a UV–vis detector. The HPLC column was maintained at 25 °C.
The detection wavelength was 260 nm. All final compounds were >95%
pure by this method. Atom Numbering [(η 5 -C 5 Me 5 )IrCl(pbpz)]
( 1 ) 1 was synthesized using a procedure
adapted from the literature. 125 In a 50
mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.50 g, 0.6 mmol, 1.0
equiv), 4,9,14-triazadibenzo[ a , c ]anthracene (H-pbpz, 0.36 g, 1.2 mmol, 2.0 equiv), Na 2 CO 3 (0.13 g, 1.3 mmol, 2.1 equiv), and AgOCOCF 3 (0.28 g, 1.3 mmol, 2.1 equiv) in degassed DCM (30 mL) was stirred
at ambient temperature for 4.5 h. The resulting precipitate (AgCl)
was removed by filtration over Celite. To recover all of the product,
the residue was washed with degassed DCM until the filtrate was colorless.
The filtrate was concentrated in vacuo until dryness. Then, the red
solid was washed with diethyl ether (3 × 10 mL). The product
was purified by flash chromatography with Celite as stationary phase
and DCM as mobile phase. The filtrate was concentrated in vacuo until
dryness to give a red solid (0.67 g, 1.0 mmol, 83%). 1 H
RMN (500 MHz, CDCl 3 ): δ 9.42 (dd, 3 J = 7.9 Hz, 4 J = 1.4 Hz, 1H,
H 4 ), 9.04 (dd, 3 J = 5.4 Hz, 4 J = 1.4 Hz, 1H, H 6 ), 8.80 (dd, 3 J = 7.8 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.37 (dd, J = 8.5,
1.8 Hz, 1H, H 19 ), 8.31 (dd, J = 8.2, 1.8
Hz, 1H, H 20 ), 8.19 (dd, 3 J =
7.4 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 7.88 (qd, J = 6.7, 1.7 Hz, 2H, H 21 and H 22 ), 7.71 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.59 (dd, 3 J =
7.9, 5.4 Hz, 1H, H 5 ), 1.78 (s, 15H, H 24 ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ
161.4 (C, C 7 ), 161.1 (C, C 2 ), 152.1 (CH, C 6 ), 144.1 (C, C 14 ), 142.6 (C, C 17 or
C 18 ), 142.2 (C, C 8 ), 141.7 (C, C 17 or C 18 ), 141.1 (C, C 13 ), 136.7 (CH, C 12 ), 134.4 (CH, C 4 ), 131.7 (C and CH, C 9 and C 11 ), 130.5 (CH, C 21 or C 22 ), 130.0 (CH, C 21 or C 22 ), 129.8 (CH, C 19 ), 129.5 (CH, C 20 ), 126.5 (C, C 3 ),
122.7 (CH, C 5 ), 118.9 (CH, C 10 ), 88.8 (5C, C 23 ), 9.2 (5CH 3 , C 24 ). Elemental Analysis
calculated for C 29 H 25 ClIrN 3 (643.20
g/mol): C 54.16, H 3.92, N 6.53; found: C 54.01, H 3.90, N 6.52. MS
(FAB+, DCM): m / z calculated for
[(η 5 -C 5 Me 5 ) 2 Ir 2 Cl(pbpz) 2 ] + : 1249.30, found: 1249.40; m / z calculated for [(η 5 -C 5 Me 5 )IrCl(pbpz)] + : 643.14, found:
643.18; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17,
found: 608.39. [(η 5 -C 5 Me 5 )IrCl(pbpn)]
( 2 ) 2 was prepared following a
similar procedure to that used for 1 . Amounts were as
follows: [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.52 g, 0.7 mmol, 1.0 equiv), 4,9,16-triazadibenzo[ a , c ]naphthacene (H-pbpn, 0.44 g, 1.3 mmol,
2.0 equiv), Na 2 CO 3 (0.14 g, 1.3 mmol, 2.0 equiv),
and AgOCOCF 3 (0.28 g, 1.3 mmol, 2.0 equiv) in degassed
DCM (30 mL). The product was obtained as a dark red solid (0.81 g,
1.1 mmol, 90%). 1 H RMN (400 MHz, CDCl 3 ): δ
9.38 (dd, 3 J = 7.9 Hz, 4 J = 1.4 Hz, 1H, H 4 ), 9.01 (dd, 3 J = 5.5 Hz, 4 J = 1.4 Hz, 1H,
H 6 ), 8.90 (s, 1H, H 19 ), 8.86 (s, 1H, H 20 ), 8.79 (dd, 3 J = 7.8 Hz, 4 J = 1.0 Hz, 1H, H 10 ), 8.18 (dd, 3 J = 7.5 Hz, 4 J = 1.0 Hz, 1H, H 12 ), 8.14–8.17 (m, 2H, H 23 and H 24 ), 7.69 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.58–7.55 (m, 3H, H 5 , H 25 and H 26 ), 1.78 (s, 15H, H 28 ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ): δ
161.8 (C, C 2 ), 161.7 (C, C 7 ), 152.3 (CH, C 6 ), 145.0 (C, C 14 ), 142.4 (C, C 13 ), 142.3
(C, C 8 ), 139.0 (C, C 17 or C 18 ), 138.4
(C, C 17 or C 18 ), 137.2 (CH, C 12 ),
134.5 (C, C 21 or C 22 ), 134.4 (CH, C 4 ), 134.1 (C, C 21 or C 22 ), 131.9 (C, C 9 ), 131.8 (CH, C 11 ), 128.67 (CH, C 23 or C 24 ), 128.62 (CH, C 23 or C 24 ), 127.8 (CH,
C 19 ), 127.7 (CH, C 20 ), 127.0–126.8 (3C,
CH and C, C 25 , C 26 and C 3 ), 122.8
(CH, C 5 ), 119.3 (CH, C 10 ), 88.8 (5C, C 27 ), 9.2 (5CH 3 , C 28 ). Elemental Analysis calculated
for C 33 H 27 ClIrN 3 (693,26 g/mol):
C 55.17, H 3.93, N 6.06; found: C 55.11, H 3.92, N 6.06. MS (FAB+,
DCM): m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18,
found: 658.25. [(η 5 -C 5 Me 5 )Ir(Im)(pbpz)]BF 4 ( 3 ) In a 50 mL Schlenk flask, a solution
of 1 (0.1241 g, 0.2 mmol, 1.0 equiv), imidazole (Im,
0.0128 g, 0.2 mmol, 1.0 equiv), and AgBF 4 (0.0404 g, 0.2
mmol, 1.1 equiv) in degassed DCM (15 mL) was stirred at ambient temperature
for 4 h. The resulting precipitate (AgCl) was removed by filtration
over Celite. To recover all of the product, the residue was washed
with degassed DCM until the filtrate was colorless. The filtrate was
concentrated in vacuo until dryness. Then, the yellow solid was washed
with diethyl ether/pentane (50/50, v/v) (3 × 15 mL). The product
was purified by flash chromatography with Celite as stationary phase
and DCM as mobile phase. The filtrate was concentrated in vacuo until
dryness to give a yellow solid (0.0968 g, 0.12 mmol, 68%). 1 H RMN (400 MHz, CDCl 3 ): δ 10.93 (s, 1H, H c ), 9.48 (d, 3 J = 7.8 Hz, 1H, H 4 ), 9.25 (d, 3 J = 4.6 Hz, 1H, H 6 ), 8.90 (dd, 3 J = 7.9 Hz, 4 J = 0.8 Hz, 1H, H 10 ), 8.34 (m, 1H, H 19 ), 8.29 (m, 1H, H 20 ), 8.26 (dd, 3 J = 7.3 Hz, 4 J = 1.0 Hz, 1H,
H 12 ), 7.86 (qd, J = 6.8, 1.7 Hz, 2H, H 21 and H 22 ), 7.84–7.76 (m, 3H, H 5 , H 11 and H b ), 6.73 (s, 1H, H d ),
6.49 (s, 1H, H e ), 1.70 (s, 15H, H 24 ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ): δ 160.6 (C,
C 2 ), 158.8 (C, C 7 ), 152.5 (CH, C 6 ), 143.2 (C, C 14 ), 142.53 (C, C 17 or C 18 ), 142.46 (C, C 8 ), 141.9 (C, C 17 or
C 18 ), 140.5 (C, C 13 ), 138.5 (CH, C b ), 135.7 (CH, C 12 ), 135.6 (CH, C 4 ), 132.1 (CH,
C 11 ), 132.0 (C, C 9 ), 131.0 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ),
129.63 (CH, C 19 ), 129.59 (CH, C 20 ), 128.3 (CH,
C e ), 126.8 (C, C 3 ), 124.3 (CH, C 5 ), 120.1 (CH, C 10 ), 118.2 (CH, C d ), 90.0 (5C,
C 23 ), 8.9 (5CH 3 , C 24 ). Elemental
Analysis calculated for C 32 H 29 BF 4 IrN 5 (762.63 g/mol): C 50.40, H 3.83, N 9.18; found: C
50.38, H 3.82, N 9.16. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Im)(pbpz)] + : 676.21, found: 676.32; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found:
608.39. [(η 5 -C 5 Me 5 )Ir(Im)(pbpn)]BF 4 ( 4 ) Following the procedure to synthesize
complex 3 , complex 4 was prepared from a
solution of 2 (0.0972 g, 0.1 mmol, 1.0 equiv), imidazole
(Im, 0.0090 g, 0.1 mmol, 1.0 equiv), and AgBF 4 (0.0362
g, 0.1 mmol, 1.1 equiv) in degassed DCM (12 mL). The product was obtained
as a dark red solid (0.0782 g, 0.094 mmol, 69%). 1 H RMN
(500 MHz, (CD 3 ) 2 CO): δ 11.84 (s, 1H, H c ), 9.61 (dd, 3 J = 5.4 Hz, 4 J = 1.2 Hz, 1H, H 6 ), 9.33 (dd, 3 J = 7.9 Hz, 4 J = 1.1 Hz, 1H, H 4 ), 8.78 (s, 2H, H 19 and H 20 ), 8.71 (d, 3 J = 7.5 Hz, 1H,
H 10 ), 8.48 (dd, 3 J = 7.3 Hz, 4 J = 0.7 Hz, 1H, H 12 ), 8.16 (m,
2H, H 23 and H 24 ), 7.93 (m, 2H, H 5 and H b ), 7.80 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.53 (m, 2H, H 25 and H 26 ), 7.13 (s, 1H, H d ), 7.03 (s, 1H, H e ), 1.82
(s, 15H, H 28 ). 13 C{ 1 H} RMN (126 MHz,
(CD 3 ) 2 CO): δ 161.9 (C, C 2 ),
160.5 (C, C 7 ), 154.7 (CH, C 6 ), 144.7 (C, C 14 ), 143.5 (C, C 8 ), 142.4 (C, C 13 ), 139.4
(C, C 21 or C 22 ), 139.3 (CH, C b ),
138.9 (C, C 17 or C 18 ), 137.6 (CH, C 12 ), 136.0 (CH, C 4 ), 135.4 (C, C 17 or C 18 ), 135.0 (C, C 21 or C 22 ), 132.8 (CH, C 11 ), 132.7 (C, C 9 ), 129.9 (CH, C e ), 129.33
(CH, C 23 or C 24 ), 129.26 (CH, C 23 or C 24 ), 128.5 (CH, C 19 or C 20 ),
128.4 (CH, C 19 or C 20 ), 128.1 (CH, C 25 or C 26 ), 127.9 (CH, C 25 or C 26 ),
125.5 (CH, C 5 ), 120.6 (CH, C 10 ), 119.6 (C, C 3 ), 119.4 (CH, C d ), 91.0 (5C, C 27 ), 9.0
(5CH 3 , C 28 ). Elemental analysis calculated for
C 36 H 31 BF 4 IrN 5 (812.69
g/mol): C 53.21, H 3.84, N 8.62; found: C 53.12, H 3.83, N 8.60. MS
(FAB+, MeOH): m / z calculated for
[(η 5 -C 5 Me 5 )Ir(Im)(pbpn)] + : 725.22, found: 726.48; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.20. [(η 5 -C 5 Me 5 )Ir(Imepip)(pbpz)]BF 4 ( 5 ) Following the procedure to synthesize
complex 3 , complex 5 was prepared from a
solution of 1 (0.1323 g, 0.21 mmol, 1.0 equiv), ( N -ethylpiperidyl)imidazole (Imepip, 0.0411 g, 0.22 mmol,
1.0 equiv), and AgBF 4 (0.0462 g, 0.24 mmol, 1.1 equiv)
in degassed DCM (15 mL). The product was obtained as a yellow solid
(0.1530 g, 0.051 mmol, 85%). 1 H RMN (500 MHz, CDCl 3 ): δ 9.42 (d, 3 J = 7.8 Hz,
1H, H 4 ), 9.38 (m, 1H, H 6 ), 8.83 (d, 3 J = 8.0 Hz, 4 J = 0.8
Hz, 1H, H 10 ), 8.23 (m, 2H, H 19 and H 20 ), 8.17 (d, 3 J = 6.0 Hz, 1H, H 12 ), 8.08 (s, 1H, H b ), 7.83 (m, 3H, H 5 , H 21 and H 22 ), 7.73 (t, 3 J = 6.8 Hz, 1H, H 11 ), 6.83 (s, 1H, H d ), 6.43
(s, 1H, H e ), 4.39 (m, 2H, H f ), 3.09 (m, 2H,
H g ), 2.85 (m, 4H, H i ), 1.72 (s, 19H, H 24 and H j ), 1.52 (m, 2H, H k ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ 160.4 (C, C 2 ), 158.8 (C, C 7 ), 153.5 (CH, C 6 ), 143.3
(C, C 14 ), 142.7 (C, C 17 or C 18 ),
142.6 (C, C 17 or C 18 ), 142.0 (C, C 8 ), 140.6 (C, C 13 ), 140.1 (CH, C b ), 135.7 (CH,
C 12 ), 135.5 (CH, C 4 ), 132.0 (C and CH, C 9 and C 11 ), 130.9 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ), 129.8 (2C, C 19 and C 20 ), 129.6 (CH, C e ), 126.7 (C,
C 3 ), 124.7 (CH, C 5 ), 121.3 (CH, C d ), 120.0 (CH, C 10 ), 90.1 (5C, C 23 ), 56.9 (CH 2 , C g ), 53.7 (2CH 2 , C i ), 43.1
(CH 2 , C f ), 23.7 (2CH 2 , C j ), 22.2 (CH 2 , C k ), 9.0 (5CH 3 , C 24 ). Elemental Analysis calculated for C 39 H 42 BF 4 IrN 6 (873.82 g/mol): C 53.61, H
4.84, N 9.62; found: C 53.53, H 4.83, N 9.61. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Imepip)(pbpz)] + : 787.31,
found: 787.80; m / z calculated for
[(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found: 608.41. [(η 5 -C 5 Me 5 ) Ir(Imepip)(pbpn)]BF 4 ( 6 ) Following the procedure to synthesize
complex 3 , complex 6 was prepared from a
solution of 2 (0.1305 g, 0.2 mmol, 1.0 equiv), ( N -ethylpiperidyl)imidazole (Imepip, 0.0342 g, 0.2 mmol,
1.0 equiv), and AgBF 4 (0.0396 g, 0.2 mmol, 1.1 equiv) in
degassed DCM (15 mL). The product was obtained as a dark red solid
(0.1099 g, 0.12 mmol, 63%). 1 H RMN (400 MHz, CDCl 3 ): δ 9.49 (dd, 3 J = 5.5 Hz, 4 J = 1.3 Hz, 1H, H 6 ), 9.37 (dd, 3 J = 8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.85 (s, 2H, H 19 and H 20 ), 8.82 (d, 3 J = 8.0 Hz, 1H,
H 10 ), 8.24 (dd, 3 J = 7.3 Hz, 4 J = 1.0 Hz, 1H, H 12 ), 8.21–8.11
(m, 3H, H 23 , H 24 and H b ), 7.88 (dd, 3 J = 8.0, 5.5 Hz, 1H, H 5 ), 7.78
(t, 3 J = 7.6 Hz, 1H, H 11 ),
7.60 (m, 2H, H 25 and H 26 ), 6.93 (t, J = 1.3 Hz, 1H, H d ), 6.53 (t, J = 1.3 Hz, 1H, H e ), 4.19–4.03 (m, 2H, H f ), 2.67 (m, 2H, H g ), 2.43 (m, 4H, H i ), 1.73
(s, 19H, H 28 and H j ), 1.44 (m, 2H, H k ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ):
δ 160.9 (C, C 2 ), 159.3 (C, C 7 ), 154.1
(CH, C 6 ), 144.1 (C, C 14 ), 142.9 (C, C 8 ), 141.8 (C, C 13 ), 140.3 (CH, C b ), 138.9 (C,
C 17 or C 18 ), 138.4 (C, C 17 or C 18 ), 136.3 (CH, C 12 ), 135.4 (CH, C 4 ),
134.6 (C, C 21 or C 22 ), 134.3 (C, C 21 or C 22 ), 132.0 (C, C 9 ), 131.9 (CH, C 11 ), 129.4 (CH, C e ), 128.7 (CH, C 23 or C 24 ), 128.6 (CH, C 23 or C 24 ), 127.9 (CH,
C 19 or C 20 ), 127.8 (CH, C 19 or C 20 ), 127.2 (CH, C 25 or C 26 ), 127.1 (C,
C 3 ), 125.1 (CH, C 5 ), 121.1 (CH, C d ), 120.2 (CH, C 10 ), 90.1 (5C, C 27 ), 57.7 (CH 2 , C g ), 54.1 (2CH 2 , C i ), 44.7
(CH 2 , C f ), 25.2 (2CH 2 , C j ), 23.5 (CH 2 , C k ), 9.0 (5CH 3 , C 28 ). Elemental Analysis calculated for C 43 H 44 BF 4 IrN 6 (923.88 g/mol): C 55.90, H
4.80, N 9.10; found: C 55.89, H 4.79, N 9.08. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Imepip)(pbpn)] + : 837.33,
found: 837.67; m / z calculated for
[(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.19. [(η 5 -C 5 Me 5 )Ir(bzIm)(pbpz)]BF 4 ( 7 ) Following the procedure to synthesize
complex 3 , complex 7 was prepared from a
solution of 1 (0.1284 g, 0.2 mmol, 1.0 equiv), N -benzylimidazole (bzIm, 0.0313 g, 0.2 mmol, 1.0 equiv),
and AgBF 4 (0.0446 g, 0.2 mmol, 1.1 equiv) in degassed DCM
(15 mL). The product was obtained as a dark yellow solid (0.1135 g,
0.13 mmol, 66.7%). 1 H RMN (400 MHz, CDCl 3 ):
δ 9.62 (dd, 3 J = 5.3 Hz, 4 J = 1.0 Hz, 1H, H 6 ), 9.47 (dd, 3 J = 8.0 Hz, 4 J = 1.0
Hz, 1H, H 4 ), 8.92 (dd, 3 J =
7.9 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.38 (m, 1H, H 19 ), 8.33 (m, 2H, H 20 and
H b ), 8.23 (dd, 3 J = 7.3 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 8.00 (dd, 3 J = 8.0, 5.4 Hz, 1H, H 5 ), 7.90
(qd, J = 6.8, 2.2 Hz, 2H, H 21 and H 22 ), 7.77 (t, 3 J = 7.6 Hz, 1H,
H 11 ), 7.18 (m, 3H, H i and H j ), 7.09
(m, 2H, H h ), 6.49 (s, 1H, H d ), 6.43 (s, 1H,
H e ), 5.20 (d, J = 14.6 Hz, 1H, H f ), 4.91 (d, J = 14.6 Hz, 1H, H f ), 1.72
(s, 15H, H 24 ). 13 C{ 1 H} RMN (101 MHz,
CDCl 3 ): δ 160.1 (C, C 2 ), 159.1 (C, C 7 ), 154.3 (CH, C 6 ), 142.8 (2C, C 8 and
C 14 ), 141.9 (C, C 17 and C 18 ), 140.8
(C, C 13 ), 140.4 (CH, C b ), 135.9 (CH, C 12 ), 135.4 (CH, C 4 ), 135.1 (C, C g ), 131.7 (C
and CH, C 9 and C 11 ), 130.9 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ),
129.6 (CH, C e ), 129.5 (CH, C 20 ), 129.0 (CH,
C 19 ), 128.5 (2CH, C i and C j ), 128.4
(CH, C h ), 126.4 (C, C 3 ), 125.1 (CH, C 5 ), 119.9 (CH, C 10 ), 119.8 (CH, C d ), 90.2 (5C,
C 23 ), 9.0 (5CH 3 , C 24 ). Elemental
Analysis calculated for C 39 H 35 BF 4 IrN 5 (852.75 g/mol): C 54.93, H 4.14, N 8.21; found: C
54.82, H 4.13, N 8.20. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(bzIm)(pbpz)] + : 766.25, found: 766.65; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found:
608.39. [(η 5 -C 5 Me 5 )Ir(bzIm)(pbpn)]BF 4 ( 8 ) Following the procedure to synthesize
complex 3 , complex 8 was prepared from a
solution of 2 (0.1396 g, 0.2 mmol, 1.0 equiv), N -benzylimidazole (bzIm, 0.0290 g, 0.2 mmol, 1.0 equiv),
and AgBF 4 (0.0450 g, 0.2 mmol, 1.1 equiv) in degassed DCM
(15 mL). The product was obtained as a dark red solid (0.1606 g, 0.17
mmol, 88.3%). 1 H RMN (400 MHz, (CD 3 ) 2 CO): δ 9.59 (dd, 3 J = 5.5 Hz, 4 J = 1.3 Hz, 1H, H 6 ), 9.34 (dd, 3 J = 8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.82 (s, 2H, H 19 and H 20 ), 8.72 (dd, 3 J = 7.8 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.45 (dd, 3 J = 7.3 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 8.21 (m, 2H, H 23 and H 24 ), 8.13 (s, 1H, H b ), 7.93 (dd, 3 J = 8.0, 5.5 Hz, 1H, H 5 ), 7.79 (t, 3 J = 7.5 Hz, 1H, H 11 ), 7.59 (m, 2H, H 25 and H 26 ), 7.14 (m, 3H, H i and H j ), 7.07 (m, 3H, H d and H h ), 6.93 (s,
1H, H e ), 5.16 (d, J = 2.9 Hz, 2H, H f ), 1.81 (s, 15H, H 28 ). 13 C{ 1 H} RMN (101 MHz, (CD 3 ) 2 CO): δ 161.8 (C,
C 2 ), 160.4 (C, C 7 ), 154.8 (CH, C 6 ), 144.7 (C, C 14 ), 143.5 (C, C 8 ), 142.4 (C,
C 13 ), 140.8 (CH, C b ), 139.5 (C, C 17 or C 18 ), 138.9 (C, C 17 or C 18 ),
137.6 (CH, C 12 ), 137.0 (C, C g ), 136.0 (CH, C 4 ), 135.4 (C, C 21 or C 22 ), 135.1 (C,
C 21 or C 22 ), 132.8 (CH, C 11 ), 132.6
(C, C 9 ), 130.7 (CH, C e ), 129.6 (CH, C i or C j ), 129.4 (CH, C 23 or C 24 ),
129.3 (CH, C 23 or C 24 ), 129.1 (CH, C i or C j ), 128.52 (CH, C 19 or C 20 ),
128.46 (CH, C h ), 128.39 (CH, C 19 or C 20 ), 128.1 (CH, C 25 or C 26 ), 128.0 (CH, C 25 or C 26 ), 127.5 (C, C 3 ), 125.6 (CH,
C 5 ), 122.4 (CH, C d ), 120.6 (CH, C 10 ), 91.0 (5C, C 27 ), 52.0 (CH 2 , C f ), 9.0 (5CH 3 , C 28 ). Elemental Analysis calculated
for C 43 H 37 BF 4 IrN 5 (902.81
g/mol): C 55.21, H 4.13, N 7.76; found: C 55.12, H 4.13, N 7.75. MS
(FAB+, MeOH): m / z calculated for
[(η 5 -C 5 Me 5 )Ir(bzIm)(pbpn)] + : 816.27, found: 816.65; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.18. [(η 5 -C 5 Me 5 )IrCl(pbpq)]
( 9 ) 9 was synthesized using a procedure
adapted from the literature. 68 In a 50
mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.0885 g, 0.11 mmol,
1.0 equiv), benzo[ f ]pyrido[2,3- h ]quinoxaline (H-pbpq, 0.0512 g, 0.22 mmol, 2.0 equiv), Na 2 CO 3 (0.0261 g, 0.25 mmol, 2.3 equiv), and AgOCOCF 3 (0.0496 g, 0.22 mmol, 2.0 equiv) in degassed DCM (25 mL)
was stirred at ambient temperature for 30 h. The resulting precipitate
(AgCl) was removed by filtration over Celite. To recover all of the
product, the residue was washed with degassed DCM until the filtrate
was colorless. The filtrate was concentrated in vacuo until dryness.
Then, the red solid was purified by neutral alumina chromatography
with EtOAc/hexane (1:1) to yield a yellow solid (0.0439 g, 0.07 mmol,
33%). 1 H RMN (500 MHz, CDCl 3 ): δ 9.27
(dd, 3 J = 7.9 Hz, 4 J = 1.2 Hz, 1H, H 4 ), 9.06 (dd, 3 J = 5.3 Hz, 4 J = 1.2 Hz, 1H,
H 6 ), 8.96 (d, 3 J = 2.0 Hz,
1H, H 17 ), 8.87 (d, 3 J = 2.1
Hz, 1H, H 18 ), 8.64 (d, 3 J =
7.9 Hz, 1H, H 10 ), 8.20 (d, 3 J = 7.3 Hz, 1H, H 12 ), 7.73 (t, 3 J = 7.6 Hz, 1H, H 11 ), 7.60 (dd, 3 J = 7.9, 5.5 Hz, 1H, H 5 ), 1.77 (s, 15H, H 20 ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ
161.0 (C, C 7 ), 159.4 (C, C 2 ), 151.6 (CH, C 6 ), 144.5 (CH, C 17 ), 143.7 (C, C 13 and
C 14 ), 143.0 (CH, C 18 ), 141.9 (C, C 8 ), 140.0 (C, C 13 ), 135.7 (CH, C 12 ), 133.8 (CH,
C 4 ), 131.5 (CH, C 11 ), 122.4 (CH, C 5 ), 117.8 (CH, C 10 ), 88.7 (5C, C 19 ), 9.2 (5CH 3 , C 20 ). Elemental Analysis calculated for C 25 H 23 ClIrN 3 ·(CH 2 Cl 2 ) 0.6 (644.10 g/mol): C 47.74, H 3.79, N 6.52; found:
C 47.43, H 3.48, N 6.17. MS (ESI+, DCM): m / z calculated for [(η 5 -C 5 Me 5 ) 2 Ir 2 Cl(pbpq) 2 +2H] + : 1151.29, found: 1151.28; m / z calculated
for [(η 5 -C 5 Me 5 )Ir(pbpq)] + : 558.15, found: 558.15. [(η 5 -C 5 Me 5 )Ir(bhq)Cl]
( 10 ) 10 was synthesized using a
procedure adapted from the literature. 68 In a 50 mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.1711 g, 0.21
mmol, 1.0 equiv), benzo[ h ]quinoline (H-bhq, 0.0775
g, 0.43 mmol, 2.0 equiv), Na 2 CO 3 (0.0492 g,
0.46 mmol, 2.0 equiv), and AgOCOCF 3 (0.0993 g, 0.45 mmol,
2.0 equiv) in degassed DCM (25 mL) was stirred at ambient temperature
for 4.5 h. The resulting precipitate (AgCl) was removed by filtration
over Celite. To recover all of the product, the residue was washed
with degassed DCM until the filtrate was colorless. The filtrate was
concentrated in vacuo until dryness. Then, the yellow solid was purified
by flash chromatography with Celite as stationary phase and DCM as
mobile phase. The filtrate was concentrated in vacuo until dryness
to give a yellow solid (0.2197 g, 0.41 mmol, 94%). The NMR data are
given because the assignment was not included in the manuscript where
the preparation was reported. 68 1 H RMN (500 MHz, CDCl 3 ): δ 8.96 (dd, 3 J = 5.3 Hz, 4 J = 1.3
Hz, 1H, H 6 ), 8.14 (dd, 3 J =
8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.06 (d, 3 J = 7.0 Hz, 1H, H 10 ), 7.82 (d, 3 J = 8.7 Hz, 1H, H 12 ), 7.62 (dd, 3 J = 7.8, 7.2 Hz, 1H, H 11 ), 7.56 (m, 2H, H 13 and H 14 ), 7.47
(dd, 3 J = 7.9, 5.3 Hz, 1H, H 5 ), 1.74 (s, 15H, H 16 ). 13 C{ 1 H} RMN
(126 MHz, CDCl 3 ): δ 160.9 (C, C 7 ), 157.4
(C, C 2 ), 149.0 (CH, C 6 ), 141.9 (C, C 8 ), 135.7 (CH, C 4 ), 134.0 (C, C 9 ), 132.5 (CH,
C 10 ), 130.7 (CH, C 11 ), 130.0 (CH, C 12 ), 127.1 (C, C 3 ), 123.1 (CH, C 13 or C 14 ), 121.5 (CH, C 5 ), 120.1 (CH, C 13 or C 14 ), 88.4 (5C, C 15 ), 9.1 (5CH 3 , C 16 ). Elemental Analysis calculated for C 23 H 23 ClIrN·(CH 2 Cl 2 ) 0.4 (575.07
g/mol): C 48.87, H 4.17, N 2.44; found: C 48.71, H 3.74, N 4.20. Mass
data were not previously given. 68 MS (ESI+,
DCM): m / z calculated for [(η 5 -C 5 Me 5 ) 2 Ir 2 (bhq) 2 +H] + : 1011.30, found: 1011.30; m / z calculated for [(η 5 -C 5 Me 5 )Ir(bhq)] + : 506.15, found: 506.15. Methods and Instrumentation Stability and Photostability Studies in DMSO- d 6 and DMSO- d 6 /D 2 O (NMR Spectroscopy) Solutions of complexes 1 and 6 at 3.2 mM and 2 at 0.6 mM in DMSO- d 6 and DMSO- d 6 /D 2 O mixture (9:1, v/v) were prepared. The lower concentration
of 2 was due to the lower solubility of the complex. 1 H NMR spectra were recorded at different times until 48 h
in dark conditions and under blue (470 nm), green (530 nm), and red
(655 nm) light irradiation to evaluate the stability of the complexes. Reactivity of 1w with n -Bu 4 NCl A solution of 1w (3.0 mM) with 100
equiv of n -Bu 4 NCl (300 mM) in a DMSO- d 6 /D 2 O (9:1, v/v) mixture was monitored
by NMR spectroscopy at room temperature and at 60 °C. The presence
of DMSO ensured the solubility of the complexes. 1 H NMR
spectra were recorded in dark conditions at ambient temperature over
4 days or at 60 °C for 15 min. Photostability Studies in DMEM The stability of the
complexes in biological media was studied by UV–vis spectroscopy.
Complexes 1 and 2 were dissolved in DMSO
and complexes 3 – 8 were dissolved
in MeOH at 1.0 × 10 –3 M and then diluted to
1.0 × 10 –5 M with Dulbecco’s modified
Eagle’s medium (DMEM) without phenol red (Corning) (the final
concentration of DMSO or MeOH was 1%). The solutions were studied
in the dark and under blue light irradiation (470 nm). Photostability Studies in Water The stability of complex 6 in aqueous solution was studied by UV–vis spectroscopy.
Complex 6 was dissolved in MeOH at 1.0 × 10 –3 M and then diluted to 1.0 × 10 –5 M with water (the final concentration of MeOH was 1%). The solution
was studied in the dark and under blue light irradiation (470 nm). X-ray Crystallographic Structure Determination Data
collection and refinement parameters for 1 , 6 × 0 . 75C 2 H 6 O , and 9 × 0 . 5C 4 H 10 O are given in Table S3 . Single crystals were transferred to
a Bruker APEX II CCD-based diffractometer equipped with a graphite-monochromated
Mo Kα radiation source (λ = 0.71073 Å). The data
sets were integrated with Saint 126 and
corrected for Lorentzian and polarization effects. A semiempirical
absorption correction was applied to the diffraction data. 127 , 128 The software package Wingx 129 , 130 was used for space
group determination, structure solution, and refinement by full-matrix
least-squares methods based on F 2 . A successful
solution by direct methods provided most non-hydrogen atoms from the
E map. The remaining non-hydrogen atoms were located in an alternating
series of least-squares cycles and difference Fourier maps. The non-hydrogen
atoms were refined with anisotropic displacement coefficients and
hydrogen atoms were placed by using a riding model and included in
the refinement at calculated positions. Deposition numbers in
the Cambridge database are 2223319 for 1 , 2223321 for 6 , and 2262621 for 9 . 1 Exceptions and special features: For compound , several
plate and block crystals were chosen, and all were found to be twinned.
The selected crystals were indexed as a two-component non-merohedral
twin related by a rotation of 180°. 131 The reflections from the two domains were simultaneously integrated
and Twinabs 128 was used for scaling, empirical
absorption corrections, and the generation of two different data files,
one with detwinned data for structure solution and a second one for
structure refinement against total integrated intensities. Compounds 6 and 9 show disorder atoms (BF 4 – counteranion for compound 6 and ethyl
ether for 9 ) so it was necessary to apply several restraints
(DELU, SIMU, and DFIX) in order to improve refinement stability. Suitable single crystals for the X-ray diffraction study were obtained
in the following way. 1 : by slow diffusion of an acetone/pentane
mixture into a solution of 1 in dimethylformamide. 6 : by slow diffusion of pentane into a solution of 6 in acetone. 9 : slow diffusion of diethyl ether into
a chloroform solution of 9 with pentane in the interface.
The complexes crystallize in the space group P 1̅
of the triclinic system ( 1 ), in the P 2 1 / n of the monoclinic system ( 6 ), and in the P 1̅ of the triclinic
system ( 9 ). 1 O 2 Quantum Yield Determination Singlet oxygen ( 1 O 2 ) generation was studied
using two methods. (a) DPBF It was performed for complexes 1 – 8 in acetonitrile according to a relative procedure
adapted from the literature 132 − 134 based on monitoring the oxidation
of 1,3-diphenylisobenzofuran (DPBF, yellow) to 1,2-dibenzoylbenzene
(colorless) photosensitized by the Ir(III) complexes. DPBF was used
as an 1 O 2 scavenger due to its fast reaction
with this molecule. Fresh stock air-equilibrated solutions of photosensitizers
(6.00 × 10 –6 M) and DPBF (1.50 × 10 –4 M) in acetonitrile were prepared. In a quartz cell,
1 mL of DPBF solution, 0.5 mL of complex solution, and 1.5 mL of acetonitrile
were mixed to prepare a final solution with 5.00 × 10 –5 M DPBF and 1.00 × 10 –6 M complex. The final
solutions were studied by recording UV–vis absorption spectra
at room temperature in dark conditions (over a period of 6 min with
time intervals of 2 min), under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor) and under
green light irradiation (λ exc = 530 nm, “Medusa”
photoreactor) for 5 s irradiation intervals during a total exposure
period of 20 s. Absorption UV–vis spectra were recorded after
every irradiation interval. The consumption of DPBF probe was
measured by monitoring its absorbance intensity decrease at 410 nm
with irradiation time. 1 O 2 generation quantum
yield (ϕ Δ ) was calculated from eq 1 using Rose Bengal or [Ru(bpy) 3 ] 2+ as reference for complexes with pbpz and pbpn
ligands, respectively: 1 where s and ref subscripts
correspond to the complex and the reference, ϕ Δ is the 1 O 2 generation quantum yield (0.53
for Rose Bengal 135 and 0.56 for [Ru(bpy) 3 ]Cl 2 132 in degassed
acetonitrile), S is the slope of the plots of the
−ln(normalized absorbance) of DPBF at 410 nm vs the irradiation
time, and F is the correction factor of absorption,
which is given by F = 1–10 –O.D. (where O.D. is the optical density at 470 nm of solutions of complexes
and references). The reproducibility of the results was confirmed
by performing each experiment three times. The stability of
DPBF probe was studied in dark conditions and
under light irradiation. In dark conditions and under green light
irradiation the probe remains unaltered. However, under blue light
irradiation, a photobleaching of DPBF was observed. Probe consumption
was approximately 6.5% every 5 s. Therefore, a working interval of
20 s was chosen, where 75% of the probe remains stable. To calculate
the ϕ Δ , a correction factor was applied to
the absorbance at 410 nm: a 6.5% of the previous value was added to
each absorbance to counteract self-consumption of the probe (i.e.,
to the absorbance at 10 s, a 6.5% of the absorbance at 5 s was added). Also, a degassed solution of complex 6 and DPBF was
studied to evaluate the dependence of photosensitizers on oxygen.
In addition, a solution of complex 6 was studied with
sodium azide as 1 O 2 scavenger. For this experiment,
1 mL of DPBF solution, 0.5 mL of complex solution, 10 μL of
NaN 3 at 1.80 × 10 –2 M in H 2 O, and 1.5 mL of acetonitrile were mixed to prepare a final solution
with 5.00 × 10 –5 M DPBF, 1.00 × 10 –6 M complex, and 6.00 × 10 –5 M NaN 3 . (b). ABDA Fresh stock air-equilibrated solutions of
photosensitizers 1 – 2 and 7 – 8 (1.00 × 10 –3 M) and
ABDA (6.00 × 10 –4 M) in H 2 O/DMSO
(95:5) were prepared. In a quartz cell, 0.50 mL of ABDA solution,
0.03 mL of complex solution, and 2.47 mL of H 2 O/DMSO (95:5)
were mixed to prepare a final solution with 1.00 × 10 –4 M ABDA and 1.00 × 10 –5 M complex. The final
solutions were studied by recording UV–vis absorption spectra
at room temperature under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor) for 30 s irradiation
intervals during a total exposure period of 5 min. Absorption UV–vis
spectra were recorded after every irradiation interval. The
consumption of ABDA probe was measured by monitoring its absorbance
intensity decrease at 402 nm with irradiation time. 1 O 2 generation quantum yield (ϕ Δ ) was
calculated from eq 1 using
Rose Bengal or [Ru(bpy) 3 ] 2+ as reference. In
this case, the ϕ Δ values of the references
in H 2 O/DMSO (95:5) are 0.76 for Rose Bengal 73 and 0.18 for [Ru(bpy) 3 ]Cl 2 . 136 The reproducibility of the results
was confirmed by performing each experiment three times. The
stability of ABDA probe was studied in dark conditions and
under light irradiation. In dark conditions and under light irradiation,
the probe remains unaltered. Photophysical Properties UV–vis absorption spectra
were recorded on a Secomam Uvikon XS spectrophotometer using the LabPower
Junior program. Quartz cuvettes with 1 or 0.1 cm optical path length
were used for the measurements. Photoluminescence excitation and emission
spectra were recorded on a PTI Quanta Master TM spectrofluorometer
from Photon Technology International (PTI) equipped with a Xenon short
arc lamp (75 W) and an 814PTM detector. Hellma quartz cuvettes with
1 cm optical path length were used. Felix32 software was used to collect
and process fluorescence data. For all optical measurements
in degassed solvents, the compounds were dissolved at 1.00 ×
10 –5 M in a glovebox under a nitrogen atmosphere
and the solutions were kept under inert atmosphere in 1 cm closed
cuvettes equipped with Teflon septum screw caps. All optical measurements
were recorded at room temperature. The luminescence emission spectra
were recorded from 450 to 800 nm at a rate of 1 nm/s with an optical
length of 5 mm by exciting at 420 nm with a xenon arc lamp. Transient Absorption Spectroscopy (TAS) Transient absorption
spectra were measured using a setup composed of a LKS 60 ns laser
photolysis spectrometer from Applied Photophysics, with a Brilliant
Q-Switch Nd:YAG laser from Quantel, using the third harmonics (λ exc = 355 nm, laser pulse half-width equal to 4 ns). Measurements
were repeated in degassed and aerated samples. Absorbance was adjusted
to 0.2. Photoactivation Protocol in Nonbiological Studies Photoactivation
in nonbiological studies was carried out in a 16-compartment “Medusa”
photomultireactor built by Microbeam, equipped with 2.3 W light-emitting
diodes (LED) (Luxeon Rebel, Philips Lumileds) situated below each
compartment ( Figure S117 ). The LEDS were
driven at 700 mA. Every reactor position is composed of a 40 mL cylindrical
glass flask provided by Scharlau. All reaction positions were irradiated
from the bottom using monochromatic light provided by LEDs at different
wavelengths (470, 530, 655 nm, radiant power: 910 mW). The spectral
width at half of the peak intensity was 20 nm for the LED at 470 nm,
30 nm for the LED at 530, and 20 nm for the LED at 655 nm. All reactions
in the system could be stirred using an orbital stirrer, which was
set at 50 rpm. TD-DFT Calculations The ground state and excited state
calculations were performed using the DFT method with B3LYP functional 137 , 138 as well as the time-dependent (TD)-DFT 139 − 141 method using Gaussian 09 software, 142 respectively. D3 Grimme dispersion 143 was added including “ultrafine integration grid” to
obtain a better description. The 6-31G(d,p) basis set was used for
C, N, and H atoms and the SDD effective core potential basis set for
Ir atom. Solvent effects were considered within the self-consistent
reaction field (SCRF) theory using the solvation model SMD. 144 The geometries of the lowest-lying triplet
states were calculated at the spin-unrestricted UB3LYP level with
a spin multiplicity of 3. Chemissian software 4.43v was used to generate
fragmental contributions and energies for each molecular orbital as
well as the electronic structure for each electronic state. 145 p K a Determination of 5 , 6 , and Imepip Solutions of complexes 5 and 6 (2.00 × 10 –5 M)
and Imepip ligand (2.00 × 10 –3 M) in H 2 O/DMSO (98/2, v/v) mixture with n -Bu 4 NBF 4 (5 mM) were prepared. The presence of the
salt ensured the conductivity of the media. Evolution of the peaks
was studied at different pH by recording the absorbance spectrum.
Aliquots of 10 μL of HCl (0.002–0.020 M) or NaOH (0.002–0.020
M) were added to a solution of 2.4 mL of complex to vary the pH. The
absorbance versus pH plot enables us to determine one constant according
to the equation from the Wilson and Lester method ( eq 2 ): 146 2 where A a is the
absorbance for the acid species, A b is
the absorbance for the basic species, and A m is the absorbance of the mixture. The intersection obtained by representing
log( A m – A a )/( A b – A m ) versus pH provides the p K a . Lipophilicity Determination by the “Shake Flash”
Method The partition coefficients of complexes 5 , 6 , 7 , and 8 were determined
by the standard “shake flask” method. 37 , 84 , 85 Octanol-saturated water (OSW) and water-saturated
octanol (WSO) were prepared using analytical grade 1-octanol and ultrapure
water. The complexes were dissolved in WSO and molar extinction coefficient
was determined. Then, 2 mL of 25 μg/mL complex in WSO was shaken
with 2 mL of OSW at 1500 rpm for 6 h at room temperature. To separate
the phases, centrifugation was done at 4000 rpm for 10 min. The absorbance
of WSO phase before and after shaking was measured. The absorbance
of WSO before mixing minus the absorbance of WSO after mixing corresponds
to the absorbance of the complex in OSW. The distribution coefficients
(log D o/w ) of the complexes were obtained
from the ratio of the complexes present in 1-octanol and the aqueous
phase ( eq 3 ). Each experiment
was repeated three times. To avoid protonation in complexes 5 and 6 , a carbonate–bicarbonate buffer
at pH 9.2 in OSW was used. 3 where A 1-oct corresponds to the absorbance of WSO phase and A total is the actual concentration of the WSO before shaking. Cell Lines The human A549 lung cancer, HeLa cervical
cancer, PC-3 prostate adenocarcinoma, and MRC-5 lung fibroblasts cell
lines were purchased from the American Type Culture Collection (ATCC).
The 1BR.3.G skin fibroblasts cell line was obtained from the European
Collection of Authenticated Cell Cultures (ECACC). All cell lines
were cultured in Dulbecco’s modified Eagle’s medium
(DMEM) (Corning) supplemented with 10% fetal bovine serum (FBS) (Gibco-BRL),
1% l -glutamine (Corning), and 1% penicillin-streptomycin
(Corning) at 37 °C in a humidified atmosphere containing 5% CO 2 . The cells were maintained by successive trypsinization and
seeding. Possible contamination with mycoplasma was routinely checked
using VenorH GeM Mycoplasma Detection Kit (Minerva Biolabs). Cell Viability Experiments Cells were cultured in 96-well
plates at a density of 3000 (A549), 2500 (HeLa), or 5000 (PC-3, 1BR.3.G,
and MRC-5) cells per well in cell culture medium and allowed to attach
for 24 h. Solutions of the complexes at different concentrations were
prepared for cell treatments. In all cases, the solid compounds were
weighed using an analytical balance (Mettler Toledo AX205DR) to ensure
precise measurements. Subsequently, 5 mM solutions were prepared using
DMSO. Solutions were then diluted in water to reach a concentration
of 1 mM and then, aliquots were taken and diluted in culture medium
to obtain solutions ranging from 0 to 50 μM. The final concentration
of DMSO in the solutions did not exceed 1%. The cells were treated
with these solutions in dark conditions or following the photoactivation
protocol (see below). 48 h later the treatments were removed, and
cells were washed with phosphate-buffered saline (PBS). Initially,
the effect of the complexes on the cell viability was determined by
the 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide (MTT)
assay. 147 The cells were incubated for
2 h with 100 μL of culture medium together with 10 μL
of MTT (Sigma-Aldrich) at 0.5 mg/mL. After discarding the medium,
DMSO was added to each well to dissolve the purple formazan crystals.
The absorbance of each well was determined on a Multiscan Plate Reader
(Synergy 4, Biotek, Winooski) at a wavelength of 570 nm. Cell viability
was also assessed using the CyQUANT Direct Cell Proliferation Assay
(Thermo Fisher Scientific), following the manufacturer’s instructions.
Briefly, after the treatments, the cells were washed with PBS, and
an equal volume of culture medium and CyQUANT mix was added to each
well. The plates were then incubated for 1 h at 37 °C. Subsequently,
the fluorescence intensity was bottom read using a Multiscan Plate
Reader (Synergy 4, Biotek, Winooski) with excitation and emission
filters of 485 and 528 nm, respectively. In both assays, at least
three replicates were measured for each treatment. The concentration
that reduces the cell viability by 50% (IC 50 ) was established
using the Gen5 software (BioTek). Three independent experiments were
carried out for each compound. Compounds with IC 50 values
greater than 50 μM were considered to be inactive. The phototoxicity
index (PI = IC 50,dark /IC 50,light ) was determined. To assess the cytotoxicity of the complexes, A549 cells were seeded
in 96-well plates and treated with the complexes at the respective
IC 50,dark value. After 24 h of incubation, 10 μL
of Trypan Blue (0.4% solution; Sigma) was added directly to the wells
to avoid loss of dead cells in the treatment washes. After 10 min,
images of the cells were captured using an Olympus CKX41 Microscope
equipped with LCmicro software (Olympus). Photoactivation Protocol To assess the photodynamic
activity of the complexes, cells were incubated with the complexes
for 4 h to enable their intracellular accumulation. The cells were
then irradiated with light with a wavelength of 460 nm (blue), 530
nm (green), or 655 nm (red) for 1 h using a LED system (LuxLight)
with an effective power of 6.7 mW cm –2 , which provides
a total light dose of 24.1 J cm –2 . The LED system
was positioned at 25 mm from the cell culture plates. Cytotoxic Activity against Spheroids For the evaluation
of the cytotoxic activity of complex 6 in 3D cultures,
96-well plates coated with a thin solidified layer of Geltrex reduced
growth factor basement membrane matrix (Gibco) were used to form A549
spheroids. A density of 1500 single cells per well was seeded in culture
medium supplemented with 2% Geltrex. Treatments with concentrations
of complex 6 ranging from 5 to 0.001 μM in culture
medium containing 2% Geltrex were performed at day 6. The cells were
then kept in the dark or photoactivated with blue light, as described.
After 48 h, the treatments were removed, the cells were washed with
PBS and cell viability was determined by adding 100 μL of medium
and 100 μL of CellTiter-Glo 3D reagent (Promega) to each well.
Following the manufacturer’s protocol, the cells were kept
in agitation for 5 min and incubated for 25 min at room temperature.
Then, the luminescence was determined using a Multiscan Plate Reader
(Synergy 4, Biotek, Winooski). The IC 50 values were calculated
with the Gen5 Data Analysis Software (BioTeck) for two independent
experiments, each with duplicate samples. Nontreated cells were used
as control. Hemolytic Activity The hemolytic activities of the
complexes were determined by measuring hemoglobin release from porcine
red blood cells (RBC). First, fresh porcine blood commercially obtained
was diluted to 5% v/v in PBS solution and washed three times with
PBS by centrifugation at 1000 rcf for 10 min. Then, RBC suspension
(150 μL) was mixed with 150 μL of each complex at concentrations
ranging from 1 to 50 μM. A solution of 0.2% Triton X-100 in
PBS was used as positive control to induce complete hemolysis. PBS
alone was used as negative control. Samples were incubated at 37 °C
for 1 h in an orbital shaker (50 rpm) and then centrifuged at 3500
rcf for 10 min. 80 μL aliquots of the supernatant were transferred
to a 96-well plate and diluted with 80 μL of Milli-Q water.
Hemolysis was evaluated by measuring the absorbance of the samples
at 540 nm with a Synergy 4 plate reader (BioTek, Winooski). The percentage
of hemolysis ( H ) was calculated using eq 4 : 4 where A s is the
absorbance for a given sample, A n is the
absorbance for the negative control, and A p is the absorbance for the positive control. Each sample was tested
in triplicate. Intracellular ROS Production A549 cells were seeded
onto 24-well plates (5 × 10 4 cells/well) 24 h before
the experiment. The cells were incubated for 4 h with complexes 2 , 4 , 6 , and 8 at 10
nM and then photoactivated or kept in the dark for an additional hour.
In addition, the cells were treated for 5 h with the complexes at
the corresponding IC 50,dark without irradiation. The cells
exposed for 30 min to 0.5 μM FeCl 2 and 0.04% H 2 O 2 , as ROS inducers, were used as positive control.
After the treatments, the cells were washed with PBS and harvested
by trypsinization. Intracellular ROS were detected by incubation with
the chloromethyl 2′,7′-dichlorodihydrofluorescein diacetate
(CM-H 2 DCFDA; Invitrogen) probe at 2.5 μM for 30 min
at 37 °C. After washing with PBS, the median fluorescence of
1 × 10 4 cells was measured with a NovoCyte flow cytometer
(Agilent Technologies) equipped with the NovoExpress software. The
fold increase versus control untreated cells was determined for each
treatment in three independent experiments. The types of ROS
generated by the treatments were also investigated. Superoxide anion
(O 2 •– ) production was monitored
using the ROS-ID Superoxide Detection Kit (Enzo Life Sciences), which
contains a cell-permeable probe that selectively emits orange fluorescence
upon reacting with O 2 •– . Following
the treatments, cells were harvested and incubated with the probe
for 30 min at 37 °C. Fluorescence emission from 1 × 10 4 cells was measured by flow cytometry (Ex/Em: 550/620 nm)
and compared to that of control untreated cells. In addition, hydrogen
peroxide (H 2 O 2 ) generation was measured using
the Hydrogen Peroxide Assay Kit (Cell-based) (Abcam). Treated cells
were collected and exposed to the AbGreen Indicator, a cell-permeable
probe that exhibits green fluorescence upon interaction with H 2 O 2 . After 1 h of incubation at 37 °C, the
median fluorescence of 1 × 10 4 cells was determined
by flow cytometry (Ex/Em = 490/520 nm) and compared to that of control
cells. All experiments were conducted in triplicate. To assess
the impact of ROS on cell death caused by the complexes,
A549 cells were incubated with complexes 2 , 4 , 6 and 8 at their respective IC 50,light for 4 h, followed by irradiation with blue light (460 nm) for 1
h in the absence or presence of selective ROS scavengers: sodium azide
(Sigma-Aldrich) for 1 O 2 or tiron (4,5-dihydroxy-1,3-benzenedisulfonic
acid) for O 2 •– , both at a final
concentration of 5 mM. After 48 h of treatment, cell viability was
measured by MTT assays. The percentage of viable cells was established
in comparison to untreated cells exposed to the corresponding scavengers
or to medium alone. Each condition was tested by triplicate, in three
independent experiments. Cell Internalization Experiments To assess the cell
internalization mechanism, 8 × 10 6 A549 cells were
incubated with complex 6 at 10 μM for 1 h in the
dark under different conditions: (i) at 37 °C (positive control
cells), (ii) at 37 °C in the presence of CCCP (50 μM) (to
inhibit mitochondrial ATP production) or (iii) at 4 °C (to inhibit
cellular metabolism). The cells incubated with medium alone were included
as negative control. Then, the cells were washed twice with PBS, detached
with trypsin, and centrifuged to obtain the whole cell pellet. By
trypan blue staining, it was verified that in all samples, the cells
displayed more than 95% viability. The iridium amount in the samples
was then determined by inductively coupled plasma mass spectrometry
(ICP-MS) analysis. To this end, the cell pellets were dissolved in
400 μL of 69% v/v nitric acid (PanReac Applichem) and heated
in a water bath at 100 °C for 18 h. Samples were then allowed
to cool and diluted with Milli-Q water to a final volume of 10 mL.
To analyze the amount of iridium, cell pellets were dissolved in 400
μL of 69% v/v concentrated nitric acid and heated at 100 °C
for 18 h. The vials were allowed to cool, and then the digested samples
were diluted 10-fold with Milli-Q. Iridium content was measured on
an ICP-MS Agilent 7500c instrument at the Serveis Tècnics de
Recerca, Universitat de Girona. The solvent used for all ICP-MS experiments
was Milli-Q water with 2% superpure grade HNO 3 . The iridium
standard (high purity standards, 1000 μg/mL ± 2 μg/mL
in 5% hydrochloric acid in low TOC water (<50 ppb)) was diluted
with 2% HNO 3 to 400 ppb. Iridium standards were freshly
prepared in Milli-Q water with 2% HNO 3 before each experiment.
The concentrations used for the calibration curve were 0, 1, 2, 5,
10, and 20 ppb. The isotope detected was 193Ir and readings were done
in triplicate. Rhodium was added as an internal standard at a concentration
of 10 ppb to all samples. All of the experiments were performed by
duplicate. Subcellular Distribution The intracellular distribution
of complex 6 was explored by measuring the iridium content
in different cellular compartments: nucleus, membrane/particulate
(which includes cellular organelles and organelle’s membrane
proteins), cytosol, and cytoskeleton. To this end, 8 × 10 6 A549 cells were incubated with 6 at 10 μM
for 4 h in the dark at 37 °C. Then, the cells were washed twice
with PBS, detached with trypsin, and centrifuged to obtain the whole
cell pellet. The viability of the cells was assessed through Trypan
blue staining, which confirmed that over 95% of the cells were viable.
The different cell fractions were then isolated using the FractionPREP
Cell Fractionation kit (BioVision) and the total iridium content in
each fraction was measured by ICP-MS in two independent experiments,
as described above. Evaluation of Mitochondrial Membrane Potential A549
cells were seeded onto 24-well plates. 24 h later, cells were incubated
for 4 h with complexes 2 , 4 , 6 , and 8 at 10 nM and then photoactivated or kept in
the dark for an additional hour. Next, the cells were washed with
PBS and harvested by trypsinization. Mitochondrial membrane potential
changes were immediately measured by the JC-1 (5,5′,6,6′-tetrachloro-1,1′,3,3′-tetraethylbenzimidazolocarbo-cyanine
iodide) Mitochondrial Membrane Potential Detection Kit (Biotium),
according to the manufacturer’s instructions. As positive control,
the cells were coincubated with CCCP (Sigma) at 5 μM for 30
min to disrupt the mitochondrial membrane potential. For each treatment,
the fluorescence of 1 × 10 4 cells was analyzed by
a Novocyte flow cytometer. JC-1 red aggregates were detected at a
wavelength of 590 nm (FL2) and JC-1 green monomers at 529 nm (FL1). NADH Oxidation UV–Vis Spectroscopy Fresh stock solutions of
the complexes at 7.50 μM in H 2 O/MeOH mixture (97.5/2.5,
v/v) and NADH at 300 μM in H 2 O/MeOH mixture (97.5/2.5,
v/v) were prepared. In a quartz cell, 1 mL of complex solution, 1
mL of NADH solution, and 1 mL of solvent mixture were mixed to prepare
a final solution with 2.50 μM complex and 100 μM NADH
(complex/NADH rate = 1/40). The solutions were studied by recording
UV–vis absorption spectra in dark conditions and under blue
light irradiation (λ exc = 470 nm, “Medusa”
photoreactor) at ambient temperature and various time intervals for
8 h. In addition, a solution of NADH at 100 μM was studied under
blue light irradiation to confirm its photostability. The photocatalytic
rate of the photosensitizers was evaluated by monitoring its absorbance
decrease at 340 nm, which correspond to NADH oxidation. The
turnover numbers (TONs) of complexes were calculated by measuring
the absorption difference at 340 nm after 1 h of reaction. TON was
calculated from the difference in NADH concentration after 1 h divided
by the concentration of photocatalyst ( eq 5 ), where b is the optical path length (1 cm).
The concentration of NADH was obtained using the extinction coefficient
ε 340 = 5751 M –1 cm –1 . 40 , 148 5 NADH Oxidation NMR Spectroscopy Solutions of complexes 1 , 2 , 5 , and 6 (1.0 mM) and
NADH (3.5 mM) (complex/NADH rate = 1/3.5) in a DMSO- d 6 /D 2 O mixture (9:1, v/v) for complexes 1 and 2 and a DMSO- d 6 /D 2 O mixture (1/1, v/v) for complexes 5 and 6 were studied by 1 H NMR at ambient temperature
in dark conditions and under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor). 1 H NMR
spectra were recorded at ambient temperature at different time intervals
until 22 h. The photooxidation of NADH was deduced by the decrease
of the 8.48 ppm resonance of NADH and the increase of the 8.43 ppm
signal of NAD + in DMSO- d 6 /D 2 O (9:1, v/v) and the decrease of the 8.55 ppm resonance of
NADH and the increase of the 8.51 ppm signal of NAD + in
DMSO- d 6 /D 2 O (1/1, v/v). Confocal Microscopy Experiments For confocal microscopy
experiments, A549 cells were seeded onto glass-bottom 8-well chamber
slides (Ibidi) (5 × 10 4 cells per well) and allowed
to attach overnight. In each experiment, the cells were treated with
the complexes at the indicated conditions and washed with PBS before
staining. For mitochondria visualization, the cells were incubated
with the fluorescent dye MitoTracker Red CMXRos (Molecular Probes)
at 200 nM in serum-free culture medium for 30 min at 37 °C. Cell
nuclei were counterstained in blue with Hoechst 33342 (Invitrogen)
diluted 1:4000 in DMEM without phenol red. To analyze lysosomal damage,
the cells were incubated with AO at 5 μM at 37 °C for 15
min. Before observation, the cells were washed twice with PBS and
fresh growth medium without phenol red was added. Cell images were
immediately obtained by a Nikon A1R confocal microscope and images
were analyzed using the NIS-Elements AR (Nikon, Japan) and the Fiji/ImageJ
software. EtBr Displacement Assay To investigate the capacity
of the complexes to intercalate into DNA, the competitive ethidium
displacement assay was carried out as previously described 149 with minor modifications. Stock solutions of
20 μM calf thymus DNA (CT-DNA) and 25 μM Ethidium bromide
(EtBr) were prepared in saline TE (50 mM NaCl, 10 mM tris(hydroxymethyl)
aminomethane–HCl, 0.1 mM ethylenediaminetetracetic acid (EDTA),
pH 7.4). Serial dilutions of metal complexes were prepared at concentrations
ranging from 20 to 400 μM from a 1 mM stock solution containing
20% DMSO. The assay was carried out by mixing 25 μL of CT-DNA
and 25 μL of EtBr with 50 μL of each compound dilution,
on a black 96-well plate. The plate was incubated at room temperature
for 1 h and the fluorescence was measured on a Synergy 4 microplate
reader (Biotek, Winooski), with excitation wavelength set to 500 nm,
and emission wavelength set to 530–800 nm. The fluorescence
emission at 590 nm was used to measure the C 50 , corresponding
to the concentration of compound required to induce a 50% decrease
in the fluorescence of the EtBr. Experiments were performed in triplicate. Electrophoretic Mobility Assay Experiments were carried
out by mixing 250 ng of pUC18 plasmid DNA (Thermo Scientific; stock
solution at 0.5 μg/μL, final concentration at 37.8 μM
in nucleotides) and compounds solutions at up to 25 μM, on a
final total volume of 20 μL in saline TE buffer. The maximum
final DMSO concentration in the treatments was 0.5% (in the 25 μM
solutions). Samples were incubated at room temperature for 1 h, either
in the dark or under photoactivation. A treatment with 1.75% H 2 O 2 and 20 μM FeCl 2 was used as
a positive control to generate ROS. To inhibit ROS generation during
the treatment, 0.4 M sodium azide (in saline TE buffer) as an oxygen
singlet scavenger was added to the reaction mixtures, and DMSO (15%)
was added to the positive control as a hydroxyl radical scavenger.
Reactions were quenched by adding 4 μL of loading buffer (0.25%
w/v bromo-phenol blue, 0.25% w/v xylenecyanole, and 30% v/v glycerol).
Samples were then subjected to electrophoresis on 0.8% agarose gel
in 0.5 × TBE buffer (0.045 M Tris, 0.045 M boric acid, and 1
mM EDTA) at 90 V for 1 h and 40 min. Finally, DNA was dyed with EtBr
(0.5 μg/mL in 0.5× TBE buffer) for 20 min and the DNA bands
were visualized on a capturing system (ProgRes CapturePro 2.7). Images
were cropped and inverted to better appreciate plasmid bands using
Adobe Photoshop. Densitometry analyses of the bands were carried out
using the imaging system Fluorochem SP (AlphaInnotech). Cell Death Mechanism The cell death mechanism was analyzed
with the Vybrant Apoptosis Assay Kit (Molecular Probes). A549 cells
seeded in 12-well plates at a density of 1 × 10 5 cells
per well were treated with complex 6 at the corresponding
IC 50,light × 5 under photoactivation conditions. Cisplatin
at 50 μM was used as positive control. 4 and 20 h after the
irradiation, cells were collected by trypsinization and immediately
stained with Annexin V-FITC and propidium iodide according to the
manufacturer’s instructions. The median fluorescence of 10,000
cells of each sample was analyzed by flow cytometry. Annexin-FITC
staining was detected at a wavelength of 520 nm (FL1) and propidium
iodide was detected at 617 nm (FL2). Statistics The statistical analysis was performed with
the GraphPad Prism software. Quantitative variables were expressed
as mean or median and standard deviation (SD). Statistical differences
were analyzed by the Mann–Whitney nonparametric test. A value of p < 0.05 was considered significant.
## Materials
Materials IrCl 3 · x H 2 O was purchased from Johnson Matthey and used as received.
The starting dimer [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 was prepared according to the reported
procedure. 123 Proligands H-pbpq, H-pbpz,
and H-pbpn were prepared by reaction of benzo[ h ]quinoline-5,6-dione
with ethylene diamine (H-pbpq), o- phenylenediamine
(H-pbpz), or 2,3-diaminonaphthalene (H-pbpn) according to the literature
methods. 19 Benzo[ h ]quinoline-5,6-dione
was prepared as reported. 19 The reagent
1,2,3,4,5-pentamethylcyclopentadiene (>93%) was purchased from
Tokyo
Chemical Industry (TCI); benzo[ h ]quinoline, iodopentoxide,
2,3-diaminonaphthalene and silver trifluoroacetate were purchased
from Alfa Aesar; o -phenylendiamine from Sigma-Aldrich;
imidazole (Im), N -benzylimidazole (bzIm), and silver
tetrafluoroborate from Acros; and sodium carbonate from Panreac. All
of them were used without further purification. ( N -Ethylpiperidyl)imidazole (Imepip) was prepared according to the
literature. 124 Deuterated solvents were
purchased from Eurisotop. Conventional solvents such as diethyl ether
(Fisher Scientific), acetone (Fisher Scientific), dimethyl sulfoxide
(Scharlau), N , N -dimethylformamide
(Scharlau), ethanol (Scharlau), methanol (Scharlau), dichloromethane
(Scharlau), toluene (Across Organics), and acetic acid (Scharlau)
were degassed and in some cases distilled prior to use. Tetrabutylammonium
hexafluorophosphate ([ n Bu 4 N][PF 6 ]) was purchased from Acros. Sodium hydroxide and hydrochloride acid
were purchased from Panreac.
## Experimental Details
Experimental Details All synthetic manipulations were
performed under an inert, oxygen-free, dry nitrogen atmosphere using
standard Schlenk techniques. All metal complexes were synthesized
in dark conditions and protected from light using aluminum foil throughout
each step of synthesis, isolation, and characterization. Solvents
were dried and distilled under nitrogen atmosphere before use. Elemental
analyses were performed on a FlashEA112 microanalyzer (ThermoFinnigan).
FAB+ and ESI+ MS (mass spectrometry) data were recorded on a Thermo
MAT95XP mass spectrometer using dichloromethane (DCM) or methanol
as the sample solvent. UV–vis absorption spectra were recorded
on a Secomam Uvikon XS spectrophotometer using the LabPower Junior
program. Fluorescence excitation and emission spectra were recorded
on a PTI Quanta Master TM spectrofluorometer from Photon Technology
International (PTI) equipped with a 75 W xenon short arc lamp and
a model 814PTM detection system. Multinuclear nuclear magnetic resonance
(NMR) spectra were recorded at 298 K on a Varian Unity Inova 400 or
on a Varian Inova 500 spectrometer. Chemical shift values (δ)
are reported in ppm (parts per million) and coupling constants ( J ) in hertz. The splitting of proton resonances is defined
as follows: s = singlet, d = doublet, t = triplet, q = quadruplet,
m = multiplet, bs = broad singlet. 2D-NMR spectra such as 1 H– 1 H gCOSY, 1 H– 13 C
gHSQC and 1 H– 13 C gHMBC were recorded
using standard pulse–pulse sequences. 1 H NMR chemical
shifts were internally referenced to C H Cl 3 (7.26 ppm) for chloroform- d 1 , to (C H D 2 )(CD 3 )SO (2.50 ppm) for DMSO- d 6 or to (C H D 2 )(CD 3 )CO (2.05 ppm) for acetone- d 6 via
the residual proton solvent resonances. The probe temperature (±1
K) was controlled by a standard unit calibrated with a methanol reference.
All NMR data processing was performed using MestReNova version 12.0.0.
pH measurements were carried out with a CRISON 522 conductimeter,
connected to a conductivity cell CRISON 52 92 with platinum electrodes. Unless otherwise stated, reagents and solvents were of reagent
quality and commercially available. The purity of the final
compounds was determined by reversed-phase
high-performance liquid chromatography (HPLC) analyses on a LiquidPurple
ODS C18 column (250 × 4.6 mm, 5 μm, flow rate: 1 mL min –1 ) using linear gradients of 0.1% formic acid in Milli-Q
H 2 O (A) and 0.1% formic acid in MeCN (B) and coupled to
a UV–vis detector. The HPLC column was maintained at 25 °C.
The detection wavelength was 260 nm. All final compounds were >95%
pure by this method. Atom Numbering [(η 5 -C 5 Me 5 )IrCl(pbpz)]
( 1 ) 1 was synthesized using a procedure
adapted from the literature. 125 In a 50
mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.50 g, 0.6 mmol, 1.0
equiv), 4,9,14-triazadibenzo[ a , c ]anthracene (H-pbpz, 0.36 g, 1.2 mmol, 2.0 equiv), Na 2 CO 3 (0.13 g, 1.3 mmol, 2.1 equiv), and AgOCOCF 3 (0.28 g, 1.3 mmol, 2.1 equiv) in degassed DCM (30 mL) was stirred
at ambient temperature for 4.5 h. The resulting precipitate (AgCl)
was removed by filtration over Celite. To recover all of the product,
the residue was washed with degassed DCM until the filtrate was colorless.
The filtrate was concentrated in vacuo until dryness. Then, the red
solid was washed with diethyl ether (3 × 10 mL). The product
was purified by flash chromatography with Celite as stationary phase
and DCM as mobile phase. The filtrate was concentrated in vacuo until
dryness to give a red solid (0.67 g, 1.0 mmol, 83%). 1 H
RMN (500 MHz, CDCl 3 ): δ 9.42 (dd, 3 J = 7.9 Hz, 4 J = 1.4 Hz, 1H,
H 4 ), 9.04 (dd, 3 J = 5.4 Hz, 4 J = 1.4 Hz, 1H, H 6 ), 8.80 (dd, 3 J = 7.8 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.37 (dd, J = 8.5,
1.8 Hz, 1H, H 19 ), 8.31 (dd, J = 8.2, 1.8
Hz, 1H, H 20 ), 8.19 (dd, 3 J =
7.4 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 7.88 (qd, J = 6.7, 1.7 Hz, 2H, H 21 and H 22 ), 7.71 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.59 (dd, 3 J =
7.9, 5.4 Hz, 1H, H 5 ), 1.78 (s, 15H, H 24 ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ
161.4 (C, C 7 ), 161.1 (C, C 2 ), 152.1 (CH, C 6 ), 144.1 (C, C 14 ), 142.6 (C, C 17 or
C 18 ), 142.2 (C, C 8 ), 141.7 (C, C 17 or C 18 ), 141.1 (C, C 13 ), 136.7 (CH, C 12 ), 134.4 (CH, C 4 ), 131.7 (C and CH, C 9 and C 11 ), 130.5 (CH, C 21 or C 22 ), 130.0 (CH, C 21 or C 22 ), 129.8 (CH, C 19 ), 129.5 (CH, C 20 ), 126.5 (C, C 3 ),
122.7 (CH, C 5 ), 118.9 (CH, C 10 ), 88.8 (5C, C 23 ), 9.2 (5CH 3 , C 24 ). Elemental Analysis
calculated for C 29 H 25 ClIrN 3 (643.20
g/mol): C 54.16, H 3.92, N 6.53; found: C 54.01, H 3.90, N 6.52. MS
(FAB+, DCM): m / z calculated for
[(η 5 -C 5 Me 5 ) 2 Ir 2 Cl(pbpz) 2 ] + : 1249.30, found: 1249.40; m / z calculated for [(η 5 -C 5 Me 5 )IrCl(pbpz)] + : 643.14, found:
643.18; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17,
found: 608.39. [(η 5 -C 5 Me 5 )IrCl(pbpn)]
( 2 ) 2 was prepared following a
similar procedure to that used for 1 . Amounts were as
follows: [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.52 g, 0.7 mmol, 1.0 equiv), 4,9,16-triazadibenzo[ a , c ]naphthacene (H-pbpn, 0.44 g, 1.3 mmol,
2.0 equiv), Na 2 CO 3 (0.14 g, 1.3 mmol, 2.0 equiv),
and AgOCOCF 3 (0.28 g, 1.3 mmol, 2.0 equiv) in degassed
DCM (30 mL). The product was obtained as a dark red solid (0.81 g,
1.1 mmol, 90%). 1 H RMN (400 MHz, CDCl 3 ): δ
9.38 (dd, 3 J = 7.9 Hz, 4 J = 1.4 Hz, 1H, H 4 ), 9.01 (dd, 3 J = 5.5 Hz, 4 J = 1.4 Hz, 1H,
H 6 ), 8.90 (s, 1H, H 19 ), 8.86 (s, 1H, H 20 ), 8.79 (dd, 3 J = 7.8 Hz, 4 J = 1.0 Hz, 1H, H 10 ), 8.18 (dd, 3 J = 7.5 Hz, 4 J = 1.0 Hz, 1H, H 12 ), 8.14–8.17 (m, 2H, H 23 and H 24 ), 7.69 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.58–7.55 (m, 3H, H 5 , H 25 and H 26 ), 1.78 (s, 15H, H 28 ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ): δ
161.8 (C, C 2 ), 161.7 (C, C 7 ), 152.3 (CH, C 6 ), 145.0 (C, C 14 ), 142.4 (C, C 13 ), 142.3
(C, C 8 ), 139.0 (C, C 17 or C 18 ), 138.4
(C, C 17 or C 18 ), 137.2 (CH, C 12 ),
134.5 (C, C 21 or C 22 ), 134.4 (CH, C 4 ), 134.1 (C, C 21 or C 22 ), 131.9 (C, C 9 ), 131.8 (CH, C 11 ), 128.67 (CH, C 23 or C 24 ), 128.62 (CH, C 23 or C 24 ), 127.8 (CH,
C 19 ), 127.7 (CH, C 20 ), 127.0–126.8 (3C,
CH and C, C 25 , C 26 and C 3 ), 122.8
(CH, C 5 ), 119.3 (CH, C 10 ), 88.8 (5C, C 27 ), 9.2 (5CH 3 , C 28 ). Elemental Analysis calculated
for C 33 H 27 ClIrN 3 (693,26 g/mol):
C 55.17, H 3.93, N 6.06; found: C 55.11, H 3.92, N 6.06. MS (FAB+,
DCM): m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18,
found: 658.25. [(η 5 -C 5 Me 5 )Ir(Im)(pbpz)]BF 4 ( 3 ) In a 50 mL Schlenk flask, a solution
of 1 (0.1241 g, 0.2 mmol, 1.0 equiv), imidazole (Im,
0.0128 g, 0.2 mmol, 1.0 equiv), and AgBF 4 (0.0404 g, 0.2
mmol, 1.1 equiv) in degassed DCM (15 mL) was stirred at ambient temperature
for 4 h. The resulting precipitate (AgCl) was removed by filtration
over Celite. To recover all of the product, the residue was washed
with degassed DCM until the filtrate was colorless. The filtrate was
concentrated in vacuo until dryness. Then, the yellow solid was washed
with diethyl ether/pentane (50/50, v/v) (3 × 15 mL). The product
was purified by flash chromatography with Celite as stationary phase
and DCM as mobile phase. The filtrate was concentrated in vacuo until
dryness to give a yellow solid (0.0968 g, 0.12 mmol, 68%). 1 H RMN (400 MHz, CDCl 3 ): δ 10.93 (s, 1H, H c ), 9.48 (d, 3 J = 7.8 Hz, 1H, H 4 ), 9.25 (d, 3 J = 4.6 Hz, 1H, H 6 ), 8.90 (dd, 3 J = 7.9 Hz, 4 J = 0.8 Hz, 1H, H 10 ), 8.34 (m, 1H, H 19 ), 8.29 (m, 1H, H 20 ), 8.26 (dd, 3 J = 7.3 Hz, 4 J = 1.0 Hz, 1H,
H 12 ), 7.86 (qd, J = 6.8, 1.7 Hz, 2H, H 21 and H 22 ), 7.84–7.76 (m, 3H, H 5 , H 11 and H b ), 6.73 (s, 1H, H d ),
6.49 (s, 1H, H e ), 1.70 (s, 15H, H 24 ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ): δ 160.6 (C,
C 2 ), 158.8 (C, C 7 ), 152.5 (CH, C 6 ), 143.2 (C, C 14 ), 142.53 (C, C 17 or C 18 ), 142.46 (C, C 8 ), 141.9 (C, C 17 or
C 18 ), 140.5 (C, C 13 ), 138.5 (CH, C b ), 135.7 (CH, C 12 ), 135.6 (CH, C 4 ), 132.1 (CH,
C 11 ), 132.0 (C, C 9 ), 131.0 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ),
129.63 (CH, C 19 ), 129.59 (CH, C 20 ), 128.3 (CH,
C e ), 126.8 (C, C 3 ), 124.3 (CH, C 5 ), 120.1 (CH, C 10 ), 118.2 (CH, C d ), 90.0 (5C,
C 23 ), 8.9 (5CH 3 , C 24 ). Elemental
Analysis calculated for C 32 H 29 BF 4 IrN 5 (762.63 g/mol): C 50.40, H 3.83, N 9.18; found: C
50.38, H 3.82, N 9.16. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Im)(pbpz)] + : 676.21, found: 676.32; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found:
608.39. [(η 5 -C 5 Me 5 )Ir(Im)(pbpn)]BF 4 ( 4 ) Following the procedure to synthesize
complex 3 , complex 4 was prepared from a
solution of 2 (0.0972 g, 0.1 mmol, 1.0 equiv), imidazole
(Im, 0.0090 g, 0.1 mmol, 1.0 equiv), and AgBF 4 (0.0362
g, 0.1 mmol, 1.1 equiv) in degassed DCM (12 mL). The product was obtained
as a dark red solid (0.0782 g, 0.094 mmol, 69%). 1 H RMN
(500 MHz, (CD 3 ) 2 CO): δ 11.84 (s, 1H, H c ), 9.61 (dd, 3 J = 5.4 Hz, 4 J = 1.2 Hz, 1H, H 6 ), 9.33 (dd, 3 J = 7.9 Hz, 4 J = 1.1 Hz, 1H, H 4 ), 8.78 (s, 2H, H 19 and H 20 ), 8.71 (d, 3 J = 7.5 Hz, 1H,
H 10 ), 8.48 (dd, 3 J = 7.3 Hz, 4 J = 0.7 Hz, 1H, H 12 ), 8.16 (m,
2H, H 23 and H 24 ), 7.93 (m, 2H, H 5 and H b ), 7.80 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.53 (m, 2H, H 25 and H 26 ), 7.13 (s, 1H, H d ), 7.03 (s, 1H, H e ), 1.82
(s, 15H, H 28 ). 13 C{ 1 H} RMN (126 MHz,
(CD 3 ) 2 CO): δ 161.9 (C, C 2 ),
160.5 (C, C 7 ), 154.7 (CH, C 6 ), 144.7 (C, C 14 ), 143.5 (C, C 8 ), 142.4 (C, C 13 ), 139.4
(C, C 21 or C 22 ), 139.3 (CH, C b ),
138.9 (C, C 17 or C 18 ), 137.6 (CH, C 12 ), 136.0 (CH, C 4 ), 135.4 (C, C 17 or C 18 ), 135.0 (C, C 21 or C 22 ), 132.8 (CH, C 11 ), 132.7 (C, C 9 ), 129.9 (CH, C e ), 129.33
(CH, C 23 or C 24 ), 129.26 (CH, C 23 or C 24 ), 128.5 (CH, C 19 or C 20 ),
128.4 (CH, C 19 or C 20 ), 128.1 (CH, C 25 or C 26 ), 127.9 (CH, C 25 or C 26 ),
125.5 (CH, C 5 ), 120.6 (CH, C 10 ), 119.6 (C, C 3 ), 119.4 (CH, C d ), 91.0 (5C, C 27 ), 9.0
(5CH 3 , C 28 ). Elemental analysis calculated for
C 36 H 31 BF 4 IrN 5 (812.69
g/mol): C 53.21, H 3.84, N 8.62; found: C 53.12, H 3.83, N 8.60. MS
(FAB+, MeOH): m / z calculated for
[(η 5 -C 5 Me 5 )Ir(Im)(pbpn)] + : 725.22, found: 726.48; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.20. [(η 5 -C 5 Me 5 )Ir(Imepip)(pbpz)]BF 4 ( 5 ) Following the procedure to synthesize
complex 3 , complex 5 was prepared from a
solution of 1 (0.1323 g, 0.21 mmol, 1.0 equiv), ( N -ethylpiperidyl)imidazole (Imepip, 0.0411 g, 0.22 mmol,
1.0 equiv), and AgBF 4 (0.0462 g, 0.24 mmol, 1.1 equiv)
in degassed DCM (15 mL). The product was obtained as a yellow solid
(0.1530 g, 0.051 mmol, 85%). 1 H RMN (500 MHz, CDCl 3 ): δ 9.42 (d, 3 J = 7.8 Hz,
1H, H 4 ), 9.38 (m, 1H, H 6 ), 8.83 (d, 3 J = 8.0 Hz, 4 J = 0.8
Hz, 1H, H 10 ), 8.23 (m, 2H, H 19 and H 20 ), 8.17 (d, 3 J = 6.0 Hz, 1H, H 12 ), 8.08 (s, 1H, H b ), 7.83 (m, 3H, H 5 , H 21 and H 22 ), 7.73 (t, 3 J = 6.8 Hz, 1H, H 11 ), 6.83 (s, 1H, H d ), 6.43
(s, 1H, H e ), 4.39 (m, 2H, H f ), 3.09 (m, 2H,
H g ), 2.85 (m, 4H, H i ), 1.72 (s, 19H, H 24 and H j ), 1.52 (m, 2H, H k ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ 160.4 (C, C 2 ), 158.8 (C, C 7 ), 153.5 (CH, C 6 ), 143.3
(C, C 14 ), 142.7 (C, C 17 or C 18 ),
142.6 (C, C 17 or C 18 ), 142.0 (C, C 8 ), 140.6 (C, C 13 ), 140.1 (CH, C b ), 135.7 (CH,
C 12 ), 135.5 (CH, C 4 ), 132.0 (C and CH, C 9 and C 11 ), 130.9 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ), 129.8 (2C, C 19 and C 20 ), 129.6 (CH, C e ), 126.7 (C,
C 3 ), 124.7 (CH, C 5 ), 121.3 (CH, C d ), 120.0 (CH, C 10 ), 90.1 (5C, C 23 ), 56.9 (CH 2 , C g ), 53.7 (2CH 2 , C i ), 43.1
(CH 2 , C f ), 23.7 (2CH 2 , C j ), 22.2 (CH 2 , C k ), 9.0 (5CH 3 , C 24 ). Elemental Analysis calculated for C 39 H 42 BF 4 IrN 6 (873.82 g/mol): C 53.61, H
4.84, N 9.62; found: C 53.53, H 4.83, N 9.61. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Imepip)(pbpz)] + : 787.31,
found: 787.80; m / z calculated for
[(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found: 608.41. [(η 5 -C 5 Me 5 ) Ir(Imepip)(pbpn)]BF 4 ( 6 ) Following the procedure to synthesize
complex 3 , complex 6 was prepared from a
solution of 2 (0.1305 g, 0.2 mmol, 1.0 equiv), ( N -ethylpiperidyl)imidazole (Imepip, 0.0342 g, 0.2 mmol,
1.0 equiv), and AgBF 4 (0.0396 g, 0.2 mmol, 1.1 equiv) in
degassed DCM (15 mL). The product was obtained as a dark red solid
(0.1099 g, 0.12 mmol, 63%). 1 H RMN (400 MHz, CDCl 3 ): δ 9.49 (dd, 3 J = 5.5 Hz, 4 J = 1.3 Hz, 1H, H 6 ), 9.37 (dd, 3 J = 8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.85 (s, 2H, H 19 and H 20 ), 8.82 (d, 3 J = 8.0 Hz, 1H,
H 10 ), 8.24 (dd, 3 J = 7.3 Hz, 4 J = 1.0 Hz, 1H, H 12 ), 8.21–8.11
(m, 3H, H 23 , H 24 and H b ), 7.88 (dd, 3 J = 8.0, 5.5 Hz, 1H, H 5 ), 7.78
(t, 3 J = 7.6 Hz, 1H, H 11 ),
7.60 (m, 2H, H 25 and H 26 ), 6.93 (t, J = 1.3 Hz, 1H, H d ), 6.53 (t, J = 1.3 Hz, 1H, H e ), 4.19–4.03 (m, 2H, H f ), 2.67 (m, 2H, H g ), 2.43 (m, 4H, H i ), 1.73
(s, 19H, H 28 and H j ), 1.44 (m, 2H, H k ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ):
δ 160.9 (C, C 2 ), 159.3 (C, C 7 ), 154.1
(CH, C 6 ), 144.1 (C, C 14 ), 142.9 (C, C 8 ), 141.8 (C, C 13 ), 140.3 (CH, C b ), 138.9 (C,
C 17 or C 18 ), 138.4 (C, C 17 or C 18 ), 136.3 (CH, C 12 ), 135.4 (CH, C 4 ),
134.6 (C, C 21 or C 22 ), 134.3 (C, C 21 or C 22 ), 132.0 (C, C 9 ), 131.9 (CH, C 11 ), 129.4 (CH, C e ), 128.7 (CH, C 23 or C 24 ), 128.6 (CH, C 23 or C 24 ), 127.9 (CH,
C 19 or C 20 ), 127.8 (CH, C 19 or C 20 ), 127.2 (CH, C 25 or C 26 ), 127.1 (C,
C 3 ), 125.1 (CH, C 5 ), 121.1 (CH, C d ), 120.2 (CH, C 10 ), 90.1 (5C, C 27 ), 57.7 (CH 2 , C g ), 54.1 (2CH 2 , C i ), 44.7
(CH 2 , C f ), 25.2 (2CH 2 , C j ), 23.5 (CH 2 , C k ), 9.0 (5CH 3 , C 28 ). Elemental Analysis calculated for C 43 H 44 BF 4 IrN 6 (923.88 g/mol): C 55.90, H
4.80, N 9.10; found: C 55.89, H 4.79, N 9.08. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Imepip)(pbpn)] + : 837.33,
found: 837.67; m / z calculated for
[(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.19. [(η 5 -C 5 Me 5 )Ir(bzIm)(pbpz)]BF 4 ( 7 ) Following the procedure to synthesize
complex 3 , complex 7 was prepared from a
solution of 1 (0.1284 g, 0.2 mmol, 1.0 equiv), N -benzylimidazole (bzIm, 0.0313 g, 0.2 mmol, 1.0 equiv),
and AgBF 4 (0.0446 g, 0.2 mmol, 1.1 equiv) in degassed DCM
(15 mL). The product was obtained as a dark yellow solid (0.1135 g,
0.13 mmol, 66.7%). 1 H RMN (400 MHz, CDCl 3 ):
δ 9.62 (dd, 3 J = 5.3 Hz, 4 J = 1.0 Hz, 1H, H 6 ), 9.47 (dd, 3 J = 8.0 Hz, 4 J = 1.0
Hz, 1H, H 4 ), 8.92 (dd, 3 J =
7.9 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.38 (m, 1H, H 19 ), 8.33 (m, 2H, H 20 and
H b ), 8.23 (dd, 3 J = 7.3 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 8.00 (dd, 3 J = 8.0, 5.4 Hz, 1H, H 5 ), 7.90
(qd, J = 6.8, 2.2 Hz, 2H, H 21 and H 22 ), 7.77 (t, 3 J = 7.6 Hz, 1H,
H 11 ), 7.18 (m, 3H, H i and H j ), 7.09
(m, 2H, H h ), 6.49 (s, 1H, H d ), 6.43 (s, 1H,
H e ), 5.20 (d, J = 14.6 Hz, 1H, H f ), 4.91 (d, J = 14.6 Hz, 1H, H f ), 1.72
(s, 15H, H 24 ). 13 C{ 1 H} RMN (101 MHz,
CDCl 3 ): δ 160.1 (C, C 2 ), 159.1 (C, C 7 ), 154.3 (CH, C 6 ), 142.8 (2C, C 8 and
C 14 ), 141.9 (C, C 17 and C 18 ), 140.8
(C, C 13 ), 140.4 (CH, C b ), 135.9 (CH, C 12 ), 135.4 (CH, C 4 ), 135.1 (C, C g ), 131.7 (C
and CH, C 9 and C 11 ), 130.9 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ),
129.6 (CH, C e ), 129.5 (CH, C 20 ), 129.0 (CH,
C 19 ), 128.5 (2CH, C i and C j ), 128.4
(CH, C h ), 126.4 (C, C 3 ), 125.1 (CH, C 5 ), 119.9 (CH, C 10 ), 119.8 (CH, C d ), 90.2 (5C,
C 23 ), 9.0 (5CH 3 , C 24 ). Elemental
Analysis calculated for C 39 H 35 BF 4 IrN 5 (852.75 g/mol): C 54.93, H 4.14, N 8.21; found: C
54.82, H 4.13, N 8.20. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(bzIm)(pbpz)] + : 766.25, found: 766.65; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found:
608.39. [(η 5 -C 5 Me 5 )Ir(bzIm)(pbpn)]BF 4 ( 8 ) Following the procedure to synthesize
complex 3 , complex 8 was prepared from a
solution of 2 (0.1396 g, 0.2 mmol, 1.0 equiv), N -benzylimidazole (bzIm, 0.0290 g, 0.2 mmol, 1.0 equiv),
and AgBF 4 (0.0450 g, 0.2 mmol, 1.1 equiv) in degassed DCM
(15 mL). The product was obtained as a dark red solid (0.1606 g, 0.17
mmol, 88.3%). 1 H RMN (400 MHz, (CD 3 ) 2 CO): δ 9.59 (dd, 3 J = 5.5 Hz, 4 J = 1.3 Hz, 1H, H 6 ), 9.34 (dd, 3 J = 8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.82 (s, 2H, H 19 and H 20 ), 8.72 (dd, 3 J = 7.8 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.45 (dd, 3 J = 7.3 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 8.21 (m, 2H, H 23 and H 24 ), 8.13 (s, 1H, H b ), 7.93 (dd, 3 J = 8.0, 5.5 Hz, 1H, H 5 ), 7.79 (t, 3 J = 7.5 Hz, 1H, H 11 ), 7.59 (m, 2H, H 25 and H 26 ), 7.14 (m, 3H, H i and H j ), 7.07 (m, 3H, H d and H h ), 6.93 (s,
1H, H e ), 5.16 (d, J = 2.9 Hz, 2H, H f ), 1.81 (s, 15H, H 28 ). 13 C{ 1 H} RMN (101 MHz, (CD 3 ) 2 CO): δ 161.8 (C,
C 2 ), 160.4 (C, C 7 ), 154.8 (CH, C 6 ), 144.7 (C, C 14 ), 143.5 (C, C 8 ), 142.4 (C,
C 13 ), 140.8 (CH, C b ), 139.5 (C, C 17 or C 18 ), 138.9 (C, C 17 or C 18 ),
137.6 (CH, C 12 ), 137.0 (C, C g ), 136.0 (CH, C 4 ), 135.4 (C, C 21 or C 22 ), 135.1 (C,
C 21 or C 22 ), 132.8 (CH, C 11 ), 132.6
(C, C 9 ), 130.7 (CH, C e ), 129.6 (CH, C i or C j ), 129.4 (CH, C 23 or C 24 ),
129.3 (CH, C 23 or C 24 ), 129.1 (CH, C i or C j ), 128.52 (CH, C 19 or C 20 ),
128.46 (CH, C h ), 128.39 (CH, C 19 or C 20 ), 128.1 (CH, C 25 or C 26 ), 128.0 (CH, C 25 or C 26 ), 127.5 (C, C 3 ), 125.6 (CH,
C 5 ), 122.4 (CH, C d ), 120.6 (CH, C 10 ), 91.0 (5C, C 27 ), 52.0 (CH 2 , C f ), 9.0 (5CH 3 , C 28 ). Elemental Analysis calculated
for C 43 H 37 BF 4 IrN 5 (902.81
g/mol): C 55.21, H 4.13, N 7.76; found: C 55.12, H 4.13, N 7.75. MS
(FAB+, MeOH): m / z calculated for
[(η 5 -C 5 Me 5 )Ir(bzIm)(pbpn)] + : 816.27, found: 816.65; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.18. [(η 5 -C 5 Me 5 )IrCl(pbpq)]
( 9 ) 9 was synthesized using a procedure
adapted from the literature. 68 In a 50
mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.0885 g, 0.11 mmol,
1.0 equiv), benzo[ f ]pyrido[2,3- h ]quinoxaline (H-pbpq, 0.0512 g, 0.22 mmol, 2.0 equiv), Na 2 CO 3 (0.0261 g, 0.25 mmol, 2.3 equiv), and AgOCOCF 3 (0.0496 g, 0.22 mmol, 2.0 equiv) in degassed DCM (25 mL)
was stirred at ambient temperature for 30 h. The resulting precipitate
(AgCl) was removed by filtration over Celite. To recover all of the
product, the residue was washed with degassed DCM until the filtrate
was colorless. The filtrate was concentrated in vacuo until dryness.
Then, the red solid was purified by neutral alumina chromatography
with EtOAc/hexane (1:1) to yield a yellow solid (0.0439 g, 0.07 mmol,
33%). 1 H RMN (500 MHz, CDCl 3 ): δ 9.27
(dd, 3 J = 7.9 Hz, 4 J = 1.2 Hz, 1H, H 4 ), 9.06 (dd, 3 J = 5.3 Hz, 4 J = 1.2 Hz, 1H,
H 6 ), 8.96 (d, 3 J = 2.0 Hz,
1H, H 17 ), 8.87 (d, 3 J = 2.1
Hz, 1H, H 18 ), 8.64 (d, 3 J =
7.9 Hz, 1H, H 10 ), 8.20 (d, 3 J = 7.3 Hz, 1H, H 12 ), 7.73 (t, 3 J = 7.6 Hz, 1H, H 11 ), 7.60 (dd, 3 J = 7.9, 5.5 Hz, 1H, H 5 ), 1.77 (s, 15H, H 20 ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ
161.0 (C, C 7 ), 159.4 (C, C 2 ), 151.6 (CH, C 6 ), 144.5 (CH, C 17 ), 143.7 (C, C 13 and
C 14 ), 143.0 (CH, C 18 ), 141.9 (C, C 8 ), 140.0 (C, C 13 ), 135.7 (CH, C 12 ), 133.8 (CH,
C 4 ), 131.5 (CH, C 11 ), 122.4 (CH, C 5 ), 117.8 (CH, C 10 ), 88.7 (5C, C 19 ), 9.2 (5CH 3 , C 20 ). Elemental Analysis calculated for C 25 H 23 ClIrN 3 ·(CH 2 Cl 2 ) 0.6 (644.10 g/mol): C 47.74, H 3.79, N 6.52; found:
C 47.43, H 3.48, N 6.17. MS (ESI+, DCM): m / z calculated for [(η 5 -C 5 Me 5 ) 2 Ir 2 Cl(pbpq) 2 +2H] + : 1151.29, found: 1151.28; m / z calculated
for [(η 5 -C 5 Me 5 )Ir(pbpq)] + : 558.15, found: 558.15. [(η 5 -C 5 Me 5 )Ir(bhq)Cl]
( 10 ) 10 was synthesized using a
procedure adapted from the literature. 68 In a 50 mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.1711 g, 0.21
mmol, 1.0 equiv), benzo[ h ]quinoline (H-bhq, 0.0775
g, 0.43 mmol, 2.0 equiv), Na 2 CO 3 (0.0492 g,
0.46 mmol, 2.0 equiv), and AgOCOCF 3 (0.0993 g, 0.45 mmol,
2.0 equiv) in degassed DCM (25 mL) was stirred at ambient temperature
for 4.5 h. The resulting precipitate (AgCl) was removed by filtration
over Celite. To recover all of the product, the residue was washed
with degassed DCM until the filtrate was colorless. The filtrate was
concentrated in vacuo until dryness. Then, the yellow solid was purified
by flash chromatography with Celite as stationary phase and DCM as
mobile phase. The filtrate was concentrated in vacuo until dryness
to give a yellow solid (0.2197 g, 0.41 mmol, 94%). The NMR data are
given because the assignment was not included in the manuscript where
the preparation was reported. 68 1 H RMN (500 MHz, CDCl 3 ): δ 8.96 (dd, 3 J = 5.3 Hz, 4 J = 1.3
Hz, 1H, H 6 ), 8.14 (dd, 3 J =
8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.06 (d, 3 J = 7.0 Hz, 1H, H 10 ), 7.82 (d, 3 J = 8.7 Hz, 1H, H 12 ), 7.62 (dd, 3 J = 7.8, 7.2 Hz, 1H, H 11 ), 7.56 (m, 2H, H 13 and H 14 ), 7.47
(dd, 3 J = 7.9, 5.3 Hz, 1H, H 5 ), 1.74 (s, 15H, H 16 ). 13 C{ 1 H} RMN
(126 MHz, CDCl 3 ): δ 160.9 (C, C 7 ), 157.4
(C, C 2 ), 149.0 (CH, C 6 ), 141.9 (C, C 8 ), 135.7 (CH, C 4 ), 134.0 (C, C 9 ), 132.5 (CH,
C 10 ), 130.7 (CH, C 11 ), 130.0 (CH, C 12 ), 127.1 (C, C 3 ), 123.1 (CH, C 13 or C 14 ), 121.5 (CH, C 5 ), 120.1 (CH, C 13 or C 14 ), 88.4 (5C, C 15 ), 9.1 (5CH 3 , C 16 ). Elemental Analysis calculated for C 23 H 23 ClIrN·(CH 2 Cl 2 ) 0.4 (575.07
g/mol): C 48.87, H 4.17, N 2.44; found: C 48.71, H 3.74, N 4.20. Mass
data were not previously given. 68 MS (ESI+,
DCM): m / z calculated for [(η 5 -C 5 Me 5 ) 2 Ir 2 (bhq) 2 +H] + : 1011.30, found: 1011.30; m / z calculated for [(η 5 -C 5 Me 5 )Ir(bhq)] + : 506.15, found: 506.15.
## Atom Numbering
Atom Numbering [(η 5 -C 5 Me 5 )IrCl(pbpz)]
( 1 ) 1 was synthesized using a procedure
adapted from the literature. 125 In a 50
mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.50 g, 0.6 mmol, 1.0
equiv), 4,9,14-triazadibenzo[ a , c ]anthracene (H-pbpz, 0.36 g, 1.2 mmol, 2.0 equiv), Na 2 CO 3 (0.13 g, 1.3 mmol, 2.1 equiv), and AgOCOCF 3 (0.28 g, 1.3 mmol, 2.1 equiv) in degassed DCM (30 mL) was stirred
at ambient temperature for 4.5 h. The resulting precipitate (AgCl)
was removed by filtration over Celite. To recover all of the product,
the residue was washed with degassed DCM until the filtrate was colorless.
The filtrate was concentrated in vacuo until dryness. Then, the red
solid was washed with diethyl ether (3 × 10 mL). The product
was purified by flash chromatography with Celite as stationary phase
and DCM as mobile phase. The filtrate was concentrated in vacuo until
dryness to give a red solid (0.67 g, 1.0 mmol, 83%). 1 H
RMN (500 MHz, CDCl 3 ): δ 9.42 (dd, 3 J = 7.9 Hz, 4 J = 1.4 Hz, 1H,
H 4 ), 9.04 (dd, 3 J = 5.4 Hz, 4 J = 1.4 Hz, 1H, H 6 ), 8.80 (dd, 3 J = 7.8 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.37 (dd, J = 8.5,
1.8 Hz, 1H, H 19 ), 8.31 (dd, J = 8.2, 1.8
Hz, 1H, H 20 ), 8.19 (dd, 3 J =
7.4 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 7.88 (qd, J = 6.7, 1.7 Hz, 2H, H 21 and H 22 ), 7.71 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.59 (dd, 3 J =
7.9, 5.4 Hz, 1H, H 5 ), 1.78 (s, 15H, H 24 ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ
161.4 (C, C 7 ), 161.1 (C, C 2 ), 152.1 (CH, C 6 ), 144.1 (C, C 14 ), 142.6 (C, C 17 or
C 18 ), 142.2 (C, C 8 ), 141.7 (C, C 17 or C 18 ), 141.1 (C, C 13 ), 136.7 (CH, C 12 ), 134.4 (CH, C 4 ), 131.7 (C and CH, C 9 and C 11 ), 130.5 (CH, C 21 or C 22 ), 130.0 (CH, C 21 or C 22 ), 129.8 (CH, C 19 ), 129.5 (CH, C 20 ), 126.5 (C, C 3 ),
122.7 (CH, C 5 ), 118.9 (CH, C 10 ), 88.8 (5C, C 23 ), 9.2 (5CH 3 , C 24 ). Elemental Analysis
calculated for C 29 H 25 ClIrN 3 (643.20
g/mol): C 54.16, H 3.92, N 6.53; found: C 54.01, H 3.90, N 6.52. MS
(FAB+, DCM): m / z calculated for
[(η 5 -C 5 Me 5 ) 2 Ir 2 Cl(pbpz) 2 ] + : 1249.30, found: 1249.40; m / z calculated for [(η 5 -C 5 Me 5 )IrCl(pbpz)] + : 643.14, found:
643.18; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17,
found: 608.39. [(η 5 -C 5 Me 5 )IrCl(pbpn)]
( 2 ) 2 was prepared following a
similar procedure to that used for 1 . Amounts were as
follows: [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.52 g, 0.7 mmol, 1.0 equiv), 4,9,16-triazadibenzo[ a , c ]naphthacene (H-pbpn, 0.44 g, 1.3 mmol,
2.0 equiv), Na 2 CO 3 (0.14 g, 1.3 mmol, 2.0 equiv),
and AgOCOCF 3 (0.28 g, 1.3 mmol, 2.0 equiv) in degassed
DCM (30 mL). The product was obtained as a dark red solid (0.81 g,
1.1 mmol, 90%). 1 H RMN (400 MHz, CDCl 3 ): δ
9.38 (dd, 3 J = 7.9 Hz, 4 J = 1.4 Hz, 1H, H 4 ), 9.01 (dd, 3 J = 5.5 Hz, 4 J = 1.4 Hz, 1H,
H 6 ), 8.90 (s, 1H, H 19 ), 8.86 (s, 1H, H 20 ), 8.79 (dd, 3 J = 7.8 Hz, 4 J = 1.0 Hz, 1H, H 10 ), 8.18 (dd, 3 J = 7.5 Hz, 4 J = 1.0 Hz, 1H, H 12 ), 8.14–8.17 (m, 2H, H 23 and H 24 ), 7.69 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.58–7.55 (m, 3H, H 5 , H 25 and H 26 ), 1.78 (s, 15H, H 28 ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ): δ
161.8 (C, C 2 ), 161.7 (C, C 7 ), 152.3 (CH, C 6 ), 145.0 (C, C 14 ), 142.4 (C, C 13 ), 142.3
(C, C 8 ), 139.0 (C, C 17 or C 18 ), 138.4
(C, C 17 or C 18 ), 137.2 (CH, C 12 ),
134.5 (C, C 21 or C 22 ), 134.4 (CH, C 4 ), 134.1 (C, C 21 or C 22 ), 131.9 (C, C 9 ), 131.8 (CH, C 11 ), 128.67 (CH, C 23 or C 24 ), 128.62 (CH, C 23 or C 24 ), 127.8 (CH,
C 19 ), 127.7 (CH, C 20 ), 127.0–126.8 (3C,
CH and C, C 25 , C 26 and C 3 ), 122.8
(CH, C 5 ), 119.3 (CH, C 10 ), 88.8 (5C, C 27 ), 9.2 (5CH 3 , C 28 ). Elemental Analysis calculated
for C 33 H 27 ClIrN 3 (693,26 g/mol):
C 55.17, H 3.93, N 6.06; found: C 55.11, H 3.92, N 6.06. MS (FAB+,
DCM): m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18,
found: 658.25. [(η 5 -C 5 Me 5 )Ir(Im)(pbpz)]BF 4 ( 3 ) In a 50 mL Schlenk flask, a solution
of 1 (0.1241 g, 0.2 mmol, 1.0 equiv), imidazole (Im,
0.0128 g, 0.2 mmol, 1.0 equiv), and AgBF 4 (0.0404 g, 0.2
mmol, 1.1 equiv) in degassed DCM (15 mL) was stirred at ambient temperature
for 4 h. The resulting precipitate (AgCl) was removed by filtration
over Celite. To recover all of the product, the residue was washed
with degassed DCM until the filtrate was colorless. The filtrate was
concentrated in vacuo until dryness. Then, the yellow solid was washed
with diethyl ether/pentane (50/50, v/v) (3 × 15 mL). The product
was purified by flash chromatography with Celite as stationary phase
and DCM as mobile phase. The filtrate was concentrated in vacuo until
dryness to give a yellow solid (0.0968 g, 0.12 mmol, 68%). 1 H RMN (400 MHz, CDCl 3 ): δ 10.93 (s, 1H, H c ), 9.48 (d, 3 J = 7.8 Hz, 1H, H 4 ), 9.25 (d, 3 J = 4.6 Hz, 1H, H 6 ), 8.90 (dd, 3 J = 7.9 Hz, 4 J = 0.8 Hz, 1H, H 10 ), 8.34 (m, 1H, H 19 ), 8.29 (m, 1H, H 20 ), 8.26 (dd, 3 J = 7.3 Hz, 4 J = 1.0 Hz, 1H,
H 12 ), 7.86 (qd, J = 6.8, 1.7 Hz, 2H, H 21 and H 22 ), 7.84–7.76 (m, 3H, H 5 , H 11 and H b ), 6.73 (s, 1H, H d ),
6.49 (s, 1H, H e ), 1.70 (s, 15H, H 24 ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ): δ 160.6 (C,
C 2 ), 158.8 (C, C 7 ), 152.5 (CH, C 6 ), 143.2 (C, C 14 ), 142.53 (C, C 17 or C 18 ), 142.46 (C, C 8 ), 141.9 (C, C 17 or
C 18 ), 140.5 (C, C 13 ), 138.5 (CH, C b ), 135.7 (CH, C 12 ), 135.6 (CH, C 4 ), 132.1 (CH,
C 11 ), 132.0 (C, C 9 ), 131.0 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ),
129.63 (CH, C 19 ), 129.59 (CH, C 20 ), 128.3 (CH,
C e ), 126.8 (C, C 3 ), 124.3 (CH, C 5 ), 120.1 (CH, C 10 ), 118.2 (CH, C d ), 90.0 (5C,
C 23 ), 8.9 (5CH 3 , C 24 ). Elemental
Analysis calculated for C 32 H 29 BF 4 IrN 5 (762.63 g/mol): C 50.40, H 3.83, N 9.18; found: C
50.38, H 3.82, N 9.16. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Im)(pbpz)] + : 676.21, found: 676.32; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found:
608.39. [(η 5 -C 5 Me 5 )Ir(Im)(pbpn)]BF 4 ( 4 ) Following the procedure to synthesize
complex 3 , complex 4 was prepared from a
solution of 2 (0.0972 g, 0.1 mmol, 1.0 equiv), imidazole
(Im, 0.0090 g, 0.1 mmol, 1.0 equiv), and AgBF 4 (0.0362
g, 0.1 mmol, 1.1 equiv) in degassed DCM (12 mL). The product was obtained
as a dark red solid (0.0782 g, 0.094 mmol, 69%). 1 H RMN
(500 MHz, (CD 3 ) 2 CO): δ 11.84 (s, 1H, H c ), 9.61 (dd, 3 J = 5.4 Hz, 4 J = 1.2 Hz, 1H, H 6 ), 9.33 (dd, 3 J = 7.9 Hz, 4 J = 1.1 Hz, 1H, H 4 ), 8.78 (s, 2H, H 19 and H 20 ), 8.71 (d, 3 J = 7.5 Hz, 1H,
H 10 ), 8.48 (dd, 3 J = 7.3 Hz, 4 J = 0.7 Hz, 1H, H 12 ), 8.16 (m,
2H, H 23 and H 24 ), 7.93 (m, 2H, H 5 and H b ), 7.80 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.53 (m, 2H, H 25 and H 26 ), 7.13 (s, 1H, H d ), 7.03 (s, 1H, H e ), 1.82
(s, 15H, H 28 ). 13 C{ 1 H} RMN (126 MHz,
(CD 3 ) 2 CO): δ 161.9 (C, C 2 ),
160.5 (C, C 7 ), 154.7 (CH, C 6 ), 144.7 (C, C 14 ), 143.5 (C, C 8 ), 142.4 (C, C 13 ), 139.4
(C, C 21 or C 22 ), 139.3 (CH, C b ),
138.9 (C, C 17 or C 18 ), 137.6 (CH, C 12 ), 136.0 (CH, C 4 ), 135.4 (C, C 17 or C 18 ), 135.0 (C, C 21 or C 22 ), 132.8 (CH, C 11 ), 132.7 (C, C 9 ), 129.9 (CH, C e ), 129.33
(CH, C 23 or C 24 ), 129.26 (CH, C 23 or C 24 ), 128.5 (CH, C 19 or C 20 ),
128.4 (CH, C 19 or C 20 ), 128.1 (CH, C 25 or C 26 ), 127.9 (CH, C 25 or C 26 ),
125.5 (CH, C 5 ), 120.6 (CH, C 10 ), 119.6 (C, C 3 ), 119.4 (CH, C d ), 91.0 (5C, C 27 ), 9.0
(5CH 3 , C 28 ). Elemental analysis calculated for
C 36 H 31 BF 4 IrN 5 (812.69
g/mol): C 53.21, H 3.84, N 8.62; found: C 53.12, H 3.83, N 8.60. MS
(FAB+, MeOH): m / z calculated for
[(η 5 -C 5 Me 5 )Ir(Im)(pbpn)] + : 725.22, found: 726.48; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.20. [(η 5 -C 5 Me 5 )Ir(Imepip)(pbpz)]BF 4 ( 5 ) Following the procedure to synthesize
complex 3 , complex 5 was prepared from a
solution of 1 (0.1323 g, 0.21 mmol, 1.0 equiv), ( N -ethylpiperidyl)imidazole (Imepip, 0.0411 g, 0.22 mmol,
1.0 equiv), and AgBF 4 (0.0462 g, 0.24 mmol, 1.1 equiv)
in degassed DCM (15 mL). The product was obtained as a yellow solid
(0.1530 g, 0.051 mmol, 85%). 1 H RMN (500 MHz, CDCl 3 ): δ 9.42 (d, 3 J = 7.8 Hz,
1H, H 4 ), 9.38 (m, 1H, H 6 ), 8.83 (d, 3 J = 8.0 Hz, 4 J = 0.8
Hz, 1H, H 10 ), 8.23 (m, 2H, H 19 and H 20 ), 8.17 (d, 3 J = 6.0 Hz, 1H, H 12 ), 8.08 (s, 1H, H b ), 7.83 (m, 3H, H 5 , H 21 and H 22 ), 7.73 (t, 3 J = 6.8 Hz, 1H, H 11 ), 6.83 (s, 1H, H d ), 6.43
(s, 1H, H e ), 4.39 (m, 2H, H f ), 3.09 (m, 2H,
H g ), 2.85 (m, 4H, H i ), 1.72 (s, 19H, H 24 and H j ), 1.52 (m, 2H, H k ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ 160.4 (C, C 2 ), 158.8 (C, C 7 ), 153.5 (CH, C 6 ), 143.3
(C, C 14 ), 142.7 (C, C 17 or C 18 ),
142.6 (C, C 17 or C 18 ), 142.0 (C, C 8 ), 140.6 (C, C 13 ), 140.1 (CH, C b ), 135.7 (CH,
C 12 ), 135.5 (CH, C 4 ), 132.0 (C and CH, C 9 and C 11 ), 130.9 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ), 129.8 (2C, C 19 and C 20 ), 129.6 (CH, C e ), 126.7 (C,
C 3 ), 124.7 (CH, C 5 ), 121.3 (CH, C d ), 120.0 (CH, C 10 ), 90.1 (5C, C 23 ), 56.9 (CH 2 , C g ), 53.7 (2CH 2 , C i ), 43.1
(CH 2 , C f ), 23.7 (2CH 2 , C j ), 22.2 (CH 2 , C k ), 9.0 (5CH 3 , C 24 ). Elemental Analysis calculated for C 39 H 42 BF 4 IrN 6 (873.82 g/mol): C 53.61, H
4.84, N 9.62; found: C 53.53, H 4.83, N 9.61. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Imepip)(pbpz)] + : 787.31,
found: 787.80; m / z calculated for
[(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found: 608.41. [(η 5 -C 5 Me 5 ) Ir(Imepip)(pbpn)]BF 4 ( 6 ) Following the procedure to synthesize
complex 3 , complex 6 was prepared from a
solution of 2 (0.1305 g, 0.2 mmol, 1.0 equiv), ( N -ethylpiperidyl)imidazole (Imepip, 0.0342 g, 0.2 mmol,
1.0 equiv), and AgBF 4 (0.0396 g, 0.2 mmol, 1.1 equiv) in
degassed DCM (15 mL). The product was obtained as a dark red solid
(0.1099 g, 0.12 mmol, 63%). 1 H RMN (400 MHz, CDCl 3 ): δ 9.49 (dd, 3 J = 5.5 Hz, 4 J = 1.3 Hz, 1H, H 6 ), 9.37 (dd, 3 J = 8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.85 (s, 2H, H 19 and H 20 ), 8.82 (d, 3 J = 8.0 Hz, 1H,
H 10 ), 8.24 (dd, 3 J = 7.3 Hz, 4 J = 1.0 Hz, 1H, H 12 ), 8.21–8.11
(m, 3H, H 23 , H 24 and H b ), 7.88 (dd, 3 J = 8.0, 5.5 Hz, 1H, H 5 ), 7.78
(t, 3 J = 7.6 Hz, 1H, H 11 ),
7.60 (m, 2H, H 25 and H 26 ), 6.93 (t, J = 1.3 Hz, 1H, H d ), 6.53 (t, J = 1.3 Hz, 1H, H e ), 4.19–4.03 (m, 2H, H f ), 2.67 (m, 2H, H g ), 2.43 (m, 4H, H i ), 1.73
(s, 19H, H 28 and H j ), 1.44 (m, 2H, H k ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ):
δ 160.9 (C, C 2 ), 159.3 (C, C 7 ), 154.1
(CH, C 6 ), 144.1 (C, C 14 ), 142.9 (C, C 8 ), 141.8 (C, C 13 ), 140.3 (CH, C b ), 138.9 (C,
C 17 or C 18 ), 138.4 (C, C 17 or C 18 ), 136.3 (CH, C 12 ), 135.4 (CH, C 4 ),
134.6 (C, C 21 or C 22 ), 134.3 (C, C 21 or C 22 ), 132.0 (C, C 9 ), 131.9 (CH, C 11 ), 129.4 (CH, C e ), 128.7 (CH, C 23 or C 24 ), 128.6 (CH, C 23 or C 24 ), 127.9 (CH,
C 19 or C 20 ), 127.8 (CH, C 19 or C 20 ), 127.2 (CH, C 25 or C 26 ), 127.1 (C,
C 3 ), 125.1 (CH, C 5 ), 121.1 (CH, C d ), 120.2 (CH, C 10 ), 90.1 (5C, C 27 ), 57.7 (CH 2 , C g ), 54.1 (2CH 2 , C i ), 44.7
(CH 2 , C f ), 25.2 (2CH 2 , C j ), 23.5 (CH 2 , C k ), 9.0 (5CH 3 , C 28 ). Elemental Analysis calculated for C 43 H 44 BF 4 IrN 6 (923.88 g/mol): C 55.90, H
4.80, N 9.10; found: C 55.89, H 4.79, N 9.08. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Imepip)(pbpn)] + : 837.33,
found: 837.67; m / z calculated for
[(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.19. [(η 5 -C 5 Me 5 )Ir(bzIm)(pbpz)]BF 4 ( 7 ) Following the procedure to synthesize
complex 3 , complex 7 was prepared from a
solution of 1 (0.1284 g, 0.2 mmol, 1.0 equiv), N -benzylimidazole (bzIm, 0.0313 g, 0.2 mmol, 1.0 equiv),
and AgBF 4 (0.0446 g, 0.2 mmol, 1.1 equiv) in degassed DCM
(15 mL). The product was obtained as a dark yellow solid (0.1135 g,
0.13 mmol, 66.7%). 1 H RMN (400 MHz, CDCl 3 ):
δ 9.62 (dd, 3 J = 5.3 Hz, 4 J = 1.0 Hz, 1H, H 6 ), 9.47 (dd, 3 J = 8.0 Hz, 4 J = 1.0
Hz, 1H, H 4 ), 8.92 (dd, 3 J =
7.9 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.38 (m, 1H, H 19 ), 8.33 (m, 2H, H 20 and
H b ), 8.23 (dd, 3 J = 7.3 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 8.00 (dd, 3 J = 8.0, 5.4 Hz, 1H, H 5 ), 7.90
(qd, J = 6.8, 2.2 Hz, 2H, H 21 and H 22 ), 7.77 (t, 3 J = 7.6 Hz, 1H,
H 11 ), 7.18 (m, 3H, H i and H j ), 7.09
(m, 2H, H h ), 6.49 (s, 1H, H d ), 6.43 (s, 1H,
H e ), 5.20 (d, J = 14.6 Hz, 1H, H f ), 4.91 (d, J = 14.6 Hz, 1H, H f ), 1.72
(s, 15H, H 24 ). 13 C{ 1 H} RMN (101 MHz,
CDCl 3 ): δ 160.1 (C, C 2 ), 159.1 (C, C 7 ), 154.3 (CH, C 6 ), 142.8 (2C, C 8 and
C 14 ), 141.9 (C, C 17 and C 18 ), 140.8
(C, C 13 ), 140.4 (CH, C b ), 135.9 (CH, C 12 ), 135.4 (CH, C 4 ), 135.1 (C, C g ), 131.7 (C
and CH, C 9 and C 11 ), 130.9 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ),
129.6 (CH, C e ), 129.5 (CH, C 20 ), 129.0 (CH,
C 19 ), 128.5 (2CH, C i and C j ), 128.4
(CH, C h ), 126.4 (C, C 3 ), 125.1 (CH, C 5 ), 119.9 (CH, C 10 ), 119.8 (CH, C d ), 90.2 (5C,
C 23 ), 9.0 (5CH 3 , C 24 ). Elemental
Analysis calculated for C 39 H 35 BF 4 IrN 5 (852.75 g/mol): C 54.93, H 4.14, N 8.21; found: C
54.82, H 4.13, N 8.20. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(bzIm)(pbpz)] + : 766.25, found: 766.65; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found:
608.39. [(η 5 -C 5 Me 5 )Ir(bzIm)(pbpn)]BF 4 ( 8 ) Following the procedure to synthesize
complex 3 , complex 8 was prepared from a
solution of 2 (0.1396 g, 0.2 mmol, 1.0 equiv), N -benzylimidazole (bzIm, 0.0290 g, 0.2 mmol, 1.0 equiv),
and AgBF 4 (0.0450 g, 0.2 mmol, 1.1 equiv) in degassed DCM
(15 mL). The product was obtained as a dark red solid (0.1606 g, 0.17
mmol, 88.3%). 1 H RMN (400 MHz, (CD 3 ) 2 CO): δ 9.59 (dd, 3 J = 5.5 Hz, 4 J = 1.3 Hz, 1H, H 6 ), 9.34 (dd, 3 J = 8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.82 (s, 2H, H 19 and H 20 ), 8.72 (dd, 3 J = 7.8 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.45 (dd, 3 J = 7.3 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 8.21 (m, 2H, H 23 and H 24 ), 8.13 (s, 1H, H b ), 7.93 (dd, 3 J = 8.0, 5.5 Hz, 1H, H 5 ), 7.79 (t, 3 J = 7.5 Hz, 1H, H 11 ), 7.59 (m, 2H, H 25 and H 26 ), 7.14 (m, 3H, H i and H j ), 7.07 (m, 3H, H d and H h ), 6.93 (s,
1H, H e ), 5.16 (d, J = 2.9 Hz, 2H, H f ), 1.81 (s, 15H, H 28 ). 13 C{ 1 H} RMN (101 MHz, (CD 3 ) 2 CO): δ 161.8 (C,
C 2 ), 160.4 (C, C 7 ), 154.8 (CH, C 6 ), 144.7 (C, C 14 ), 143.5 (C, C 8 ), 142.4 (C,
C 13 ), 140.8 (CH, C b ), 139.5 (C, C 17 or C 18 ), 138.9 (C, C 17 or C 18 ),
137.6 (CH, C 12 ), 137.0 (C, C g ), 136.0 (CH, C 4 ), 135.4 (C, C 21 or C 22 ), 135.1 (C,
C 21 or C 22 ), 132.8 (CH, C 11 ), 132.6
(C, C 9 ), 130.7 (CH, C e ), 129.6 (CH, C i or C j ), 129.4 (CH, C 23 or C 24 ),
129.3 (CH, C 23 or C 24 ), 129.1 (CH, C i or C j ), 128.52 (CH, C 19 or C 20 ),
128.46 (CH, C h ), 128.39 (CH, C 19 or C 20 ), 128.1 (CH, C 25 or C 26 ), 128.0 (CH, C 25 or C 26 ), 127.5 (C, C 3 ), 125.6 (CH,
C 5 ), 122.4 (CH, C d ), 120.6 (CH, C 10 ), 91.0 (5C, C 27 ), 52.0 (CH 2 , C f ), 9.0 (5CH 3 , C 28 ). Elemental Analysis calculated
for C 43 H 37 BF 4 IrN 5 (902.81
g/mol): C 55.21, H 4.13, N 7.76; found: C 55.12, H 4.13, N 7.75. MS
(FAB+, MeOH): m / z calculated for
[(η 5 -C 5 Me 5 )Ir(bzIm)(pbpn)] + : 816.27, found: 816.65; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.18. [(η 5 -C 5 Me 5 )IrCl(pbpq)]
( 9 ) 9 was synthesized using a procedure
adapted from the literature. 68 In a 50
mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.0885 g, 0.11 mmol,
1.0 equiv), benzo[ f ]pyrido[2,3- h ]quinoxaline (H-pbpq, 0.0512 g, 0.22 mmol, 2.0 equiv), Na 2 CO 3 (0.0261 g, 0.25 mmol, 2.3 equiv), and AgOCOCF 3 (0.0496 g, 0.22 mmol, 2.0 equiv) in degassed DCM (25 mL)
was stirred at ambient temperature for 30 h. The resulting precipitate
(AgCl) was removed by filtration over Celite. To recover all of the
product, the residue was washed with degassed DCM until the filtrate
was colorless. The filtrate was concentrated in vacuo until dryness.
Then, the red solid was purified by neutral alumina chromatography
with EtOAc/hexane (1:1) to yield a yellow solid (0.0439 g, 0.07 mmol,
33%). 1 H RMN (500 MHz, CDCl 3 ): δ 9.27
(dd, 3 J = 7.9 Hz, 4 J = 1.2 Hz, 1H, H 4 ), 9.06 (dd, 3 J = 5.3 Hz, 4 J = 1.2 Hz, 1H,
H 6 ), 8.96 (d, 3 J = 2.0 Hz,
1H, H 17 ), 8.87 (d, 3 J = 2.1
Hz, 1H, H 18 ), 8.64 (d, 3 J =
7.9 Hz, 1H, H 10 ), 8.20 (d, 3 J = 7.3 Hz, 1H, H 12 ), 7.73 (t, 3 J = 7.6 Hz, 1H, H 11 ), 7.60 (dd, 3 J = 7.9, 5.5 Hz, 1H, H 5 ), 1.77 (s, 15H, H 20 ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ
161.0 (C, C 7 ), 159.4 (C, C 2 ), 151.6 (CH, C 6 ), 144.5 (CH, C 17 ), 143.7 (C, C 13 and
C 14 ), 143.0 (CH, C 18 ), 141.9 (C, C 8 ), 140.0 (C, C 13 ), 135.7 (CH, C 12 ), 133.8 (CH,
C 4 ), 131.5 (CH, C 11 ), 122.4 (CH, C 5 ), 117.8 (CH, C 10 ), 88.7 (5C, C 19 ), 9.2 (5CH 3 , C 20 ). Elemental Analysis calculated for C 25 H 23 ClIrN 3 ·(CH 2 Cl 2 ) 0.6 (644.10 g/mol): C 47.74, H 3.79, N 6.52; found:
C 47.43, H 3.48, N 6.17. MS (ESI+, DCM): m / z calculated for [(η 5 -C 5 Me 5 ) 2 Ir 2 Cl(pbpq) 2 +2H] + : 1151.29, found: 1151.28; m / z calculated
for [(η 5 -C 5 Me 5 )Ir(pbpq)] + : 558.15, found: 558.15. [(η 5 -C 5 Me 5 )Ir(bhq)Cl]
( 10 ) 10 was synthesized using a
procedure adapted from the literature. 68 In a 50 mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.1711 g, 0.21
mmol, 1.0 equiv), benzo[ h ]quinoline (H-bhq, 0.0775
g, 0.43 mmol, 2.0 equiv), Na 2 CO 3 (0.0492 g,
0.46 mmol, 2.0 equiv), and AgOCOCF 3 (0.0993 g, 0.45 mmol,
2.0 equiv) in degassed DCM (25 mL) was stirred at ambient temperature
for 4.5 h. The resulting precipitate (AgCl) was removed by filtration
over Celite. To recover all of the product, the residue was washed
with degassed DCM until the filtrate was colorless. The filtrate was
concentrated in vacuo until dryness. Then, the yellow solid was purified
by flash chromatography with Celite as stationary phase and DCM as
mobile phase. The filtrate was concentrated in vacuo until dryness
to give a yellow solid (0.2197 g, 0.41 mmol, 94%). The NMR data are
given because the assignment was not included in the manuscript where
the preparation was reported. 68 1 H RMN (500 MHz, CDCl 3 ): δ 8.96 (dd, 3 J = 5.3 Hz, 4 J = 1.3
Hz, 1H, H 6 ), 8.14 (dd, 3 J =
8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.06 (d, 3 J = 7.0 Hz, 1H, H 10 ), 7.82 (d, 3 J = 8.7 Hz, 1H, H 12 ), 7.62 (dd, 3 J = 7.8, 7.2 Hz, 1H, H 11 ), 7.56 (m, 2H, H 13 and H 14 ), 7.47
(dd, 3 J = 7.9, 5.3 Hz, 1H, H 5 ), 1.74 (s, 15H, H 16 ). 13 C{ 1 H} RMN
(126 MHz, CDCl 3 ): δ 160.9 (C, C 7 ), 157.4
(C, C 2 ), 149.0 (CH, C 6 ), 141.9 (C, C 8 ), 135.7 (CH, C 4 ), 134.0 (C, C 9 ), 132.5 (CH,
C 10 ), 130.7 (CH, C 11 ), 130.0 (CH, C 12 ), 127.1 (C, C 3 ), 123.1 (CH, C 13 or C 14 ), 121.5 (CH, C 5 ), 120.1 (CH, C 13 or C 14 ), 88.4 (5C, C 15 ), 9.1 (5CH 3 , C 16 ). Elemental Analysis calculated for C 23 H 23 ClIrN·(CH 2 Cl 2 ) 0.4 (575.07
g/mol): C 48.87, H 4.17, N 2.44; found: C 48.71, H 3.74, N 4.20. Mass
data were not previously given. 68 MS (ESI+,
DCM): m / z calculated for [(η 5 -C 5 Me 5 ) 2 Ir 2 (bhq) 2 +H] + : 1011.30, found: 1011.30; m / z calculated for [(η 5 -C 5 Me 5 )Ir(bhq)] + : 506.15, found: 506.15.
## [(η
[(η 5 -C 5 Me 5 )IrCl(pbpz)]
( 1 ) 1 was synthesized using a procedure
adapted from the literature. 125 In a 50
mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.50 g, 0.6 mmol, 1.0
equiv), 4,9,14-triazadibenzo[ a , c ]anthracene (H-pbpz, 0.36 g, 1.2 mmol, 2.0 equiv), Na 2 CO 3 (0.13 g, 1.3 mmol, 2.1 equiv), and AgOCOCF 3 (0.28 g, 1.3 mmol, 2.1 equiv) in degassed DCM (30 mL) was stirred
at ambient temperature for 4.5 h. The resulting precipitate (AgCl)
was removed by filtration over Celite. To recover all of the product,
the residue was washed with degassed DCM until the filtrate was colorless.
The filtrate was concentrated in vacuo until dryness. Then, the red
solid was washed with diethyl ether (3 × 10 mL). The product
was purified by flash chromatography with Celite as stationary phase
and DCM as mobile phase. The filtrate was concentrated in vacuo until
dryness to give a red solid (0.67 g, 1.0 mmol, 83%). 1 H
RMN (500 MHz, CDCl 3 ): δ 9.42 (dd, 3 J = 7.9 Hz, 4 J = 1.4 Hz, 1H,
H 4 ), 9.04 (dd, 3 J = 5.4 Hz, 4 J = 1.4 Hz, 1H, H 6 ), 8.80 (dd, 3 J = 7.8 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.37 (dd, J = 8.5,
1.8 Hz, 1H, H 19 ), 8.31 (dd, J = 8.2, 1.8
Hz, 1H, H 20 ), 8.19 (dd, 3 J =
7.4 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 7.88 (qd, J = 6.7, 1.7 Hz, 2H, H 21 and H 22 ), 7.71 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.59 (dd, 3 J =
7.9, 5.4 Hz, 1H, H 5 ), 1.78 (s, 15H, H 24 ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ
161.4 (C, C 7 ), 161.1 (C, C 2 ), 152.1 (CH, C 6 ), 144.1 (C, C 14 ), 142.6 (C, C 17 or
C 18 ), 142.2 (C, C 8 ), 141.7 (C, C 17 or C 18 ), 141.1 (C, C 13 ), 136.7 (CH, C 12 ), 134.4 (CH, C 4 ), 131.7 (C and CH, C 9 and C 11 ), 130.5 (CH, C 21 or C 22 ), 130.0 (CH, C 21 or C 22 ), 129.8 (CH, C 19 ), 129.5 (CH, C 20 ), 126.5 (C, C 3 ),
122.7 (CH, C 5 ), 118.9 (CH, C 10 ), 88.8 (5C, C 23 ), 9.2 (5CH 3 , C 24 ). Elemental Analysis
calculated for C 29 H 25 ClIrN 3 (643.20
g/mol): C 54.16, H 3.92, N 6.53; found: C 54.01, H 3.90, N 6.52. MS
(FAB+, DCM): m / z calculated for
[(η 5 -C 5 Me 5 ) 2 Ir 2 Cl(pbpz) 2 ] + : 1249.30, found: 1249.40; m / z calculated for [(η 5 -C 5 Me 5 )IrCl(pbpz)] + : 643.14, found:
643.18; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17,
found: 608.39.
## [(η
[(η 5 -C 5 Me 5 )IrCl(pbpn)]
( 2 ) 2 was prepared following a
similar procedure to that used for 1 . Amounts were as
follows: [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.52 g, 0.7 mmol, 1.0 equiv), 4,9,16-triazadibenzo[ a , c ]naphthacene (H-pbpn, 0.44 g, 1.3 mmol,
2.0 equiv), Na 2 CO 3 (0.14 g, 1.3 mmol, 2.0 equiv),
and AgOCOCF 3 (0.28 g, 1.3 mmol, 2.0 equiv) in degassed
DCM (30 mL). The product was obtained as a dark red solid (0.81 g,
1.1 mmol, 90%). 1 H RMN (400 MHz, CDCl 3 ): δ
9.38 (dd, 3 J = 7.9 Hz, 4 J = 1.4 Hz, 1H, H 4 ), 9.01 (dd, 3 J = 5.5 Hz, 4 J = 1.4 Hz, 1H,
H 6 ), 8.90 (s, 1H, H 19 ), 8.86 (s, 1H, H 20 ), 8.79 (dd, 3 J = 7.8 Hz, 4 J = 1.0 Hz, 1H, H 10 ), 8.18 (dd, 3 J = 7.5 Hz, 4 J = 1.0 Hz, 1H, H 12 ), 8.14–8.17 (m, 2H, H 23 and H 24 ), 7.69 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.58–7.55 (m, 3H, H 5 , H 25 and H 26 ), 1.78 (s, 15H, H 28 ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ): δ
161.8 (C, C 2 ), 161.7 (C, C 7 ), 152.3 (CH, C 6 ), 145.0 (C, C 14 ), 142.4 (C, C 13 ), 142.3
(C, C 8 ), 139.0 (C, C 17 or C 18 ), 138.4
(C, C 17 or C 18 ), 137.2 (CH, C 12 ),
134.5 (C, C 21 or C 22 ), 134.4 (CH, C 4 ), 134.1 (C, C 21 or C 22 ), 131.9 (C, C 9 ), 131.8 (CH, C 11 ), 128.67 (CH, C 23 or C 24 ), 128.62 (CH, C 23 or C 24 ), 127.8 (CH,
C 19 ), 127.7 (CH, C 20 ), 127.0–126.8 (3C,
CH and C, C 25 , C 26 and C 3 ), 122.8
(CH, C 5 ), 119.3 (CH, C 10 ), 88.8 (5C, C 27 ), 9.2 (5CH 3 , C 28 ). Elemental Analysis calculated
for C 33 H 27 ClIrN 3 (693,26 g/mol):
C 55.17, H 3.93, N 6.06; found: C 55.11, H 3.92, N 6.06. MS (FAB+,
DCM): m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18,
found: 658.25.
## [(η
[(η 5 -C 5 Me 5 )Ir(Im)(pbpz)]BF 4 ( 3 ) In a 50 mL Schlenk flask, a solution
of 1 (0.1241 g, 0.2 mmol, 1.0 equiv), imidazole (Im,
0.0128 g, 0.2 mmol, 1.0 equiv), and AgBF 4 (0.0404 g, 0.2
mmol, 1.1 equiv) in degassed DCM (15 mL) was stirred at ambient temperature
for 4 h. The resulting precipitate (AgCl) was removed by filtration
over Celite. To recover all of the product, the residue was washed
with degassed DCM until the filtrate was colorless. The filtrate was
concentrated in vacuo until dryness. Then, the yellow solid was washed
with diethyl ether/pentane (50/50, v/v) (3 × 15 mL). The product
was purified by flash chromatography with Celite as stationary phase
and DCM as mobile phase. The filtrate was concentrated in vacuo until
dryness to give a yellow solid (0.0968 g, 0.12 mmol, 68%). 1 H RMN (400 MHz, CDCl 3 ): δ 10.93 (s, 1H, H c ), 9.48 (d, 3 J = 7.8 Hz, 1H, H 4 ), 9.25 (d, 3 J = 4.6 Hz, 1H, H 6 ), 8.90 (dd, 3 J = 7.9 Hz, 4 J = 0.8 Hz, 1H, H 10 ), 8.34 (m, 1H, H 19 ), 8.29 (m, 1H, H 20 ), 8.26 (dd, 3 J = 7.3 Hz, 4 J = 1.0 Hz, 1H,
H 12 ), 7.86 (qd, J = 6.8, 1.7 Hz, 2H, H 21 and H 22 ), 7.84–7.76 (m, 3H, H 5 , H 11 and H b ), 6.73 (s, 1H, H d ),
6.49 (s, 1H, H e ), 1.70 (s, 15H, H 24 ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ): δ 160.6 (C,
C 2 ), 158.8 (C, C 7 ), 152.5 (CH, C 6 ), 143.2 (C, C 14 ), 142.53 (C, C 17 or C 18 ), 142.46 (C, C 8 ), 141.9 (C, C 17 or
C 18 ), 140.5 (C, C 13 ), 138.5 (CH, C b ), 135.7 (CH, C 12 ), 135.6 (CH, C 4 ), 132.1 (CH,
C 11 ), 132.0 (C, C 9 ), 131.0 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ),
129.63 (CH, C 19 ), 129.59 (CH, C 20 ), 128.3 (CH,
C e ), 126.8 (C, C 3 ), 124.3 (CH, C 5 ), 120.1 (CH, C 10 ), 118.2 (CH, C d ), 90.0 (5C,
C 23 ), 8.9 (5CH 3 , C 24 ). Elemental
Analysis calculated for C 32 H 29 BF 4 IrN 5 (762.63 g/mol): C 50.40, H 3.83, N 9.18; found: C
50.38, H 3.82, N 9.16. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Im)(pbpz)] + : 676.21, found: 676.32; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found:
608.39.
## [(η
[(η 5 -C 5 Me 5 )Ir(Im)(pbpn)]BF 4 ( 4 ) Following the procedure to synthesize
complex 3 , complex 4 was prepared from a
solution of 2 (0.0972 g, 0.1 mmol, 1.0 equiv), imidazole
(Im, 0.0090 g, 0.1 mmol, 1.0 equiv), and AgBF 4 (0.0362
g, 0.1 mmol, 1.1 equiv) in degassed DCM (12 mL). The product was obtained
as a dark red solid (0.0782 g, 0.094 mmol, 69%). 1 H RMN
(500 MHz, (CD 3 ) 2 CO): δ 11.84 (s, 1H, H c ), 9.61 (dd, 3 J = 5.4 Hz, 4 J = 1.2 Hz, 1H, H 6 ), 9.33 (dd, 3 J = 7.9 Hz, 4 J = 1.1 Hz, 1H, H 4 ), 8.78 (s, 2H, H 19 and H 20 ), 8.71 (d, 3 J = 7.5 Hz, 1H,
H 10 ), 8.48 (dd, 3 J = 7.3 Hz, 4 J = 0.7 Hz, 1H, H 12 ), 8.16 (m,
2H, H 23 and H 24 ), 7.93 (m, 2H, H 5 and H b ), 7.80 (t, 3 J = 7.6
Hz, 1H, H 11 ), 7.53 (m, 2H, H 25 and H 26 ), 7.13 (s, 1H, H d ), 7.03 (s, 1H, H e ), 1.82
(s, 15H, H 28 ). 13 C{ 1 H} RMN (126 MHz,
(CD 3 ) 2 CO): δ 161.9 (C, C 2 ),
160.5 (C, C 7 ), 154.7 (CH, C 6 ), 144.7 (C, C 14 ), 143.5 (C, C 8 ), 142.4 (C, C 13 ), 139.4
(C, C 21 or C 22 ), 139.3 (CH, C b ),
138.9 (C, C 17 or C 18 ), 137.6 (CH, C 12 ), 136.0 (CH, C 4 ), 135.4 (C, C 17 or C 18 ), 135.0 (C, C 21 or C 22 ), 132.8 (CH, C 11 ), 132.7 (C, C 9 ), 129.9 (CH, C e ), 129.33
(CH, C 23 or C 24 ), 129.26 (CH, C 23 or C 24 ), 128.5 (CH, C 19 or C 20 ),
128.4 (CH, C 19 or C 20 ), 128.1 (CH, C 25 or C 26 ), 127.9 (CH, C 25 or C 26 ),
125.5 (CH, C 5 ), 120.6 (CH, C 10 ), 119.6 (C, C 3 ), 119.4 (CH, C d ), 91.0 (5C, C 27 ), 9.0
(5CH 3 , C 28 ). Elemental analysis calculated for
C 36 H 31 BF 4 IrN 5 (812.69
g/mol): C 53.21, H 3.84, N 8.62; found: C 53.12, H 3.83, N 8.60. MS
(FAB+, MeOH): m / z calculated for
[(η 5 -C 5 Me 5 )Ir(Im)(pbpn)] + : 725.22, found: 726.48; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.20.
## [(η
[(η 5 -C 5 Me 5 )Ir(Imepip)(pbpz)]BF 4 ( 5 ) Following the procedure to synthesize
complex 3 , complex 5 was prepared from a
solution of 1 (0.1323 g, 0.21 mmol, 1.0 equiv), ( N -ethylpiperidyl)imidazole (Imepip, 0.0411 g, 0.22 mmol,
1.0 equiv), and AgBF 4 (0.0462 g, 0.24 mmol, 1.1 equiv)
in degassed DCM (15 mL). The product was obtained as a yellow solid
(0.1530 g, 0.051 mmol, 85%). 1 H RMN (500 MHz, CDCl 3 ): δ 9.42 (d, 3 J = 7.8 Hz,
1H, H 4 ), 9.38 (m, 1H, H 6 ), 8.83 (d, 3 J = 8.0 Hz, 4 J = 0.8
Hz, 1H, H 10 ), 8.23 (m, 2H, H 19 and H 20 ), 8.17 (d, 3 J = 6.0 Hz, 1H, H 12 ), 8.08 (s, 1H, H b ), 7.83 (m, 3H, H 5 , H 21 and H 22 ), 7.73 (t, 3 J = 6.8 Hz, 1H, H 11 ), 6.83 (s, 1H, H d ), 6.43
(s, 1H, H e ), 4.39 (m, 2H, H f ), 3.09 (m, 2H,
H g ), 2.85 (m, 4H, H i ), 1.72 (s, 19H, H 24 and H j ), 1.52 (m, 2H, H k ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ 160.4 (C, C 2 ), 158.8 (C, C 7 ), 153.5 (CH, C 6 ), 143.3
(C, C 14 ), 142.7 (C, C 17 or C 18 ),
142.6 (C, C 17 or C 18 ), 142.0 (C, C 8 ), 140.6 (C, C 13 ), 140.1 (CH, C b ), 135.7 (CH,
C 12 ), 135.5 (CH, C 4 ), 132.0 (C and CH, C 9 and C 11 ), 130.9 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ), 129.8 (2C, C 19 and C 20 ), 129.6 (CH, C e ), 126.7 (C,
C 3 ), 124.7 (CH, C 5 ), 121.3 (CH, C d ), 120.0 (CH, C 10 ), 90.1 (5C, C 23 ), 56.9 (CH 2 , C g ), 53.7 (2CH 2 , C i ), 43.1
(CH 2 , C f ), 23.7 (2CH 2 , C j ), 22.2 (CH 2 , C k ), 9.0 (5CH 3 , C 24 ). Elemental Analysis calculated for C 39 H 42 BF 4 IrN 6 (873.82 g/mol): C 53.61, H
4.84, N 9.62; found: C 53.53, H 4.83, N 9.61. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Imepip)(pbpz)] + : 787.31,
found: 787.80; m / z calculated for
[(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found: 608.41.
## [(η
[(η 5 -C 5 Me 5 ) Ir(Imepip)(pbpn)]BF 4 ( 6 ) Following the procedure to synthesize
complex 3 , complex 6 was prepared from a
solution of 2 (0.1305 g, 0.2 mmol, 1.0 equiv), ( N -ethylpiperidyl)imidazole (Imepip, 0.0342 g, 0.2 mmol,
1.0 equiv), and AgBF 4 (0.0396 g, 0.2 mmol, 1.1 equiv) in
degassed DCM (15 mL). The product was obtained as a dark red solid
(0.1099 g, 0.12 mmol, 63%). 1 H RMN (400 MHz, CDCl 3 ): δ 9.49 (dd, 3 J = 5.5 Hz, 4 J = 1.3 Hz, 1H, H 6 ), 9.37 (dd, 3 J = 8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.85 (s, 2H, H 19 and H 20 ), 8.82 (d, 3 J = 8.0 Hz, 1H,
H 10 ), 8.24 (dd, 3 J = 7.3 Hz, 4 J = 1.0 Hz, 1H, H 12 ), 8.21–8.11
(m, 3H, H 23 , H 24 and H b ), 7.88 (dd, 3 J = 8.0, 5.5 Hz, 1H, H 5 ), 7.78
(t, 3 J = 7.6 Hz, 1H, H 11 ),
7.60 (m, 2H, H 25 and H 26 ), 6.93 (t, J = 1.3 Hz, 1H, H d ), 6.53 (t, J = 1.3 Hz, 1H, H e ), 4.19–4.03 (m, 2H, H f ), 2.67 (m, 2H, H g ), 2.43 (m, 4H, H i ), 1.73
(s, 19H, H 28 and H j ), 1.44 (m, 2H, H k ). 13 C{ 1 H} RMN (101 MHz, CDCl 3 ):
δ 160.9 (C, C 2 ), 159.3 (C, C 7 ), 154.1
(CH, C 6 ), 144.1 (C, C 14 ), 142.9 (C, C 8 ), 141.8 (C, C 13 ), 140.3 (CH, C b ), 138.9 (C,
C 17 or C 18 ), 138.4 (C, C 17 or C 18 ), 136.3 (CH, C 12 ), 135.4 (CH, C 4 ),
134.6 (C, C 21 or C 22 ), 134.3 (C, C 21 or C 22 ), 132.0 (C, C 9 ), 131.9 (CH, C 11 ), 129.4 (CH, C e ), 128.7 (CH, C 23 or C 24 ), 128.6 (CH, C 23 or C 24 ), 127.9 (CH,
C 19 or C 20 ), 127.8 (CH, C 19 or C 20 ), 127.2 (CH, C 25 or C 26 ), 127.1 (C,
C 3 ), 125.1 (CH, C 5 ), 121.1 (CH, C d ), 120.2 (CH, C 10 ), 90.1 (5C, C 27 ), 57.7 (CH 2 , C g ), 54.1 (2CH 2 , C i ), 44.7
(CH 2 , C f ), 25.2 (2CH 2 , C j ), 23.5 (CH 2 , C k ), 9.0 (5CH 3 , C 28 ). Elemental Analysis calculated for C 43 H 44 BF 4 IrN 6 (923.88 g/mol): C 55.90, H
4.80, N 9.10; found: C 55.89, H 4.79, N 9.08. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(Imepip)(pbpn)] + : 837.33,
found: 837.67; m / z calculated for
[(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.19.
## [(η
[(η 5 -C 5 Me 5 )Ir(bzIm)(pbpz)]BF 4 ( 7 ) Following the procedure to synthesize
complex 3 , complex 7 was prepared from a
solution of 1 (0.1284 g, 0.2 mmol, 1.0 equiv), N -benzylimidazole (bzIm, 0.0313 g, 0.2 mmol, 1.0 equiv),
and AgBF 4 (0.0446 g, 0.2 mmol, 1.1 equiv) in degassed DCM
(15 mL). The product was obtained as a dark yellow solid (0.1135 g,
0.13 mmol, 66.7%). 1 H RMN (400 MHz, CDCl 3 ):
δ 9.62 (dd, 3 J = 5.3 Hz, 4 J = 1.0 Hz, 1H, H 6 ), 9.47 (dd, 3 J = 8.0 Hz, 4 J = 1.0
Hz, 1H, H 4 ), 8.92 (dd, 3 J =
7.9 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.38 (m, 1H, H 19 ), 8.33 (m, 2H, H 20 and
H b ), 8.23 (dd, 3 J = 7.3 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 8.00 (dd, 3 J = 8.0, 5.4 Hz, 1H, H 5 ), 7.90
(qd, J = 6.8, 2.2 Hz, 2H, H 21 and H 22 ), 7.77 (t, 3 J = 7.6 Hz, 1H,
H 11 ), 7.18 (m, 3H, H i and H j ), 7.09
(m, 2H, H h ), 6.49 (s, 1H, H d ), 6.43 (s, 1H,
H e ), 5.20 (d, J = 14.6 Hz, 1H, H f ), 4.91 (d, J = 14.6 Hz, 1H, H f ), 1.72
(s, 15H, H 24 ). 13 C{ 1 H} RMN (101 MHz,
CDCl 3 ): δ 160.1 (C, C 2 ), 159.1 (C, C 7 ), 154.3 (CH, C 6 ), 142.8 (2C, C 8 and
C 14 ), 141.9 (C, C 17 and C 18 ), 140.8
(C, C 13 ), 140.4 (CH, C b ), 135.9 (CH, C 12 ), 135.4 (CH, C 4 ), 135.1 (C, C g ), 131.7 (C
and CH, C 9 and C 11 ), 130.9 (CH, C 21 or C 22 ), 130.5 (CH, C 21 or C 22 ),
129.6 (CH, C e ), 129.5 (CH, C 20 ), 129.0 (CH,
C 19 ), 128.5 (2CH, C i and C j ), 128.4
(CH, C h ), 126.4 (C, C 3 ), 125.1 (CH, C 5 ), 119.9 (CH, C 10 ), 119.8 (CH, C d ), 90.2 (5C,
C 23 ), 9.0 (5CH 3 , C 24 ). Elemental
Analysis calculated for C 39 H 35 BF 4 IrN 5 (852.75 g/mol): C 54.93, H 4.14, N 8.21; found: C
54.82, H 4.13, N 8.20. MS (FAB+, MeOH): m / z calculated for [(η 5 -C 5 Me 5 )Ir(bzIm)(pbpz)] + : 766.25, found: 766.65; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpz)] + : 608.17, found:
608.39.
## [(η
[(η 5 -C 5 Me 5 )Ir(bzIm)(pbpn)]BF 4 ( 8 ) Following the procedure to synthesize
complex 3 , complex 8 was prepared from a
solution of 2 (0.1396 g, 0.2 mmol, 1.0 equiv), N -benzylimidazole (bzIm, 0.0290 g, 0.2 mmol, 1.0 equiv),
and AgBF 4 (0.0450 g, 0.2 mmol, 1.1 equiv) in degassed DCM
(15 mL). The product was obtained as a dark red solid (0.1606 g, 0.17
mmol, 88.3%). 1 H RMN (400 MHz, (CD 3 ) 2 CO): δ 9.59 (dd, 3 J = 5.5 Hz, 4 J = 1.3 Hz, 1H, H 6 ), 9.34 (dd, 3 J = 8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.82 (s, 2H, H 19 and H 20 ), 8.72 (dd, 3 J = 7.8 Hz, 4 J = 0.9 Hz, 1H, H 10 ), 8.45 (dd, 3 J = 7.3 Hz, 4 J = 0.9 Hz, 1H, H 12 ), 8.21 (m, 2H, H 23 and H 24 ), 8.13 (s, 1H, H b ), 7.93 (dd, 3 J = 8.0, 5.5 Hz, 1H, H 5 ), 7.79 (t, 3 J = 7.5 Hz, 1H, H 11 ), 7.59 (m, 2H, H 25 and H 26 ), 7.14 (m, 3H, H i and H j ), 7.07 (m, 3H, H d and H h ), 6.93 (s,
1H, H e ), 5.16 (d, J = 2.9 Hz, 2H, H f ), 1.81 (s, 15H, H 28 ). 13 C{ 1 H} RMN (101 MHz, (CD 3 ) 2 CO): δ 161.8 (C,
C 2 ), 160.4 (C, C 7 ), 154.8 (CH, C 6 ), 144.7 (C, C 14 ), 143.5 (C, C 8 ), 142.4 (C,
C 13 ), 140.8 (CH, C b ), 139.5 (C, C 17 or C 18 ), 138.9 (C, C 17 or C 18 ),
137.6 (CH, C 12 ), 137.0 (C, C g ), 136.0 (CH, C 4 ), 135.4 (C, C 21 or C 22 ), 135.1 (C,
C 21 or C 22 ), 132.8 (CH, C 11 ), 132.6
(C, C 9 ), 130.7 (CH, C e ), 129.6 (CH, C i or C j ), 129.4 (CH, C 23 or C 24 ),
129.3 (CH, C 23 or C 24 ), 129.1 (CH, C i or C j ), 128.52 (CH, C 19 or C 20 ),
128.46 (CH, C h ), 128.39 (CH, C 19 or C 20 ), 128.1 (CH, C 25 or C 26 ), 128.0 (CH, C 25 or C 26 ), 127.5 (C, C 3 ), 125.6 (CH,
C 5 ), 122.4 (CH, C d ), 120.6 (CH, C 10 ), 91.0 (5C, C 27 ), 52.0 (CH 2 , C f ), 9.0 (5CH 3 , C 28 ). Elemental Analysis calculated
for C 43 H 37 BF 4 IrN 5 (902.81
g/mol): C 55.21, H 4.13, N 7.76; found: C 55.12, H 4.13, N 7.75. MS
(FAB+, MeOH): m / z calculated for
[(η 5 -C 5 Me 5 )Ir(bzIm)(pbpn)] + : 816.27, found: 816.65; m / z calculated for [(η 5 -C 5 Me 5 )Ir(pbpn)] + : 658.18, found: 658.18.
## [(η
[(η 5 -C 5 Me 5 )IrCl(pbpq)]
( 9 ) 9 was synthesized using a procedure
adapted from the literature. 68 In a 50
mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.0885 g, 0.11 mmol,
1.0 equiv), benzo[ f ]pyrido[2,3- h ]quinoxaline (H-pbpq, 0.0512 g, 0.22 mmol, 2.0 equiv), Na 2 CO 3 (0.0261 g, 0.25 mmol, 2.3 equiv), and AgOCOCF 3 (0.0496 g, 0.22 mmol, 2.0 equiv) in degassed DCM (25 mL)
was stirred at ambient temperature for 30 h. The resulting precipitate
(AgCl) was removed by filtration over Celite. To recover all of the
product, the residue was washed with degassed DCM until the filtrate
was colorless. The filtrate was concentrated in vacuo until dryness.
Then, the red solid was purified by neutral alumina chromatography
with EtOAc/hexane (1:1) to yield a yellow solid (0.0439 g, 0.07 mmol,
33%). 1 H RMN (500 MHz, CDCl 3 ): δ 9.27
(dd, 3 J = 7.9 Hz, 4 J = 1.2 Hz, 1H, H 4 ), 9.06 (dd, 3 J = 5.3 Hz, 4 J = 1.2 Hz, 1H,
H 6 ), 8.96 (d, 3 J = 2.0 Hz,
1H, H 17 ), 8.87 (d, 3 J = 2.1
Hz, 1H, H 18 ), 8.64 (d, 3 J =
7.9 Hz, 1H, H 10 ), 8.20 (d, 3 J = 7.3 Hz, 1H, H 12 ), 7.73 (t, 3 J = 7.6 Hz, 1H, H 11 ), 7.60 (dd, 3 J = 7.9, 5.5 Hz, 1H, H 5 ), 1.77 (s, 15H, H 20 ). 13 C{ 1 H} RMN (126 MHz, CDCl 3 ): δ
161.0 (C, C 7 ), 159.4 (C, C 2 ), 151.6 (CH, C 6 ), 144.5 (CH, C 17 ), 143.7 (C, C 13 and
C 14 ), 143.0 (CH, C 18 ), 141.9 (C, C 8 ), 140.0 (C, C 13 ), 135.7 (CH, C 12 ), 133.8 (CH,
C 4 ), 131.5 (CH, C 11 ), 122.4 (CH, C 5 ), 117.8 (CH, C 10 ), 88.7 (5C, C 19 ), 9.2 (5CH 3 , C 20 ). Elemental Analysis calculated for C 25 H 23 ClIrN 3 ·(CH 2 Cl 2 ) 0.6 (644.10 g/mol): C 47.74, H 3.79, N 6.52; found:
C 47.43, H 3.48, N 6.17. MS (ESI+, DCM): m / z calculated for [(η 5 -C 5 Me 5 ) 2 Ir 2 Cl(pbpq) 2 +2H] + : 1151.29, found: 1151.28; m / z calculated
for [(η 5 -C 5 Me 5 )Ir(pbpq)] + : 558.15, found: 558.15.
## [(η
[(η 5 -C 5 Me 5 )Ir(bhq)Cl]
( 10 ) 10 was synthesized using a
procedure adapted from the literature. 68 In a 50 mL Schlenk flask, a solution of [(η 5 -C 5 Me 5 )Ir(μ-Cl)Cl] 2 (0.1711 g, 0.21
mmol, 1.0 equiv), benzo[ h ]quinoline (H-bhq, 0.0775
g, 0.43 mmol, 2.0 equiv), Na 2 CO 3 (0.0492 g,
0.46 mmol, 2.0 equiv), and AgOCOCF 3 (0.0993 g, 0.45 mmol,
2.0 equiv) in degassed DCM (25 mL) was stirred at ambient temperature
for 4.5 h. The resulting precipitate (AgCl) was removed by filtration
over Celite. To recover all of the product, the residue was washed
with degassed DCM until the filtrate was colorless. The filtrate was
concentrated in vacuo until dryness. Then, the yellow solid was purified
by flash chromatography with Celite as stationary phase and DCM as
mobile phase. The filtrate was concentrated in vacuo until dryness
to give a yellow solid (0.2197 g, 0.41 mmol, 94%). The NMR data are
given because the assignment was not included in the manuscript where
the preparation was reported. 68 1 H RMN (500 MHz, CDCl 3 ): δ 8.96 (dd, 3 J = 5.3 Hz, 4 J = 1.3
Hz, 1H, H 6 ), 8.14 (dd, 3 J =
8.0 Hz, 4 J = 1.3 Hz, 1H, H 4 ), 8.06 (d, 3 J = 7.0 Hz, 1H, H 10 ), 7.82 (d, 3 J = 8.7 Hz, 1H, H 12 ), 7.62 (dd, 3 J = 7.8, 7.2 Hz, 1H, H 11 ), 7.56 (m, 2H, H 13 and H 14 ), 7.47
(dd, 3 J = 7.9, 5.3 Hz, 1H, H 5 ), 1.74 (s, 15H, H 16 ). 13 C{ 1 H} RMN
(126 MHz, CDCl 3 ): δ 160.9 (C, C 7 ), 157.4
(C, C 2 ), 149.0 (CH, C 6 ), 141.9 (C, C 8 ), 135.7 (CH, C 4 ), 134.0 (C, C 9 ), 132.5 (CH,
C 10 ), 130.7 (CH, C 11 ), 130.0 (CH, C 12 ), 127.1 (C, C 3 ), 123.1 (CH, C 13 or C 14 ), 121.5 (CH, C 5 ), 120.1 (CH, C 13 or C 14 ), 88.4 (5C, C 15 ), 9.1 (5CH 3 , C 16 ). Elemental Analysis calculated for C 23 H 23 ClIrN·(CH 2 Cl 2 ) 0.4 (575.07
g/mol): C 48.87, H 4.17, N 2.44; found: C 48.71, H 3.74, N 4.20. Mass
data were not previously given. 68 MS (ESI+,
DCM): m / z calculated for [(η 5 -C 5 Me 5 ) 2 Ir 2 (bhq) 2 +H] + : 1011.30, found: 1011.30; m / z calculated for [(η 5 -C 5 Me 5 )Ir(bhq)] + : 506.15, found: 506.15.
## Methods and Instrumentation
Methods and Instrumentation Stability and Photostability Studies in DMSO- d 6 and DMSO- d 6 /D 2 O (NMR Spectroscopy) Solutions of complexes 1 and 6 at 3.2 mM and 2 at 0.6 mM in DMSO- d 6 and DMSO- d 6 /D 2 O mixture (9:1, v/v) were prepared. The lower concentration
of 2 was due to the lower solubility of the complex. 1 H NMR spectra were recorded at different times until 48 h
in dark conditions and under blue (470 nm), green (530 nm), and red
(655 nm) light irradiation to evaluate the stability of the complexes. Reactivity of 1w with n -Bu 4 NCl A solution of 1w (3.0 mM) with 100
equiv of n -Bu 4 NCl (300 mM) in a DMSO- d 6 /D 2 O (9:1, v/v) mixture was monitored
by NMR spectroscopy at room temperature and at 60 °C. The presence
of DMSO ensured the solubility of the complexes. 1 H NMR
spectra were recorded in dark conditions at ambient temperature over
4 days or at 60 °C for 15 min. Photostability Studies in DMEM The stability of the
complexes in biological media was studied by UV–vis spectroscopy.
Complexes 1 and 2 were dissolved in DMSO
and complexes 3 – 8 were dissolved
in MeOH at 1.0 × 10 –3 M and then diluted to
1.0 × 10 –5 M with Dulbecco’s modified
Eagle’s medium (DMEM) without phenol red (Corning) (the final
concentration of DMSO or MeOH was 1%). The solutions were studied
in the dark and under blue light irradiation (470 nm). Photostability Studies in Water The stability of complex 6 in aqueous solution was studied by UV–vis spectroscopy.
Complex 6 was dissolved in MeOH at 1.0 × 10 –3 M and then diluted to 1.0 × 10 –5 M with water (the final concentration of MeOH was 1%). The solution
was studied in the dark and under blue light irradiation (470 nm). X-ray Crystallographic Structure Determination Data
collection and refinement parameters for 1 , 6 × 0 . 75C 2 H 6 O , and 9 × 0 . 5C 4 H 10 O are given in Table S3 . Single crystals were transferred to
a Bruker APEX II CCD-based diffractometer equipped with a graphite-monochromated
Mo Kα radiation source (λ = 0.71073 Å). The data
sets were integrated with Saint 126 and
corrected for Lorentzian and polarization effects. A semiempirical
absorption correction was applied to the diffraction data. 127 , 128 The software package Wingx 129 , 130 was used for space
group determination, structure solution, and refinement by full-matrix
least-squares methods based on F 2 . A successful
solution by direct methods provided most non-hydrogen atoms from the
E map. The remaining non-hydrogen atoms were located in an alternating
series of least-squares cycles and difference Fourier maps. The non-hydrogen
atoms were refined with anisotropic displacement coefficients and
hydrogen atoms were placed by using a riding model and included in
the refinement at calculated positions. Deposition numbers in
the Cambridge database are 2223319 for 1 , 2223321 for 6 , and 2262621 for 9 . 1 Exceptions and special features: For compound , several
plate and block crystals were chosen, and all were found to be twinned.
The selected crystals were indexed as a two-component non-merohedral
twin related by a rotation of 180°. 131 The reflections from the two domains were simultaneously integrated
and Twinabs 128 was used for scaling, empirical
absorption corrections, and the generation of two different data files,
one with detwinned data for structure solution and a second one for
structure refinement against total integrated intensities. Compounds 6 and 9 show disorder atoms (BF 4 – counteranion for compound 6 and ethyl
ether for 9 ) so it was necessary to apply several restraints
(DELU, SIMU, and DFIX) in order to improve refinement stability. Suitable single crystals for the X-ray diffraction study were obtained
in the following way. 1 : by slow diffusion of an acetone/pentane
mixture into a solution of 1 in dimethylformamide. 6 : by slow diffusion of pentane into a solution of 6 in acetone. 9 : slow diffusion of diethyl ether into
a chloroform solution of 9 with pentane in the interface.
The complexes crystallize in the space group P 1̅
of the triclinic system ( 1 ), in the P 2 1 / n of the monoclinic system ( 6 ), and in the P 1̅ of the triclinic
system ( 9 ). 1 O 2 Quantum Yield Determination Singlet oxygen ( 1 O 2 ) generation was studied
using two methods. (a) DPBF It was performed for complexes 1 – 8 in acetonitrile according to a relative procedure
adapted from the literature 132 − 134 based on monitoring the oxidation
of 1,3-diphenylisobenzofuran (DPBF, yellow) to 1,2-dibenzoylbenzene
(colorless) photosensitized by the Ir(III) complexes. DPBF was used
as an 1 O 2 scavenger due to its fast reaction
with this molecule. Fresh stock air-equilibrated solutions of photosensitizers
(6.00 × 10 –6 M) and DPBF (1.50 × 10 –4 M) in acetonitrile were prepared. In a quartz cell,
1 mL of DPBF solution, 0.5 mL of complex solution, and 1.5 mL of acetonitrile
were mixed to prepare a final solution with 5.00 × 10 –5 M DPBF and 1.00 × 10 –6 M complex. The final
solutions were studied by recording UV–vis absorption spectra
at room temperature in dark conditions (over a period of 6 min with
time intervals of 2 min), under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor) and under
green light irradiation (λ exc = 530 nm, “Medusa”
photoreactor) for 5 s irradiation intervals during a total exposure
period of 20 s. Absorption UV–vis spectra were recorded after
every irradiation interval. The consumption of DPBF probe was
measured by monitoring its absorbance intensity decrease at 410 nm
with irradiation time. 1 O 2 generation quantum
yield (ϕ Δ ) was calculated from eq 1 using Rose Bengal or [Ru(bpy) 3 ] 2+ as reference for complexes with pbpz and pbpn
ligands, respectively: 1 where s and ref subscripts
correspond to the complex and the reference, ϕ Δ is the 1 O 2 generation quantum yield (0.53
for Rose Bengal 135 and 0.56 for [Ru(bpy) 3 ]Cl 2 132 in degassed
acetonitrile), S is the slope of the plots of the
−ln(normalized absorbance) of DPBF at 410 nm vs the irradiation
time, and F is the correction factor of absorption,
which is given by F = 1–10 –O.D. (where O.D. is the optical density at 470 nm of solutions of complexes
and references). The reproducibility of the results was confirmed
by performing each experiment three times. The stability of
DPBF probe was studied in dark conditions and
under light irradiation. In dark conditions and under green light
irradiation the probe remains unaltered. However, under blue light
irradiation, a photobleaching of DPBF was observed. Probe consumption
was approximately 6.5% every 5 s. Therefore, a working interval of
20 s was chosen, where 75% of the probe remains stable. To calculate
the ϕ Δ , a correction factor was applied to
the absorbance at 410 nm: a 6.5% of the previous value was added to
each absorbance to counteract self-consumption of the probe (i.e.,
to the absorbance at 10 s, a 6.5% of the absorbance at 5 s was added). Also, a degassed solution of complex 6 and DPBF was
studied to evaluate the dependence of photosensitizers on oxygen.
In addition, a solution of complex 6 was studied with
sodium azide as 1 O 2 scavenger. For this experiment,
1 mL of DPBF solution, 0.5 mL of complex solution, 10 μL of
NaN 3 at 1.80 × 10 –2 M in H 2 O, and 1.5 mL of acetonitrile were mixed to prepare a final solution
with 5.00 × 10 –5 M DPBF, 1.00 × 10 –6 M complex, and 6.00 × 10 –5 M NaN 3 . (b). ABDA Fresh stock air-equilibrated solutions of
photosensitizers 1 – 2 and 7 – 8 (1.00 × 10 –3 M) and
ABDA (6.00 × 10 –4 M) in H 2 O/DMSO
(95:5) were prepared. In a quartz cell, 0.50 mL of ABDA solution,
0.03 mL of complex solution, and 2.47 mL of H 2 O/DMSO (95:5)
were mixed to prepare a final solution with 1.00 × 10 –4 M ABDA and 1.00 × 10 –5 M complex. The final
solutions were studied by recording UV–vis absorption spectra
at room temperature under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor) for 30 s irradiation
intervals during a total exposure period of 5 min. Absorption UV–vis
spectra were recorded after every irradiation interval. The
consumption of ABDA probe was measured by monitoring its absorbance
intensity decrease at 402 nm with irradiation time. 1 O 2 generation quantum yield (ϕ Δ ) was
calculated from eq 1 using
Rose Bengal or [Ru(bpy) 3 ] 2+ as reference. In
this case, the ϕ Δ values of the references
in H 2 O/DMSO (95:5) are 0.76 for Rose Bengal 73 and 0.18 for [Ru(bpy) 3 ]Cl 2 . 136 The reproducibility of the results
was confirmed by performing each experiment three times. The
stability of ABDA probe was studied in dark conditions and
under light irradiation. In dark conditions and under light irradiation,
the probe remains unaltered. Photophysical Properties UV–vis absorption spectra
were recorded on a Secomam Uvikon XS spectrophotometer using the LabPower
Junior program. Quartz cuvettes with 1 or 0.1 cm optical path length
were used for the measurements. Photoluminescence excitation and emission
spectra were recorded on a PTI Quanta Master TM spectrofluorometer
from Photon Technology International (PTI) equipped with a Xenon short
arc lamp (75 W) and an 814PTM detector. Hellma quartz cuvettes with
1 cm optical path length were used. Felix32 software was used to collect
and process fluorescence data. For all optical measurements
in degassed solvents, the compounds were dissolved at 1.00 ×
10 –5 M in a glovebox under a nitrogen atmosphere
and the solutions were kept under inert atmosphere in 1 cm closed
cuvettes equipped with Teflon septum screw caps. All optical measurements
were recorded at room temperature. The luminescence emission spectra
were recorded from 450 to 800 nm at a rate of 1 nm/s with an optical
length of 5 mm by exciting at 420 nm with a xenon arc lamp. Transient Absorption Spectroscopy (TAS) Transient absorption
spectra were measured using a setup composed of a LKS 60 ns laser
photolysis spectrometer from Applied Photophysics, with a Brilliant
Q-Switch Nd:YAG laser from Quantel, using the third harmonics (λ exc = 355 nm, laser pulse half-width equal to 4 ns). Measurements
were repeated in degassed and aerated samples. Absorbance was adjusted
to 0.2. Photoactivation Protocol in Nonbiological Studies Photoactivation
in nonbiological studies was carried out in a 16-compartment “Medusa”
photomultireactor built by Microbeam, equipped with 2.3 W light-emitting
diodes (LED) (Luxeon Rebel, Philips Lumileds) situated below each
compartment ( Figure S117 ). The LEDS were
driven at 700 mA. Every reactor position is composed of a 40 mL cylindrical
glass flask provided by Scharlau. All reaction positions were irradiated
from the bottom using monochromatic light provided by LEDs at different
wavelengths (470, 530, 655 nm, radiant power: 910 mW). The spectral
width at half of the peak intensity was 20 nm for the LED at 470 nm,
30 nm for the LED at 530, and 20 nm for the LED at 655 nm. All reactions
in the system could be stirred using an orbital stirrer, which was
set at 50 rpm. TD-DFT Calculations The ground state and excited state
calculations were performed using the DFT method with B3LYP functional 137 , 138 as well as the time-dependent (TD)-DFT 139 − 141 method using Gaussian 09 software, 142 respectively. D3 Grimme dispersion 143 was added including “ultrafine integration grid” to
obtain a better description. The 6-31G(d,p) basis set was used for
C, N, and H atoms and the SDD effective core potential basis set for
Ir atom. Solvent effects were considered within the self-consistent
reaction field (SCRF) theory using the solvation model SMD. 144 The geometries of the lowest-lying triplet
states were calculated at the spin-unrestricted UB3LYP level with
a spin multiplicity of 3. Chemissian software 4.43v was used to generate
fragmental contributions and energies for each molecular orbital as
well as the electronic structure for each electronic state. 145 p K a Determination of 5 , 6 , and Imepip Solutions of complexes 5 and 6 (2.00 × 10 –5 M)
and Imepip ligand (2.00 × 10 –3 M) in H 2 O/DMSO (98/2, v/v) mixture with n -Bu 4 NBF 4 (5 mM) were prepared. The presence of the
salt ensured the conductivity of the media. Evolution of the peaks
was studied at different pH by recording the absorbance spectrum.
Aliquots of 10 μL of HCl (0.002–0.020 M) or NaOH (0.002–0.020
M) were added to a solution of 2.4 mL of complex to vary the pH. The
absorbance versus pH plot enables us to determine one constant according
to the equation from the Wilson and Lester method ( eq 2 ): 146 2 where A a is the
absorbance for the acid species, A b is
the absorbance for the basic species, and A m is the absorbance of the mixture. The intersection obtained by representing
log( A m – A a )/( A b – A m ) versus pH provides the p K a . Lipophilicity Determination by the “Shake Flash”
Method The partition coefficients of complexes 5 , 6 , 7 , and 8 were determined
by the standard “shake flask” method. 37 , 84 , 85 Octanol-saturated water (OSW) and water-saturated
octanol (WSO) were prepared using analytical grade 1-octanol and ultrapure
water. The complexes were dissolved in WSO and molar extinction coefficient
was determined. Then, 2 mL of 25 μg/mL complex in WSO was shaken
with 2 mL of OSW at 1500 rpm for 6 h at room temperature. To separate
the phases, centrifugation was done at 4000 rpm for 10 min. The absorbance
of WSO phase before and after shaking was measured. The absorbance
of WSO before mixing minus the absorbance of WSO after mixing corresponds
to the absorbance of the complex in OSW. The distribution coefficients
(log D o/w ) of the complexes were obtained
from the ratio of the complexes present in 1-octanol and the aqueous
phase ( eq 3 ). Each experiment
was repeated three times. To avoid protonation in complexes 5 and 6 , a carbonate–bicarbonate buffer
at pH 9.2 in OSW was used. 3 where A 1-oct corresponds to the absorbance of WSO phase and A total is the actual concentration of the WSO before shaking. Cell Lines The human A549 lung cancer, HeLa cervical
cancer, PC-3 prostate adenocarcinoma, and MRC-5 lung fibroblasts cell
lines were purchased from the American Type Culture Collection (ATCC).
The 1BR.3.G skin fibroblasts cell line was obtained from the European
Collection of Authenticated Cell Cultures (ECACC). All cell lines
were cultured in Dulbecco’s modified Eagle’s medium
(DMEM) (Corning) supplemented with 10% fetal bovine serum (FBS) (Gibco-BRL),
1% l -glutamine (Corning), and 1% penicillin-streptomycin
(Corning) at 37 °C in a humidified atmosphere containing 5% CO 2 . The cells were maintained by successive trypsinization and
seeding. Possible contamination with mycoplasma was routinely checked
using VenorH GeM Mycoplasma Detection Kit (Minerva Biolabs). Cell Viability Experiments Cells were cultured in 96-well
plates at a density of 3000 (A549), 2500 (HeLa), or 5000 (PC-3, 1BR.3.G,
and MRC-5) cells per well in cell culture medium and allowed to attach
for 24 h. Solutions of the complexes at different concentrations were
prepared for cell treatments. In all cases, the solid compounds were
weighed using an analytical balance (Mettler Toledo AX205DR) to ensure
precise measurements. Subsequently, 5 mM solutions were prepared using
DMSO. Solutions were then diluted in water to reach a concentration
of 1 mM and then, aliquots were taken and diluted in culture medium
to obtain solutions ranging from 0 to 50 μM. The final concentration
of DMSO in the solutions did not exceed 1%. The cells were treated
with these solutions in dark conditions or following the photoactivation
protocol (see below). 48 h later the treatments were removed, and
cells were washed with phosphate-buffered saline (PBS). Initially,
the effect of the complexes on the cell viability was determined by
the 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide (MTT)
assay. 147 The cells were incubated for
2 h with 100 μL of culture medium together with 10 μL
of MTT (Sigma-Aldrich) at 0.5 mg/mL. After discarding the medium,
DMSO was added to each well to dissolve the purple formazan crystals.
The absorbance of each well was determined on a Multiscan Plate Reader
(Synergy 4, Biotek, Winooski) at a wavelength of 570 nm. Cell viability
was also assessed using the CyQUANT Direct Cell Proliferation Assay
(Thermo Fisher Scientific), following the manufacturer’s instructions.
Briefly, after the treatments, the cells were washed with PBS, and
an equal volume of culture medium and CyQUANT mix was added to each
well. The plates were then incubated for 1 h at 37 °C. Subsequently,
the fluorescence intensity was bottom read using a Multiscan Plate
Reader (Synergy 4, Biotek, Winooski) with excitation and emission
filters of 485 and 528 nm, respectively. In both assays, at least
three replicates were measured for each treatment. The concentration
that reduces the cell viability by 50% (IC 50 ) was established
using the Gen5 software (BioTek). Three independent experiments were
carried out for each compound. Compounds with IC 50 values
greater than 50 μM were considered to be inactive. The phototoxicity
index (PI = IC 50,dark /IC 50,light ) was determined. To assess the cytotoxicity of the complexes, A549 cells were seeded
in 96-well plates and treated with the complexes at the respective
IC 50,dark value. After 24 h of incubation, 10 μL
of Trypan Blue (0.4% solution; Sigma) was added directly to the wells
to avoid loss of dead cells in the treatment washes. After 10 min,
images of the cells were captured using an Olympus CKX41 Microscope
equipped with LCmicro software (Olympus). Photoactivation Protocol To assess the photodynamic
activity of the complexes, cells were incubated with the complexes
for 4 h to enable their intracellular accumulation. The cells were
then irradiated with light with a wavelength of 460 nm (blue), 530
nm (green), or 655 nm (red) for 1 h using a LED system (LuxLight)
with an effective power of 6.7 mW cm –2 , which provides
a total light dose of 24.1 J cm –2 . The LED system
was positioned at 25 mm from the cell culture plates. Cytotoxic Activity against Spheroids For the evaluation
of the cytotoxic activity of complex 6 in 3D cultures,
96-well plates coated with a thin solidified layer of Geltrex reduced
growth factor basement membrane matrix (Gibco) were used to form A549
spheroids. A density of 1500 single cells per well was seeded in culture
medium supplemented with 2% Geltrex. Treatments with concentrations
of complex 6 ranging from 5 to 0.001 μM in culture
medium containing 2% Geltrex were performed at day 6. The cells were
then kept in the dark or photoactivated with blue light, as described.
After 48 h, the treatments were removed, the cells were washed with
PBS and cell viability was determined by adding 100 μL of medium
and 100 μL of CellTiter-Glo 3D reagent (Promega) to each well.
Following the manufacturer’s protocol, the cells were kept
in agitation for 5 min and incubated for 25 min at room temperature.
Then, the luminescence was determined using a Multiscan Plate Reader
(Synergy 4, Biotek, Winooski). The IC 50 values were calculated
with the Gen5 Data Analysis Software (BioTeck) for two independent
experiments, each with duplicate samples. Nontreated cells were used
as control. Hemolytic Activity The hemolytic activities of the
complexes were determined by measuring hemoglobin release from porcine
red blood cells (RBC). First, fresh porcine blood commercially obtained
was diluted to 5% v/v in PBS solution and washed three times with
PBS by centrifugation at 1000 rcf for 10 min. Then, RBC suspension
(150 μL) was mixed with 150 μL of each complex at concentrations
ranging from 1 to 50 μM. A solution of 0.2% Triton X-100 in
PBS was used as positive control to induce complete hemolysis. PBS
alone was used as negative control. Samples were incubated at 37 °C
for 1 h in an orbital shaker (50 rpm) and then centrifuged at 3500
rcf for 10 min. 80 μL aliquots of the supernatant were transferred
to a 96-well plate and diluted with 80 μL of Milli-Q water.
Hemolysis was evaluated by measuring the absorbance of the samples
at 540 nm with a Synergy 4 plate reader (BioTek, Winooski). The percentage
of hemolysis ( H ) was calculated using eq 4 : 4 where A s is the
absorbance for a given sample, A n is the
absorbance for the negative control, and A p is the absorbance for the positive control. Each sample was tested
in triplicate. Intracellular ROS Production A549 cells were seeded
onto 24-well plates (5 × 10 4 cells/well) 24 h before
the experiment. The cells were incubated for 4 h with complexes 2 , 4 , 6 , and 8 at 10
nM and then photoactivated or kept in the dark for an additional hour.
In addition, the cells were treated for 5 h with the complexes at
the corresponding IC 50,dark without irradiation. The cells
exposed for 30 min to 0.5 μM FeCl 2 and 0.04% H 2 O 2 , as ROS inducers, were used as positive control.
After the treatments, the cells were washed with PBS and harvested
by trypsinization. Intracellular ROS were detected by incubation with
the chloromethyl 2′,7′-dichlorodihydrofluorescein diacetate
(CM-H 2 DCFDA; Invitrogen) probe at 2.5 μM for 30 min
at 37 °C. After washing with PBS, the median fluorescence of
1 × 10 4 cells was measured with a NovoCyte flow cytometer
(Agilent Technologies) equipped with the NovoExpress software. The
fold increase versus control untreated cells was determined for each
treatment in three independent experiments. The types of ROS
generated by the treatments were also investigated. Superoxide anion
(O 2 •– ) production was monitored
using the ROS-ID Superoxide Detection Kit (Enzo Life Sciences), which
contains a cell-permeable probe that selectively emits orange fluorescence
upon reacting with O 2 •– . Following
the treatments, cells were harvested and incubated with the probe
for 30 min at 37 °C. Fluorescence emission from 1 × 10 4 cells was measured by flow cytometry (Ex/Em: 550/620 nm)
and compared to that of control untreated cells. In addition, hydrogen
peroxide (H 2 O 2 ) generation was measured using
the Hydrogen Peroxide Assay Kit (Cell-based) (Abcam). Treated cells
were collected and exposed to the AbGreen Indicator, a cell-permeable
probe that exhibits green fluorescence upon interaction with H 2 O 2 . After 1 h of incubation at 37 °C, the
median fluorescence of 1 × 10 4 cells was determined
by flow cytometry (Ex/Em = 490/520 nm) and compared to that of control
cells. All experiments were conducted in triplicate. To assess
the impact of ROS on cell death caused by the complexes,
A549 cells were incubated with complexes 2 , 4 , 6 and 8 at their respective IC 50,light for 4 h, followed by irradiation with blue light (460 nm) for 1
h in the absence or presence of selective ROS scavengers: sodium azide
(Sigma-Aldrich) for 1 O 2 or tiron (4,5-dihydroxy-1,3-benzenedisulfonic
acid) for O 2 •– , both at a final
concentration of 5 mM. After 48 h of treatment, cell viability was
measured by MTT assays. The percentage of viable cells was established
in comparison to untreated cells exposed to the corresponding scavengers
or to medium alone. Each condition was tested by triplicate, in three
independent experiments. Cell Internalization Experiments To assess the cell
internalization mechanism, 8 × 10 6 A549 cells were
incubated with complex 6 at 10 μM for 1 h in the
dark under different conditions: (i) at 37 °C (positive control
cells), (ii) at 37 °C in the presence of CCCP (50 μM) (to
inhibit mitochondrial ATP production) or (iii) at 4 °C (to inhibit
cellular metabolism). The cells incubated with medium alone were included
as negative control. Then, the cells were washed twice with PBS, detached
with trypsin, and centrifuged to obtain the whole cell pellet. By
trypan blue staining, it was verified that in all samples, the cells
displayed more than 95% viability. The iridium amount in the samples
was then determined by inductively coupled plasma mass spectrometry
(ICP-MS) analysis. To this end, the cell pellets were dissolved in
400 μL of 69% v/v nitric acid (PanReac Applichem) and heated
in a water bath at 100 °C for 18 h. Samples were then allowed
to cool and diluted with Milli-Q water to a final volume of 10 mL.
To analyze the amount of iridium, cell pellets were dissolved in 400
μL of 69% v/v concentrated nitric acid and heated at 100 °C
for 18 h. The vials were allowed to cool, and then the digested samples
were diluted 10-fold with Milli-Q. Iridium content was measured on
an ICP-MS Agilent 7500c instrument at the Serveis Tècnics de
Recerca, Universitat de Girona. The solvent used for all ICP-MS experiments
was Milli-Q water with 2% superpure grade HNO 3 . The iridium
standard (high purity standards, 1000 μg/mL ± 2 μg/mL
in 5% hydrochloric acid in low TOC water (<50 ppb)) was diluted
with 2% HNO 3 to 400 ppb. Iridium standards were freshly
prepared in Milli-Q water with 2% HNO 3 before each experiment.
The concentrations used for the calibration curve were 0, 1, 2, 5,
10, and 20 ppb. The isotope detected was 193Ir and readings were done
in triplicate. Rhodium was added as an internal standard at a concentration
of 10 ppb to all samples. All of the experiments were performed by
duplicate. Subcellular Distribution The intracellular distribution
of complex 6 was explored by measuring the iridium content
in different cellular compartments: nucleus, membrane/particulate
(which includes cellular organelles and organelle’s membrane
proteins), cytosol, and cytoskeleton. To this end, 8 × 10 6 A549 cells were incubated with 6 at 10 μM
for 4 h in the dark at 37 °C. Then, the cells were washed twice
with PBS, detached with trypsin, and centrifuged to obtain the whole
cell pellet. The viability of the cells was assessed through Trypan
blue staining, which confirmed that over 95% of the cells were viable.
The different cell fractions were then isolated using the FractionPREP
Cell Fractionation kit (BioVision) and the total iridium content in
each fraction was measured by ICP-MS in two independent experiments,
as described above. Evaluation of Mitochondrial Membrane Potential A549
cells were seeded onto 24-well plates. 24 h later, cells were incubated
for 4 h with complexes 2 , 4 , 6 , and 8 at 10 nM and then photoactivated or kept in
the dark for an additional hour. Next, the cells were washed with
PBS and harvested by trypsinization. Mitochondrial membrane potential
changes were immediately measured by the JC-1 (5,5′,6,6′-tetrachloro-1,1′,3,3′-tetraethylbenzimidazolocarbo-cyanine
iodide) Mitochondrial Membrane Potential Detection Kit (Biotium),
according to the manufacturer’s instructions. As positive control,
the cells were coincubated with CCCP (Sigma) at 5 μM for 30
min to disrupt the mitochondrial membrane potential. For each treatment,
the fluorescence of 1 × 10 4 cells was analyzed by
a Novocyte flow cytometer. JC-1 red aggregates were detected at a
wavelength of 590 nm (FL2) and JC-1 green monomers at 529 nm (FL1). NADH Oxidation UV–Vis Spectroscopy Fresh stock solutions of
the complexes at 7.50 μM in H 2 O/MeOH mixture (97.5/2.5,
v/v) and NADH at 300 μM in H 2 O/MeOH mixture (97.5/2.5,
v/v) were prepared. In a quartz cell, 1 mL of complex solution, 1
mL of NADH solution, and 1 mL of solvent mixture were mixed to prepare
a final solution with 2.50 μM complex and 100 μM NADH
(complex/NADH rate = 1/40). The solutions were studied by recording
UV–vis absorption spectra in dark conditions and under blue
light irradiation (λ exc = 470 nm, “Medusa”
photoreactor) at ambient temperature and various time intervals for
8 h. In addition, a solution of NADH at 100 μM was studied under
blue light irradiation to confirm its photostability. The photocatalytic
rate of the photosensitizers was evaluated by monitoring its absorbance
decrease at 340 nm, which correspond to NADH oxidation. The
turnover numbers (TONs) of complexes were calculated by measuring
the absorption difference at 340 nm after 1 h of reaction. TON was
calculated from the difference in NADH concentration after 1 h divided
by the concentration of photocatalyst ( eq 5 ), where b is the optical path length (1 cm).
The concentration of NADH was obtained using the extinction coefficient
ε 340 = 5751 M –1 cm –1 . 40 , 148 5 NADH Oxidation NMR Spectroscopy Solutions of complexes 1 , 2 , 5 , and 6 (1.0 mM) and
NADH (3.5 mM) (complex/NADH rate = 1/3.5) in a DMSO- d 6 /D 2 O mixture (9:1, v/v) for complexes 1 and 2 and a DMSO- d 6 /D 2 O mixture (1/1, v/v) for complexes 5 and 6 were studied by 1 H NMR at ambient temperature
in dark conditions and under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor). 1 H NMR
spectra were recorded at ambient temperature at different time intervals
until 22 h. The photooxidation of NADH was deduced by the decrease
of the 8.48 ppm resonance of NADH and the increase of the 8.43 ppm
signal of NAD + in DMSO- d 6 /D 2 O (9:1, v/v) and the decrease of the 8.55 ppm resonance of
NADH and the increase of the 8.51 ppm signal of NAD + in
DMSO- d 6 /D 2 O (1/1, v/v). Confocal Microscopy Experiments For confocal microscopy
experiments, A549 cells were seeded onto glass-bottom 8-well chamber
slides (Ibidi) (5 × 10 4 cells per well) and allowed
to attach overnight. In each experiment, the cells were treated with
the complexes at the indicated conditions and washed with PBS before
staining. For mitochondria visualization, the cells were incubated
with the fluorescent dye MitoTracker Red CMXRos (Molecular Probes)
at 200 nM in serum-free culture medium for 30 min at 37 °C. Cell
nuclei were counterstained in blue with Hoechst 33342 (Invitrogen)
diluted 1:4000 in DMEM without phenol red. To analyze lysosomal damage,
the cells were incubated with AO at 5 μM at 37 °C for 15
min. Before observation, the cells were washed twice with PBS and
fresh growth medium without phenol red was added. Cell images were
immediately obtained by a Nikon A1R confocal microscope and images
were analyzed using the NIS-Elements AR (Nikon, Japan) and the Fiji/ImageJ
software. EtBr Displacement Assay To investigate the capacity
of the complexes to intercalate into DNA, the competitive ethidium
displacement assay was carried out as previously described 149 with minor modifications. Stock solutions of
20 μM calf thymus DNA (CT-DNA) and 25 μM Ethidium bromide
(EtBr) were prepared in saline TE (50 mM NaCl, 10 mM tris(hydroxymethyl)
aminomethane–HCl, 0.1 mM ethylenediaminetetracetic acid (EDTA),
pH 7.4). Serial dilutions of metal complexes were prepared at concentrations
ranging from 20 to 400 μM from a 1 mM stock solution containing
20% DMSO. The assay was carried out by mixing 25 μL of CT-DNA
and 25 μL of EtBr with 50 μL of each compound dilution,
on a black 96-well plate. The plate was incubated at room temperature
for 1 h and the fluorescence was measured on a Synergy 4 microplate
reader (Biotek, Winooski), with excitation wavelength set to 500 nm,
and emission wavelength set to 530–800 nm. The fluorescence
emission at 590 nm was used to measure the C 50 , corresponding
to the concentration of compound required to induce a 50% decrease
in the fluorescence of the EtBr. Experiments were performed in triplicate. Electrophoretic Mobility Assay Experiments were carried
out by mixing 250 ng of pUC18 plasmid DNA (Thermo Scientific; stock
solution at 0.5 μg/μL, final concentration at 37.8 μM
in nucleotides) and compounds solutions at up to 25 μM, on a
final total volume of 20 μL in saline TE buffer. The maximum
final DMSO concentration in the treatments was 0.5% (in the 25 μM
solutions). Samples were incubated at room temperature for 1 h, either
in the dark or under photoactivation. A treatment with 1.75% H 2 O 2 and 20 μM FeCl 2 was used as
a positive control to generate ROS. To inhibit ROS generation during
the treatment, 0.4 M sodium azide (in saline TE buffer) as an oxygen
singlet scavenger was added to the reaction mixtures, and DMSO (15%)
was added to the positive control as a hydroxyl radical scavenger.
Reactions were quenched by adding 4 μL of loading buffer (0.25%
w/v bromo-phenol blue, 0.25% w/v xylenecyanole, and 30% v/v glycerol).
Samples were then subjected to electrophoresis on 0.8% agarose gel
in 0.5 × TBE buffer (0.045 M Tris, 0.045 M boric acid, and 1
mM EDTA) at 90 V for 1 h and 40 min. Finally, DNA was dyed with EtBr
(0.5 μg/mL in 0.5× TBE buffer) for 20 min and the DNA bands
were visualized on a capturing system (ProgRes CapturePro 2.7). Images
were cropped and inverted to better appreciate plasmid bands using
Adobe Photoshop. Densitometry analyses of the bands were carried out
using the imaging system Fluorochem SP (AlphaInnotech). Cell Death Mechanism The cell death mechanism was analyzed
with the Vybrant Apoptosis Assay Kit (Molecular Probes). A549 cells
seeded in 12-well plates at a density of 1 × 10 5 cells
per well were treated with complex 6 at the corresponding
IC 50,light × 5 under photoactivation conditions. Cisplatin
at 50 μM was used as positive control. 4 and 20 h after the
irradiation, cells were collected by trypsinization and immediately
stained with Annexin V-FITC and propidium iodide according to the
manufacturer’s instructions. The median fluorescence of 10,000
cells of each sample was analyzed by flow cytometry. Annexin-FITC
staining was detected at a wavelength of 520 nm (FL1) and propidium
iodide was detected at 617 nm (FL2). Statistics The statistical analysis was performed with
the GraphPad Prism software. Quantitative variables were expressed
as mean or median and standard deviation (SD). Statistical differences
were analyzed by the Mann–Whitney nonparametric test. A value of p < 0.05 was considered significant.
## Stability and Photostability Studies in DMSO-
Stability and Photostability Studies in DMSO- d 6 and DMSO- d 6 /D 2 O (NMR Spectroscopy) Solutions of complexes 1 and 6 at 3.2 mM and 2 at 0.6 mM in DMSO- d 6 and DMSO- d 6 /D 2 O mixture (9:1, v/v) were prepared. The lower concentration
of 2 was due to the lower solubility of the complex. 1 H NMR spectra were recorded at different times until 48 h
in dark conditions and under blue (470 nm), green (530 nm), and red
(655 nm) light irradiation to evaluate the stability of the complexes.
## Reactivity of
Reactivity of 1w with n -Bu 4 NCl A solution of 1w (3.0 mM) with 100
equiv of n -Bu 4 NCl (300 mM) in a DMSO- d 6 /D 2 O (9:1, v/v) mixture was monitored
by NMR spectroscopy at room temperature and at 60 °C. The presence
of DMSO ensured the solubility of the complexes. 1 H NMR
spectra were recorded in dark conditions at ambient temperature over
4 days or at 60 °C for 15 min.
## Photostability Studies in DMEM
Photostability Studies in DMEM The stability of the
complexes in biological media was studied by UV–vis spectroscopy.
Complexes 1 and 2 were dissolved in DMSO
and complexes 3 – 8 were dissolved
in MeOH at 1.0 × 10 –3 M and then diluted to
1.0 × 10 –5 M with Dulbecco’s modified
Eagle’s medium (DMEM) without phenol red (Corning) (the final
concentration of DMSO or MeOH was 1%). The solutions were studied
in the dark and under blue light irradiation (470 nm).
## Photostability Studies in Water
Photostability Studies in Water The stability of complex 6 in aqueous solution was studied by UV–vis spectroscopy.
Complex 6 was dissolved in MeOH at 1.0 × 10 –3 M and then diluted to 1.0 × 10 –5 M with water (the final concentration of MeOH was 1%). The solution
was studied in the dark and under blue light irradiation (470 nm).
## X-ray Crystallographic Structure Determination
X-ray Crystallographic Structure Determination Data
collection and refinement parameters for 1 , 6 × 0 . 75C 2 H 6 O , and 9 × 0 . 5C 4 H 10 O are given in Table S3 . Single crystals were transferred to
a Bruker APEX II CCD-based diffractometer equipped with a graphite-monochromated
Mo Kα radiation source (λ = 0.71073 Å). The data
sets were integrated with Saint 126 and
corrected for Lorentzian and polarization effects. A semiempirical
absorption correction was applied to the diffraction data. 127 , 128 The software package Wingx 129 , 130 was used for space
group determination, structure solution, and refinement by full-matrix
least-squares methods based on F 2 . A successful
solution by direct methods provided most non-hydrogen atoms from the
E map. The remaining non-hydrogen atoms were located in an alternating
series of least-squares cycles and difference Fourier maps. The non-hydrogen
atoms were refined with anisotropic displacement coefficients and
hydrogen atoms were placed by using a riding model and included in
the refinement at calculated positions. Deposition numbers in
the Cambridge database are 2223319 for 1 , 2223321 for 6 , and 2262621 for 9 . 1 Exceptions and special features: For compound , several
plate and block crystals were chosen, and all were found to be twinned.
The selected crystals were indexed as a two-component non-merohedral
twin related by a rotation of 180°. 131 The reflections from the two domains were simultaneously integrated
and Twinabs 128 was used for scaling, empirical
absorption corrections, and the generation of two different data files,
one with detwinned data for structure solution and a second one for
structure refinement against total integrated intensities. Compounds 6 and 9 show disorder atoms (BF 4 – counteranion for compound 6 and ethyl
ether for 9 ) so it was necessary to apply several restraints
(DELU, SIMU, and DFIX) in order to improve refinement stability. Suitable single crystals for the X-ray diffraction study were obtained
in the following way. 1 : by slow diffusion of an acetone/pentane
mixture into a solution of 1 in dimethylformamide. 6 : by slow diffusion of pentane into a solution of 6 in acetone. 9 : slow diffusion of diethyl ether into
a chloroform solution of 9 with pentane in the interface.
The complexes crystallize in the space group P 1̅
of the triclinic system ( 1 ), in the P 2 1 / n of the monoclinic system ( 6 ), and in the P 1̅ of the triclinic
system ( 9 ).
## 1
1 Exceptions and special features: For compound , several
plate and block crystals were chosen, and all were found to be twinned.
The selected crystals were indexed as a two-component non-merohedral
twin related by a rotation of 180°. 131 The reflections from the two domains were simultaneously integrated
and Twinabs 128 was used for scaling, empirical
absorption corrections, and the generation of two different data files,
one with detwinned data for structure solution and a second one for
structure refinement against total integrated intensities. Compounds 6 and 9 show disorder atoms (BF 4 – counteranion for compound 6 and ethyl
ether for 9 ) so it was necessary to apply several restraints
(DELU, SIMU, and DFIX) in order to improve refinement stability. Suitable single crystals for the X-ray diffraction study were obtained
in the following way. 1 : by slow diffusion of an acetone/pentane
mixture into a solution of 1 in dimethylformamide. 6 : by slow diffusion of pentane into a solution of 6 in acetone. 9 : slow diffusion of diethyl ether into
a chloroform solution of 9 with pentane in the interface.
The complexes crystallize in the space group P 1̅
of the triclinic system ( 1 ), in the P 2 1 / n of the monoclinic system ( 6 ), and in the P 1̅ of the triclinic
system ( 9 ).
1 O 2 Quantum Yield Determination Singlet oxygen ( 1 O 2 ) generation was studied
using two methods. (a) DPBF It was performed for complexes 1 – 8 in acetonitrile according to a relative procedure
adapted from the literature 132 − 134 based on monitoring the oxidation
of 1,3-diphenylisobenzofuran (DPBF, yellow) to 1,2-dibenzoylbenzene
(colorless) photosensitized by the Ir(III) complexes. DPBF was used
as an 1 O 2 scavenger due to its fast reaction
with this molecule. Fresh stock air-equilibrated solutions of photosensitizers
(6.00 × 10 –6 M) and DPBF (1.50 × 10 –4 M) in acetonitrile were prepared. In a quartz cell,
1 mL of DPBF solution, 0.5 mL of complex solution, and 1.5 mL of acetonitrile
were mixed to prepare a final solution with 5.00 × 10 –5 M DPBF and 1.00 × 10 –6 M complex. The final
solutions were studied by recording UV–vis absorption spectra
at room temperature in dark conditions (over a period of 6 min with
time intervals of 2 min), under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor) and under
green light irradiation (λ exc = 530 nm, “Medusa”
photoreactor) for 5 s irradiation intervals during a total exposure
period of 20 s. Absorption UV–vis spectra were recorded after
every irradiation interval. The consumption of DPBF probe was
measured by monitoring its absorbance intensity decrease at 410 nm
with irradiation time. 1 O 2 generation quantum
yield (ϕ Δ ) was calculated from eq 1 using Rose Bengal or [Ru(bpy) 3 ] 2+ as reference for complexes with pbpz and pbpn
ligands, respectively: 1 where s and ref subscripts
correspond to the complex and the reference, ϕ Δ is the 1 O 2 generation quantum yield (0.53
for Rose Bengal 135 and 0.56 for [Ru(bpy) 3 ]Cl 2 132 in degassed
acetonitrile), S is the slope of the plots of the
−ln(normalized absorbance) of DPBF at 410 nm vs the irradiation
time, and F is the correction factor of absorption,
which is given by F = 1–10 –O.D. (where O.D. is the optical density at 470 nm of solutions of complexes
and references). The reproducibility of the results was confirmed
by performing each experiment three times. The stability of
DPBF probe was studied in dark conditions and
under light irradiation. In dark conditions and under green light
irradiation the probe remains unaltered. However, under blue light
irradiation, a photobleaching of DPBF was observed. Probe consumption
was approximately 6.5% every 5 s. Therefore, a working interval of
20 s was chosen, where 75% of the probe remains stable. To calculate
the ϕ Δ , a correction factor was applied to
the absorbance at 410 nm: a 6.5% of the previous value was added to
each absorbance to counteract self-consumption of the probe (i.e.,
to the absorbance at 10 s, a 6.5% of the absorbance at 5 s was added). Also, a degassed solution of complex 6 and DPBF was
studied to evaluate the dependence of photosensitizers on oxygen.
In addition, a solution of complex 6 was studied with
sodium azide as 1 O 2 scavenger. For this experiment,
1 mL of DPBF solution, 0.5 mL of complex solution, 10 μL of
NaN 3 at 1.80 × 10 –2 M in H 2 O, and 1.5 mL of acetonitrile were mixed to prepare a final solution
with 5.00 × 10 –5 M DPBF, 1.00 × 10 –6 M complex, and 6.00 × 10 –5 M NaN 3 . (b). ABDA Fresh stock air-equilibrated solutions of
photosensitizers 1 – 2 and 7 – 8 (1.00 × 10 –3 M) and
ABDA (6.00 × 10 –4 M) in H 2 O/DMSO
(95:5) were prepared. In a quartz cell, 0.50 mL of ABDA solution,
0.03 mL of complex solution, and 2.47 mL of H 2 O/DMSO (95:5)
were mixed to prepare a final solution with 1.00 × 10 –4 M ABDA and 1.00 × 10 –5 M complex. The final
solutions were studied by recording UV–vis absorption spectra
at room temperature under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor) for 30 s irradiation
intervals during a total exposure period of 5 min. Absorption UV–vis
spectra were recorded after every irradiation interval. The
consumption of ABDA probe was measured by monitoring its absorbance
intensity decrease at 402 nm with irradiation time. 1 O 2 generation quantum yield (ϕ Δ ) was
calculated from eq 1 using
Rose Bengal or [Ru(bpy) 3 ] 2+ as reference. In
this case, the ϕ Δ values of the references
in H 2 O/DMSO (95:5) are 0.76 for Rose Bengal 73 and 0.18 for [Ru(bpy) 3 ]Cl 2 . 136 The reproducibility of the results
was confirmed by performing each experiment three times. The
stability of ABDA probe was studied in dark conditions and
under light irradiation. In dark conditions and under light irradiation,
the probe remains unaltered.
## (a) DPBF
(a) DPBF It was performed for complexes 1 – 8 in acetonitrile according to a relative procedure
adapted from the literature 132 − 134 based on monitoring the oxidation
of 1,3-diphenylisobenzofuran (DPBF, yellow) to 1,2-dibenzoylbenzene
(colorless) photosensitized by the Ir(III) complexes. DPBF was used
as an 1 O 2 scavenger due to its fast reaction
with this molecule. Fresh stock air-equilibrated solutions of photosensitizers
(6.00 × 10 –6 M) and DPBF (1.50 × 10 –4 M) in acetonitrile were prepared. In a quartz cell,
1 mL of DPBF solution, 0.5 mL of complex solution, and 1.5 mL of acetonitrile
were mixed to prepare a final solution with 5.00 × 10 –5 M DPBF and 1.00 × 10 –6 M complex. The final
solutions were studied by recording UV–vis absorption spectra
at room temperature in dark conditions (over a period of 6 min with
time intervals of 2 min), under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor) and under
green light irradiation (λ exc = 530 nm, “Medusa”
photoreactor) for 5 s irradiation intervals during a total exposure
period of 20 s. Absorption UV–vis spectra were recorded after
every irradiation interval. The consumption of DPBF probe was
measured by monitoring its absorbance intensity decrease at 410 nm
with irradiation time. 1 O 2 generation quantum
yield (ϕ Δ ) was calculated from eq 1 using Rose Bengal or [Ru(bpy) 3 ] 2+ as reference for complexes with pbpz and pbpn
ligands, respectively: 1 where s and ref subscripts
correspond to the complex and the reference, ϕ Δ is the 1 O 2 generation quantum yield (0.53
for Rose Bengal 135 and 0.56 for [Ru(bpy) 3 ]Cl 2 132 in degassed
acetonitrile), S is the slope of the plots of the
−ln(normalized absorbance) of DPBF at 410 nm vs the irradiation
time, and F is the correction factor of absorption,
which is given by F = 1–10 –O.D. (where O.D. is the optical density at 470 nm of solutions of complexes
and references). The reproducibility of the results was confirmed
by performing each experiment three times. The stability of
DPBF probe was studied in dark conditions and
under light irradiation. In dark conditions and under green light
irradiation the probe remains unaltered. However, under blue light
irradiation, a photobleaching of DPBF was observed. Probe consumption
was approximately 6.5% every 5 s. Therefore, a working interval of
20 s was chosen, where 75% of the probe remains stable. To calculate
the ϕ Δ , a correction factor was applied to
the absorbance at 410 nm: a 6.5% of the previous value was added to
each absorbance to counteract self-consumption of the probe (i.e.,
to the absorbance at 10 s, a 6.5% of the absorbance at 5 s was added). Also, a degassed solution of complex 6 and DPBF was
studied to evaluate the dependence of photosensitizers on oxygen.
In addition, a solution of complex 6 was studied with
sodium azide as 1 O 2 scavenger. For this experiment,
1 mL of DPBF solution, 0.5 mL of complex solution, 10 μL of
NaN 3 at 1.80 × 10 –2 M in H 2 O, and 1.5 mL of acetonitrile were mixed to prepare a final solution
with 5.00 × 10 –5 M DPBF, 1.00 × 10 –6 M complex, and 6.00 × 10 –5 M NaN 3 .
## (b). ABDA
(b). ABDA Fresh stock air-equilibrated solutions of
photosensitizers 1 – 2 and 7 – 8 (1.00 × 10 –3 M) and
ABDA (6.00 × 10 –4 M) in H 2 O/DMSO
(95:5) were prepared. In a quartz cell, 0.50 mL of ABDA solution,
0.03 mL of complex solution, and 2.47 mL of H 2 O/DMSO (95:5)
were mixed to prepare a final solution with 1.00 × 10 –4 M ABDA and 1.00 × 10 –5 M complex. The final
solutions were studied by recording UV–vis absorption spectra
at room temperature under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor) for 30 s irradiation
intervals during a total exposure period of 5 min. Absorption UV–vis
spectra were recorded after every irradiation interval. The
consumption of ABDA probe was measured by monitoring its absorbance
intensity decrease at 402 nm with irradiation time. 1 O 2 generation quantum yield (ϕ Δ ) was
calculated from eq 1 using
Rose Bengal or [Ru(bpy) 3 ] 2+ as reference. In
this case, the ϕ Δ values of the references
in H 2 O/DMSO (95:5) are 0.76 for Rose Bengal 73 and 0.18 for [Ru(bpy) 3 ]Cl 2 . 136 The reproducibility of the results
was confirmed by performing each experiment three times. The
stability of ABDA probe was studied in dark conditions and
under light irradiation. In dark conditions and under light irradiation,
the probe remains unaltered.
## Photophysical Properties
Photophysical Properties UV–vis absorption spectra
were recorded on a Secomam Uvikon XS spectrophotometer using the LabPower
Junior program. Quartz cuvettes with 1 or 0.1 cm optical path length
were used for the measurements. Photoluminescence excitation and emission
spectra were recorded on a PTI Quanta Master TM spectrofluorometer
from Photon Technology International (PTI) equipped with a Xenon short
arc lamp (75 W) and an 814PTM detector. Hellma quartz cuvettes with
1 cm optical path length were used. Felix32 software was used to collect
and process fluorescence data. For all optical measurements
in degassed solvents, the compounds were dissolved at 1.00 ×
10 –5 M in a glovebox under a nitrogen atmosphere
and the solutions were kept under inert atmosphere in 1 cm closed
cuvettes equipped with Teflon septum screw caps. All optical measurements
were recorded at room temperature. The luminescence emission spectra
were recorded from 450 to 800 nm at a rate of 1 nm/s with an optical
length of 5 mm by exciting at 420 nm with a xenon arc lamp.
## Transient Absorption Spectroscopy (TAS)
Transient Absorption Spectroscopy (TAS) Transient absorption
spectra were measured using a setup composed of a LKS 60 ns laser
photolysis spectrometer from Applied Photophysics, with a Brilliant
Q-Switch Nd:YAG laser from Quantel, using the third harmonics (λ exc = 355 nm, laser pulse half-width equal to 4 ns). Measurements
were repeated in degassed and aerated samples. Absorbance was adjusted
to 0.2.
## Photoactivation Protocol in Nonbiological Studies
Photoactivation Protocol in Nonbiological Studies Photoactivation
in nonbiological studies was carried out in a 16-compartment “Medusa”
photomultireactor built by Microbeam, equipped with 2.3 W light-emitting
diodes (LED) (Luxeon Rebel, Philips Lumileds) situated below each
compartment ( Figure S117 ). The LEDS were
driven at 700 mA. Every reactor position is composed of a 40 mL cylindrical
glass flask provided by Scharlau. All reaction positions were irradiated
from the bottom using monochromatic light provided by LEDs at different
wavelengths (470, 530, 655 nm, radiant power: 910 mW). The spectral
width at half of the peak intensity was 20 nm for the LED at 470 nm,
30 nm for the LED at 530, and 20 nm for the LED at 655 nm. All reactions
in the system could be stirred using an orbital stirrer, which was
set at 50 rpm.
## TD-DFT Calculations
TD-DFT Calculations The ground state and excited state
calculations were performed using the DFT method with B3LYP functional 137 , 138 as well as the time-dependent (TD)-DFT 139 − 141 method using Gaussian 09 software, 142 respectively. D3 Grimme dispersion 143 was added including “ultrafine integration grid” to
obtain a better description. The 6-31G(d,p) basis set was used for
C, N, and H atoms and the SDD effective core potential basis set for
Ir atom. Solvent effects were considered within the self-consistent
reaction field (SCRF) theory using the solvation model SMD. 144 The geometries of the lowest-lying triplet
states were calculated at the spin-unrestricted UB3LYP level with
a spin multiplicity of 3. Chemissian software 4.43v was used to generate
fragmental contributions and energies for each molecular orbital as
well as the electronic structure for each electronic state. 145
## p
p K a Determination of 5 , 6 , and Imepip Solutions of complexes 5 and 6 (2.00 × 10 –5 M)
and Imepip ligand (2.00 × 10 –3 M) in H 2 O/DMSO (98/2, v/v) mixture with n -Bu 4 NBF 4 (5 mM) were prepared. The presence of the
salt ensured the conductivity of the media. Evolution of the peaks
was studied at different pH by recording the absorbance spectrum.
Aliquots of 10 μL of HCl (0.002–0.020 M) or NaOH (0.002–0.020
M) were added to a solution of 2.4 mL of complex to vary the pH. The
absorbance versus pH plot enables us to determine one constant according
to the equation from the Wilson and Lester method ( eq 2 ): 146 2 where A a is the
absorbance for the acid species, A b is
the absorbance for the basic species, and A m is the absorbance of the mixture. The intersection obtained by representing
log( A m – A a )/( A b – A m ) versus pH provides the p K a .
## Lipophilicity Determination by the “Shake Flash”
Method
Lipophilicity Determination by the “Shake Flash”
Method The partition coefficients of complexes 5 , 6 , 7 , and 8 were determined
by the standard “shake flask” method. 37 , 84 , 85 Octanol-saturated water (OSW) and water-saturated
octanol (WSO) were prepared using analytical grade 1-octanol and ultrapure
water. The complexes were dissolved in WSO and molar extinction coefficient
was determined. Then, 2 mL of 25 μg/mL complex in WSO was shaken
with 2 mL of OSW at 1500 rpm for 6 h at room temperature. To separate
the phases, centrifugation was done at 4000 rpm for 10 min. The absorbance
of WSO phase before and after shaking was measured. The absorbance
of WSO before mixing minus the absorbance of WSO after mixing corresponds
to the absorbance of the complex in OSW. The distribution coefficients
(log D o/w ) of the complexes were obtained
from the ratio of the complexes present in 1-octanol and the aqueous
phase ( eq 3 ). Each experiment
was repeated three times. To avoid protonation in complexes 5 and 6 , a carbonate–bicarbonate buffer
at pH 9.2 in OSW was used. 3 where A 1-oct corresponds to the absorbance of WSO phase and A total is the actual concentration of the WSO before shaking.
## Cell Lines
Cell Lines The human A549 lung cancer, HeLa cervical
cancer, PC-3 prostate adenocarcinoma, and MRC-5 lung fibroblasts cell
lines were purchased from the American Type Culture Collection (ATCC).
The 1BR.3.G skin fibroblasts cell line was obtained from the European
Collection of Authenticated Cell Cultures (ECACC). All cell lines
were cultured in Dulbecco’s modified Eagle’s medium
(DMEM) (Corning) supplemented with 10% fetal bovine serum (FBS) (Gibco-BRL),
1% l -glutamine (Corning), and 1% penicillin-streptomycin
(Corning) at 37 °C in a humidified atmosphere containing 5% CO 2 . The cells were maintained by successive trypsinization and
seeding. Possible contamination with mycoplasma was routinely checked
using VenorH GeM Mycoplasma Detection Kit (Minerva Biolabs).
## Cell Viability Experiments
Cell Viability Experiments Cells were cultured in 96-well
plates at a density of 3000 (A549), 2500 (HeLa), or 5000 (PC-3, 1BR.3.G,
and MRC-5) cells per well in cell culture medium and allowed to attach
for 24 h. Solutions of the complexes at different concentrations were
prepared for cell treatments. In all cases, the solid compounds were
weighed using an analytical balance (Mettler Toledo AX205DR) to ensure
precise measurements. Subsequently, 5 mM solutions were prepared using
DMSO. Solutions were then diluted in water to reach a concentration
of 1 mM and then, aliquots were taken and diluted in culture medium
to obtain solutions ranging from 0 to 50 μM. The final concentration
of DMSO in the solutions did not exceed 1%. The cells were treated
with these solutions in dark conditions or following the photoactivation
protocol (see below). 48 h later the treatments were removed, and
cells were washed with phosphate-buffered saline (PBS). Initially,
the effect of the complexes on the cell viability was determined by
the 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide (MTT)
assay. 147 The cells were incubated for
2 h with 100 μL of culture medium together with 10 μL
of MTT (Sigma-Aldrich) at 0.5 mg/mL. After discarding the medium,
DMSO was added to each well to dissolve the purple formazan crystals.
The absorbance of each well was determined on a Multiscan Plate Reader
(Synergy 4, Biotek, Winooski) at a wavelength of 570 nm. Cell viability
was also assessed using the CyQUANT Direct Cell Proliferation Assay
(Thermo Fisher Scientific), following the manufacturer’s instructions.
Briefly, after the treatments, the cells were washed with PBS, and
an equal volume of culture medium and CyQUANT mix was added to each
well. The plates were then incubated for 1 h at 37 °C. Subsequently,
the fluorescence intensity was bottom read using a Multiscan Plate
Reader (Synergy 4, Biotek, Winooski) with excitation and emission
filters of 485 and 528 nm, respectively. In both assays, at least
three replicates were measured for each treatment. The concentration
that reduces the cell viability by 50% (IC 50 ) was established
using the Gen5 software (BioTek). Three independent experiments were
carried out for each compound. Compounds with IC 50 values
greater than 50 μM were considered to be inactive. The phototoxicity
index (PI = IC 50,dark /IC 50,light ) was determined. To assess the cytotoxicity of the complexes, A549 cells were seeded
in 96-well plates and treated with the complexes at the respective
IC 50,dark value. After 24 h of incubation, 10 μL
of Trypan Blue (0.4% solution; Sigma) was added directly to the wells
to avoid loss of dead cells in the treatment washes. After 10 min,
images of the cells were captured using an Olympus CKX41 Microscope
equipped with LCmicro software (Olympus).
## Photoactivation Protocol
Photoactivation Protocol To assess the photodynamic
activity of the complexes, cells were incubated with the complexes
for 4 h to enable their intracellular accumulation. The cells were
then irradiated with light with a wavelength of 460 nm (blue), 530
nm (green), or 655 nm (red) for 1 h using a LED system (LuxLight)
with an effective power of 6.7 mW cm –2 , which provides
a total light dose of 24.1 J cm –2 . The LED system
was positioned at 25 mm from the cell culture plates.
## Cytotoxic Activity against Spheroids
Cytotoxic Activity against Spheroids For the evaluation
of the cytotoxic activity of complex 6 in 3D cultures,
96-well plates coated with a thin solidified layer of Geltrex reduced
growth factor basement membrane matrix (Gibco) were used to form A549
spheroids. A density of 1500 single cells per well was seeded in culture
medium supplemented with 2% Geltrex. Treatments with concentrations
of complex 6 ranging from 5 to 0.001 μM in culture
medium containing 2% Geltrex were performed at day 6. The cells were
then kept in the dark or photoactivated with blue light, as described.
After 48 h, the treatments were removed, the cells were washed with
PBS and cell viability was determined by adding 100 μL of medium
and 100 μL of CellTiter-Glo 3D reagent (Promega) to each well.
Following the manufacturer’s protocol, the cells were kept
in agitation for 5 min and incubated for 25 min at room temperature.
Then, the luminescence was determined using a Multiscan Plate Reader
(Synergy 4, Biotek, Winooski). The IC 50 values were calculated
with the Gen5 Data Analysis Software (BioTeck) for two independent
experiments, each with duplicate samples. Nontreated cells were used
as control.
## Hemolytic Activity
Hemolytic Activity The hemolytic activities of the
complexes were determined by measuring hemoglobin release from porcine
red blood cells (RBC). First, fresh porcine blood commercially obtained
was diluted to 5% v/v in PBS solution and washed three times with
PBS by centrifugation at 1000 rcf for 10 min. Then, RBC suspension
(150 μL) was mixed with 150 μL of each complex at concentrations
ranging from 1 to 50 μM. A solution of 0.2% Triton X-100 in
PBS was used as positive control to induce complete hemolysis. PBS
alone was used as negative control. Samples were incubated at 37 °C
for 1 h in an orbital shaker (50 rpm) and then centrifuged at 3500
rcf for 10 min. 80 μL aliquots of the supernatant were transferred
to a 96-well plate and diluted with 80 μL of Milli-Q water.
Hemolysis was evaluated by measuring the absorbance of the samples
at 540 nm with a Synergy 4 plate reader (BioTek, Winooski). The percentage
of hemolysis ( H ) was calculated using eq 4 : 4 where A s is the
absorbance for a given sample, A n is the
absorbance for the negative control, and A p is the absorbance for the positive control. Each sample was tested
in triplicate.
## Intracellular ROS Production
Intracellular ROS Production A549 cells were seeded
onto 24-well plates (5 × 10 4 cells/well) 24 h before
the experiment. The cells were incubated for 4 h with complexes 2 , 4 , 6 , and 8 at 10
nM and then photoactivated or kept in the dark for an additional hour.
In addition, the cells were treated for 5 h with the complexes at
the corresponding IC 50,dark without irradiation. The cells
exposed for 30 min to 0.5 μM FeCl 2 and 0.04% H 2 O 2 , as ROS inducers, were used as positive control.
After the treatments, the cells were washed with PBS and harvested
by trypsinization. Intracellular ROS were detected by incubation with
the chloromethyl 2′,7′-dichlorodihydrofluorescein diacetate
(CM-H 2 DCFDA; Invitrogen) probe at 2.5 μM for 30 min
at 37 °C. After washing with PBS, the median fluorescence of
1 × 10 4 cells was measured with a NovoCyte flow cytometer
(Agilent Technologies) equipped with the NovoExpress software. The
fold increase versus control untreated cells was determined for each
treatment in three independent experiments. The types of ROS
generated by the treatments were also investigated. Superoxide anion
(O 2 •– ) production was monitored
using the ROS-ID Superoxide Detection Kit (Enzo Life Sciences), which
contains a cell-permeable probe that selectively emits orange fluorescence
upon reacting with O 2 •– . Following
the treatments, cells were harvested and incubated with the probe
for 30 min at 37 °C. Fluorescence emission from 1 × 10 4 cells was measured by flow cytometry (Ex/Em: 550/620 nm)
and compared to that of control untreated cells. In addition, hydrogen
peroxide (H 2 O 2 ) generation was measured using
the Hydrogen Peroxide Assay Kit (Cell-based) (Abcam). Treated cells
were collected and exposed to the AbGreen Indicator, a cell-permeable
probe that exhibits green fluorescence upon interaction with H 2 O 2 . After 1 h of incubation at 37 °C, the
median fluorescence of 1 × 10 4 cells was determined
by flow cytometry (Ex/Em = 490/520 nm) and compared to that of control
cells. All experiments were conducted in triplicate. To assess
the impact of ROS on cell death caused by the complexes,
A549 cells were incubated with complexes 2 , 4 , 6 and 8 at their respective IC 50,light for 4 h, followed by irradiation with blue light (460 nm) for 1
h in the absence or presence of selective ROS scavengers: sodium azide
(Sigma-Aldrich) for 1 O 2 or tiron (4,5-dihydroxy-1,3-benzenedisulfonic
acid) for O 2 •– , both at a final
concentration of 5 mM. After 48 h of treatment, cell viability was
measured by MTT assays. The percentage of viable cells was established
in comparison to untreated cells exposed to the corresponding scavengers
or to medium alone. Each condition was tested by triplicate, in three
independent experiments.
## Cell Internalization Experiments
Cell Internalization Experiments To assess the cell
internalization mechanism, 8 × 10 6 A549 cells were
incubated with complex 6 at 10 μM for 1 h in the
dark under different conditions: (i) at 37 °C (positive control
cells), (ii) at 37 °C in the presence of CCCP (50 μM) (to
inhibit mitochondrial ATP production) or (iii) at 4 °C (to inhibit
cellular metabolism). The cells incubated with medium alone were included
as negative control. Then, the cells were washed twice with PBS, detached
with trypsin, and centrifuged to obtain the whole cell pellet. By
trypan blue staining, it was verified that in all samples, the cells
displayed more than 95% viability. The iridium amount in the samples
was then determined by inductively coupled plasma mass spectrometry
(ICP-MS) analysis. To this end, the cell pellets were dissolved in
400 μL of 69% v/v nitric acid (PanReac Applichem) and heated
in a water bath at 100 °C for 18 h. Samples were then allowed
to cool and diluted with Milli-Q water to a final volume of 10 mL.
To analyze the amount of iridium, cell pellets were dissolved in 400
μL of 69% v/v concentrated nitric acid and heated at 100 °C
for 18 h. The vials were allowed to cool, and then the digested samples
were diluted 10-fold with Milli-Q. Iridium content was measured on
an ICP-MS Agilent 7500c instrument at the Serveis Tècnics de
Recerca, Universitat de Girona. The solvent used for all ICP-MS experiments
was Milli-Q water with 2% superpure grade HNO 3 . The iridium
standard (high purity standards, 1000 μg/mL ± 2 μg/mL
in 5% hydrochloric acid in low TOC water (<50 ppb)) was diluted
with 2% HNO 3 to 400 ppb. Iridium standards were freshly
prepared in Milli-Q water with 2% HNO 3 before each experiment.
The concentrations used for the calibration curve were 0, 1, 2, 5,
10, and 20 ppb. The isotope detected was 193Ir and readings were done
in triplicate. Rhodium was added as an internal standard at a concentration
of 10 ppb to all samples. All of the experiments were performed by
duplicate.
## Subcellular Distribution
Subcellular Distribution The intracellular distribution
of complex 6 was explored by measuring the iridium content
in different cellular compartments: nucleus, membrane/particulate
(which includes cellular organelles and organelle’s membrane
proteins), cytosol, and cytoskeleton. To this end, 8 × 10 6 A549 cells were incubated with 6 at 10 μM
for 4 h in the dark at 37 °C. Then, the cells were washed twice
with PBS, detached with trypsin, and centrifuged to obtain the whole
cell pellet. The viability of the cells was assessed through Trypan
blue staining, which confirmed that over 95% of the cells were viable.
The different cell fractions were then isolated using the FractionPREP
Cell Fractionation kit (BioVision) and the total iridium content in
each fraction was measured by ICP-MS in two independent experiments,
as described above.
Evaluation of Mitochondrial Membrane Potential A549
cells were seeded onto 24-well plates. 24 h later, cells were incubated
for 4 h with complexes 2 , 4 , 6 , and 8 at 10 nM and then photoactivated or kept in
the dark for an additional hour. Next, the cells were washed with
PBS and harvested by trypsinization. Mitochondrial membrane potential
changes were immediately measured by the JC-1 (5,5′,6,6′-tetrachloro-1,1′,3,3′-tetraethylbenzimidazolocarbo-cyanine
iodide) Mitochondrial Membrane Potential Detection Kit (Biotium),
according to the manufacturer’s instructions. As positive control,
the cells were coincubated with CCCP (Sigma) at 5 μM for 30
min to disrupt the mitochondrial membrane potential. For each treatment,
the fluorescence of 1 × 10 4 cells was analyzed by
a Novocyte flow cytometer. JC-1 red aggregates were detected at a
wavelength of 590 nm (FL2) and JC-1 green monomers at 529 nm (FL1).
## Evaluation of Mitochondrial Membrane Potential
Evaluation of Mitochondrial Membrane Potential A549
cells were seeded onto 24-well plates. 24 h later, cells were incubated
for 4 h with complexes 2 , 4 , 6 , and 8 at 10 nM and then photoactivated or kept in
the dark for an additional hour. Next, the cells were washed with
PBS and harvested by trypsinization. Mitochondrial membrane potential
changes were immediately measured by the JC-1 (5,5′,6,6′-tetrachloro-1,1′,3,3′-tetraethylbenzimidazolocarbo-cyanine
iodide) Mitochondrial Membrane Potential Detection Kit (Biotium),
according to the manufacturer’s instructions. As positive control,
the cells were coincubated with CCCP (Sigma) at 5 μM for 30
min to disrupt the mitochondrial membrane potential. For each treatment,
the fluorescence of 1 × 10 4 cells was analyzed by
a Novocyte flow cytometer. JC-1 red aggregates were detected at a
wavelength of 590 nm (FL2) and JC-1 green monomers at 529 nm (FL1).
## NADH Oxidation
NADH Oxidation UV–Vis Spectroscopy Fresh stock solutions of
the complexes at 7.50 μM in H 2 O/MeOH mixture (97.5/2.5,
v/v) and NADH at 300 μM in H 2 O/MeOH mixture (97.5/2.5,
v/v) were prepared. In a quartz cell, 1 mL of complex solution, 1
mL of NADH solution, and 1 mL of solvent mixture were mixed to prepare
a final solution with 2.50 μM complex and 100 μM NADH
(complex/NADH rate = 1/40). The solutions were studied by recording
UV–vis absorption spectra in dark conditions and under blue
light irradiation (λ exc = 470 nm, “Medusa”
photoreactor) at ambient temperature and various time intervals for
8 h. In addition, a solution of NADH at 100 μM was studied under
blue light irradiation to confirm its photostability. The photocatalytic
rate of the photosensitizers was evaluated by monitoring its absorbance
decrease at 340 nm, which correspond to NADH oxidation. The
turnover numbers (TONs) of complexes were calculated by measuring
the absorption difference at 340 nm after 1 h of reaction. TON was
calculated from the difference in NADH concentration after 1 h divided
by the concentration of photocatalyst ( eq 5 ), where b is the optical path length (1 cm).
The concentration of NADH was obtained using the extinction coefficient
ε 340 = 5751 M –1 cm –1 . 40 , 148 5
## UV–Vis Spectroscopy
UV–Vis Spectroscopy Fresh stock solutions of
the complexes at 7.50 μM in H 2 O/MeOH mixture (97.5/2.5,
v/v) and NADH at 300 μM in H 2 O/MeOH mixture (97.5/2.5,
v/v) were prepared. In a quartz cell, 1 mL of complex solution, 1
mL of NADH solution, and 1 mL of solvent mixture were mixed to prepare
a final solution with 2.50 μM complex and 100 μM NADH
(complex/NADH rate = 1/40). The solutions were studied by recording
UV–vis absorption spectra in dark conditions and under blue
light irradiation (λ exc = 470 nm, “Medusa”
photoreactor) at ambient temperature and various time intervals for
8 h. In addition, a solution of NADH at 100 μM was studied under
blue light irradiation to confirm its photostability. The photocatalytic
rate of the photosensitizers was evaluated by monitoring its absorbance
decrease at 340 nm, which correspond to NADH oxidation. The
turnover numbers (TONs) of complexes were calculated by measuring
the absorption difference at 340 nm after 1 h of reaction. TON was
calculated from the difference in NADH concentration after 1 h divided
by the concentration of photocatalyst ( eq 5 ), where b is the optical path length (1 cm).
The concentration of NADH was obtained using the extinction coefficient
ε 340 = 5751 M –1 cm –1 . 40 , 148 5
## NADH Oxidation
NADH Oxidation NMR Spectroscopy Solutions of complexes 1 , 2 , 5 , and 6 (1.0 mM) and
NADH (3.5 mM) (complex/NADH rate = 1/3.5) in a DMSO- d 6 /D 2 O mixture (9:1, v/v) for complexes 1 and 2 and a DMSO- d 6 /D 2 O mixture (1/1, v/v) for complexes 5 and 6 were studied by 1 H NMR at ambient temperature
in dark conditions and under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor). 1 H NMR
spectra were recorded at ambient temperature at different time intervals
until 22 h. The photooxidation of NADH was deduced by the decrease
of the 8.48 ppm resonance of NADH and the increase of the 8.43 ppm
signal of NAD + in DMSO- d 6 /D 2 O (9:1, v/v) and the decrease of the 8.55 ppm resonance of
NADH and the increase of the 8.51 ppm signal of NAD + in
DMSO- d 6 /D 2 O (1/1, v/v).
## NMR Spectroscopy
NMR Spectroscopy Solutions of complexes 1 , 2 , 5 , and 6 (1.0 mM) and
NADH (3.5 mM) (complex/NADH rate = 1/3.5) in a DMSO- d 6 /D 2 O mixture (9:1, v/v) for complexes 1 and 2 and a DMSO- d 6 /D 2 O mixture (1/1, v/v) for complexes 5 and 6 were studied by 1 H NMR at ambient temperature
in dark conditions and under blue light irradiation (λ exc = 470 nm, “Medusa” photoreactor). 1 H NMR
spectra were recorded at ambient temperature at different time intervals
until 22 h. The photooxidation of NADH was deduced by the decrease
of the 8.48 ppm resonance of NADH and the increase of the 8.43 ppm
signal of NAD + in DMSO- d 6 /D 2 O (9:1, v/v) and the decrease of the 8.55 ppm resonance of
NADH and the increase of the 8.51 ppm signal of NAD + in
DMSO- d 6 /D 2 O (1/1, v/v).
## Confocal Microscopy Experiments
Confocal Microscopy Experiments For confocal microscopy
experiments, A549 cells were seeded onto glass-bottom 8-well chamber
slides (Ibidi) (5 × 10 4 cells per well) and allowed
to attach overnight. In each experiment, the cells were treated with
the complexes at the indicated conditions and washed with PBS before
staining. For mitochondria visualization, the cells were incubated
with the fluorescent dye MitoTracker Red CMXRos (Molecular Probes)
at 200 nM in serum-free culture medium for 30 min at 37 °C. Cell
nuclei were counterstained in blue with Hoechst 33342 (Invitrogen)
diluted 1:4000 in DMEM without phenol red. To analyze lysosomal damage,
the cells were incubated with AO at 5 μM at 37 °C for 15
min. Before observation, the cells were washed twice with PBS and
fresh growth medium without phenol red was added. Cell images were
immediately obtained by a Nikon A1R confocal microscope and images
were analyzed using the NIS-Elements AR (Nikon, Japan) and the Fiji/ImageJ
software.
## EtBr Displacement Assay
EtBr Displacement Assay To investigate the capacity
of the complexes to intercalate into DNA, the competitive ethidium
displacement assay was carried out as previously described 149 with minor modifications. Stock solutions of
20 μM calf thymus DNA (CT-DNA) and 25 μM Ethidium bromide
(EtBr) were prepared in saline TE (50 mM NaCl, 10 mM tris(hydroxymethyl)
aminomethane–HCl, 0.1 mM ethylenediaminetetracetic acid (EDTA),
pH 7.4). Serial dilutions of metal complexes were prepared at concentrations
ranging from 20 to 400 μM from a 1 mM stock solution containing
20% DMSO. The assay was carried out by mixing 25 μL of CT-DNA
and 25 μL of EtBr with 50 μL of each compound dilution,
on a black 96-well plate. The plate was incubated at room temperature
for 1 h and the fluorescence was measured on a Synergy 4 microplate
reader (Biotek, Winooski), with excitation wavelength set to 500 nm,
and emission wavelength set to 530–800 nm. The fluorescence
emission at 590 nm was used to measure the C 50 , corresponding
to the concentration of compound required to induce a 50% decrease
in the fluorescence of the EtBr. Experiments were performed in triplicate.
## Electrophoretic Mobility Assay
Electrophoretic Mobility Assay Experiments were carried
out by mixing 250 ng of pUC18 plasmid DNA (Thermo Scientific; stock
solution at 0.5 μg/μL, final concentration at 37.8 μM
in nucleotides) and compounds solutions at up to 25 μM, on a
final total volume of 20 μL in saline TE buffer. The maximum
final DMSO concentration in the treatments was 0.5% (in the 25 μM
solutions). Samples were incubated at room temperature for 1 h, either
in the dark or under photoactivation. A treatment with 1.75% H 2 O 2 and 20 μM FeCl 2 was used as
a positive control to generate ROS. To inhibit ROS generation during
the treatment, 0.4 M sodium azide (in saline TE buffer) as an oxygen
singlet scavenger was added to the reaction mixtures, and DMSO (15%)
was added to the positive control as a hydroxyl radical scavenger.
Reactions were quenched by adding 4 μL of loading buffer (0.25%
w/v bromo-phenol blue, 0.25% w/v xylenecyanole, and 30% v/v glycerol).
Samples were then subjected to electrophoresis on 0.8% agarose gel
in 0.5 × TBE buffer (0.045 M Tris, 0.045 M boric acid, and 1
mM EDTA) at 90 V for 1 h and 40 min. Finally, DNA was dyed with EtBr
(0.5 μg/mL in 0.5× TBE buffer) for 20 min and the DNA bands
were visualized on a capturing system (ProgRes CapturePro 2.7). Images
were cropped and inverted to better appreciate plasmid bands using
Adobe Photoshop. Densitometry analyses of the bands were carried out
using the imaging system Fluorochem SP (AlphaInnotech).
## Cell Death Mechanism
Cell Death Mechanism The cell death mechanism was analyzed
with the Vybrant Apoptosis Assay Kit (Molecular Probes). A549 cells
seeded in 12-well plates at a density of 1 × 10 5 cells
per well were treated with complex 6 at the corresponding
IC 50,light × 5 under photoactivation conditions. Cisplatin
at 50 μM was used as positive control. 4 and 20 h after the
irradiation, cells were collected by trypsinization and immediately
stained with Annexin V-FITC and propidium iodide according to the
manufacturer’s instructions. The median fluorescence of 10,000
cells of each sample was analyzed by flow cytometry. Annexin-FITC
staining was detected at a wavelength of 520 nm (FL1) and propidium
iodide was detected at 617 nm (FL2).
## Statistics
Statistics The statistical analysis was performed with
the GraphPad Prism software. Quantitative variables were expressed
as mean or median and standard deviation (SD). Statistical differences
were analyzed by the Mann–Whitney nonparametric test. A value of p < 0.05 was considered significant.