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Orange/red light emitting iridium(III) organometallic complexes containing 2,3‐di(pyridine‐2‐yl)quinoxaline as ancillary ligand and their anticancer properties

Basic Energy Sciences Roundtable on Liquid Solar Fuels Factual Document for the Basic Energy Sciences Roundtable on Liquid Solar Fuels August 20–21, 2019 DISCLAIMER This report was prepared as an account of a workshop sponsored by the U.S. Department of Energy. Neither the United States Government nor any agency thereof, nor any of their employees or officers, makes any warranty, express or implied, or assumes any legal liability or responsibility for the accuracy, completeness, or usefulness of any information, apparatus, product, or process disclosed, or represents that its use would not infringe privately owned rights. Reference herein to any specific commercial product, process, or service by trade name, trademark, manufacturer, or otherwise, does not necessarily constitute or imply its endorsement, recommendation, or favoring by the United States Government or any agency thereof. 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This report is available in pdf format at https://science.energy.gov/bes/community-resources/reports/ FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Technical Perspectives Factual Document FACTUAL DOCUMENT FOR THE BASIC ENERGY SCIENCES ROUNDTABLE ON LIQUID SOLAR FUELS, AUGUST 20–21, 2019 Contributors Joel Ager, Lawrence Berkely National Laboratory Todd Deutsch, National Renewable Energy Laboratory Daniel Esposito, Columbia University John Gregoire, California Institute of Technology Christopher Hahn, SLAC National Accelerator Laboratory Leif Hammarström, Uppsala University Thomas Jaramillo, Stanford University Laurie King, Stanford University Paul King, National Renewable Energy Laboratory Daniel Miller, Lawrence Berkely National Laboratory Elisa Miller-Link, National Renewable Energy Laboratory Gary Moore, Arizona State University Karen Mulfort, Argonne National Laboratory Nathan Neale, National Renewable Energy Laboratory Arthur Nozik, National Renewable Energy Laboratory /University of Colorado Boulder Frank Osterloh, University of California, Davis Geoff Ozin, University of Toronto John Peters, Washington State University Dmitry Polyanski, Brookhaven National Laboratory Lance Seefeldt, University of Utah Wilson Smith, National Renewable Energy Laboratory /University of Colorado Boulder Chengxiang Xiang, California Institute of Technology Jianping Yu, National Renewable Energy Laboratory TECHNICAL PERSPECTIVES FACTUAL DOCUMENT FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Table of Contents Table of Figures.............................................................................................................................................................. v Acronyms....................................................................................................................................................................... vi 1 Liquid Solar Fuels .................................................................................................................................................. 1 1.1 The Promise of Liquid Solar Fuels ................................................................................................................... 1 1.1.1 Definitions .......................................................................................................................................... 1 1.1.1.1. Indirect Liquid Solar Fuels ................................................................................................ 1 1.1.1.2. Direct Liquid Solar Fuels .................................................................................................. 1 1.1.2 Classification of Photovoltaic Electrolysis ........................................................................................ 2 1.2 Artificial Photosynthesis ................................................................................................................................... 2 1.2.1 History and Inspirations from Nature ............................................................................................... 2 1.2.2 Redox Biochemistry ........................................................................................................................... 4 1.3 Potential Liquid Fuels ....................................................................................................................................... 4 1.3.1 Technoeconomic Analysis of Solar Fuels Systems .......................................................................... 5 1.3.1.1. H2O to H2 ........................................................................................................................... 5 1.3.1.2. CO2 to CnH2n+yOz ................................................................................................................ 5 1.3.1.3. 2e−/2H+ Products (H2, CO, HCOOH) ................................................................................. 7 1.3.1.4. 4e−/4H+ (or More) Products (e.g., CH4, CH3COOH, CH3OH, C2H4, CH3CH2OH)............... 7 1.3.2 NH3 ..................................................................................................................................................... 7 2 Components of a Solar Fuels System .................................................................................................................... 8 2.1 Strategies for Light Harvesting ........................................................................................................................ 9 2.1.1 Bulk Semiconductor PEC................................................................................................................... 9 2.1.2 Particle Photocatalysis .................................................................................................................... 11 2.1.3 Semiconductor-Organic Hybrid Approaches ................................................................................... 14 2.1.4 Molecular Chromophores ................................................................................................................ 15 2.1.5 Biological Approaches ..................................................................................................................... 18 2.1.6 Computation, High-Throughput Synthesis, and Data Mining ........................................................ 19 2.1.7 Advanced Concepts (e.g., Multiple Exciton Generation, Singlet Fission)...................................... 21 2.2 Catalysis .......................................................................................................................................................... 23 2.2.1 Light-Driven Catalysis ...................................................................................................................... 23 2.2.1.1. Plasmonics ...................................................................................................................... 23 2.2.1.2. Light-Driven Thermal Chemistries .................................................................................. 24 2.2.2 H2O Reduction ................................................................................................................................. 25 2.2.2.1. Homogeneous ................................................................................................................. 25 2.2.2.2. Heterogeneous................................................................................................................ 26 2.2.2.3. Bio-Based Approaches ................................................................................................... 27 2.2.3 CO2 Reduction .................................................................................................................................. 29 2.2.3.1. Homogeneous ................................................................................................................. 29 2.2.3.2. Heterogeneous................................................................................................................ 31 2.2.3.3. Bio-Based Approaches ................................................................................................... 32 2.2.4 N2 Reduction .................................................................................................................................... 34 2.2.4.1. Homogeneous ................................................................................................................. 34 2.2.4.2. Heterogeneous................................................................................................................ 34 2.2.4.3. Bio-Based Approaches ................................................................................................... 35 2.2.5 H2O Oxidation ................................................................................................................................... 35 2.2.5.1. Homogeneous ................................................................................................................. 35 2.2.5.2. Heterogeneous................................................................................................................ 37 2.2.5.3. Bio-Based Approaches ................................................................................................... 38 2.3 Membranes ..................................................................................................................................................... 39 2.3.1 Cation Exchange, Anion Exchange, and Bipolar Membranes........................................................ 40 2.3.2 Selectivity and Transport ................................................................................................................. 40 3 System Integration and Durability ...................................................................................................................... 42 3.1 Benefits and Challenges of Integration ......................................................................................................... 42 3.1.1 Balance of Systems, Low-Grade Heat, and Solar Concentration .................................................. 43 3.1.2 Multiscale Modeling ........................................................................................................................ 43 3.2 Durability ......................................................................................................................................................... 44 iii FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS 3.2.1 3.2.2 3.2.3 Economics and Sustainability Implications of Durability ............................................................... 45 Half-Cell vs. Full-Cell Evaluations of Durability ............................................................................... 46 Mechanisms of Degradation ........................................................................................................... 46 3.2.3.1. Operando Spectroscopies .............................................................................................. 46 3.2.3.2. Science of Durability in Other Fields (Batteries, Photovoltaics) ................................... 46 3.2.3.3. Reliability Science of Real Systems ............................................................................... 47 References ................................................................................................................................................................... 48 iv FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Table of Figures Figure 1. Analogy between the Z-scheme of biological photosynthesis for reacting CO2 and H2O and the operation of a photochemical diode to split H2O into H2 and O2. ........................................................................ 3 Figure 2. Schematic of four reactor types. ........................................................................................................................... 6 Figure 3. Reported STH conversion efficiencies as a function of year and sorted by the number of tandem PV junctions used (2 or 3).................................................................................................................................... 10 Figure 4. Progress in the performance of metal oxide semiconductor photoanodes. .................................................... 11 Figure 5. Particle photocatalysts and reported quantum yield. ........................................................................................ 13 Figure 6. Schematics of molecular-modified semiconductors. ........................................................................................ 15 Figure 7. Periodic table of the elements with metal centers circled that are central to the molecular chromophores discussed here. ........................................................................................................................... 16 Figure 8. Representative examples of molecular immobilization strategies for integration of chromophores and catalysts. ....................................................................................................................................................... 17 Figure 9. Absorption spectra of common cyanobacterial light-harvesting pigments. ..................................................... 18 Figure 10. CO2R activity map for bimetallics. .................................................................................................................... 21 Figure 11. A series-connected tandem cell configuration for photolytic H2O splitting to produce H2 fuel. .................... 22 Figure 12. Mechanism of plasmon-mediated energy transfer to reactants. ................................................................... 24 Figure 13. Tafel plots of the partial current density. ......................................................................................................... 24 Figure 14. Comparison of mass activity and overpotential for H2-evolution catalysts. ................................................... 27 Figure 15. Possible mechanistic pathways of CO2R to C1 and C2 products on polycrystalline Cu, grouped into different-colored reaction schemes taken from the works in the top-right legend. ......................................... 32 Figure 16. Reaction schemes for N2 reduction to NH3...................................................................................................... 35 Figure 17. Specific mass activity of OER catalysts in (a) acidic and (b) alkaline electrolytes. ........................................ 37 Figure 18. The likely position of Mn oxidation states (Mn3+ is depicted in orange, Mn4+ in purple) as well as protonation and deprotonation reactions are indicated for each S state. ........................................................ 39 Figure 19. The dependence of ionic conductivity and CO2R product (e.g., methanol) permeability on membrane water uptake necessitates a tradeoff wherein CO2R product permeability generally increases with increasing ionic conductivity. ...................................................................................................... 41 Figure 20. Schematic illustrations of various types of solar fuel devices. ....................................................................... 42 Figure 21. IPEC device schematic and efficiency plot....................................................................................................... 43 Figure 22. Best-in-class demonstrations of electrochemical and PEC CO2R. .................................................................. 45 v FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Acronyms ACS acetyl CoA synthase AEM anion-exchange membrane ALS Advanced Light Source AM1.5G air mass 1.5 global ANL Argonne National Laboratory AQE apparent quantum efficiency a-Si amorphous silicon ATP adenosine triphosphate BES Basic Energy Sciences program BNL Brookhaven National Laboratory CCA chromophore–catalyst assembly CCUS carbon capture, utilization, and storage CEM cation-exchange membrane CO2R CO2 reduction CODH CO dehydrogenase COR CO reduction c-Si crystalline silicon Cx H y O z general hydrocarbon DOE US Department of Energy EERE Office of Energy Efficiency and Renewable Energy GDE gas-diffusion electrode HER hydrogen-evolution reaction HiTp high-throughput IEC International Electrotechnical Commission IPEC integrated PEC LBNL Lawrence Berkeley National Laboratory LDH layered double hydroxide MCR methyl-coenzyme M reductase MEA membrane-electrode assembly MEG multiple exciton generation MIS metal-insulator-semiconductor MLCT metal-to-ligand charge transfer N 2R dinitrogen reduction NADPH nicotinamide adenine dinucleotide phosphate NHE normal hydrogen electrode NREL National Renewable Energy Laboratory NSRCs Nanoscale Science Research Centers vi FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS OEC oxygen-evolving complex OER oxygen-evolution reaction PCE power conversion efficiency PCET proton-coupled electron transfer PEC photoelectrochemical PEM proton-exchange membrane PGM Pt-group metal PSII photosystem II PV photovoltaic RHE reversible hydrogen electrode ROI return on investment SC Office of Science SEM scanning electron microscopy SF singlet fission SiCx silicon carbides SLAC SLAC National Accelerator Laboratory SMR steam methane reforming STF solar-to-fuel STH solar-to-hydrogen TEA technoeconomic analysis TOF turnover frequency TON turnover number WOC water oxidation catalyst XFEL x-ray free-electron laser XPS x-ray photoelectron spectroscopy vii FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS 1 Liquid Solar Fuels 1.1 The Promise of Liquid Solar Fuels Solar fuels, produced by a process often termed “artificial photosynthesis,” continue to provide a remarkable opportunity to reimagine and reinvent the global energy economy—by converting water and CO2 into useful fuels and diverse products and materials by using solar energy with high efficiency, low cost, and low environmental impact. Carbon-based products continue to be the backbone of the world economy. Massive markets exist for transportation fuels, chemicals, advanced polymers, plastics, and materials for buildings and infrastructure. The carbon in the economy traces its source back to CO2 and sunlight via photosynthesis and plants. Even fossil fuels result from millions of years of subterranean conversion of photosynthesis-derived organic material and biomass. Innovations in artificial photosynthesis could provide entirely new avenues and create new economies that could be superior or complementary to photosynthetic or fossil-fuel-derived products in terms of energy efficiency, selectivity, and environmental impact. This document emphasizes fuels that are in liquid condensed form at or near atmospheric conditions. The importance of liquid fuels in the global economy cannot be overstated: they enable commerce across great length and time scales because they have high energy density and display generally safe and wellunderstood behavior. Furthermore, the vast fully amortized capital infrastructure devoted to liquid fuels in most industrialized countries suggests that liquid fuels could remain a substantial portion of the global energy infrastructure for years to come. Given these current realities, governments around the world, as well as major industrial energy companies, are investing heavily in ways to mitigate environmental impacts of liquid fuel generation and use.1-4 One such strategy—and the topic of this document—is liquid fuels that are derived from anthropogenic solar-energy capture and conversion. 1.1.1 Definitions Discussions distinguishing between indirect and direct solar fuels generation have sparked many attempts to provide a distinction in the literature;5-12 a “taxonomy for solar fuels generators” lays out no less than 12 different types of solar energy converters that could be classified as part of an indirect or direct solar fuels system.6 In this document, general approaches for converting sunlight into chemical energy in the form of liquid solar fuels are classified into two broad categories. Both approaches involve water splitting (i.e., using the energy from sunlight to extract electrons and protons from water), which produces O2 as the benign byproduct. The electrons and protons, called “reducing equivalents,” are the energetic carriers of absorbed solar energy that reduce CO2 (or potentially N2) into liquid products. Although indirect and direct solar fuel monikers can be extended to nonliquid fuels such as CO, this Roundtable will focus on liquid fuels. 1.1.1.1. Indirect Liquid Solar Fuels In the first approach, photon energy is used to extract electrons and protons from water (producing O2), and these electrons and protons are used to make H2 or are stored in a H2 carrier molecule. The H2 or H2 carrier can then be used indirectly in separate dark catalytic chemical processes to reduce CO2 to fuels and products. Notably, all living light-harvesting organisms store electrons and protons as reduced nicotinamide adenine dinucleotide phosphate (NADPH) and the energy-rich molecule adenosine triphosphate (ATP).13 As such, separating the light-driven production of reducing equivalents (H or electrons/protons) from CO2 conversion to products mimics the two-step process (the light and dark reactions) of photosynthetic conversion of CO2 to carbohydrates and of other energy-storage processes such as the reduction of dinitrogen (N2) to NH3. Integrated light-harvesting and water-splitting systems that produce only H2 and O2 are considered indirect liquid solar fuel approaches, as are photovoltaic (PV)-electrolysis approaches (Section 1.1.2). 1.1.1.2. Direct Liquid Solar Fuels The second approach involves the direct reduction of CO2 (or N2) during the photon-driven water-splitting process (and within a solar fuel device). In general, the term “artificial photosynthesis” describes such a system (e.g., a biological-type Z-scheme of semiconducting photomaterials for driving endoergic fuelproducing redox reactions with sunlight). Other terms used are photocatalysis and photoelectrosynthesis; the former is used for both endoergic and exoergic chemical reactions. Molecular chromophores instead of semiconductor chromophores have been studied,14 both as single photoconverters or in two-photosystem Zscheme architectures. Notable examples are double-dyad molecular-catalyst assemblies.15 Single molecules 1 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS that contain a light-absorbing chromophore region and an electrocatalytic region are combined in Z-scheme architectures. In direct liquid solar fuels generation, the photoexcited charges directly drive photocatalytic chemistry, which does not occur (or does not occur efficiently) in the absence of light. The key distinguishing feature of a direct solar fuels system is the absence of spatial and/or temporal separation of the light-harvesting and catalytic processes that produce liquid fuels; thus, the two processes are coupled synergistically. 1.1.2 Classification of Photovoltaic Electrolysis The last decade has seen an emergence of research focused on electrolysis used to produce H2 or reduced CO2 driven by solar PVs or other renewable-energy-derived electricitytermed PV electrolysis or “power-toX.” PV electrolysis concepts fall under the broader classification of indirect solar fuels approaches and are complementary to integrated approaches for conversion of solar energy to fuels and products (including both integrated approaches to produce H2 or liquid fuels). Clear scientific synergies exist between these two approaches. Nevertheless, the community continues to have significant debate about whether indirect PVelectrolysis concepts are in fact “solar fuels.” 1.2 Artificial Photosynthesis 1.2.1 History and Inspirations from Nature The oil crisis of October 1973–March 1974, caused by the embargo of petroleum to the United States and a few other allies, led to the quadrupling of the price of petroleum by the end of the embargo in 1974. This historic global event precipitated great interest in the United States as well as globally in the research and development (R&D) of new sources of energy and energy conservation, including renewable energy and solar energy conversion into PV electricity and fuels. Coincidently, a 1972 paper in Nature by Fujishima and Honda,16 which subsequently became very famous and highly cited, demonstrated the splitting of H2O into H2 and O2 via illumination of a photoelectrode consisting of single-crystal semiconducting rutile TiO2 in contact with an aqueous solution—in what was labeled a photoelectrochemical (PEC) cell. When the PEC cell is confined to H2O splitting, the process is called photoelectrolysis.17 The Fujishima–Honda paper ignited an intense international R&D effort to use PEC cells after the 1973–1974 oil crisis to generate H2 from sunlight and aqueous electrolyte. The first example of what is now known as solar fuel is H2 from solar-driven photoelectrolysis. However, the solar-to-hydrogen (STH) conversion efficiency—the ratio of the H2 free energy produced to the solar power absorbed by the cell—of the Fujishima–Honda approach is low because rutile TiO2 has a bandgap (Eg) of 3.0 eV and only absorbs about 7% of the solar irradiance (0.5–3.5 eV). This factor made the cost of H2 by Fujishima–Honda photoelectrolysis noncompetitive with H2 generation from conventional sources. By 1976, it was clear18 that one approach to more efficient solar water-splitting was to follow the example of nature and biological photosynthesis and to use PEC cells with two photoelectrodes—analogous to the Zscheme of Photosystems I and II in photosynthesis that efficiently span the redox difference between water oxidation and proton reduction potentials.18 For PEC cells, these two photoelectrodes are frequently n- and p-type semiconductors with smaller bandgaps, and they have proper band alignments to allow efficient transfer of separated electrons and holes. If the water-splitting reaction can be achieved without needing an external electrical bias, then the two photoelectrodes can be sandwiched together via an ohmic contact or tunnel junction. This monolithic structure is termed a “photochemical diode”19 and is analogous to biological photosynthesis (Figure 1).20 Depending on the current density, it may be necessary to eliminate inhibition of the reduction half-reaction that could arise from proton depletion caused by restricting proton flux between the two photosystems. Such a monolithic structure allows the system to be used as small colloidal particles dispersed in the aqueous solution.21-27 This structure can eliminate the proton flux problem, but then dominant back reactions and/or explosive H2/O2 product mixtures could be created because of the close proximity of the two redox reactions in small particulate systems. Thermodynamic calculations20, 28-30 based on detailed balance of the STH efficiency of water splitting using two photosystems in a Z-scheme showed a maximum conversion efficiency of 40% at 0 V overvoltage and 33% at 0.4 V overvoltage, the latter of which occurs with optimum bandgaps of 1.55 and 0.83 eV for the two photosystems.20 Similar results have been calculated for a tandem system coupled by redox shuttles rather than the more conventional solid-state junction.31 The STH efficiency drops much more rapidly as a function of overvoltage for singlephotoelectrode water-splitting systems.28 For example, the single-junction maximum theoretical STH efficiency at 0.4 V overvoltage is only 17%.28 Water absorption further reduces the theoretical efficiency and must be taken into consideration.32 2 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Figure 1. Analogy between the Z-scheme of biological photosynthesis for reacting CO2 and H2O and the operation of a photochemical diode to split H2O into H2 and O2. Used with permission of Royal Society of Chemistry, from Nozik, A. J., “Novel Approaches to Water Splitting by Solar Photons,” Cambridge, Copyright 2013; permission conveyed through Copyright Clearance Center, Inc. The international R&D effort to produce solar fuels was initiated in the mid-1970s by efforts to use a single TiO2 photoelectrode to split H2O, generating H2 and O2.33-43 However, the concept of solar fuels is much broader and involves generating many other liquid and gaseous solar fuels in addition to H2, such as alcohols and hydrocarbons (i.e., CxHxOz), and fuels from reduced N2.39, 40 The most desirable substrates for forming solar fuels are H2O, CO2, and N2. However, in every net endoergic redox reaction that generates fuel from these simple molecules, one of the half-cell reactions is always the oxidation of H2O to O2 (H2O → ½O2 + 2e− + 2H+). This reaction is a slow, four-step electron/proton transfer reaction and creates most of the overvoltage to drive the oxidation forward. Alternative oxidation reactions, such as H2O to H2O2 or the oxidation of hydrocarbons, have been proposed and prove relevant for niche markets. Thus, the oxidation of H2O to O2 is important in all solar fuels reactions and is often the rate-limiting step in forming the final products. Studies of water splitting to O2 and H2 are therefore very useful. Solar fuels that contain carbon must use the overall reaction of H2O + CO2 → CxHyOz + O2. This system is related to biofuels: the net effect is the recycling of CO2 from the atmosphere to a fuel and back to atmospheric CO2 when the fuel is consumed. Further assessment is required to determine whether a system, including capital and operational effects, is carbon-neutral. A viable solar photon conversion system to produce chemical fuels requires four critical features:20, 44 (1) For semiconductor light absorbers, near-optimal bandgap(s) depending on single or Z-scheme architectures; and for molecular systems, appropriate potentials for highest occupied molecular orbital–lowest unoccupied molecular orbital to maximize photovoltage and photocurrent values; (2) Alignment of conduction and valence band-edge potentials with respect to the two redox systems being driven in the electrolyte to allow efficient charge transfer and inter-chromophore charge recombination to produce charge balance in the system; (3) Rapid electrocatalytic turnover on the device surfaces in contact with the redox couples being driven limits the accumulation of redox equivalents at the devices surfaces that can lead to corrosion; (4) Good photostability and photochemical stability of the chromophores and catalysts to ensure costcompetitiveness versus non-renewable processes. In conventional PEC systems for solar fuels,33-43 a direct interfacial contact between the inorganic or organic chromophores comprises the semiconducting photoelectrodes and the liquid electrolyte containing the redox species to be oxidized and reduced to form the chemical fuels products. This junction generates a potential difference between the photoelectrode and the liquid electrolyte that drives charge separation of electron and holes, followed by redox chemistry at the electrode surfaces; this is the case for either single photoelectrodes or two photoelectrodes arranged in a Z-scheme. In inorganic semiconductor photoelectrodes, an electric field develops in the semiconductor with a spatial distribution across the interfacial region, called the space-charge layer. In organic photoelectrodes, the junction potential is abrupt. In both cases, the interfacial potential difference creates the internal photovoltage required to drive the redox electrochemistry. A major problem with this architecture is that features (2)–(4) described in the previous paragraph are very difficult to achieve simultaneously. Avoiding photoxidation of the 3 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS photoelectrode rather than oxidation of H2O is particularly difficult because the former is usually thermodynamically or kinetically favored compared with the latter.42 One approach to solve all the issues listed above is to use buried junctions.20, 44 In this system, the junction and associated photovoltage is not generated by an inorganic or organic semiconductor-electrolyte junction but rather by (1) p-n or p-i-n junctions between two solid inorganic semiconductor materials, (2) excitondissociating interfaces involving organic semiconductors, (3) interfaces between semiconductors and molecular chromophores, or (4) interfaces between different nanoscale materials. Furthermore, the photoactive regions of the junction are encapsulated by inert materials and are protected against photocorrosion. The surfaces driving the redox chemistry are electrochemically stable and catalytic for the desired redox chemistry; for the other surfaces, the encapsulating materials are simply chemically inert. The photoactive regions are thus isolated from the liquid electrolyte, hence the term “buried junctions.” The buried-junction strategy is not considered to be PVs plus separated dark electrolysis using large electrolyzers (termed “PV-electrolysis”) because the photoactive regions—generating the photovoltage required to drive the desired solar fuel–producing electrochemical reactions and the associated photocurrent—are integrated with the electrocatalysis into a single system matched in size and function that has several potential scientific and economic advantages. 1.2.2 Redox Biochemistry The ability to couple light energy (photons) to elevate the energetics and driving force of electron donors in electron transfer reactions has been optimized in biological systems (e.g., photosynthesis). This capability is central to using light energy to reduce compounds and produce fuel molecules that store energy in the form of H–H and C–H bonds. In the same manner that biological photosynthesis provides a blueprint for understanding how to couple light energy to electrochemical potential, the properties of biological catalysts (i.e., enzymes) provide a basis for understanding the key determinants for the activation and subsequent reduction of even the most recalcitrant reactants, such as CO245 or N2.46, 47 Enzymes that increase the rates of forward and reverse reactions relevant to producing fuels from these abundant reactants involve redox cofactors that often rely on abundant transition metal ions. Redox cofactors are typically amenable to study by using a wide range of physical approaches, including optical and magnetic resonance spectroscopy, x-ray spectroscopies, Mössbauer spectroscopy, and electrochemistry. The application of the x-ray free-electron laser enables the structural characterization of intermediates that can be captured and can operate on the femtosecond timescale.48 Using suites of these tools in tandem has provided key mechanistic insights for key enzymes. Modern capabilities in timeresolved and ultrafast approaches permit the capture and characterization of intermediates, allowing mechanistic analysis. These approaches have been especially important in defining key intermediates in N2 activation49 and reduction and in H2 activation and production.50 Computational studies are challenging in these complicated enzymes systems;51, 52 however, theory is fairly robust and adept at calibrating calculations with data from multiple physical measurements, thereby providing insights into intermediates that are unstable or metastable and therefore challenging to observe experimentally. Electrocatalytic approaches53 have matured such that they can be used to analyze catalytic mechanisms as a function of reduction potential, providing additional insights into the practicality of the potential application of biomaterials and biohybrid materials. Synthetic research based on biological system mimicry54, 55 has had mixed success. Cluster mimics typically have exhibited limited activity, but these mimics have provided insights for calibrating various physical experimental approaches and calculations. Synthetic models based on fundamental observations from the physical properties and not structural analogs have had more success and have resulted in effective catalysis, for example, for H2 activation.56 Together, advances have been achieved on such fundamental aspects of ligand and secondary coordination sphere effects on metal ion reactivity, the properties and function of redox relays, electronic and structural determinants of small molecule activation, control and gating of electron transfer, electron bifurcation,57, 58 buffer-mediated proton transfer,59 and directional catalytic bias. 1.3 Potential Liquid Fuels For several decades, solar water-splitting to H2 gas was considered a panacea for good reason: photosynthesis stores 1.23 eV of energy by water splitting as reduced NADPH, and then requires (thermodynamically) only an additional 0.01 eV to accomplish CO2 fixation in CxHxOz.9 But as detailed below, not only are the economics of solar H2 production challenging relative to conventional steam methane reforming (SMR), but the world energy economy runs largely on energy-dense liquid fuels. The US Department of Energy (DOE) and other organizations around the world are still investing heavily in a H2 4 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS economy. However, leveraging the existing fully amortized trillion-plus dollar liquid fuel distribution and supply network might lower the market entry barrier to liquid solar fuels. Producing liquid rather than gaseous products has many scientific challenges: the greatest of these is to accomplish the more than 2e− reactions required to generate liquid fuels that might be drop-in replacements within the current liquid-fuel infrastructure. Such replacements include the well-known ethanol (12e−), but also many others. The US Energy Policy Act of 1992 classifies methanol (6e−), butanol (24e−), higher hydrocarbons (>24e−), and the gas dimethyl ether (12e−) (which can be liquified at 75 psi and used in specially designed engines) as emerging alternative liquid fuels. Insufficient understanding of how to perform efficient and selective C–C bond-forming reactions limits the production of most of these targets, except dimethyl ether. 1.3.1 Technoeconomic Analysis of Solar Fuels Systems Technoeconomic analysis (TEA) evaluates the financial case for building a system and operating it throughout its lifetime. TEA can be used as a basis for making market-relevant comparisons. 1.3.1.1. H2O to H2 Since 1988, TEA has been applied to STH fuel devices to provide a current economic feasibility assessment, evaluate the impacts of potential R&D achievements, and provide targets for R&D to achieve market competitiveness.60, 61 In 2009, the first comprehensive analysis of solar water splitting was conducted and determined that the levelized cost of H2 for these systems between $1.60 and $10.40/kg H2, indicating that commercial-scale PEC water splitting could be cost competitive with fossil-based fuels, provided that sufficiently high efficiencies and durabilities could be achieved. The deliverables from the extensive TEA were a presentation at the DOE Hydrogen Program’s Annual Merit Review62 and a 128-page final report.63 A more streamlined version of this analysis was written and published in 2013.64 This analysis used the same assumptions and methodology and reported nearly identical results, which are summarized in Figure 2. In essence, particle-based systems (Types 1 and 2) feature the lowest capital costs and could make sense economically if reasonable STH efficiencies (10% for Type 1; 5% for Type 2) could be demonstrated. With particle-based systems, the high apparent quantum efficiencies (AQEs) that lead to such STH efficiencies have yet to be achieved (Section 2.1.2). This analysis64 indicated that, for capitalintensive semiconductor PV absorber-based systems (Types 3 and 4), almost no scenario exists under which cost competitiveness could be achieved without solar concentration (Type 4), and even then, only if high efficiency (>15% STH) and lifetime (≥10 years) could be provided under nearly all capital cost scenarios. In 2016, a TEA of PEC vs. PV-electrolysis was performed that used the discounted cash flow methodology.65 The authors concluded that STH efficiency and absorber costs have the largest influence on H2 cost and that the potential exists to realize $1.80/kg H2 (roughly equivalent to the cost of H2 from SMR of methane)— but only if the system achieved a 20 year lifetime at 25% STH efficiency, using a $110/m2 absorber that was replaced every 7 years. A sixfold higher—approximately $11/kg H2—cost was found using a more realistic 10% efficient system and a 7 year component lifetime. Thus, PEC STH technologies were found to be an order of magnitude more expensive than electricity prices, with no clear advantage to either battery or hydrogen storage.69 The authors proposed that significant advances in PEC STH performance and system costs as well as radically new plant designs were needed for scalable grid-scale solar energy storage. 1.3.1.2. CO2 to CnH2n+yOz This 2016 analysis69 also noted that even greater technological breakthroughs in catalytic efficiency and selectivity, CO2 mass-transport rates, and feedstock costs would be required to enable low-cost liquid solar fuels via solar capture and conversion via CO2 reduction (CO2R). Around this time, the levelized cost of electricity from renewable energy technologies continued to decline—to the point of being competitive with that of conventional electricity generation66—leading to increased penetration of these technologies onto the electricity grid. Therefore, many research programs changed focus from direct solar capture and conversion to electrocatalytic CO2R. The CO2R process was summarized and discussed within the 2017 DOE Office of Science (SC) Basic Energy Sciences (BES) Workshop report, “Basic Research Needs for Catalysis Science to Transform Energy Technologies,”67 and also fits into the broader context of a carbon capture, utilization, and storage (CCUS) initiative as detailed in the DOE Office of Energy Efficiency and Renewable Energy (EERE) Office of Fossil Energy Workshop report, “Accelerating Breakthrough Innovation in Carbon Capture, Utilization, and Storage.”3 Initial life-cycle analysis has shown that using renewable electricity to drive electrocatalytic CO2R can lead to lower overall carbon emissions for the electrosynthesis of industrially relevant products such as 5 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS alcohols, other oxygenates, olefins, and syngas.68 In addition, a number of recent techno-economic assessments suggest that electrocatalytic CO2R could become economically compelling with continued decreases in the levelized cost of electricity and if electrical-to-chemical conversion efficiencies become commensurate to those of existing commercial H2O electrolyzer technologies.9, 10, 43, 68-72 Figure 2. Schematic of four reactor types. (a) Type 1 reactor cross section showing the particle slurry contained within baggies separated by an access driveway. (b) Type 2 reactor cross-section showing the particle slurries contained within baggie assemblies consisting of an alternating arrangement of a full-size and half-size baggie, each for O2 and H2 evolution. (c) Type 3 reactor design showing the encased composite panel oriented toward the sun with buoyant separation of gases. (d) Type 4 reactor design with an offset parabolic cylinder receiver concentrating light on a linear PEC cell. Drawing not to scale. Republished with permission of Royal Society of Chemistry, from Pinaud, B. A., et al., “Technical and Economic Feasibility of Centralized Facilities for Solar Hydrogen Production via Photocatalysis and Photoelectrochemistry,” Energ. Environ. Sci. 6, 1983–2002 (2013), Copyright 2013; permission conveyed through Copyright Clearance Center, Inc. Only a few of these analyses have considered direct solar fuels.9, 68, 72 Given that these lowest-cost technologies are dominated by wind and solar that are variable by nature, as detailed by the famous “duck curve” showing that peak generation occurs at midday and peak grid load occurs in the evening,73, 74 it remains to be seen whether the 90% capacity factors typically used in many of the above economic calculations for dark electrolysis will hold. Decentralization that is possible with distributed direct solar fuels generation could bring in other value propositions (e.g., grid resiliency and security). A possible strategy to mitigate the high capital costs of renewable fuels is to manufacture fully integrated solar energy capture and conversion devices that incorporate light harvesting, charge separation, and catalysis.43 6 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS 1.3.1.3. 2e−/2H+ Products (H2, CO, HCOOH) For either dark or PEC CO2R, the ability to selectively form a desired product and to minimize or eliminate unwanted side products are of paramount importance. This is especially critical for valorization of CO2R products because separations at a later stage involve significant input of energy and capital. For instance, Greenblatt et al. have shown that the common sustainability metric energy return on energy investment can only remain above one (the break-even point) when separations account for no greater than half of the CO2R product energy.72 Therefore, understanding how certain products are formed, or inhibited, is essential to producing desired high-value chemical products from CO2R. When most metals are used as a catalyst for electrochemical CO2R, the dominant product is typically H2 because it is thermodynamically easier to produce (0 V vs. the reversible hydrogen electrode [RHE]) but also because it is often kinetically facile, requiring only two protons and two electrons and typically in an aqueous solution where the high concentration of protons in aqueous solutions can provide a fertile source for H2 to evolve. Traditionally, metals not active for CO2R (those which favor a hydrogen evolution reaction, [HER]), have been found to be Ni, Fe, Pt, and Ti.75 However, recent work from Hu et al. showed that Fe atoms can be isolated in an environment that keeps Fe at a fixed oxidation state, which is highly active for CO2R to CO.76 This new finding raises questions about prior assumptions about active metals for CO2R reactions, but also suggests new motifs to alter selectivity of catalysts while also highlighting the key role of catalyst support and lateral adsorbate interactions. When not considering H2, the most abundant product formed from CO2 is CO, which also is thermodynamically favorable (−0.1 V vs. RHE) and often kinetically accessible (also two protons and two electrons). Notably, the literature currently disagrees as to whether syngas (a mixture of CO and H2) and its transformation to diesel fuel via Fischer–Tropsch chemistry or to long-chain molecules via biocatalytic fermentation is a viable near-term pathway.43, 69, 70, 77 For the formation of CO, the highest selectivities were shown by Au, Ag, Zn, Pd, and Ga, with Au showing the lowest onset potential and highest selectivity for CO2R reactions in aqueous H-cells.77 Recently, Ag has shown higher activity/selectivity to form CO when placed in a gas-diffusion electrode (GDE) and a highly alkaline environment, but the mechanism for this improved selectivity compared with an aqueous H-cell is not yet understood.78 Formic acid (HCOOH) also forms as a two-electron/two-proton product from CO2R and is universally considered a high-value near-term CO2R target, albeit with a much smaller market than CO.77 Formic acid is also an attractive product because it is a liquid, and therefore is readily usable for energy storage or further conversion/use, either as a H2 carrier or directly. The primary catalysts for HCOOH production are Pb, Hg, Tl, In, Sn, Cd, and Bi, with Sn being the most selective/stable catalyst that has the lowest onset potential for catalysis.77 1.3.1.4. 4e−/4H+ (or More) Products (e.g., CH4, CH3COOH, CH3OH, C2H4, CH3CH2OH) Biological organisms feature catalytic engines that are known to fix CO2 to Cn products via multi-electron processes. A wealth of information is known and has informed research to enhance the rate of the CalvinBenson cycle or to bypass it using anaerobic organisms engineered to produce Cn products.79 Anthropogenically, Cu stands out as being uniquely able to produce several hydrocarbons, aldehydes, and alcohols. Therefore, Cu is the only pure metal that reduces CO2 to products requiring more than 2e−/2H+ transfers with substantial faradaic efficiencies. Alloying or engineering step-wise or sequential catalysis84 can generate products with more than 2e−/2H+, although all the reaction steps may not occur sequentially on the surface of a single catalyst/material and may benefit from homogeneous equilibration. Selectively forming products with more than 4e−/4H+ has been difficult for researchers to achieve experimentally, and even more difficult for theoreticians to predict. Each electron/proton needed to reduce CO2 to a Cn product can add complexity in its origin, and to date, artificial schemes require an enormous driving force (i.e., high overpotential) to form products with greater than 20% faradaic efficiency. By contrast, the enzyme nitrogenase can reduce CO2 all the way to methane and higher hydrocarbons without enormous overpotentials. Therefore, collectively, the higher reduced products have not been easily produced by the community, and the reaction pathways needed to produce them remain under investigation.77 1.3.2 NH3 Ammonia is a necessary molecule for fertilizers and is critical for agriculture, where it is used directly or as a precursor for other nitrogen-based fertilizers. The production of NH3 may increase as the world’s population rises to sustain necessary agricultural growth. In addition to fertilizers, NH3 demand is increasing as it is being used/considered for other applications, such as fuels and energy storage. Because NH3 is already a commodity chemical similar to hydrocarbon fossil fuels, the infrastructure and regulatory standards are in 7 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS place to safely and efficiently handle NH3, including a large NH3 pipeline network stretching from the US Gulf Coast to the Upper Midwest. Therefore, significant efforts have begun to be dedicated toward integrating solar energy into NH3 synthesis, aiming to reconcile the conundrum between the gigantic need for fossil fuels and the huge release of CO2 caused by the traditional high-temperature high-pressure energy-intensive Haber–Bosch NH3 process.80, 81 The Haber–Bosch process has been optimized over the last 100 years or so to achieve 90% N2-to-NH3 conversion efficiency. However, the single-pass catalysis process is only about 10%–15% efficient; therefore, many rounds of product separation are needed to enable recycling of unreacted reactants and achieve the eventual approximately 90% efficiency. Therefore, this industrial technology comes with a large energy expense and CO2 emissions, and as such, efforts are under way to generate the H2 feedstock via renewable energy sources such as PV, wind, and biomass electrolysis, in addition to modifying or replacing the N2-to-NH3 Haber–Bosch catalysis technology. The United States has begun to invest in R&D for improving the production of NH3 and other nitrogen-based fuels, such as aqueous hydroxylammonium nitrate, ammonium dinitramide, hydrazine hydrate, and aqueous NH4NO3 with ammonium hydroxide or urea.82 Within the DOE specifically, the Advanced Research Projects Agency–Energy Renewable Energy to Fuels Through Utilization of Energy-Dense Liquids program outlined the rationale for NH3 as a potential liquid fuel and has awarded 10 projects in this area between 2017 and 2020.83 A 2016 DOE/SC/BES Roundtable Report, “Sustainable Ammonia Synthesis,” focused on state-ofthe-art research for heterogeneous, homogeneous, and enzyme catalysis for NH3 along with challenges.84 The need to generate NH3 via a low-temperature and low-pressure manufacturing process was also highlighted in the DOE/SC/BES Basic Research Needs for Catalysis Science to Transform Energy Technologies Workshop report.67 As low-temperature and -pressure NH3 research continues several recent papers have discussed the importance of accurate NH3 detection from N2 reduction rather than spurious sources.85-88 The fact that only in 2019 have these challenges been addressed fully and openly in the literature suggests that the field of N2 reduction to NH3 still is nascent relative to the fields of H2O splitting and CO2R. 2 Components of a Solar Fuels System The complex natural photosynthetic process has inspired and influenced decades of progress on the theoretical and experimental frameworks for artificial photosynthesis. These frameworks encompass both molecular photochemistry and semiconductor photoelectrochemistry that have formed a basis for solar fuels research. Electron transfer theories have been important to understand and predict photoinduced charge separation and recombination reactions.89 Important experimental verifications of the Marcus Inverted region and the distance dependence of electron transfer90 have suggested design strategies for efficient charge separation, which have been realized in multi-component donor-sensitizer-acceptor systems.91, 92 Theories have been extended to include proton-coupled electron transfer (PCET),93 which is central to H2O oxidation and solar fuels formation. Experimental studies of the detailed PCET mechanisms have underscored their importance in the redox reactions not only of organic model systems,94 but of metal hydrides95 and C–H bond activation.96 This development has inspired design of molecular solar fuels catalysts with acid/base groups in the second coordination sphere:97 the most prominent examples are the NiP2N2 proton-reduction catalysts.56 The transfer of multiple electrons and protons in heterogeneous electrocatalysis of H2O and CO2 electrolysis has been analyzed theoretically,98 and controlling for selectivity in heterogeneous systems (particularly CO2R) remains a significant challenge. Advanced experimental methods have developed that have greatly expanded the possibilities to probe solar fuels reactions in great detail. Ultrafast spectroscopy and diffraction experiments from the x-ray to the terahertz region have yielded information on excited state dynamics, charge separation at materials interfaces, and changes in catalyst oxidation states and coordination geometries.99 Imaging techniques such as 2D optical and IR spectroscopy have unraveled quantum coherencies that dictate efficient energy and charge transfer in photosynthetic proteins and synthetic materials.100 Operando methods have been developed that allow direct spectroscopic monitoring of catalyst reactions under “real” conditions.101 The information from these advanced experimental methods is invaluable for rational design of components and systems for liquid solar fuels generation. Many of these methods are developed and implemented on largescale DOE/SC/BES user facilities. These facilities include x-ray light sources: the Linac Coherent Light Source free-electron laser at the SLAC National Accelerator Laboratory (SLAC), the National Synchrotron Light Source II (NSLS-II) at Brookhaven National Laboratory (BNL), the Stanford Synchrotron Radiation Light Source at SLAC, the Advanced Light Source (ALS) at Lawrence Berkely National Laboratory, and the 8 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Advanced Photon Source at Argonne National Laboratory (Argonne). These facilities also include Nanoscale Science Research Centers (NSRCs): the Center for Nanoscale Materials at Argonne, the Center for Functional Nanomaterials at BNL, the Molecular Foundry at LBNL, the Center for Integrated Nanotechnologies at Sandia/Los Alamos National Laboratories, and the Center for Integrated Nanotechnologies at ORNL. 2.1 Strategies for Light Harvesting 2.1.1 Bulk Semiconductor PEC In many direct solar fuels systems, bulk semiconductors are the engines that absorb light and generate the photovoltage that drives fuel-forming electrochemical reactions of interest. When considering an ideal photoabsorber material for a photoelectrode within a PEC, the following six primary properties are required if the photoabsorber is in direct contact with the electrolyte: (1) significant absorption of visible light, (2) long carrier lifetimes, (3) long-term stability when in contact with the electrolyte, (4) proper band alignment with respect to the standard reduction potentials of interest, (5) high catalytic activity for the reactions of interest, and (6) the ability to generate sufficient photovoltage, supplemented by one or two other photoactive elements, to drive the overall electrochemical reaction. Although requirements (3)–(5) may be satisfied by burying the semiconductor between protective layers, requirements (1), (2), and (6) depend strongly on the semiconductor’s bulk properties. Generally, multiple photoabsorbers are needed to generate the photovoltage required to split water or to drive CO2R electrolysis at high (>10%) solar-to-fuel efficiencies.102 Most PEC designs consider a tandem configuration based on two different photoabsorbent materials that have optimal bandgaps from about 0.8–1.2 to 1.7–1.9 eV after accounting for water absorption and catalytic overpotential.32 However, these values change with device design, including the absence of a water film, solar concentration, and multiple exciton generation. Having established the properties of an ideal photoabsorber, the remainder of this section summarizes the major research advances and activities related to developing bulk semiconducting materials for photoelectrodes during the past 10 years. The section is organized according to commonly studied semiconductor material classes, starting with materials that have proven effective for high solar conversion efficiency in PV cells and progressing toward emerging classes of materials with lower demonstrated efficiencies. First assembled in 2015, a chart lists unassisted water-splitting efficiencies for PEC devices based on III-V, silicon, and oxide photoelectrodes;103 an updated version built on the original chart was recently published (Figure 3).12 This chart, by S. Haussener at École polytechnique fédérale de Lausanne, is also posted online.104 III-V Semiconductor Photoelectrodes: Consistent with the PV field, the class of bulk semiconductors that has enabled the highest PEC conversion efficiencies demonstrated to date comprises III-V semiconductors. For many years, the highest demonstrated STH efficiency of any PEC device was 12.3% (recently revised downward to 9.3% using more accurate STH measurement protocols105). This record, set in 1998, was achieved using a tandem photoelectrode consisting of a p-GaInP2 photocathode monolithically integrated with a GaAs PV cell.106 Continuing to leverage efforts to improve multijunction monolithic III-V semiconductors in the PV field, PEC devices based on AlxIn1-xP/GaInAs and GaInP/GaInAs tandem photoelectrodes107, 108 increased the record PEC STH efficiencies for unassisted water electrolysis to 14% and 17%, respectively, under air mass 1.5 global (AM1.5G) conditions. More recently, this efficiency increased to 19% using a complex heterostructured interfacial protecting scheme: Rh/TiO2/AlInPOx/AlInP/GaInP/GaInAs/GaAs/RuOx.109 Extending earlier work by Heller et al.,110 impressive half-cell performance has also been achieved for nanostructured InP photocathodes this past decade.111 The ability to achieve even higher solar fuels conversion efficiencies with III-V-based photoabsorbers is highlighted by a recent PV-electrolysis demonstration based on an InGaP/GaAs/GaInNAsSb triple-junction PV cell that achieved a STH efficiency of about 30%.112 Despite their high efficiency, III-V semiconductors for photoelectrodes face challenges associated with slow and expensive synthesis methods, such as molecularbeam epitaxy, and intrinsic instability in aqueous solutions that requires careful passivation by protective coatings such as TiO2.113 Silicon-Based Photoelectrodes: Silicon-based photoelectrodes include crystalline silicon (c-Si), amorphous silicon (a-Si), and silicon carbides (SiCx). The PV marketplace has been dominated by c-Si, so it is a highly attractive candidate as a relatively low-cost and efficient photoabsorber for PEC applications. The manufacturing and processing of both c-Si and (to lesser extent) a-Si as bulk semiconducting materials were optimized by the PV and microelectronics industries decades ago, so most of the recent research during the past decade on Si-based photoelectrodes has focused on (1) interfacial engineering and corrosion protection, (2) micro- or nano-structuring Si for enhanced light absorption and higher materials utilization, 9 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS and (3) device-level engineering involving integration of one or more c-Si cells into PECs capable of unassisted solar fuels generation with minimized ion conduction pathlengths. Many studies involving c-Sibased photoelectrodes have involved buried p-n homojunctions, but much progress has also been made in developing metal-insulator-semiconductor (MIS) c-Si photoelectrodes114-117 that built off of earlier work on cSi MIS PV cells.118 For example, nano-Si MIS photoanodes have achieved photovoltages up to 630 mV.119 Buried Si heterojunction photoelectrodes have also attracted interest for PEC applications because of their high photovoltages.44 Compared with c-Si, fewer studies have been carried out on a-Si photoelectrodes, although triple-junction Si cells containing a-Si layersthe so-called artificial leafcontinue to attract considerable interest as a potential low-cost monolithic light-absorbing stack within PEC devices.120, 121 Silicon carbides such as amorphous SiC122 (a-SiC:H) and crystalline 3C-SiC (Eg = 2.36 eV)123 are far less developed as photoelectrode materials, although the former has been demonstrated as a TiO2-encapsulated p-i-n photocathode with photocurrent onset potential of about 0.8 V vs. RHE and limiting photocurrent of about 10 mA cm−2.122 Figure 3. Reported STH conversion efficiencies as a function of year and sorted by the number of tandem PV junctions used (2 or 3). The degree of integration of PV and catalyst elements is also distinguished. The fill color represents the semiconductor materials used in the PV portion of the device. Highlighted numbers in parentheses indicate the solar concentration in suns. Reprinted by permission from Springer Nature, Tembhurne, S., et al., “A Thermally Synergistic Photo-Electrochemical Hydrogen Generator Operating under Concentrated Solar Irradiation,” Nat. Energy 4, 399–407 (2019), Copyright 2019. Metal Chalcogenide-Based Photoelectrodes: Some of the first work on photochemical systems was conducted on binary metal chalcogenide semiconductors. The rapid photocorrosion of these 10 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS semiconductors in aqueous acidic electrolyte was quickly identified, with the polysulfide electrolyte developed as an efficient hole scavenger.124 More recently, the past several years have seen somewhat of a renaissance of interest in the chalcopyrite-type semiconductors based on CuInxGa(1−x)S(Se)2 and kesteritetype semiconductors based on Cu2ZnSnS(Se)4 because of their tunable bandgaps in the ideal range for solar fuels generation (1.0–2.4 eV)125 as well as purported stability for H2 generation in a PEC configuration. For example, durable H2 evolution over 20 days using a (Ag,Cu)GaSe2 photocathode modified by deposition of Pt, CdS, and CuGa3Se5 layers showed a cathodic photocurrent of about 8 mA cm−2 at 0 VRHE in pH 10 phosphate electrolyte.126 Transition metal dichalcogenides of the form MX2 (X = S, Se, Te) have also seen a flurry of research both in bulk and nanostructured form. Leading examples of these light-absorbing semiconductors have demonstrated very high (~15 mA cm−2) photocurrent densities at 0.4 VRHE in acidic electrolyte;127 the activity has been quantified in situ by using scanning photocurrent microscopy and has been found to be highly dependent on the surface chemistry (local electronic structure of individual terraces).128 Related single-nanoflake photoelectrochemistry on large (~25 μm) MoSe2 has demonstrated significant HER activity heterogeneity within a single flake, resulting from variation in surface defect sites.129 Metal Oxide Photoelectrodes: Metal oxide photoelectrodes have been investigated extensively since the Fujishimi–Honda 1972 report of unassisted water splitting; the most extensive research efforts have focused on TiO2 (Eg ≈ 3.2 eV), WO3 (Eg ≈ 2.7 eV), and Fe2O3 (Eg ≈ 2.2 eV). However, the bandgaps of TiO2 and WO3 are too large to achieve high STH efficiencies, and the low intrinsic carrier lifetimes of Fe2O3 have resulted in only modest improvements in photocurrents during the past 10 years, despite its more attractive bandgap. A fourth oxide photoanode that has attracted substantial research interest during the past 10 years is bismuth vanadate (BiVO4), which exhibits favorable photocurrent onset potentials and a bandgap (Eg ≈ 2.4 eV) that gives a maximum Figure 4. Progress in the performance of metal oxide photocurrent density of 7.4 mA cm−2 under AM1.5G semiconductor photoanodes.(a) Theoretical absorption illumination. As a result of these research efforts, photocurrent density (Jabs) and STH efficiency of TiO2, the best-reported photo-limiting current density of a WO3, Fe2O3, and BiVO4 under 1 sun irradiation. (b) BiVO4 photoanode at +1.23 V vs. RHE has improved Reported photocurrent density of metal oxide −2 −2 from less than 2 mA cm in 2009 to 6 mA cm in photoanodes under simulated 1-sun from PEC water 2018 (Figure 4).130 Furthermore, coupling BiVO4 oxidation. Image reprinted from Kim, J. H. and Lee, J. S., with WO3 via bilayer configurations increased the Adv. Mater. under Creative Commons Attribution License −2 131 photocurrent to 6.7 mA cm , and a BiVO4/Fe2O3 (CC-BY). Copyright 2019. dual photoanode has been coupled with a c-Si bottom cell to achieve unassisted PEC water splitting at an STH conversion efficiency of 7.7%.132 Although oxide photoelectrodes are usually n-type semiconductors, some oxides are p-type semiconductors that can be used as photocathodes (e.g., Rh-doped SrTiO3). A prominent example is copper oxide (Cu2O, Eg ≈ 2.0 eV), with a recent study showing that nanowires are far better than thin-film form and can achieve water-splitting photocurrent onset potentials of +0.48 V vs. RHE and photocurrents of 10 mA cm−2 at −0.3 V vs. RHE.133 Setting aside concerns for stability, copper oxide photocathodes are also intriguing because of their catalytic activity toward CO2R.134, 135 28,29 As seen in Figure 4, the experimentally demonstrated photo-limiting current densities of commonly studied TiO2, WO3, and BiVO4 are all within 10% of the theoretical limit. This observation gives hope that other lowcost metal oxide materials, with lower bandgaps than BiVO4, may also be stable in the aqueous environment and approach their theoretical limit. Most binary oxides have been tested for photoactivity, but the ternary and quaternary compositional spaces offer many yet-to-be-explored oxide materials. This has inspired efforts to pursue high-throughput (HiTp) screening of metal oxide light absorbers, with some success,30 as detailed in Section 2.1.6. 2.1.2 Particle Photocatalysis The International Union of Pure and Applied Chemistry defines photocatalysts as “catalyst(s) able to produce, upon absorption of light, chemical transformations of the reaction partners. The excited state of the photocatalyst repeatedly interacts with the reaction partners forming reaction intermediates and 11 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS regenerates itself after each cycle of such interactions.”136 In accordance with this definition, most lightabsorbing materials (organic and inorganic) support photocatalytic functions. However, as a more detailed analysis shows,137 the vast majority of known photocatalysts use photons not to store chemical energy, but merely to accelerate chemical reactions that are thermodynamically favorable (exergonic) or thermoneutral. These reactions include degradation reactions of chemical dyes and pharmaceuticals,138-142 H2 or O2 evolution from aqueous solutions of strong chemical reductants or oxidizers,143-148 and small-molecule activation reactions (N2 and CO2). Some of these photocatalytic processes are speculated to play a role in the surface geochemistry of the Earth.149 By contrast, the number of photocatalysts that can drive thermodynamically uphill (endergonic) reactions that store photochemical energy in the form of chemical bonds is very small. Such systems, which include photosynthetic bacteria and phytoplankton,150 are more difficult to synthesize because they need the additional functionality to suppress thermodynamically favorable reverse reactions (i.e., the photochemical oxidation of reduced carbon or hygrogen).137 Therefore, solar fuel photocatalysts have been studied mainly for the overall water-splitting reaction (H2O  H2 + ½O2). First-generation overall water-splitting photocatalysts use the single-absorber configuration shown in Figure 5a.151 Here, a single excited semiconductor or metal oxide particle provides the two electron–hole pairs needed to electrolyze one molecule of water into one molecule of H2 and one half-molecule of O2. Initial examples of this photocatalyst type were designed in Michael Grätzel’s laboratory in the late 1970s and consisted of dye-sensitized TiO2 equipped with RuO2 nanoparticles as water-oxidation cocatalysts.152, 153 These systems reproduced the main elements of suspended PEC cells;19, 154 however, overall water splitting with them was not achieved (detected O2 was later attributed to air contamination).155, 156 Second-generation overall water-splitting photocatalysts employed the so-called tandem (or Z-scheme) configuration similar to natural photosynthesis.157-163 In these systems, two absorbers are connected in series either via direct electrical contact or by using a soluble redox shuttle in the liquid phase (Figure 5a). One light absorber (the O2evolving particle) drives the water-oxidation reaction, and the other absorber (the H2-evolving particle) drives the water-reduction reaction. As a result, four photons are required to split one molecule of water into H2 and ½O2. The first functional tandem was published by Arakawa’s group and consisted of a RuO2-modified WO3 particle for water oxidation coupled to Fe2+ ions that formed H2 under ultraviolet excitation.164 Figure 5b summarizes the best visible-light active overall water-splitting photocatalysts known today and their respective AQEs.165 The best visible-light active single-absorber photocatalyst is the GaN:ZnO solid solution, which, after modification with a proton-selective Rh2−yCryO3 cocatalyst, supports an AQE of up to 5.9% (420– 440 nm).166-168 High AQEs have also been reported for a C3N4/C-dot composite (16%, 420 nm),169 In1−xNixTaO4 (x = 0–0.2),170, 171 CoO,172 and Cu2O,173 but these performances have not yet been reproduced.174, 175 In 2015, Jo et al. reported that after modification with a RuO2 cocatalyst, In/Mo co-doped BiVO4 (Bi1−xInxV1−xMoxO4, x=0.1) catalyzes overall water-splitting with an AQE of 3.2%; this unusual reactivity was attributed to the material’s raised conduction-band level.176 More recently, Li et al. reported a 10.3% efficient overall water-splitting system based on a photocatalytic Z-scheme comprised of a RhyCr2−yO3–ZrO2/TaON (Eg = 2.4 eV) H2-evolving photocatalyst coupled to a Au/CoOx-BiVO4 O2-evolving photocatalyst via an Fe(CN)63−/4− redox mediator.177 Among tandem catalysts, the MgTa2O6−xNy/TaON + WO3/Pt tandem achieves an AQE of 6.8% at 420 nm in combination with an iodate/iodide redox shuttle.163 The related ZrO2–TaON/Pt + WO3/Pt reaches 6.3% AQE (420.5 nm),167 and the SrTiO3:Rh/BiVO4/Ru tandem with a soluble Fe2+/3+ redox couple achieves AQEs of 3.9%–4.2% (420 nm) and 0.1% STH efficiency.178 The first direct-contact tandem version of this tandem supports a slightly lower AQE of 1.7% at 420 nm;158 however, a much higher AQE of 33% (419 nm) and 1.1% STH are found when the components are co-assembled as a thin film and electrically connected by vacuum-evaporated Au179 or carbon (STH of 1.2% at 331 K and 10 kPa).180 Even though these are the highest-reported performances for any tandem photocatalysts, the efficiencies still fall short of the theoretical limit of approximately 14% STH for a 2.0 eV single absorber181 and approximately 28% STH for a combination of absorbers with bandgaps of 2.07 and 1.37 eV.181-188 The discrepancy between practical and theoretical efficiencies can be attributed to several factors: the most important ones are intrinsic materials limitations of metal oxide absorbers, surface and lattice recombination, ineffective charge separation, and the H2/O2 back reaction. The latter plays a role when H2 and O2 are evolved in the same compartment, and competing oxygen reduction can occur.137 This process can be suppressed by replacing conventional proton reduction cocatalysts (Pt, Ru) with more selective ones, such as Rh2-yCryO3.179, 180, 189-192 12 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Figure 5. Particle photocatalysts and reported quantum yield. (a) Types of particle-based water-splitting photocatalysts. Used with permission of Royal Society of Chemistry, from Osterloh, F. E., “Artificial Photosynthesis with Inorganic Particles.” In Integrated Solar Fuel Generators, 214–280 (2019), Copyright 2019; permission conveyed through Copyright Clearance Center. (b) AQEs for selected visible-light-driven water-splitting systems. Republished with permission of Royal Society of Chemistry, from Fabian, D. M., et al., “Particle Suspension Reactors and Materials for Solar-Driven Water Splitting,” Energ. & Envi. Sci., 8, 2825–2850 (2015), Copyright 2015; permission conveyed through Copyright Clearance Center, Inc. Along with high STH efficiency, long-term stability of solar fuel systems is one of the primary factors contributing to positive energy return and cost.103, 193 Two experimental studies have focused on overall H2Osplitting photocatalysts. In 2012, Ohno et al. found that the GaN:ZnO/Rh2-yCryO3 system supports nearly constant performance for 3 months (2,160 h);194 but after 6 months, 50% of initial activity is lost due to detachment of the Rh2-yCryO3 cocatalyst and to photocorrosion of the light absorber. Stability over 1,000 h appears to be possible for the recent Rh2-yCryO3/SrTiO3:Al single-absorber catalyst,195 which splits water with 0.4% STH (65% AQE at 365 nm) using the ultraviolet portion of sunlight.196 This overall water-splitting catalyst is also the active component of a 100 m2 photocatalyst sheet pilot plant being constructed by the Domen laboratory at the University of Tokyo in Japan. Perovskite oxides (e.g., SrTiO3, La0.8Sr0.2MnO3) are another class of oxides that have been gaining increasing interest in the PEC community as photocatalysts and electrocatalysts for H2O, CO2, N2, and O2 reduction as well as H2O, CO, and NO oxidation. The metal–O bonding results in frontier orbitals, which give rise to their unique (photo)electrocatalytic properties, as has recently been described in detail.197 However, this orbital structure—particularly the deep valence band that is primarily oxygen 2p in character—also dictates that these materials generally have wide bandgaps larger than 3.0 eV; thus, these materials (and the related layered double hydroxides [LDHs] such as FeNiOx)198 primarily have been of interest as electrocatalysts or in conjunction with stronger light-absorbing cocatalysts.199 Finally, making use of photonic and/or phononic excitation of photocatalytic materials has been used directly or indirectly to synthesize NH3.80, 200, 201 The photochemical pathway involves generating and separating electron–hole pairs and their subsequent reaction with N2 and H2O or H2. These photocatalysts for NH3 synthesis can be classified into four main types summarized below. Defect Materials: Since the discovery of Fe-doped TiO2 as a dinitrogen reduction (N2R) catalyst by Schrauzer and Guth,202 myriad metal-based photocatalysts have been designed for NH3 synthesis, such as metal oxides (Pt/ZnO,203 Ga2O3 nanorods204) and metal sulfides (MoS2205). One of the most promising catalysts is bismuth oxyhalide (BiOX). The layered structure of BiOX enables greater exposure of active sites for oxygen vacancy generation. The vacancies serve to elongate the triple bond of N2 and thus facilitate its activation; moreover, they can trap photoelectrons and reduce N2. In 2015, Li et al. reported that under visible light, BiOBr nanosheets with oxygen vacancies can catalyze NH3 production at a rate of 104.2 μmol gcat−1 h−1.206 In 2017, Wang et al. demonstrated that Bi5O7Br nanotubes can generate NH3 at 1.380 mmol gcat−1 h−1 with an AQE of 2.3% at 420 nm.207 The mixed-valence LDH studied by Zhao et al. also exhibited activity for NH3 synthesis, facilitated by its oxygen vacancies induced by structural distortion and strains.208 Under visible light, CuCr-LDH enabled an NH3 production rate of 220.9 μmol L−1, with a quantum yield around 0.44% at 380 nm and 0.10% at 500 nm. Noble-metal-free TiO2 with oxygen vacancies has also been used successfully by Hirakawa et al. to reduce N2 to NH3 with a solar-to-chemical efficiency of 0.02%.209 Carbonaceous Materials: In 2013, Zhu et al. developed a new strategy for NH3 synthesis: H-terminated B- doped diamond can easily transfer electrons into water when illuminated, thus inducing the reduction of N2 13 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS to NH3, instead of directly on the surface of the catalyst.210 With λ > 190 nm, the NH3 synthesis rate is reported to be 3.4 μg L−1. In 2015, graphitic carbon nitride (g-C3N4) with nitrogen vacancies (NVs) for NH3 synthesis was first reported by Dong et al.211 The NVs in graphitic C3N4 enables NH3 synthesis because NVs have a similar shape and size as the nitrogen atom in N2. Under irradiation of visible light, the NH3 production rate can be as high as 1.24 mmol gcat−1 h−1. Plasmonic-Enhanced Catalysis: In 2014, Oshikiri et al. developed a plasmon‐induced technique for NH3 synthesis via a niobium-doped strontium titanate (Nb-SrTiO3) photoelectrode loaded with Au nanoparticles.212 Visible-light plasmonic excitation of Au nanoparticles enables charge separation at the interface of the Au nanoparticles and Nb-SrTiO3, and photogenerated electrons are used in subsequent N2R at the surface of a Ru cocatalyst. Further study indicates that the substitution of Zr/ZrOx for Ru can boost the NH3 production rate from 1.1 to 6.5 nmol h−1 cm−2, because Zr prefers binding to nitrogen rather than hydrogen, thus suppressing competing reactions.213 In a 2018 report, Nazemi et al. engineered Au hollow nanocages of different sizes. These nanocages used localized surface plasmon resonances to achieve an NH3 faradaic efficiency of 35.9% with 3.74 μg cm−2 h−1 yield rates at −0.4 V vs. RHE.214 Biomimetic Materials: Inspired by the nitrogenase enzymes, Banerjee et al. used [Mo2Fe6S8]3+ cluster units interconnected by [Sn2S6]4− to produce a photoactive chalcogel that mimics the active site of the enzyme for NH3 synthesis, achieving a rate of 11 μmol mmolcat−1 h−1.215 2.1.3 Semiconductor-Organic Hybrid Approaches Molecular-Modified Semiconductors: Strategies for modifying semiconductor surfaces with electrocatalysts (and other molecular components) include drop casting, applications of coordination chemistries, and covalent attachment either directly to a semiconductor surface or to an intervening passivation layer. In contrast to purely electrocatalytic assemblies—where a traditional approach for achieving high activities is to maximize the catalysts’ per geometric area loading—one of the requirements for designing an effective catalyst-modified photoelectrode is to optimize the absorber surface area and catalyst loading with respect to the optical and electrochemical properties of these components.216-218 Recent studies involving photoactivation of dye-sensitized semiconductors modified with a proxy for a molecular catalyst indicate that relatively low loadings of catalysts can be beneficial for achieving photoinduced charge separation.219, 220 This finding has triggered further studies aimed at identifying appropriate design parameters for enhancing the performance of hybrid photoelectrosynthetic materials.221 In one example that used drop casting of molecular components, Chorkendorff et al. functionalized p-type planar-structured, as well as pillar-structured, H-terminated Si (100) photoelectrodes by depositing nonwater-soluble trinuclear Mo cluster salts (Mo3S4) onto the semiconductor surfaces (Figure 6).222 When the modified planar or nanostructured Si electrodes are polarized at 0 V vs. RHE in 1 M aqueous HClO4 (pH 0) and illuminated by long-wavelength (λ > 620 nm) light, the constructs generate H2 with unity faradaic efficiency at current densities of 8 and 9 mA cm−2, respectively. Considering the loading of 0.04 nmol cm−2 Mo3S4 clusters for the modified planar Si electrodes, the reported turnover frequency (TOF) of catalysts operating at the H+/H2 equilibrium potential is 960 s−1. Leveraging the benefits of including a metal oxide passivation layer on semiconductor surfaces, several research groups have used metal oxide coatings as a platform for covalently attaching molecular catalysts.223-230 Effective charge transfer can occur from the semiconductor to the molecular catalyst through the oxide interlayer if the energetics are well-matched. Nevertheless, most works show that the molecular linkage is durable on the order of hours to tens of hours—far shorter than is practical in a solar fuel device. In addition to strategies involving modification of deposited metal oxide layers, grafting of molecular coatings directly to a semiconductor surface or a thin native oxide layer has been shown to improve photoelectrosynthetic activity and stability.231-234 In these cases, shifts of tens to hundreds of millivolts in the onset potentials for HER are observed because of a strong surface dipole effect. However, like the oxide-coated semiconductor systems, molecular linkages have been unstable under fuel-forming conditions in liquid electrolytes. Molecular-Modified Semiconductors—Multilayered: Applications of polymeric coatings, whether covalently tethered to an electrode surface or deposited as an insoluble film, have emerged as strategies for achieving multilayered molecular functionalization.235 These approaches involve coordination polymers, including metal organic frameworks and covalent organic frameworks, as well as surface-attached organic polymers— all of which can contain or encapsulate catalytic and/or chromophoric components.14, 236-241 Polymeric structures confined to surfaces have been shown to confer resistance to corrosion while introducing new chemical functional groups.242 Furthermore, they can provide stabilizing environments, permitting 14 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS hydrophobic molecules to be used in aqueous environments.243 Mixed polymers, layer-by-layer approaches, or polymer patterning and multifunctional scaffolds provide opportunities to engineer improved catalyst stability, substrate specificity, and delivery. However, in contrast to hybrid assemblies modified with a monolayer of catalyst components, reactions occurring at porous film coatings (including polymeric materials) require an interplay of mass and charge transport. This interplay requires effective substrate and product diffusion through the film as well as transport of charge carriers from the underpinning electrode to catalytically active sites.244-247 Benchmarking of Molecular-Catalyst Modified Semiconductors: Potential-dependent TOFs have been calculated for molecular catalysts immobilized at semiconductor surfaces, using the surface concentration of the catalytic species and the measured current densities after adjusting for nonfaradaic currents. However, using such analyses, establishing a consistent metric and overview of published data based on TOFs is not currently possible is because the surface coverage of catalytically active species is unknown or assumed constant and equal to the total or electrochemically active catalyst loading.248 This simplification typically results in an incomplete description of surface kinetics that depend on these coverages, including an accurate determination of the catalytic rate constant, kcat, which is the maximum turnover frequency (TOFmax) and is a potential-independent rate constant. Thus, whether photoelectrosynthetic activity is limited by kinetics associated with chemical catalysis (storage) or by light capture and conversion is often unclear. Rate laws describing PEC reactions at unmodified semiconductor electrodes have been developed,33, 249-253 but they have not been extended as widely to molecular-catalyst-modified semiconductors; even fewer use experimental data to inform the constructed model. Conversely, in the field of homogeneous molecular electrocatalysis—where catalytic reactions occur at an electrode surface and the catalysts are in the same phase as the reactants— the development of electrochemical benchmarking techniques has spurred innovations and advancements in catalyst design.254-258 In general, the potential-dependent TOFs reported for molecularmodified photoelectrodes do not coincide; in fact, they can even differ by several orders of magnitude from TOFmax values of corresponding molecular catalysts studied in homogeneous solutions. Knowing what factors are limiting the performance of these hybrid assemblies could aid in improving design features and performance. These factors include incident light flux, light-harvesting efficiency, charge transfer across the semiconductor interface, catalyst loading, inherent activity of the catalyst component, and diffusion of chemical substrates and products. 2.1.4 Molecular Chromophores In designing systems for converting solar energy to liquid fuels, the integration of molecularly defined chromophores with catalyst centers is particularly appealing because of their exceptional synthetic versatility and resultant structural diversity.14, 145, 259, 15 Figure 6. Schematics of molecular-modified semiconductors.(a) The Si pillar-structured semiconductor modified with adsorbed Mo3S4 clusters. Left: Reprinted by permission from Springer Nature, Hou, Y., et al., “Bioinspired Molecular Co-Catalysts Bonded to a Silicon Photocathode for Solar Hydrogen Evolution,” Nat. Mater. 10, 434–438 (2011), Copyright 2011. Right: Reprinted by permission from Springer Nature, Hou, Y., et al., “Bioinspired Molecular Co-Catalysts Bonded to a Silicon Photocathode for Solar Hydrogen Evolution,” Nat. Mater. (Supplementary Information) 10, 434–438 (2011), Copyright 2011. Full image: Reprinted with permission from Reyes Cruz, E. A., et al., “Molecular-Modified Photocathodes for Applications in Artificial Photosynthesis and Solar-to-Fuel Technologies,” Chem. Rev. 122, 16051-16109 (2022). Copyright 2022 American Chemical Society. (b) Cobaloximemodified GaInP2 through a TiO2 interface, followed by a subsequent coating of TiO2 to enhance stability. Reprinted by permission from Springer Nature, Gu, J., et al., “Water Reduction by a pGaInP2 Photoelectrode Stabilized by an Amorphous TiO2 Coating and a Molecular Cobalt Catalyst,” Nat. Mater. 15, 456 (2016), Copyright 2016. (c) A GaAs semiconductor modified with fluorinated aromatic molecules. Full image: Reprinted with permission from Reyes Cruz, E. A., et al., “Molecular-Modified Photocathodes for Applications in Artificial Photosynthesis and Solar-to-Fuel Technologies,” Chem. Rev. 122, 16051-16109 (2022). Copyright 2022 American Chemical Society. FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS 260 The well-established tools of synthetic chemistry allow researchers to perturb the molecular structure by just one atom or one functional group at a time; therefore, they can map the structure-activity landscape with atomic-level spatial resolution. On the light-harvesting side, synthetic strategies can tune absorption energy, oscillator strength, redox potentials, and often the resultant excited-state kinetics. Furthermore, the synthetic versatility of molecular chromophores presents the unparalleled opportunity to connect with catalysts through different positions around either the chromophore or catalyst structure, or both, simultaneously. This aspect enables the connection of light harvesting and catalysis via through-bond or through-space interactions, or to otherwise modulate the electronic coupling between the chromophore and catalysts to facilitate photoinduced electron/hole transfer, drive multiple charge-accumulation steps, and prevent unproductive charge-recombination pathways. A molecular strategy allows the chemist to explore the light-harvesting properties of chromophores based on virtually any element of the periodic table. But the discussion here will focus on the state of the art in transition metal coordination complexes (Figure 7) and their integration with catalysts. The transition metal coordination complex [Ru(bpy)3]2+ (bpy is 2,2′-bipyridine) is by far the most well-studied and most frequently deployed molecular chromophore in systems for solar energy conversion.261, 262 Reports of photocatalyst systems using [Ru(bpy)3]2+ and sacrificial electron donors to initiate catalytic proton and CO2R go back nearly 40 years,263-265 but it remains a champion molecular chromophore. It has a relatively strong absorbance (~1.4 × 104 M−1 cm−1) in the visible region because of a metalto-ligand charge-transfer (MLCT) band. It Figure 7. Periodic table of the elements with metal undergoes minimal structural changes in its centers circled that are central to the molecular excited state or following electron/hole transfer chromophores discussed here. Image courtesy of and is therefore quite stable under continuous Jaimee Janiga and Oak Ridge National Laboratory. illumination. It has a long-lived 3MLCT state capable of diffusional electron/hole transfer in solution (>600 ns, depending on the solvent), and it can drive either reductive or oxidative catalytic transformations, rendering it a highly versatile chromophore.261, 262, 266 Building from the parent complex, synthetic manipulations of 2,2′-bipyridine are extremely well developed, enabling selective and independent functionalization at any of the positions around either or both pyridine rings, which influence the molecular optical and redox properties. For these reasons, [Ru(bpy)3]2+ is the undisputed benchmark in the field. However, structurally and electronically related molecular chromophores based on the coordination of precious metals, including Re(I), Os(II), and Ir(III), feature certain strengths.267 Precious metal–based chromophores have provided important insight into how molecular and electronic structure dictate photophysical properties and photochemical behavior. However, the anticipated massive demand for liquid solar fuels dictates that most or all components of a photocatalyst system should comprise abundant and inexpensive elements. Therefore, developing molecular chromophores based on relatively Earth-abundant first-row transition metals is an exceptionally active area of research.268, 269 Initial studies of the first-row congener to [Ru(bpy)3]2+, [Fe(bpy)3]2+, were plagued by extraordinarily short excitedstate lifetimes attributed to the fact that its lowest-energy excited state is a ligand field in nature, rather than the charge-transfer transitions observed for second- and third-row metals.270, 271 However, recently described variations using the strong electron-donating N-heterocyclic carbene ligands have yielded complexes with lifetimes into the nanosecond regime and can engage in bimolecular electron transfer.272, 273 Copper(I)diimine complexes represent another family of molecular chromophores based on Earthabundant metal centers.274 Copper(I)bis(1,10-phenanthroline) complexes, in particular, have a similar absorbance profile to [Ru(bpy)3]2+, but early work revealed an order-of-magnitude faster excited-state decay. A suite of optical and x-ray spectroscopies has shown that the structural flattening in the formal Cu(II) MLCT state is modulated by ligand sterics and has a significant effect on the excited-state lifetime.274-277 Design work building from these analyses has demonstrated excited-state lifetimes into the microsecond regime278 and Cu(I)diimine complexes that can drive homogeneous photocatalytic proton reduction.279 Further, Cu(I)diimine complexes with a heteroleptic coordination environment have shown vectorial photoinduced electron transfer to linked molecular electron acceptors, providing a pathway for productive electron transfer to linked catalysts.280, 281 Recent work on Cr, Mn, and Ni chromophores268, 269 has further demonstrated the potential for Earth-abundant chromophores. 16 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS In a total system for the catalysis of liquid solar fuels, light harvesting cannot be decoupled from catalysis. In general, the initial evaluation of molecular chromophores and catalysts is performed in homogeneous solution, which relies on diffusional interaction of the chromophore’s excited state with the catalyst and sacrificial electron donors or acceptors.282 However, precisely linking chromophores with catalysts has the potential to overcome diffusional constraints and unproductive interactions that are pervasive in multimolecular systems; it also presents opportunities to integrate proton and electron transfer pathways between the complementary molecular modules. Current research trends reveal three main strategies for integrating molecular chromophores with catalysts: (1) covalent bridging links, (2) self-assembly, and (3) molecular immobilization. Relevant recent work illustrating these approaches is summarized below. The integration of molecular chromophores with catalysts using covalent bonds is a robust organizational strategy for coupling light harvesting with catalytic functionality. Two fundamentally different types of molecular links exist: (1) a flexible saturated link that acts as a simple tether between molecular chromophores and catalysts and (2) a conjugated link that enables electronic communication between lightharvesting and catalysis. Examples of molecular chromophores and catalysts linked by a flexible tether include [Ru(bpy)3]2+ linked to Ni(II)cyclam283 and Re(I)(bpy)(CO)3(X) (X = Cl, Br)284 CO2R catalysts or a Co(II)polypyridyl proton reduction catalyst.285 Some of these linked chromophore–catalyst dyads have shown catalytic activity, but they typically do not outperform the components interacting diffusionally in solution. This observation is often attributed to failure to prevent charge recombination long enough for substrate interaction to occur because of the close proximity of the oxidized and reduced modules following initial charge transfer. Moreover, because of the proximity, competing reactions in which the catalyst in various oxidation states quenches the excited chromophore in unproductive pathways may greatly reduce the quantum yields.286 However, chromophores and catalysts bridged through rigid conjugated links, generally based on 2,2′-bipyrimidine287 or pyrazine-linked phenanthroline ligands,288, 289 are impressively active molecular photocatalysts. Their activity is likely the result of the non-innocence of the bridging ligand and its ability to assist in distributing the multiple redox equivalents required for catalysis.290 In contrast to covalent integration methods, the self-assembly of well-designed molecular chromophores with catalysts provides an opportunity to investigate the coupling of many different potential chromophores with little additional synthetic effort. Furthermore, selfassembled architectures are uniquely positioned to incorporate self-healing and selfrepair mechanisms, much like biological Figure 8. Representative examples of molecular photosynthetic systems. The assembly of immobilization strategies for integration of chromophores cobaloxime proton reduction catalysts with and catalysts. (a) Immobilization of a [Ru(bpy)3]2+ pyridine-decorated chromophores via axial chromophore/Ru(II) water oxidation catalyst dyad on SnO/TiO2 pyridine coordination to the Co(II) site has been core/shell nanoparticles. Reprinted with permission from used for perhaps dozens of different Sherman et al., “Light-Driven Water Splitting by a Covalently chromophore modules.291-296 These Linked Ruthenium-Based Chromophore–Catalyst Assembly,” supramolecular assemblies are typically active ACS Energy Lett. 2, 124–128 (2017). Copyright 2017, Americal photocatalysts, but they likely proceed in the Chemical Society. (b) Co-immobilization of a [Ru(bpy)3]2+ same reductive quenching mechanism as the molecular chromophore and a cobaloxime proton reduction analogous multimolecular system because of catalyst on TiO2 nanoparticles. Image adapted from Willkomm, the lability of the Co–N bond under the multiple J., et al., Chem. Sci. under Creative Commons Attribution 3.0 cobalt oxidation states required for catalysis.297 Unported (CC BY 3.0). Copyright 2015. Another example of self-assembled chromophores with catalysts arises from an elegant demonstration using self-assembled bilayer interactions to organize [Ru(bpy)3]2+ chromophores with Ru(II) water-oxidation catalysts, both decorated with long alkane chains.298 Electrostatically enabled self-assembly has also been shown to generate robust photocatalyst architectures from molecular components.299 A limitation of through-bond chromophore–catalyst links is the current inability to design systems that can manage the requisite multiple charge-accumulation steps over the orders of magnitude in time that occur from initial photoexcitation to catalytic bond-making or bond-breaking. However, immobilization of molecular chromophores and catalysts on semiconductor oxide nanoparticles leverages the ability of these materials to provide a “pool” of electrons/holes that the molecular components can use as needed (Figure 8).300 For example, chromophore–catalyst dyads for photocatalytic water oxidation anchored on TiO2 nanoparticles exploit the sub-picosecond photoinduced charge injection from the [Ru(bpy)3]2+ chromophore to support the 17 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS accumulation of four holes per O2 molecule produced.301 A slightly different, although equally successful, strategy uses metal oxide nanoparticles as an electron mediator between co-immobilized molecular chromophores and catalysts.302, 303 These immobilized integrated molecular chromophores and catalysts present a way to connect molecules to electrodes, as in PEC cells, and to efficiently couple complementary redox catalysis. A small but growing body of work exists describing the integration of light-harvesting and catalytic activity into one molecular complex.304 Recent examples of these so-called all-in-one molecular photocatalysts include complexes based on Ru(II) pincer complexes for catalytic CO2R305 and [W(pyNHC)(CO)3] for catalytic proton reduction.306 These self-sensitized catalysts have not yet reached activity levels of other integrated molecular photocatalyst systems, but they are an interesting alternative approach that could potentially simplify the overall system by minimizing the number of components. Molecular chromophores are an important tool for understanding how the atomic, molecular, and electronic properties of the light-harvesting component in a solar fuels system influences the overall activity. A vast amount of literature focuses on developing molecular chromophores that broadly and strongly absorb across the incident solar spectrum, have long excited-state lifetimes, and are stable for longer amounts of time under constant illumination. However, molecular chromophores are attractive not only from a fundamental science perspective, but also when thinking about technology development. Molecular chromophores are metal-atom efficient: no “spectator” metal atoms are in the complex. These chromophores can be connected to one another to absorb broadly across the incident solar spectrum. And finally, if necessary, synthetic chemistry presents the tools to connect multiple chromophores to each catalyst site to feed multiple redox equivalents to catalytic sites. These aspects are a strong scientific foundation on which to build systems for the catalysis of liquid solar fuels. 2.1.5 Biological Approaches In biological photosynthetic systems, a multitude of protein-bound pigments, including chlorophylls, carotenoids, and phycobiliproteins, capture light energy across the visible spectrum (Figure 9).307 These pigments form a network to channel the excitation energy to reaction center chlorophylls where charge separation occurs and where highenergy electrons are generated. Subsequent protoncoupled electron-transfer reactions generate reducing power (mainly NADPH) and ATP, which drive carbon fixation and biosynthetic reactions to produce cellular biomass constituents such as proteins, lipids, nucleic acids, and carbohydrates. Figure 9. Absorption spectra of common Photosynthetically produced biomass in various cyanobacterial light-harvesting pigments. Chl a, forms, such as algae, food waste, and forest and chlorophyll a; Chl b, chlorophyll b; FX, fucoxanthin, PC, agriculture residues, must be further processed by phycocyanin. Image adapted from Burson, A., et. al., various means to generate fuels and chemicals, or Ecology under Creative Commons Attribution 4.0 they can be burned as fuel directly. Alternatively, International (CC BY 4.0). Copyright 2018. algae—and especially cyanobacteria—can be genetically engineered to serve as photocatalysts that convert CO2 to fuels and chemicals without the additional processing steps. These photocatalysts are self-replicating, self-repairing, have high product selectivity, require minimal nutrients and no exotic or toxic materials, and operate in ambient conditions; they also offer high product selectivity because of enzyme specificity. For example, when cyanobacteria are engineered to produce ethylene (C2H4) from CO2 by the C2H4-forming enzyme Synechocystis 6803, C2H4 is the only organic compound found in the reactor headspace.308 Theoretical maximum solar-to-biomass energy conversion efficiency for light in the photosynthetically active region (400–700 nm), under conditions where light is limiting, has been estimated to be about 15% for algae. Actual photosynthetically active region efficiencies under controlled lab conditions have reached 12.5%, which corresponds to 5%–6% under a full solar spectrum.309 These numbers assume light-limiting conditions, but under AM1.5G conditions, light-saturation further lowers the energy conversion efficiency. It is important to point out that future solar fuel technologies are not expected to be limited to regions with AM1.5G most of the day. Therefore, microorganisms that are naturally selected to be optimized at lower light irradiation may be more advantageous in regions of higher latitude and cloudier weather. For example, 18 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS with engineered cyanobacteria, light-to-product efficiencies have reached about 5% for ethanol, ethylene, and isobutyraldehyde under monochromatic, approximately 650 nm, illumination.310 A TEA has been performed for some of the products (e.g., ethylene) and, like TEAs for artificial photosynthesis, has determined that costs are about an order of magnitude higher than for conventional fuels production.311 However, this TEA also provided a roadmap of the key research breakthroughs necessary for lowering projected production cost. One proposed approach is to expand the absorption spectra using far-red lightabsorbing pigments such as Chl f, which can enhance light absorption because of its 705 nm absorption.312314 Energy capture and energy use are tightly linked in photosynthetic systems, and feedback on the former by the latter is known as a source–sink relationship. Engineered fuel and chemical products represent additional sinks for the captured energy and fixed carbon, which can relax the feedback and increase light harvesting and energy conversion. For example, ethylene production leads to stimulation of photosynthesis with increased pigment synthesis and improved photosynthetic efficiency.315, 316 In addition to hydrocarbons, nitrogen-containing compounds produced in biological systems can also be used as fuels and chemicals. For example, guanidine (CH5N3) is used for explosives, rocket propellants, and potentially for slow-release fertilizer. Current industrial production of CH5N3 is very energy intensive—much worse than the Haber–Bosch process. As an example of using bio-based systems to address nitrogen economy issues, cyanobacteria have been engineered to produce CH5N3 by photosynthesis—either starting from CO2 and NH4+, or in a step further, by directly reducing atmospheric CO2 and N2 using a N2-fixing cyanobacteria. 2.1.6 Computation, High-Throughput Synthesis, and Data Mining HiTp methods to accelerate discovery and development of solar fuels materials build on a deep history of HiTp electrochemistry, whose proliferation resulted from the concomitant advance in HiTp techniques and fuel cell catalysis research in the 1990s and 2000s.317 The experimental methods also often adopt techniques from the field of combinatorial materials science, where accelerated materials synthesis and characterization of materials properties are crosscutting with respect to materials application domains.318 HiTp computation for solar fuels also has origins in fuel cell electrocatalysis research and additionally benefits from first-principles-based screening techniques in multi-application efforts such as the Materials Genome Initiative. Emulating the integrated nature of an artificial photosynthesis system, HiTp materials screening for solar fuels materials integrates electrocatalysis with light harvesting and energy conversion, enabling capitalization on techniques developed in PV and dielectrics research. Consequently, accelerated screening of solar fuels materials has resulted in foundational advances in physics, chemistry, and theory, as well as in accelerated screening methodology. Synchrotron-based materials characterization techniques play an increasingly important role in HiTp solar fuels research to characterize a broad range of materials that establish composition–property relationships for electrocatalysts319 and photoelectrocatalysts.320 HiTp methods have enabled basic science advances, including the detailed understanding of materials and interfaces as well as the identification of appropriate methods and descriptors for studying solar fuels materials. The increasing role of data science in extracting fundamental knowledge from large datasets has added value to the HiTp methods and has demonstrated that HiTp solar fuels research cultivates the advance of data science in basic energy sciences. Parallelization of homogeneous catalyst evaluation for solar fuels reactions has been demonstrated,321 but heterogeneous (photo)electrocatalysis has been the primary focus of HiTp solar fuels research to date. In dark electrocatalysis, the primary materials function is catalysis under the constraint of mitigated catalyst dissolution. Given the generality of this functional description, techniques developed for other electrocatalytic reactions can typically be adapted for solar fuels reactions. Conversely, the challenge of identifying high-performance solar fuels materials has driven many innovations in electrocatalyst screening techniques that are increasingly deployed in other domains. In computational screening, development of methods that consider competing reaction intermediates in screening workflows has been motivated by the importance of product selectivity in CO2R electrocatalysis.322, 323 In experimental screening for CO2R, the importance of tracking product distribution for each candidate catalyst has motivated development of screening instruments that integrate electrochemical reactors with analytical chemistry.324, 325 For oxygen-evolution electrocatalysis, scanning electrochemical probes based on techniques developed in corrosion science were developed to meet practical needs such as mass transport in miniature reactors.326, 327 19 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Parallel screening techniques have also been developed specifically for oxygen-evolution electrocatalysis. For example, a semiquantitative fluorescence-based assay directly probes the desired reaction product,328 as opposed to earlier uses of fluorescent indicators that detect pH changes as a proxy for the desired reaction.329 Such advances in theory and experiment-based electrocatalyst screening add to a portfolio of HiTp methods applicable across the energy sciences. The multifunctionality of photoelectrocatalysts spans a variety of physical and chemical processes from PVlike solar energy harvesting and transport of energy carriers to their conversion into chemical energy via catalysis. Consequently, HiTp exploration of solar fuels photoelectrocatalysts has motivated the development of a variety of new screening methodologies, as recently reviewed for computational screening.330 Experimental screening includes pioneering work by the Parkinson331 and McFarland332 groups, who introduced complementary strategies for performing electrochemistry under illumination using materials libraries, along with the subsequent analysis to identify photoactive materials. The Joint Center for Artificial Photosynthesis integrated computational screening based on electronic structure with combinatorial photoelectrochemistry to identify a host of new ternary metal oxide photoanodes.333 The community effort in the development and operation of HiTp screening methods has been remarkably successful for identifying solar fuels photoanodes, with HiTp campaigns accounting for most metal oxide photoanode discoveries. Notably, energy carrier band transport has not been used as a primary screening tool for metal oxide photoanodes because of the expectation that transport in these semiconductors proceeds via more complex mechanisms such as polaron hopping. The National Renewable Energy Laboratory’s (NREL’s) Center for Next Generation of Materials Design Energy Frontier Research Center has developed a portfolio of computational and experimental methodologies to understand defects and charge transport in transparent conducting oxides and semiconductors,334 including solar fuels materials.335 The influence of corrosion in solar fuels materials has also motivated development of HiTp methodologies for calculating Pourbaix thermodynamics for any electrochemical condition,336 thereby accelerating identification of promising materials as well as appropriate operating conditions.337 HiTp experimental methods have been critical for studying the integration of catalysts with a semiconductor solar absorber as well as the alloying-based optimization of photoanode materials, particularly because the enormity and complexity of these materials’ search spaces limits navigation via computational methods. Bard et al. employed scanning electrochemical microscopy to analyze libraries of integrated electrocatalysts on W-doped BiVO4, demonstrating that the interface between the electrocatalyst and light absorber is critical to the performance of the integrated system.338 This and other work have indicated that the catalyst coatings are multifunctional. Therefore, Gregoire et al. expanded the compositional range of catalyst coatings and combined PEC performance and optical transmission measurements with independent electrocatalyst characterization. This process built composition–property relationships that unravel the contributions of different catalyst coating components and identify optimal performance in previously unexplored composition spaces.339 Combinatorial alloying studies of BiVO4-based photoanodes revealed the ability of various metals to improve carrier transport.340, 341 The observation of further optimization in co-alloying spaces prompted investigation of the structural origins of the observed photoactivity.342, 343 The intertwined compositional, structural, and PEC trends additionally motivated a seminal algorithm for automated identification of composition– structure–property relationships in high-dimensional materials spaces.344 Such uses of data science to accelerate data interpretation complement the use of machine-learning techniques to enhance computational studies. Machine-learning methods accelerate uncertainty quantification, error correction, and prescreening, thereby improving the performance of computational methods in general,345 including for CO2R electrocatalysts (Figure 10).346 Such methods continue to proliferate computational materials databases that provide a wealth of information for various HiTp screening strategies. Complementary experimental databases are also being established: the two largest databases for functional materials experiments resulted from solar energy research in PVs347 and solar fuels.348 Solar fuels research has fostered advances in HiTp methodologies and helped elevate HiTp screening from an optimization strategy to a framework for scientific discovery. 20 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Figure 10. CO2R activity map for bimetallics. Visualization of two-component intermetallics for which the surface has low-coverage CO adsorption energy (DECO) values inside the range of −0.77 to −0.57 eV. White shading indicates an absence of any enumerated surfaces; gray shading indicates that all the DECO values are outside the range of −0.77 to −0.57 eV, and colored shading indicates possible activity. The DECO values used to create the upper half of this figure were calculated by density functional theory, and the values used to create the bottom half were calculated by the surrogate machine-learning model. Copper-containing intermetallics are outlined in red because Cu is the element for which the monometallic adsorption energy is nearest to the optimal value of −0.67 eV. Reprinted by permission from Springer Nature, Kran, K. and Ulissi, Z. W., “Active Learning Across Intermetallics to Guide Discovery of Electrocatalysts for CO2 Reduction and H2 Evolution,” Nat. Catal. 1, 696–703 (2018). 2.1.7 Advanced Concepts (e.g., Multiple Exciton Generation, Singlet Fission) Hot carriers in semiconductors are electrons and/or holes that have energies greater than that of electrons and holes at ambient temperature located at the top and bottom of the conduction and valence bands, respectively.37 When both carrier types are in equilibrium with the crystal lattice, they each have a carrier temperature equal to the lattice temperature as defined by their Boltzmann distributions. If hot carriers are at equilibrium with themselves, then they can also develop separate Boltzmann distributions for each carrier type and can be assigned a carrier temperature that is above that of the crystal lattice; the carrier temperatures are determined by the form of the high energy tails of their Boltzmann distributions. Hot carriers can be created in semiconductors when photons are absorbed with energies greater than the bandgap or via the application of an electric field across the semiconductor; the former is of interest for solar fuels production. 21 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS In 1980, the general conditions for the injection of hot carriers from semiconductors into electrolytes were specified.349 Shortly thereafter, two reports appeared describing experimental evidence for hot-carrier injection across GaP|electrolyte350 and InP|electrolyte351 junctions. Key conclusions relevant to solar fuels production are (1) the strong electronic-vibrational coupling in the electrolyte leads to fast molecular relaxation, resulting in irreversible tunneling at the semiconductor|electrolyte junction; and (2) hot-carrier injection may allow chemical reactions to occur that would not be possible with thermal carrier injection.349 Hot carriers’ excess energy is in the form of kinetic energy, and the hot carriers can cool to the lattice temperature via electron-phonon scattering and establish separate Boltzmann distributions for electrons and holes at the band edges defined by the ambient lattice temperature. Thus, the excess kinetic energy of the hot carriers is transformed into heat and is unavailable to be converted into electrical or chemical free energy. This hot-carrier cooling process significantly limits the maximum possible power conversion efficiency (PCE) of solar photons into electrical free energy or solar fuels to about 30%.352 However, if hotcarrier cooling in photoexcited semiconductors can be slowed such that (1) the hot carriers are extracted before cooling, thereby creating higher photovoltages or (2) the hot carriers can create additional electron– hole pairs via carrier multiplication,353, 354 then their excess energy (above the bandgap) can be put to good use. Using this excess energy requires property–energetic matching between redox states and chromophore energies, but it can theoretically dramatically increase the maximum thermodynamic solar-to-energy PCE to more than 65% for the former case of complete hot-carrier extraction41 and more than 46% for the latter case of ideal carrier multiplication.28 Using quantum-confined nanostructures (i.e., quantum dots, wires, and films) does give rise to slowed hotcarrier cooling and enhanced carrier multiplication at lower photon energies that approach twice the bandgap and are within the solar spectrum; this effect in nanostructures is termed multiple exciton generation (MEG) because in quantum-confined nanostructures, photogenerated electron–hole pairs are created as excitons. Generally, hot-carrier cooling rates depend on the photogenerated carrier density: the higher the carrier density, the slower the cooling rate. The accepted mechanism for the decreased cooling rates is an enhanced hot-phonon bottleneck whereby a large population of hot carriers generates a nonequilibrium distribution of hot phonons that cannot equilibrate fast enough with the crystal bath. These hot phonons can then be reabsorbed by the electron plasma to keep it hot. However, in quantized nanostructures, slow cooling can also occur because of the discrete nature of the electron and hole states, which can have large separations between the quantized energy levels, thus requiring multiple phonons to interact simultaneously with a single carrier to allow energy dissipation (cooling). These multiphonon-carrier processes have low probabilities that allow slow cooling to occur in quantized nanostructures at much lower (1-sun) light intensities,355, 356 including long enough to be injected into semiconductors such as TiO2.357 Since the 1980s, research on hot carrier devices has continued in several countries in addition to the United States and has universally been based on ways to slow hot-carrier cooling via a phonon bottleneck. These approaches include (1) investigating bulk semiconductors that have large differences in their acoustic and optical phonon energies (such as the III-nitrides), thereby blocking the transition of optical phonons into acoustic phonons that couple to the lattice in the last step of carrier cooling, (2) using quantized nanostructures as the absorbing material in solar cells, and (3) employing resonant offset tunneling. In all cases to date, the reported solar PCE values are far from the predicted high values and are lower than the PCE of solar cells based on the same materials in conventional architectures. Relevant to solar fuels research, a recent result reported MEG from a PbS quantum dot PEC device for splitting H2 from H2S with incident photon-to-current efficiencies greater than 100%.358 This accomplishment essentially achieved one-half of the PEC device concept for solar water splitting featuring a series-connected tandem cell. As shown in Figure 11, the top absorber was a molecular dye-sensitized TiO2 electrode in which the chromophore C1 is capable of singlet fission (SF), 22 Figure 11. A series-connected tandem cell configuration for photolytic H2O splitting to produce H2 fuel. The conducting medium allows for electron–hole recombination. C1 is a singlet fission (SF) absorber, whereas C2 is a semiconductor capable of multiple exciton generation (MEG) at 2Eg. Reproduced from Hanna, M. C. and Nozik, A. J., “Solar Conversion Efficiency of Photovoltaic and Photoelectrolysis Cells with Carrier Multiplication Absorbers,” J. Appl. Phys. 100, 074510–074518 (2006) with the permission of AIP Publishing. FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS and the bottom absorber C2 is a quantized semiconductor capable of MEG.28 The possibility of SF from a molecular chromophore raises the interesting prospect of using the unique spin state of triplets to enhance catalysis, and it has been applied to organic photocatalysis359 but has not been investigated extensively for fuel-forming catalytic chemistries. 2.2 Catalysis PCET has recently emerged as one of the important aspects of artificial photosynthesis, including dark catalytic reactions, photoinduced charge separation, and the development of light-to-fuel subsystems and complete devices. Almost all steps of the light-to-fuel conversion sequence require charge transport, either in the form of electrons or protons. However, the dramatic temporal disparity between light absorption (femtoseconds to picoseconds), charge transport (picoseconds to microseconds), and catalysis (milliseconds to seconds)—coupled to the multi-electron nature of fuel-forming catalytic reactions—imposes strict requirements on the efficiency and kinetics of proton and electron movements between all components of a photocatalytic system. In photosystem II (PSII), efficient charge transport between lightabsorbing chlorophyll molecules of the reaction center and oxygen-evolving complex (OEC) is achieved with the aid of a PCET tyrosine–histidine mediator.360, 361 The photo-driven PCET reactivity of the tyrosine– histidine couple has been extensively investigated using a variety of synthetic models, including photoexcited coordination complexes of Ru and Re as electron acceptors.362-364 Although the concerted transfer of an electron and a proton is a thermodynamically more favorable reaction than step-wise proton and electron transfers, the mechanism of the concerted step is more complex than electron transfer or proton transfer. This more complex mechanism likely affects the kinetics, which ultimately drive the efficiency, of the transformation. Current theories of PCET reactions (especially its concerted variety) can provide useful mechanistic insights for cases with available experimental results, but their predictive capabilities remain fairly limited compared with more established models of electron transfer.365 Although not explicitly called out in all sections below, concerted and non-concerted PCET processes have significant effects on the dynamics of charge transfer for fuel-forming catalytic reactions. 2.2.1 Light-Driven Catalysis 2.2.1.1. Plasmonics The original reports of hot-carrier injection from III–V photoelectrodes into electrolyte occurred in the early 1980s,350, 351 and catalytic chemistries leveraging these energetic but short-lived species have begun to be realized in the past two decades in plasmonic-enhanced catalysis.366-368 Plasmonically active metals coupled with semiconductors for water splitting—particularly wide-bandgap metal oxide photocatalysts, and to a lesser degree bulk PV semiconductors—have inspired significant work toward understanding the fundamentals of this process (Figure 12).368 A recent review identified several key challenges in plasmonicenhanced catalysis relevant to liquid solar fuels production: the most critical challenge is discovering how multiple high-energy charge carriers can be supplied to the high-energy intermediates [of CO2 and N2 reduction] in short times under moderate light intensities (sunlight) without the aid of high energy scavengers. This knowledge could generate more active or more selective catalytic processes. An intriguing example relevant to selective catalytic chemistry showed that an electrically (as opposed to photolytically) derived field enhancement at the tip of conically nanostructured Au electrodes was found to concentrate K+ ions in the Helmholtz layer and increase the rate of CO2R to CO by an order of magnitude— to 22 mA cm−2 at −0.35 V, just 0.24 V overpotential—relative to other Au-based nanostructures.369 Density functional theory calculations showed that the high local concentration of K+ ions dramatically stabilized the COOH* intermediate by affording a higher electron density on the carbon atom, suggestive of a stronger Au–C bond. The term field-induced reagent concentration was coined, and it was also applied to Pd nanoneedles to affect CO2R to formate at an impressive 10 mA cm−2 and −0.2 V with greater than 91% faradaic efficiency.369 Far more work has been conducted on light-driven energetic chemistries, and it has recently been reviewed.370 Most productive photochemistries accomplished to date feature hot-electron transfer; only a handful of works demonstrate hot-hole transfer.371-373 In a recent example from Atwater et al., hot holes were transferred from surface-adsorbed Au nanoparticles into the valence band of a p-GaN wafer—more than 1 eV below the Au Fermi level—and photogenerated electrons were used to enhance the rate of CO2 to CO formation by 20%, improving the CO2R vs. HER selectivity.373 Other reports have also shown that lightdriven hot-electron transfer can influence the selectivity of CO2R. For example, hot electrons from photoexcited Ag nanopyramids have been hypothesized to affect multi-electron transfer into surfaceadsorbed CO2R intermediates, which might portend selectivity control by carefully tuning plasmonic hot- 23 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS carrier injection energy aligned only to the molecular orbitals of the substrate of interest.374 This hypothesis was recently validated experimentally in plasmonically active thin-film electrodes in which illumination induced CO-over-H2 selectivity at small cathodic potentials.375 Perhaps more exciting, this same study showed that at high cathodic potentials, methanol is favored over formate, whereas no methanol was observed in the dark (Figure 13). Although the current densities for this CO2R process are still modest, these early results are extremely promising and indicate that plasmonic-enhanced catalysis could enhance catalytic rates and improve selectivity. Figure 12. Mechanism of plasmon-mediated energy transfer to reactants. Reprinted by permission from Springer Nature, Aslam, U., et al., “Catalytic Conversion of Solar to Chemical Energy on Plasmonic Metal Nanostructures,” Nat. Catal. 1, 656–665 (2018), Copyright 2018. Figure 13. Tafel plots of the partial current density. (a, b) For each product and (c) all products over an illuminated (closed symbols and solid lines) and dark (open symbols and dashed lines) silver photocathode. Reprinted with permission from Creel, E. B., et al., “Directing Selectivity of Electrochemical Carbon Dioxide Reduction Using Plasmonics,” ACS Energy Lett. 4, 1098–1105 (2019). Copyright 2019 American Chemical Society. 2.2.1.2. Light-Driven Thermal Chemistries Light-driven thermochemical processes have been used to generate solar fuels. In thermochemistry, concentrated solar radiation is used to heat oxides to very high temperatures (>800°C), causing the oxides to undergo oxygen evolution to form a reduced metal suboxide.376-378 Exposing the reduced metal oxide to water or oxygen strips the oxygen from H2O, generating H2, or from CO2, generating CO. Solar radiation 24 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS conversion efficiency to H2O and CO2R has been measured at less than 1%; the bulk of the losses come from thermal transfer to the reactor.376 Solar energy can also be used directly by providing heat to drive a thermochemical NH3-producing redox cycle. The cycle begins with the reaction of a molybdenum or manganese nitride (Mo2N or Mn5N2) and H2O to produce NH3 with concomitant formation of a metal oxide (MoO2 or MnO).379 Subsequent reaction of the metal oxide with N2 heated by concentrated solar energy reforms the metal nitride, thereby completing the solar–thermal redox cycle. Such thermal-driven chemistries are related to the field of solid-oxide fuel cells,380-382 for which the research emphasis has been to improve the conductivity of the electrode materials.382, 383 Although they typically operate at high temperatures (500°C–650°C), solid-oxide fuel cells have a major benefit in that they can run at high current densities on the order of amperes per square centimeter even at modest cell voltages of −1.3 V and with high stability.384 In addition, in many cases, the oxides serve as both membranes and catalysts and thus avoid the triple-phase-boundary challenges of conventional dark or photocatalytic assemblies based on GDEs (Sections 2.2.3.2 and 2.3). These dark electrolysis cells typically are based on mixed-metal perovskites, and a recent notable example is the Sr2Fe1.5Mo0.5O1−δ ceramic electronic-ionic conductor, which has been reported to convert CO2 to CO with 100% selectivity.385 These interesting systems combine reducing and oxidizing catalysts as well as the ion- and electron-transporting membrane in one material. Perhaps owing to this promise, SeeO2 Energy in Canada is commercializing this technology and claims that its novel and stable electrocatalyst can be used in both the oxygen-rich environment of the oxygen electrode anode, producing oxygen, and at the CO2 /steam environment of the cathode, producing pure CO, H2 and CO (syngas), or methane (CH4). Delamination from the underlying current collector and carbon deposition (coking) are challenges, as is operation at more modest temperatures. As noted in Section 2.1.2, connecting this solid-oxide field with particle photocatalysis has only recently been accomplished, and questions remain as to which methods could be used to lower the temperature of defectmediated catalysis via light-driven approaches. 2.2.2 H2O Reduction 2.2.2.1. Homogeneous Molecular hydrogen is a clean and renewable energy carrier with a high energy density of 120 mJ kg−1, which, on a mass basis, is several-fold greater than that of gasoline.386 However, the current industrial production of H2 by steam reforming fossil fuels is a major source of unsustainable CO2 emissions. Molecular hydrogen production becomes sustainable if the H2 source is protons from water-splitting driven by (photo)electrochemical methods or pure electrolysis assuming the power is supplied by renewable energy sources. Efficient catalysis of the two-electron reduction of protons to H2 remains a vigorous research topic. Molecular catalysts present distinct advantages, including high selectivity for CO2R or N2R, customized reactivity through judicious design of the supporting ligand, and the possibility of complete mechanistic unraveling by using advanced spectroscopic techniques, electrochemical methods, and computational modeling. In principle, electrocatalytic screening of homogeneous samples may identify catalytic reactivity and selectivity; however, in practice, the turnover numbers (TONs) and TOFs for the same catalyst may vary widely across systems incorporating photosensitization (for which quantum yield becomes an essential metric) or catalyst immobilization onto conductive supports. Therefore, recent work has included efforts to standardize comparisons of energy efficiency in terms of overpotential by describing more precise definitions of proton source pKa and standard potentials for H+ reduction in various media255 and by defining the reactivity of hydride donors.387 Solubility limitations may require screening and mechanistic investigations of organic solvents with organic acids as proton sources. However, the necessity of using aqueous media, or at least catalysts tolerant of water, is increasingly recognized, and recent work is aimed in this direction.388 To date, molecular catalysts or catalytic systems that are sufficiently durable for commercial H2 production have not been discovered. Historically, catalysts based on precious metals such as Rh, Ir, and Pt were researched;389 however, widespread recognition that the massive production scale needed for a H2 economy requires Earth-abundant catalysts has led to a surge in the discovery and characterization of catalysts of base metals: Fe, Co, and Ni complexes show particularly promising reactivity.390-392 Because of their well-known mechanisms, catalysts containing precious metals remain relevant for evaluation of new chromophores and antenna systems,393 understanding multi-electron chemistry of supramolecular systems linking the sensitizer and catalyst,394 discovery of unexpected mechanisms enabled by advanced techniques, and developing new surface anchoring strategies.395 25 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Binuclear Fe–Fe catalysts inspired by the active site of [FeFe]-hydrogenases50 have been thoroughly investigated and generally exhibit quantitative faradaic efficiencies for hydrogen production.396-398 Analysis of myriad synthetic varietals has allowed comprehensive rationalization of the mechanisms and the discovery of water-tolerant systems capable of achieving TONs greater than 26,000 when sensitized by quantum dots.399 Fe–Fe catalysts including poly(aryl alkyl)ether dendrimer shells have achieved excellent performance (TON 21,500, TOF 7,240 h−1, quantum yield 28%) in photochemical systems with Ir-based photosensitizers.400 Re-addition of sensitizer showed that decline in activity was related to decomposition of the chromophore, not the catalyst. Cobalt catalysts often show commendable reactivity and remain at the forefront of current research. Among them, pseudomacrocyclic complexes supported by diglyoximes and related ligands have been well-studied due to synthetic simplicity, mild overpotentials, and good faradaic efficiency; and mechanisms, including relevant oxidation states and identifying homolytic or heterolytic pathways, have been elucidated.401, 402 Major limitations of acid instability and ligand exchange403 can be suppressed by judicious ligand design404 or by including exogenous ligands in photochemical systems.405 Ultimately, TONs are persistently low (thousands or fewer) for this family of catalysts, and over-reduction to catalytically active nanoparticles has been increasingly recognized, as shown by surface techniques such as SEM, x-ray photoelectron spectroscopy (XPS), and energy-dispersive x-ray spectroscopy.406, 407 These studies highlight the importance of careful identification of the active species. In recent years, the portfolio of Co-based catalysts has been diversified to yield high performance including water-soluble porphyrins with electrochemical TON of 19,000408 and complexes of tetra- or pentadentate polypyridyl ligands that exhibit quantitative H2 faradaic efficiency at mild potentials (~1.2 V vs. normal hydrogen electrode [NHE] at pH 7) and TON of 55,000.409 Photochemically, the polypyridyl-supported Co catalysts yield a few thousand turnovers of H2; however, an interesting study using a phosphine as a final electron donor/oxide acceptor to prevent undesirable back-electron transfer revealed a system with over 33,000 turnovers in aqueous pH 5.410 Current research trends involve the design and/or elucidation of catalytic acceleration via ligand-based reactivity (non-innocence) by storage of charge or protons. Cobalt dithiolenes are examples in which reduction is followed by dual protonation of the S-atoms yielding species that can be further reduced at potentials comparable to the initial electron transfer.411 Related Ni-dithiolenes also show interesting ligandbased reduction and protonation with high electrochemical TON of 20,000 without the formation of low valent metal species.412 Increasingly sophisticated ligands have been designed to position proton relays within close range of the metal’s active site to accelerate catalysis or lower the onset overpotential.413 Nibased catalysts with bis(diphosphine) ligands are well-developed examples with pendant amines as proton relays, and catalysis is possible near thermodynamic potentials with electrochemical TOF of 10,000 s−1.56, 391, 414 The mechanism of proton relay depends on the acid strength and ligand geometry, and although faradaic efficiencies are quantitative, photochemical experiments generally produce a few thousand turnovers. Although solution-phase experiments remain valuable for discovery and mechanistic work, solar-fuelproducing catalysts or chromophore–catalyst assemblies can be immobilized to conductive or semiconductive electrode surfaces by using covalent or noncovalent methods to avoid diffusion; this area of research is active. In cases where this has been demonstrated successfully, massive increases in turnover numbers have been achieved. For example, on carbon nanotubes, Ni-bis(diphosphines) produced over 100,000 turnovers at −0.3 V vs. RHE,415 whereas over 9 × 106 turnovers were achieved using Cobis(dithiolenes) immobilized on graphite.416 2.2.2.2. Heterogeneous Electrolysis provides a promising pathway for producing renewable H.417 Water splitting is composed of two half reactions: the HER and the oxygen-evolution reaction (OER), with the largest efficiency losses due to the overpotential required for OER. Today, two commercially relevant water-splitting technologies exist; alkaline and proton-exchange membrane (PEM) electrolysis. Because of the PEM’s acidic nature, PEM electrolysis requires acid-stable catalysts. Conversely, alkaline electrolysis uses anion-conducting membranes and requires catalysts that are stable in highly basic conditions. To date, Pt and Pt-based alloys have proven to be stable as well as the most active electrocatalysts for the HER in both acid and alkaline electrolyte because of near-optimal hydrogen-atom adsorption free energy, ΔGH ≈ 0.418 However, cost, scarcity, and the low production rate of Pt are limiting factors for the large-scale application of Pt-based electrocatalysts.419 This problem has largely been addressed by three research strategies: (1) improving the utilization efficiency of Pt by creating ultrafine nanostructures or core-shell nanostructures to expose the most Pt atoms on the 26 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS surface or through the synthesis of single atomic Pt sites on high surface area supports, (2) discovering nonPt group metal (PGM) catalysts,420-426 and (3) leveraging non-PGM catalysts that are currently in use for commercial alkaline electrolyzers. Various morphologies and synthetic strategies have been employed toward reducing the Pt loading without compromising its activity and stability. Specifically, singleatom catalysts and clusters, nanoparticles, and core-shell structures have been investigated as effective routes for enhanced Pt utilization in acidic media.420, 427-433 Beyond Pt-based catalyst design, a tremendous effort has led to the design and discovery of numerous non-PGM electrocatalysts for the HER in acid electrolyte, including transition metal sulfides, phosphides, carbides, nitrides, and selenides.424, 434-438 To date, some of the most highly active non-PGM HER catalysts in acid electrolyte are Ni-, Fe-, and Co-based phosphides. Toward further enhancing the activity of non-PGM catalysts, mixed cation and anion transition metal phosphide catalysts have also proven to be a relevant strategy for enhancing the intrinsic activity of non-PGM catalysts relative to mono-metallic phosphide catalysts.437, 439-443 For example, a Fe0.5Co0.5P mixture has been found to be extremely active, requiring 37 mV of overpotential to drive 10 mA cm−2 with a near-zero ΔGH = 0.004 eV.444 In addition to tuning the chemical composition of HER catalysts, catalyst-support interactions have also been reported as an effective route for tuning the activity of transition metal sulfide and phosphide HER catalysts.445-449 Collectively, these concurrent efforts have led to the design of catalysts with activities approaching that of Pt- based systems when compared on a geometric basis (the current divided by the projected surface area of the electrode).450-452 However, this capability is at the expense of high catalyst loadings; thus, when normalized to mass activity instead of a geometric activity, non-PGM catalysts show a mass activity that is three to five orders of magnitude lower than that of Pt-based catalysts (Figure 14).248 Figure 14. Comparison of mass activity and overpotential for H2-evolution catalysts. (a) In acid and (b) in alkaline media. Reprinted by permission from Springer Nature, Kibsgaard, J. and Chorkendorff, I., “Considerations for the Scaling-Up of Water Splitting Catalysts,” Nat. Energy 4, 430–433 (2019). Copyright 2019. A similar situation emerges for HER catalysts in alkaline environments: alkaline conditions allow for greater stability for a variety of Earth-abundant catalyst candidates, but Pt still offers intrinsic activity that is orders of magnitude greater, despite not being as active in base as it is in acid (Figure 14).248, 435, 453 The more sluggish kinetics observed for alkaline conditions compared to acidic conditions have been ascribed to differences in the reaction mechanism.418, 454-456 The exact HER mechanism is still unknown, but contrary to acidic media—where the proton is sourced from a weakly bound H3O+—in alkaline solution, the H–O–H covalent bond must be broken to provide a proton.457 To reduce the Pt content, similar strategies to those employed for enhancing catalyst utilization have been explored, namely, nanostructuring.458-460 Beyond nanostructuring, heterostructures containing both Pt- and Ni-based oxide materials have shown to enhance HER activity. Specifically, Ni(OH)2 edges have been shown to promote dissociation of water, thus circumventing the sluggish kinetics of HER in alkaline conditions.461-465 These formulations give rise to low overpotentials of less than 30 mV at 10 mA cm−2.458, 462, 463 Despite these developments, the corresponding mass activities remain one to two orders of magnitude lower than their acid counterparts. 2.2.2.3. Bio-Based Approaches Molecular hydrogen is a central energy carrier in microbial systems, being a part of several biogeochemical cycles involving C, S, N, and O. The biological activation of H2 is catalyzed by hydrogenases, which are enzymes that catalyze the reversible activation of H2 ↔ 2H+ + 2e−. The protons in this process are coupled to the exchange of electrons with soluble and membrane-bound electron carriers. 27 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Electron carriers (e.g., ferredoxin, flavodoxin, quinones) function as components of elaborate redox networks to exchange reducing equivalents between enzymatic reactions that form the energy-conserving and substrate-conversion pathways of biological systems. Thus, the central role of hydrogenases in energy cycling in microbial systems is signified by the fact that hydrogenases have been identified in about 28% of the sequenced genomes of microbial and archaeal species.466 Although hydrogenases can reversibly catalyze the formation and breakdown of H2, individual enzymes typically favor either the reduction- or the oxidation-reaction directions,466 which is exemplified by the remarkable capacity of enzymes to have reaction bias for the forward vs. the reverse reaction, or to exert a disproportionate rate acceleration in one direction that can span orders of magnitude in turnover rates of an enzyme. The remarkable properties of enzymes that contribute to bias is an ongoing topic of research, and some recent work is addressed in detail below. The widespread incorporation of hydrogenases into diverse metabolisms has manifested as a broad range of structural and functional diversity. The rich diversity is captured by structural differences from the atomic to molecular scale, and they are evident, for example, in subtle differences in the primary and secondary coordination spheres of the catalytic metal sites and redox active cofactors. Varying complexities among the electron relay cofactors and relay networks—some cofactors exhibit unique primary coordination and novel reactivity (e.g., O2 reduction to H2O)467—are scaffolded into subunit architectures, forming higher-ordered functional contexts that contribute to conformational control of enzyme reactivity. Studies on representative enzymes have primarily focused on their biochemical and spectroscopic properties toward addressing how the differences in the protein structure affect the reactivity of the catalytic site and HER activity of the enzyme. Two known families of hydrogenase enzymes are the [FeFe]- and [NiFe]-hydrogenases.50 Catalytic sites of [FeFe]- and [NiFe]-hydrogenases share the common structural theme of using a Fe–CO2/CN moiety that is incorporated into two fundamentally different metal cofactors. This unique example of functional convergence of two distinct enzyme families shares a capacity to catalyze H2 activation. Although members of both enzyme families catalyze HER, the [FeFe]-hydrogenases have significantly higher rates, whereas [NiFe]-hydrogenases are more biased toward the H2 oxidation reaction. One example that stands in contrast to this general trend is the [NiFeSe]-hydrogenases. These enzymes substitute a cysteine with a selenocysteine that replaces a thiolate with a selenite in the primary coordination of the Ni atom in the catalytic site NiFe cofactor. This exchange is modeled to affect the reversibility of proton transfer to the Ni atom and/or the electronic structure of the NiFe cofactor to shift the bias toward HER. The [FeFe]-hydrogenase hydrogen-cluster consists of a [4Fe-4S] cubane cluster linked by a bridging cysteine thiolate to a [2Fe2S] subsite; both Fe atoms have terminal CO/CN− coordination and are bridged by a μ-CO and dithiolmethylamine. Chemical reconstitution of enzymes with synthetic [2Fe2S] subsites has shown that substitution of the amine nitrogen atom with sulfur, oxygen, or carbon significantly disrupts catalytic activity.468 To date, x-ray structures of the [FeFe]-hydrogenases have been solved for only two catalytic states—the oxidized and H2 activated states—because capturing and crystallizing intermediates in an enzyme with TOFs that approach 105 s−1 poses a significant challenge. Therefore, the structural models proposed for catalytic intermediates have been derived from (1) studies on enzymes either poised at redox potentials or freeze-trapping of intermediates or by (2) time-resolved spectroscopic analysis (i.e., infrared, electron paramagnetic resonance, Mössbauer, and nuclear resonance vibrational spectroscopy, nuclear magnetic resonance, and x-ray absorption and emission). Computational methods have been used to model the cluster electronic structures, redox, and protonation states.469-475 The outcome of these approaches has led to two fundamental models for the HER mechanism that basically differ in definitions of reduced state hydride coordination.475-477 Intense focus has been on the structures and biophysical properties of the PCET steps that result in the formation of H2. This work has addressed how catalytic metal sites are tuned for redox steps and how redox steps are coupled to proton transfer and protonation of the metal sites during catalysis. For example, such redox studies include the identification of hydride intermediates of [NiFe]-hydrogenases478, 479 and [FeFe]hydrogenases,471-473, 480 analysis of the hydricities of metal-hydrides,481 and properties of extended proton networks.482, 483 In summary, these studies address how the protein scaffold of hydrogenases selectively incorporates and positions amino acid functional groups in second coordination sphere canopies and extended proton transfer networks to enable PCET as an essential process of HER. Electron-transfer relays in hydrogenases are most often composed of FeS clusters ([4Fe-4S], [2Fe-2S], [3Fe4S], and [4Fe-3S]); some examples of flavins are incorporated into electron-transfer chains of hydrogenases 28 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS that react with pyridine nucleotides. In addition to having a fundamental role in the transfer of electrons to and from catalytic sites, electron relays have been implicated in redox-coupling, or anti-cooperativity, effects that influence the reduction potentials and pKa values of catalytic intermediates.484 They also contribute to catalytic bias among different [FeFe]-hydrogenases485, 486 in which electron relays composed of FeS cofactors with more-positive reduction potentials relative to the catalytic site shift the bias from HER to favor H2 oxidation. Manipulation of the primary and secondary coordination sphere of the hydrogen cluster in [FeFe]-hydrogenases has also been found to affect reduction potentials and biases of enzymes. One example is the switching coordination by cysteine thiolate to histidine imidazole of the hydrogen cluster, which alters the redox leveling of the [4Fe-4S] and [2Fe2S] subsites, thus dramatically shifting the reaction bias from HER to H2 oxidation in [FeFe]-hydrogenase.487 In addition to structural and functional studies on defining the reactivity and catalytic mechanisms of hydrogenases, these enzymes have been used extensively as catalysts in semisynthetic photochemical and PEC systems for solar H2 production. Hydrogenases have been directly coupled to nanomaterials and photosensitizers for photochemical HER,488-490 as catalytic components of electrochemical and PEC systems,491 and wired to PSII as models for solar-driven HER from water oxidation.492 These systems have also provided unique approaches for investigating the fundamental properties of hydrogenases via timeresolved spectroscopy coupled to light-triggered electron transfer493, 494 and for determining the energetic and kinetic parameters and the quantum efficiencies of coupling photogenerated electron transfer to HER.495 2.2.3 CO2 Reduction 2.2.3.1. Homogeneous Electro- and photocatalytic CO2R to generate fuels or fuel precursors are key reactions in solar-to-fuels research.304, 388, 496-499 However, despite decades of work, the ideal homogeneous CO2R catalyst has yet to be discovered, and the majority only produce two-electron reduction products (CO or formate); deeper reduction products such as CH4 or CH3OH are much rarer. Catalytic activity is evaluated by several parameters, including the rate of catalysis (TOF), product selectivity, catalyst stability (TON), the overpotential (for electrocatalysts), and quantum yield (for photocatalysts). Ideally, each of these parameters could be optimized simultaneously, whereas in practice, this is rarely the case. Homogeneous catalysts can offer advantages over heterogeneous catalysts. For example, they often exhibit improved and/or different product selectivity, and their steric and electronic properties are also easily tuned via synthetic modifications, allowing a detailed mechanistic understanding and structure–activity relationships to be obtained. In the early years of homogeneous CO2R catalysis, many catalysts were based on transition metal complexes of expensive noble metals (e.g., Re, Ru, or Pd). However, more recently, the trend has been toward using cheaper, more Earth-abundant metals (e.g., Mn, Fe, Co, and Ni)388, 499, 500 Some of these catalysts now exhibit better activity than their noble metal–based counterparts (e.g., Fe-porphyrinbased electrocatalysts have shown TOFs of 106 s−1 for the reduction of CO2 to CO.501 Although metal-free organocatalysts for CO2R are highly desirable, only a limited number have been reported over the years.496 However, promising new results were demonstrated very recently.502 Improvements in homogeneous CO2R catalysis have been driven by several innovations, some of which are highlighted in the following paragraphs. Although early catalysts tended to use relatively simple ligand frameworks, relying mainly on inner sphere coordination interactions at the metal center (e.g., ReCl(bpy)(CO)3), secondary and outer coordination sphere effects can have a profound effect on the mechanism of CO2R and catalytic activity.503 Examples include the incorporation of phenolic substituents onto existing ligands, providing a local proton source for the CO2R reaction and improved kinetics because of favorable hydrogen-bonding interactions with metalbound CO2R intermediates.503 Electronic and steric effects of ligand substituents have also been used to manipulate catalytic activity. For example, sterically bulky mesityl groups at the 6,6′-positions of bpy ligands in Mn-bpy-based electrocatalysts have been used to deactivate dimerization pathways.504 The incorporation of Brønsted basic methoxy groups onto similar bulky bpy-ligand substituents has also been used to access the long-desired protonation-first pathway for electrocatalytic CO2R, saving 0.5 V in overpotential vs. the commonly observed reduction-first pathway.505 This result was driven by an inductive effect combined with specific hydrogen-bonding interactions with the second coordination sphere methoxy groups, lowering the activation barrier for C–OH bond cleavage. The incorporation of ionic moieties into ligand frameworks (e.g., trimethylammonium into Fe-porphyrins) has also been shown to significantly decrease the overpotential and increase the TOF for electrocatalytic CO2R via coulombic stabilization of catalytic intermediates.501 Electrocatalytic CO2R with ReCl(bpy)(CO)3 in an imidazolium ionic liquid also induced a significant decrease 29 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS in overpotential and increase in TOF relative to the same reaction in acetonitrile.506 To determine overpotential correctly in a given solvent, the equilibrium potential for the reaction in that solvent must be known.507 Most homogeneous CO2R catalysts operate in organic solvents, often in the presence of a Brønsted acid as a proton source. However, because CO2R may ultimately be coupled with water oxidation in a solar fuel device, having CO2R catalysts that can operate in aqueous solution is desirable. This condition raises several issues, including catalyst solubility and stability in water, separation of the CO2R product from water and the dissolved electrolyte, and competition with the generally more thermodynamically favorable proton reduction (H2 formation) reaction. However, some recent examples of homogeneous CO2R electrocatalysts perform well in water, including (1) an Fe(CO)5 cluster electrocatalyst that can selectively reduce CO2 to formate in aqueous solution508 and (2) derivatized Fe-porphyrin electrocatalysts that produce CO.501 The development of new ligand frameworks and catalyst structures is also driving innovations in the catalytic activity of homogeneous CO2R catalysts.388, 497, 500 One recent example involved incorporating an electron-rich bis-N-heterocyclic carbene ligand into a Mn-based electrocatalyst, replacing the traditional bpy ligand. The result was the highest-reported TOFmax for this type of catalyst (320,000 s−1).509 Recent reports of bimetallic CO2R catalysts have also shown a dramatic increase in catalytic rates of photo- or electrocatalysis, reportedly because of a synergistic effect between the two metal centers; TONCO values of up to 65,000 were reported, albeit with very low (nanomolar) concentrations of catalyst.510, 511 The photocatalytic reduction of CO2 to either CO or formate has progressed significantly since the original ReCl(bpy)(CO)3 catalyst was developed in the 1980s.512 The Re-bpy catalysts are self-sensitizing in the nearultraviolet wavelengths and exhibit extremely high product selectivity for CO, but they are quite inefficient, with low TONCO (~20). Many variants have been investigated over the years. However, supramolecular assemblies—a visible-light-absorbing photosensitizer complex covalently bound to a molecular CO2R catalyst via a bridging linker—have emerged as some of the most efficient and durable photocatalysts for reducing CO2 to either CO or formate in the presence of strong sacrificial electron donors. Associated TONCO values are greater than 3,000 in some cases.284, 388, 496, 499 The main advantage of supramolecular systems is that electron transfer between the two components is accelerated, leading to enhanced durability and higher performance than mixtures of the individual components. Although most of this work has been conducted in organic solvents, water has been used in some cases with water-soluble electron donors.513, 514 Using sacrificial electron donors to study homogeneous photocatalytic CO2R is performed mainly as a matter of convenience for fundamental research. In practical applications, reducing equivalents and protons derived from water oxidation could ideally be used, most likely in a PEC setup with immobilized photosensitizercatalyst assemblies. Some preliminary work along these lines has already been completed.284 Developing new CO2R catalysts requires a detailed knowledge of the reaction mechanism. Understanding the generation pathways and reactivity of key intermediates (e.g., M–CO2, M–CO) provides valuable clues for controlling selectivity and avoiding deactivation reactions. Although conventional spectroscopic and electrochemical515 methods have proven invaluable for this purpose, advanced techniques such as x-ray absorption methods,516, 517 laser flash photolysis,518, 519 and pulse radiolysis520 with transient spectroscopic detection are increasingly being used because they allow the direct observation of important high-energy intermediates. Coupled with theoretical calculations and advanced computational modeling techniques, this combination of characterization tools has facilitated obtaining detailed pictures of CO2R mechanisms. Homogeneous catalysts are ideally suited for catalyst development and for gaining a good mechanistic understanding. However, ultimately heterogenizing these molecular catalysts by immobilizing them onto a surface using various anchoring strategies has notable advantages.388 These advantages include improved stability, efficiency, and/or product selectivity; an ability to operate in solvents in which the homogeneous catalyst is insoluble (e.g., water); and easier product separation in future practical applications. Three general approaches for CO2R catalyst immobilization are (1) immobilization onto a conducting electrode surface for electrocatalysis, (2) grafting onto a photoactive colloid for fuel generation upon light irradiation, and (3) immobilization onto a semiconductor-based electrode, resulting in a photocathode for PEC CO2R, providing a means of overcoming demanding electrochemical overpotentials by using solar energy. Although many issues still need to be resolved, these strategies have been successfully employed with a wide variety of molecular catalysts.388 For example, the TONCO for Mn-bpy-based CO2R catalysts was increased by two orders of magnitude by immobilization onto C-based electrodes.500 Finally, CO and formate are useful reduction products, but research is also being conducted to investigate novel homogeneous CO2R catalysts that can reduce CO2 beyond CO and formate to higher hydrocarbons or oxygenates (e.g., CH4 and C2H2): several catalysts show promising initial results.388 30 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS 2.2.3.2. Heterogeneous A myriad of different products can be formed as outputs from the inputs of CO2, H2O, and electricity into a heterogeneous electrocatalytic system, mostly ranging from C1 to C3 molecules, and including various hydrocarbons (e.g., methane, ethylene) and oxygenated products (e.g., ethanol, acetone) of significant global demand, on the order of 109–1011 kg/yr.71, 77 Navigating complex catalytic reaction networks (Figure 15) to achieve high product selectivity remains a major challenge, requiring control over interconnected processes occurring at multiple different length and time scales.77, 521-527 Since the seminal studies by Hori that identified elemental transition and post-transition metals that are selective for electrocatalytic CO2R over the competing HER in aqueous electrolytes,528 much research has investigated steering the reactivity of the heterogeneous catalyst and its local reaction environment to improve CO2R selectivity and activity. Initially, CO2 can be electrochemically reduced to either CO or formate with two electron transfers, and previous research has already demonstrated that coinage and post-transition metals are highly selective for CO2R to CO and formate, respectively.528 Implementation of coinage and posttransition metals into vapor-fed reactors has been largely successful at improving total current densities beyond 100 mA/cm2 while retaining high selectivity for CO or formate.529-532 Recent progress has yielded alternative electrocatalysts using transition metals bound with heterocyclic ligands or supported on nitrogen-doped carbons that have improved intrinsic activities and/or use less precious metals.239, 533-538 Companies such as Siemens, Opus 12, and Dioxide Materials are already pushing the technology readiness levels of CO2R by commercializing electrolyzers for syngas production, although these technologies remain at relatively early stages of development. In addition, the Danish industrial catalyst maker, Halder Topsoe, developed and is marketing a solid-oxide electrolysis cell under the name eCOsTM, which reportedly delivers 99.0% pure CO, with the major impurity being unreacted CO2 and trace amounts (<5 ppm) of CH4, O2, and H2O; a wet CO2 input stream results in co-formation of syngas (H2 + CO). Although formate is widely considered to be a terminal pathway for CO2R (because no known pathway exists to further electrochemically reduce formate), CO can be further reduced into a broad range of single- or multi-C oxygenates and hydrocarbons. Copper-based electrocatalysts remain the state of the art for further reduction of CO, and recent progress has demonstrated how factors (e.g., electrode potential,539-544 reaction temperature and pressure,545-547 catalyst surface structure,548-556 catalyst composition,101, 324, 346, 557-567 catalyst morphology,568-573 catalyst-support interactions,553, 574, 575 electrolyte composition,554, 576-588 and catalyst surface coatings246, 247, 589) can steer reactivity for these mechanistic pathways.77, 528 The development and implementation of in situ and operando experimental probes and physics-based models have significantly enhanced understanding of key processes at the catalyst/electrolyte interface under electrocatalytic CO2R conditions.101, 521, 523, 526, 578, 590-605 Successful approaches are able to guide the complex carbon-based reaction network while also suppressing the competing HER. For example, researchers have leveraged mechanistic insights on the pH dependence of key rate-determining steps for the HER and CO2R by implementing alkaline electrolytes and high-surface-area electrodes to improve the electrical-to-chemical conversion efficiency for CO2R to CO and multi-carbon products.540, 550, 571, 578, 606-611 Ethylene and ethanol are the typical multi-carbon products from CO2R on Cu-based electrocatalysts, and combinations of the aforementioned strategies have enabled selectivities greater than 60% to either product on a current efficiency basis.574, 598, 612, 613 The reports of non-Cu catalysts that can make CO2R products that require more than two electron transfers are sparse, but several examples exist that provide complementary insights on designing the heterogeneous catalyst and its local reaction environment.546, 614618 Several of these studies report high selectivity for CO2R to methanol, which is not typically produced with high selectivity on Cu-based electrocatalysts.616, 617, 619 Although all of the above are design principles for improving selectivity, relatively few strategies exist that improve the intrinsic reaction rates for CO2R to products that require more than two electron transfers.77, 561, 620 As a result, a typical CO2R catalyst requires a large overpotential because it has an intrinsic activity for CO2R that is many orders of magnitude lower on a TOF basis than that of a catalyst for the HER.434 Recently, a major research theme has been the translation of insights from bulk-liquid aqueous reactors (in which CO2 is diffused to the cathode through the electrolyte) to vapor-fed reactors (in which CO2 is supplied in the vapor phase to a GDE).78, 529, 530 Significant progress has been made to increase the performance of vapor-fed reactors via improvements in the fundamental understanding of reactor design (derived from fuel cells) and the implementation of alkaline electrolytes.525, 612, 621, 622 Although CO2 rapidly reacts with and acidifies alkaline electrolytes, a sequential process consisting of CO2R to CO and electrocatalytic CO reduction (COR) can take advantage of alkaline electrolytes for the COR step.75, 607, 623-628 Deeper understanding of mass-transport effects and the interfacial chemistry of catalysts with polymer electrolytes in vapor-fed systems could lead to the development of other means to control the reaction environment. Changes to the reaction environment could ultimately affect intrinsic reaction rates, product selectivity, and 31 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS system stability in CO2R and COR.531, 629-631 Progress continues as more research is conducted on membrane electrode assemblies.525, 613 Typical electrical-to-chemical conversion efficiencies for CO2 electrolyzers are less than those of commercial alkaline and polymer electrolyte membrane H2O electrolyzers at the same current densities, although reported performances for CO2 electrolyzers have been rapidly improving.529 Notably, the long-term stability of CO2 electrolyzers is yet to be determined because only a few demonstrations have operated beyond hundreds of hours of operation. Figure 15. Possible mechanistic pathways of CO2R to C1 and C2 products on polycrystalline Cu, grouped into different-colored reaction schemes taken from the works in the top-right legend. Reprinted with permission from ACS, “Nitopi, S., et al., “Progress and Perspectives of Electrochemical CO2 Reduction on Copper in Aqueous Electrolyte,” Chem. Rev. 119, 7610–7672 (2019). Further permissions related to the material excerpted should be directed to ACS. 2.2.3.3. Bio-Based Approaches Biological CO2R is the primary source of global fixed carbon: terrestrial and marine photosynthetic activity combine to contribute approximately 200 billion tons of fixed carbon annually.632, 633 Methanogenesis, which is the biological conversion of CO2 into methane, leverages about 1 billion tons of this fixed C,634 32 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS underscoring the significance of biological CO2R chemistry to the global carbon cycle. For decades, studies have focused on the enzymatic reactions that support these biogeochemical cycles: photosynthesis is a model process for developing solar energy conversion into reduced-carbon fuels and chemicals. Some of the recent progress is summarized in the enzymatic reactions that form the pathways of biological CO2R, atypical CO2R reactions by nitrogenase, and examples of CO2R that incorporate enzymes as components in semi-synthetic designs for solar-driven reactions. Acetogenesis is the enzymatic conversion of CO2 into acetate (Eq. (1)), and it involves the enzymatic reactions catalyzed by acetyl CoA synthase (ACS)/CO dehydrogenase (CODH) complex: 2CO2 + 4H2 ⇌ CH3COO− + H+ + 2H2O ΔGo′ = −95 kJ/mol (1) CODH catalyzes the reduction of CO2 to CO in the initial reaction step of Eq. (1) via activation and reduction of CO2 at a catalytic metal cofactor. CODHs are found in two varieties, having either a [4Fe4SNi] or [MoSCu] catalytic site. Both enzymes operate at or near the formal potential of the CO2/CO redox couple. The Nicontaining enzymes catalyze CO2R at TOFs of 45 s−1,635 whereas MoCu enzymes only catalyze the CO oxidation reaction at 102 s−1.636 The structure of Ni-CODHs has been determined where the activation of CO2 occurs at the open site between the Ni and Fe atoms, which are bridged by a [Fe3S4] moiety. Many of the significant details of the activation process have been obtained via structural and biophysical analysis of reaction intermediates that implicate the role of the secondary coordination sphere (i.e., histidine, lysine, and cysteine) in assisting in the binding and orientation of CO2 in the reaction mechanism.637 The CO2R to CO results in the formation of a Ni(II)-CO intermediate that converts back to the resting state of the enzyme upon CO release.45 Release of CO is a tightly controlled process because CO is toxic to biological organisms, and CODH forms a higher-ordered protein complex with ACS that enables the direct and selective transfer of CO by means of hydrophobic channels to the catalytic site of ACS. ACS uses a cobalamin cofactor and binuclear Ni-containing catalytic site for the subsequent conversion of CO into acetate.45, 638 Methanogenesis is a multi-enzyme pathway that couples CO2R to formation of methane (Eq. (2)), with a significant fraction of the methane produced derived from pre-fixed CO2 in the form of acetate as the substrate (Eq. (3)). The enzymology has been studied and thoroughly reviewed.639, 640 CO2 + 4H2 ⇌ CH4 + 2H2O ΔGo′ = −131 kJ/mol CH3CO2− + H+ ⇌ CH4 + CO2 ΔGo′ = −36 kJ/mol (2) (3) Recent studies on the terminal rate-limiting step in the methanogensis pathway that is catalyzed by methylcoenzyme M reductase (MCR) used a combination of structural and biophysical analyses and computational modeling to resolve mechanistic details. These studies also identified a radical-based mechanism for the formation of methane from a methyl-Ni precursor.641 In addition to MCR, structures of several of the other enzymes in the various methanogenic pathways have been determined, including heterodisulfide reductase and F420-dependent hydrogenase by x-ray diffraction and cryogenic electron microscopy approaches.642 This tour de force effort has revealed significant complexity in the subunit compositions and FeS cofactors that comprise archaeal electron-transfer pathways, implicating the importance of controlling electron flux and potentials during the catalytic cycle. Formate dehydrogenases are enzymes that use Mo- or W-containing active sites with pyranopterin ligands that catalyze reversible hydrogenation of CO2 to formate (Eq. 4). The mechanism of CO2 activation has been posited to occur by one of five mechanisms,643-645 with evidence that in some Mo enzymes, the pyranopterin is redox active.646 Formate dehydrogenases have been used as electrocatalysts for CO2R with high selectivity for formate at minimal overpotentials.647 CO2 + H2 ⇌ HCOOH ΔGo′ = + 31.8 kJ/mol (4) Recently, the nitrogenases, which primarily catalyze N2 fixation to NH3, have been demonstrated to also catalyze the reduction of CO2 to methane648 and to other reduced-carbon products.649-651 Nitrogenases exist in three different forms that vary in the metalation of the catalytic site cofactor by incorporating either a single Mo, V, or Fe atom into the [7Fe8S] cluster core. The differences in metalation alter the reactivity toward CO2, where Fe has been shown to lead to CH4 production under N2 and CO2 atmospheres. Nitrogenases also catalyze C–C bond formation and C–N coupling,652, 653 offering a new addition to biological CO2R enzymology and serving as a model for a single-enzyme CO2R process. Photosynthetic CO2 fixation is the coupling of water oxidation to the carboxylation of ribulose bisphosphate (C5H12O11P2), which acts as a precursor to produce reduced carbon compounds. Although not strictly a CO2R, photosynthetic CO2 fixation represents a paradigm for the coupling of solar-driven reductive reaction 33 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS chemistry to capture CO2 into organic compounds. Light’s photochemical potential is used to drive water oxidation, and the energy is captured in low-potential electron carriers such as ferredoxin and NAD(P)H, which provide the reductant for the subsequent reaction steps in the carbon-fixation pathway. Examples of the coupling of CO2R enzymes to photochemical and PEC enzymatic CO2R demonstrate the selectivity and utility of biological enzymes to drive reductive chemistry outside of their native environments.654, 655 2.2.4 N2 Reduction Given that N2 comprises 80% of the Earth’s atmosphere, it is an attractive molecule to use as a way to store excess electrons and protons generated from intermittent renewable energy generation. Furthermore, N2 is not a greenhouse gas, unlike CO2. An important step in renewable energy generation is the reduction of N2 to NH3. This is a challenging chemical reduction because of the N2 triple bond, which requires reduction of N2 to NH3 (Eq. (5)). N2 + 3H2 ⇌ 3NH3 ΔGo′ = − 33 kJ/mol (5) This reduction is an overall 6e−/6H+ process, but nonetheless is achieved at scale by two principal processes: the Haber–Bosch chemical process and biological nitrogen fixation. The Haber–Bosch process has been immensely successful over the last 75 years, providing over half of the NH3 used in modern agriculture food production.656, 657 However, the Haber–Bosch reaction comes at a heavy energy price, requiring intensive fossil fuel to drive the H2, heat, and pressure that this process demands. Biological N2 reduction, on the other hand, is conducted under ambient conditions in an 8e−/8H+ process in which obligatory H2 is co-produced during the nitrogenase reaction because of to its unique mechanism. Aside from the challenging thermodynamics, N2 is nonpolar and has a low proton affinity, which makes it difficult to activate. Therefore, a major challenge in photocatalytic, (photo)electrochemical, and biologically based N2 reduction is docking and activating the N2 molecule, which can occur via either dissociative or associative mechanisms. The dissociative mechanism breaks the N2 triple bond into nitrogen atoms, and hydrogen atoms (or protons/electrons) are reacted. Alternatively, the associative mechanism continuously weakens the N2 bond, and electrons and protons are reacted with the weakened N2 to form NH3. This reaction mechanism is a much lower-energy pathway and is used in biology. Like CO2R and H2O reduction reactions, a challenge exists for product selectivity, catalyst stability, and efficiency. Therefore, similar strategies can be applied, such as catalyst poisoning reduction, curated catalytic sites, neutral reaction conditions, and increased surface-to-volume ratio. With these multiple approaches, much new research has been dedicated to N2 fixation, and the significant progress on catalyst development was recently reviewed.47, 658 2.2.4.1. Homogeneous Attracting growing attention in recent years, electrochemical NH3 synthesis uses electrons to drive the N2R reaction to NH3. The reduction reaction occurs at the cathode, competing with the HER. To suppress HER, a suitable design and choice of electrocatalyst and electrolyte are crucial. Designer molecular (photo)electrocatalysts with Mo, Fe, Co, Ru, and Os catalytic sites have been used to reduce N2 to NH3 by forming metal-nitride bonds. A detailed review by Foster et al. summarizes NH3 equivalents for various homogeneous molecular catalyst complexes,658 and the recent DOE Roundtable Report on Sustainable Ammonia Synthesis84 are excellent references and will not be elaborated here aside from a few relevant examples. One of these is from Wickramasinghe et al., who synthesized Mo diamido complexes, [Ar2N3]Mo(N)(O-t-Bu), that can produce about 10 equivalents of NH3 per Mo and has a maximum efficiency in electrons of about 43%.659 Dinitrogen-bridged Mo2 complexes with N-heterocyclic carbene- and phosphine-based PCP-pincer ligands designed by Eizawa et al. have demonstrated that 230 equivalents of NH3 can be produced at 25°C and 1 atm for N2 reduction.660 2.2.4.2. Heterogeneous Numerous reports of heterogeneous N2R are also available. The majority of these examples use noble metal catalysts and show low NH3 production rates (<100 μg cm−2 h−1) and low faradaic efficiencies (<10%) at several hundred millivolts cathodic of RHE.661-663 In a nod to Schrock’s early report of a single-site triamidoamine Mo complex that affects a N2 to NH3 conversion,664 Mo-containing electrodes are proving to be effective for electroreduction of N2 to NH3; however, they suffer from similarly modest catalytic rates and faradaic efficiencies as the noble metals.665-669 Metal-free electrocatalysts, such as nitrogen-doped nanoporous graphitic carbon and B4C nanosheet membranes, are also being investigated.670, 671 Scaling the electrochemistry process to industrial proportions has been reported to require high faradaic efficiencies in 34 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS excess of 50% and reaction rates of at least 10−7 mol s−1 cm−2,672 and current anthropogenic approaches are far from meeting these goals. 2.2.4.3. Bio-Based Approaches In contrast to the Haber–Bosch process, the biological reduction of N2 to NH3 occurs in bacteria under benign conditions of pressure and temperature. The enzyme that catalyzes this reaction is called nitrogenase. Given the green nature of biological N2 reduction, there has been steady interest over the last 50 years to understand how this enzyme catalyzes this challenging reaction.49, 673-675 Many aspects of the mechanism have been elucidated, including the realization that the reaction requires intense energy input in the form of ATP hydrolysis.49, 673-675 In fact, the energy input from ATP hydrolysis is roughly the same as the energy input required for the Haber–Bosch process. The biological energy (ATP) can come from renewable energy sources, such as light energy in phototrophic bacteria. For this reason, bacteria that can fix N2 have been used to support plant growth. These bacterial systems do not lend themselves well to large-scale NH3 production outside of plant needs. Figure 16. Reaction schemes for N2 reduction to NH3. (a) Via nitrogenase and (b) via CdS:MoFe protein biohybrids. From Brown et al., “Light-Driven Dinitrogen Reduction Catalyzed by a CdS:Nitrogenase MoFe Protein Biohybrid,” Science 352, 448–450 (2016). Reprinted with permission from AAAS. Significant research efforts during the last 10 years have been aimed at discovering ways to replace the ATP energy demand of nitrogenase with alternative energy sources.676 The most significant breakthrough in this area came 2 years ago: it was discovered that nitrogenase can be coupled to CdS nanoparticles to create a system that can derive all of its energy from light while achieving high rates of N2 reduction to NH3.677 This hybrid system featured cadmium sulfide (CdS) nanocrystals that were used to photosensitize the MoFe protein. In this system, light harvesting replaces ATP hydrolysis to drive the enzymatic reduction of N2 into NH3 (Figure 16b), with a rate of 315 nmol mgMoFe −1 min−1.677 The system also demonstrated long TONs: the reaction sustained for many hours. Furthermore, an entire bioelectrocatalysis field exists to leverage biological machinery in the form of enzymes such as MoFe protein tethered to an electrode surface where the faradaic efficiency for N2 to NH3 has been reported to be as high as 26.4%,678 albeit at much lower rates of N2 reduction.679 2.2.5 H2O Oxidation 2.2.5.1. Homogeneous Solar fuel-forming reactions use protons and electrons that can be sourced from water oxidation. The standard free-energy change of the net four-electron water oxidation is about 113.5 kcal/mol (electrochemical potential, E° = 1.23 V vs. NHE). However, because of the high activation energy of the uncatalyzed reaction, higher driving forces are usually required to achieve desired reaction rates. Water oxidation catalysts (WOCs) can significantly increase the overall rate of water oxidation by avoiding the formation of high-energy intermediates and lowering activation barriers of elementary reaction steps.680 The ability of WOCs to facilitate proton-coupled multi-electron transfers significantly improves their catalytic efficiency. The development of molecular WOCs was largely inspired by the reactivity of the O2-evolving center of PSII, which oxidizes water with a TOF on the order of 102 s−1 and a TON of about 106, albeit requiring regeneration every 10–15 min.681 Most molecular WOCs are based on coordination complexes of transition metals and are convenient systems for detailed mechanistic studies because of their synthetic versatility. Although Ru and Ir are the most common metals used in WOCs, an increasing number of catalysts containing first-row transition metals, such as Mn, Fe, Co, Ni, and Cu, are being reported. Organic ligands frequently employed in WOCs include polypyridyl, pyridine amine, cyclopentadiene, porphyrin, peptide, and tetra-amido macrocyclic compounds.682-684 Polyoxometalates are a notable exception from this trend because they provide fully 35 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS inorganic ligand platforms based on anions with the general structure [XmWnOh]y−, where X can be Zn, P, Si, Ge, or other elements.685 Arguably the most important impact of molecular WOCs in the field of catalysis is the mechanistic understanding of the water oxidation reaction. WOCs containing a single metal site can promote water oxidation catalysis via a sequence of redox steps coupled to the removal of protons from a water molecule coordinated to the metal center.681, 686, 687 The mechanism for the formation of metal-oxo species is well understood, and recent progress has been made on understanding the later stages of catalysis (including the O–O bond formation),687, 688 but further work is needed because the involved intermediates are short lived. Theoretical calculations and computational modeling studies have been an integral part of the efforts directed toward elucidating the catalytic water oxidation reaction, and such modeling studies have provided detailed information on the fundamental nature of proposed reaction intermediates and a step-by-step microscopic mechanism of the catalysts’ action. The initial understanding of the basic steps of water oxidation catalysis has led to targeted development of specific ligand functions, resulting in drastic improvements in catalytic performance. As a result of improved catalyst design, the rates of water oxidation catalysis have soared about 7 orders of magnitude faster than the benchmark “blue dimer” system, cis[(H2O)Ru(bpy)2(μ-O)Ru(bpy)2(OH2)]4+ (TOF ~5 × 10−3 s−1).681 TOFs as high as 102–103 s−1 and TONs around 104 have been reported for Ru catalysts containing anionic ligands (e.g., bda = 2,2-bipyridine-6,6dicarboxylate) under acidic conditions (pH 1) using Ce(IV) as a sacrificial oxidant.686, 688 At pH 7–10, TOFs on the order of 103–104 s−1 have been reported for a Ru(tda) catalyst (tda = 2,2:6,2-terpyridine-6,6dicarboxylate)681, 689 using foot-of-the-wave analysis under electrochemical conditions. In some cases, significant discrepancies between TOFs obtained from analysis of electrochemical currents and those derived from quantifying evolved oxygen require more systematic comparison. Furthermore, the reactivity of sacrificial oxidants beyond a simple electron transfer may introduce complications when directly comparing catalysts activated electrochemically or by means of chemical oxidation.690 WOCs containing an Ir center have also been extensively investigated, and the performance of some catalysts has been reported to reach TONs of about 104 and TOFs of about 10 s−1 under electrochemical conditions.682 However, the true nature of the catalytic species still remains disputed because heterogeneous IrOx particles may form under catalytic conditions.691 Molecular WOCs containing first-row transition metals is an emerging but fast-growing class of catalysts.682- 684, 692-695 TOFs as high as 100 s−1 for Cu 4O 4 cubanes supported by the (3-methoxy-salicylidene)-glutamic acid ligand have been reported under electrochemical conditions.684 In general, WOCs based on Fe, Ni, Co, and Mn have shown more moderate activity than Ru catalysts. One of the major areas of concern is the stability of first-row transition metal WOCs because of the substitutional lability of these coordination compounds in water, especially at low pH.681 As a result, investigation of these catalysts was mainly limited to high pH (>7) and water–organic solvent mixtures. Photochemical activation of WOCs can be achieved using two-component mixtures of catalyst and photosensitizer in the presence of a sacrificial electron acceptor.696 However, this approach requires the diffusion of at least four equivalents of oxidized photo-sensitizer to the WOC, thus reducing the efficiency of overall catalysis. Alternatively, coupling the WOC and photo-sensitizer in a chromophore–catalyst assembly (CCA) provides a more efficient way to drive water oxidation using light.14 Although many organic or coordination compound chromophores may be used to oxidize WOCs, charge recombination rates are typically much faster than the rates of the individual steps of catalysis. Immobilizing CCAs on metal oxide surfaces facilitates ultrafast injection of electrons into the metal oxide conduction layer, resulting in the oxidized form of the photo-sensitizer, which provides sufficient time for electron transfer from the WOC. A wide range of CCAs on TiO2 or conductive oxide mesoporous films (e.g., ITO, a ternary composition of In, Sn, and O) have been used to drive water oxidation using external bias in devices called dye-sensitized PEC cells.14 Immobilizing molecular WOCs on an electrode surface usually yields increased catalyst stability (TON). For example, a pyrene-modified Ru(tda) catalyst exhibited a TON of about 106 after 12 h electrolysis at an overpotential of 0.63 V.681 Factors that limit performance of immobilized WOCs include the stability of anchoring groups under oxidative conditions of electrolysis as well as pH effects.697 Atomic layer deposition was shown to significantly improve the stability of anchoring groups on metal oxide surfaces. An alternative approach using a physical confinement strategy for catalyst immobilization inside porous materials such as metal organic frameworks has been attempted. However, significant rates of catalyst desorption and limited mass transport inside the porous framework resulted in limited catalytic performance.698 Finally, care should also be taken when such assemblies are designed, because many high-efficiency WOCs require bimolecular interactions during the O–O bond formation step. 36 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS 2.2.5.2. Heterogeneous Molecular hydrogen is an important industrial chemical. It offers an attractive possibility as a form of renewable energy storage and as a fuel that can be sustainably produced. The sustainable production of H2 can be achieved using renewable electricity and water as inputs. Electrochemical water splitting occurs via two half reactions: the HER and the OER. Beyond water splitting, the OER could also play an important role as the counterreaction for other electrochemical processes such as CO2R, N2R, and metal–air batteries. The OER involves multiple intermediates (e.g., OOH*, OH*, and O*), and studies have shown that the binding energies of these species on a surface are strongly correlated, making it a challenge to develop a catalyst with the desired property of optimal binding for each intermediate such that the four electron-transfer steps can easily proceed.434, 699 Indeed, because of these scaling relationships, to date, most catalysts that have been examined (at any pH) require high mass loadings to achieve overpotentials below 0.25 V. This constitutes a significant loss in the water electrolyzer’s energy efficiency. Circumventing this limitation may require strategies that decouple the binding energies of the OER intermediates. In acid, very few known materials are even moderately stable and active for the OER; the precious metal– based rutiles of IrOx and RuOx constitute the highest-performing systems (Figure 17a).248 Although the activity of RuOx exceeds that of IrOx,, RuOx is less stable; therefore, IrOx catalysts are currently employed in commercial proton-exchange membrane (PEM) electrolyzers.700, 701 However, because of the high cost and low abundance, primary research efforts are focused on reducing the Ir content of catalysts in PEM electrolyzers while maintaining activity and stability.417, 419 To achieve this goal, various synthetic strategies have been employed via nanostructuring.702, 703 Specifically, nanoparticles,704 nanoneedles,705 nanodendrite structures,706 and single-atom catalysts707 have been investigated. Thin-film and single-crystal IrOx catalysts have also been investigated and provide fundamental insight into well-defined catalysts, proving the effect of crystal orientation and facets on the catalyst activity and stability.708-711 Beyond pure Ir-based catalysts, alloying Ir with other precious metals (e.g., Ru, Os) has also shown promising intrinsic activities.712, 713 Figure 17. Specific mass activity of OER catalysts in (a) acidic and (b) alkaline electrolytes. Blue: nonprecious metals; Pink: Ir- and Ru-based. Scale for catalyst loading shown in gray in (a). Catalysts with extremely low loadings enclosed in dashed circles to distinguish as data points. Reprinted by permission from Springer Nature, Kibsgaard, J. and Chorkendorff, I., “Considerations for the Scaling-Up of Water Splitting Catalysts,” Nat. Energy 4, 430–433 (2019), Copyright 2019. Toward reducing the precious-metal content, Ir and Ru alloys with transition metals (e.g., Co, Ni, Fe, Mn) and Ir- and Ru-based mixed-metal oxide phases such as perovskites, hollandites, and pyrochlores have been investigated.699, 714-717 For both alloys and metal oxides, these bimetallic materials have been shown (in most cases) to undergo surface reconstructions under operating conditions, resulting in the formation of a stable and highly active Ir- or Ru-enriched skin. Such surface reconstructions influence the catalyst in numerous ways, including surface area, conductivity, crystal lattice strain, crystal phase, and electronic structure.706, 718-721 Beyond activity improvements, understanding dissolution of precious metals catalysts, alloys, and mixed-metal oxides under OER conditions has attracted significant attention in the literature.709, 37 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS 712, 722-725 In general, correlations between high catalyst activity and high rates of dissolution have been reported for OER catalysts, although they are not strictly related.701, 709 Beyond catalyst design, the development of conductive support materials that are stable in acidic electrolyte (i.e., doped titania, doped tin oxides, and metal carbides) has also been demonstrated as a method for increasing catalyst utilization, thereby decreasing Ir loading.700, 726, 727 Another approach to reducing the cost of PEM electrolyzers is to completely remove Ir and other precious metals from the anode. Recent work has explored the use of mixed-metal oxides and intermetallic alloys containing Earth-abundant materials such as Fe, Ni, Co, Mo, Ta, and Sb.728-730 Although the activities of these nonprecious-metal-group catalysts do not rival that of Ir-based materials, promising lab-scale stability has been reported for a few systems. Alkaline environments have a relatively large library of active and stable precious metal and nonprecious metal catalysts for OER, as shown in Figure 17b.731, 732 Specifically, transition metal oxide catalysts, such as LDHs and metal oxyhydroxides typically based on Fe and Ni, have demonstrated comparable or even greater activity and stability than precious-metal catalysts when normalized to mass activity or TOF.733-735 Trimetal oxy(hydroxides) such as FeCoW and NiFeV with high surface areas and extremely low overpotential have also been reported to achieve high TOF as a result of improved metallicity and tuning of oxygen atom binding energies.736 Mixed-metal oxides, namely perovskites and pyrochlores, have also been extensively studied to systematically tune the binding energies of oxygen-based intermediates by varying the composition and lattice strain of the catalysts.699, 737-739 Similar to catalyst development efforts in acid, general strategies to improve activity in alkaline conditions include increasing the intrinsic activity of the material (i.e., confinement, composition) or increasing the number of active sites available for OER (i.e., nanostructuring, supports).434, 740, 741 Conductivity seems to also play an important role in alkaline conditions; the best-performing catalysts tend to be on conductive supports, or they exhibit high bulk electrical conductivity.417 Advanced material characterization techniques using synchrotron radiation and density functional theory calculations have aided in this understanding of OER catalysts.742 Figure 17 shows that comparable mass activities and overpotentials can be achieved in acidic and alkaline conditions using state-of-the-art catalysts. However, to achieve low overpotentials in either condition, higher loadings of the catalyst are still required. State-of-the-art catalysts include Earth-abundant transition metals (e.g., Fe, Ni) in alkaline conditions, whereas most stable catalysts in acidic conditions contain precious metals (e.g., Ir, Ru). In commercial devices, other factors such as mass transport, temperature, pressure, and conductivity play an important role in the overall device performance.417 Therefore, translating catalysts from lab-scale to commercial devices is being explored to evaluate the meaning and relevance of lab-scale testing protocols. OER catalyst testing in PEM electrolyzers has revealed different mechanisms of catalyst degradation under commercially relevant operating conditions.743 Low Ir-loading catalysts have also demonstrated improved specific activity relative to traditional IrOx catalysts in PEM devices.743, 744 Similar work has been done to integrate novel electrocatalysts into anion-exchange membrane (AEM) systems and more traditional liquid alkaline electrolyzers. A comparison of catalysts under the same AEM operating conditions revealed that electrical conductivity of the dry catalyst plays a key role in AEM performance.745 Device testing enhances the community’s understanding of how manufacturing and interfaces related to catalyst development can influence ultimate performance. 2.2.5.3. Bio-Based Approaches Biological OER is catalyzed by PSII, a multi-subunit protein complex that contains a Mn4CaO5 cofactor at the OEC and includes light-absorbing pigments chlorophyll-A, β-carotenes, and redox-active plastoquinones QA and QB.746, 747 The protein scaffold provided by the PSII subunits provides the essential functional motifs and chemical interactions required to support the highly synchronized sequence of reaction steps, defined as the S states, for oxidization of H2O to O2.748 The driving force for the chemical reaction is provided by light, which is captured and used to photogenerate an oxidant—a tyrosine radical—powerful enough to oxidize the OEC. This process of photo-oxidation chemistry is repeated a total of four times per turnover of the OEC to complete the oxidation of two water molecules and generate one molecule of O2, four electrons, and four protons. The structure and function of PSII, and its mechanism of water oxidation, is one of the most wellstudied catalytic reactions in biology. The subsequent electron-transfer reactions conserve the energy of water oxidation by generating proton motive force for ATP formation and via low potential electron carriers (i.e., NAD(P)H). These mechanisms are both used to drive CO2 fixation and other energy-demanding reductive reactions of photosynthesis. The necessity of coupling water oxidation by PSII to electron-transfer chains is a kinetic limitation to the TOF of PSII OER. The individual steps in the catalytic mechanism of PSII water oxidation can be performed at a 38 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS turnover of 1.4–2.0 ms, for a TOF of 500–700 O2 s−1 PSII−1,749 whereas the measured TOFs are typically 10% of this value, or about 30–80 O2 s−1 PSII−1. Studies on the mechanism of the OEC have evolved from decades of biophysical, photochemical, and structural studies on purified PSII reaction centers. Several structures of PSII have been revealed by x-ray crystallography, most recently on x-ray free-electron laser (XFEL) sources, which help to alleviate artifacts from x-ray-induced reduction. The S-state intermediates of the OEC catalytic cycle (i.e., the Kok cycle) can be singly enriched by the careful application of sequences of saturating light pulses, which have enabled detailed biophysical analysis of the nature of the intermediates, the identification of substrate waters, and the bonding arrangements and oxidation-state changes that occur in the OEC during turnover. From this work, a general model(s) has emerged that details the first substrate water-binding, deprotonation step (S0–S2), binding and oxidation of the second substrate water (S2–S4), and O–O bond formation (S4). Figure 18 shows a current model of the OEC mechanism formulated from serial femtosecond x-ray crystallography and simultaneous x-ray emission spectroscopy on the individually isolated S states. This work represents both the evolution of the knowledge of the catalytic mechanism and the evolution of XFELbased structural studies and data analysis that has enabled advances for integrating biophysical and structural studies of photoactivated catalysts in operando in unprecedented detail. Summaries from x-ray, electron paramagnetic resonance, Fourier transform infrared spectroscopy, and computational modeling are available in the literature.750-756 Figure 18. The likely position of Mn oxidation states (Mn3+ is depicted in orange, Mn4+ in purple) as well as protonation and deprotonation reactions are indicated for each S state. The proposed steps in the S2→S3 transition, including Ox insertion, are indicated in the dashed box with blue dashed arrows signifying atom movements. Three likely options (1, 2, and 3) for the final S3→S0 transition are given in the bottom part, including possible order of (1) electron and proton release; (2) O–O bond formation and O2 release; and (3) refilling of the empty substrate site. Reprinted by permission from Springer Nature, Kern, J., et al., “Structures of the Intermediates of Kok’s Photosynthetic Water Oxidation Clock,” Nature 563, 421–425 (2018), Copyright 2018. 2.3 Membranes In a solar fuels device, a semipermeable membrane positioned between the electrodes must permit the transport of ions so that current can flow between electrodes, while restricting to the greatest extent possible the transport of electrode half-reaction products. By minimizing product crossover, the membrane contributes to maximizing overall device efficiency.757 An ancillary benefit of minimizing product crossover is ultimately to reduce the cost of product separation,758 which has been found to be considerable in TEA of CO2R systems at scale.72 As such, the membrane plays a key role in integration efforts, and its material 39 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS properties must be considered within the context of catalyst selectivity, photoabsorber orientation, and electrolyte composition (including pH).759 Semipermeable membranes for technologies including batteries, fuel cells, and electrodialysis systems have been the subject of extensive study.760-765 But modeling and simulation efforts have revealed that the material requirements for solar fuels membranes differ from membranes employed in other such applications.757, 766 Despite these findings, exploratory studies on solar fuels catalysts, photoabsorbers, and device architectures have predominantly employed commercial polymeric membranes developed for other applications.761, 767 Membranes are incorporated into solar fuels devices of various architectures, including traditional dual-cell configurations with aqueous electrolyte, and membrane-electrode assemblies (MEAs) wherein electrodes are sandwiched directly against the membrane faces. GDEs are increasingly popular subjects of study in MEA-based systems because of the high concentrations of CO2 or other solar fuel precursor that can be made available to the catalyst.768 Polymer materials of the same or similar composition as the membrane materials discussed herein also find use as binders for particulate catalysts or in electrode construction.768-770 The transport properties of polymer binders are likely to affect the availability of reactants, such as CO2 and water, to the embedded catalyst particles in such electrodes. 2.3.1 Cation Exchange, Anion Exchange, and Bipolar Membranes Membranes used in solar fuels devices generally comprise polymers with covalently bound moieties that become fixed-charge groups upon ion dissociation. These charged groups promote the transport of ions of the opposite valence. Cation-exchange membranes (CEMs) contain negatively charged fixed-charge groups and readily permit the passage of cations, whereas AEMs contain positively charged fixed-charge groups and permit the passage of anions; both selective exchange processes are driven by the low concentration of fixed charged in the membrane polymer (also known as the ionomer). Nafion is probably the most widely studied CEM, and it has historically found extensive use in fuel cells because of its favorable proton permeability.762 Nafion has been employed in water-splitting759, 771-773 and CO2R devices.774-778 However, Nafion has an ionic conductivity that exceeds what is needed for most solar fuels systems and a permeability to products that results in less-than-optimal system performance.757, 779 Furthermore, interest in using AEMs for CO2R systems has recently increased because of (1) the improved selectivity of nonprecious-metal (e.g., Cu) CO2R catalysts for multi-carbon products in alkaline media and (2) the predominance of HCO2− and HCO3− charge carriers in the electrolyte.549, 766, 780 Some commonly encountered AEMs for solar fuels devices include Selemion AMV,766, 781 Neosepta AHA,782, 783 and Sustainion X37784, 785 (a recently commercialized imidazolium-based styrenic membrane developed specifically for CO2R devices). Synthetic efforts have focused on understanding the material properties that lead to desirable membrane performance for solar fuels devices. The recent development of material libraries with tunable features, such as crosslink density and water uptake, has enabled systematic study of the material structure/transport property relationships governing membrane performance in solar fuels devices.630 Bipolar membranes, which comprise a CEM and an AEM laminated together, have been employed in several solar fuels devices. Fumasep FBM is the most commonly reported bipolar membrane in solar fuels studies.786-790 Bipolar membranes present different polarities on each face, so they permit the use of different electrolytes and pH ranges in adjacent half cells of solar fuels devices.790, 791 If one electrolyte is not strongly acidic or basic, then a large voltage drop is sustained across the device, which requires higher cell operating potential and maintenance of a stable bias direction. By contrast, the current-voltage curves of bipolar membranes separating strong acid and strong base are ohmic, and thus exhibit no dependence on the direction of the space-charge region with respect to bias. Under these extreme electrolyte pH conditions, water formation at the junction (forward bias) can result in delamination at high current densities and poor membrane adhesion. Material selection must be used to carefully optimize Cell design for bipolar membrane use; in such cases, water (photo)electrolysis efficiency could reach similar values as those observed in devices with AEMs or CEMs.790 2.3.2 Selectivity and Transport Membranes employed in solar fuels devices—including virtually all the commercial polymeric materials represented in the literature as well as the few examples of those polymeric membranes synthesized specifically for this purpose—comprise dense materials through which small-molecule or ion transport occurs via the solution–diffusion mechanism.765, 792 Although membranes such as Nafion are frequently described as having “channels” through which ionic transport occurs, the microstructure of such membranes does not contain discrete pores that permit convective transport.762 Instead, ion (i.e., electrolyte) and organic small-molecule (i.e., CO2R product) permeation occurs by diffusion through the interstitial spaces among polymer chains.793, 794 40 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS In ion-exchange materials, water typically fills the interstitial free-volume voids,765, 792, 795 so water sorption is a useful metric by which to understand electrolyte and CO2R product transport. This hypothesis is borne out in recent experimental efforts wherein membrane water content was systematically varied without changing the ion-exchange capacity (i.e., the number of fixed-charge groups, which affects both the ionic conductivity and water uptake of the membrane).630, 765, 796 Methanol and electrolyte ion permeability both exhibited dependence on membrane water uptake.630 The dependence of ionic conductivity and CO2R product permeability on membrane water uptake permitted the construction of a tradeoff relationship for transport in solar fuels membranes wherein an increase in ionic conductivity is associated with an increase in CO2R product crossover (Figure 19).630 This tradeoff is the fundamental transport challenge that must be overcome via membrane material design, and it is also anticipated for watersplitting devices.757 Because of their lower current densities, membranes with relatively lower ionic conductivities than in, for example, fuel cells may be employed in solar fuels devices.757, 766 Another important consideration for membranes specific to solar fuels systems is that non-steady state permeation occurs owing to diurnal cycling as has been recently described by Houle.631, 797 Figure 19. The dependence of ionic conductivity and CO2R product (e.g., methanol) permeability on membrane water uptake necessitates a tradeoff wherein CO2R product permeability generally increases with increasing ionic conductivity. This figure illustrates the fundamental transport challenge facing design of new membranes for solar fuels devices. Commercial Selemion AMV is shown in comparison to other materials with variable water uptake but invariant ion-exchange capacity. Used with permission of Royal Society of Chemistry from Carter et al., “Preparation and Characterization of Crosslinked Poly(Vinylimidazolium) Anion Exchange Membranes for Artificial Photosynthesis, “J. Mater. Chem. A. 7, 23818 (2019); permission conveyed through Copyright Clearance Center, Inc. The lack of selectivity of many CO2R catalysts has prompted the development of new techniques to monitor the multicomponent transport of CO2R products across ion-exchange membranes. In situ attenuated total reflectance–Fourier transform infrared spectroscopy techniques have enabled realtime monitoring of alcohol and charged organic species permeation across solar fuels membranes in mixtures containing up to three analytes and water.798, 799 These studies revealed emergent transport phenomena wherein membrane permeabilities were affected by the presence of multiple CO2R product penetrants. 41 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS 3 System Integration and Durability 3.1 Benefits and Challenges of Integration The performance of solar-fuel devices depends on the inherent materials properties of individual components in the device, but critically, also on the device architecture and prototype design. A range of device architectures (Figure 20) has been proposed, investigated, and demonstrated: each has its own advantages and disadvantages with respect to device efficiency, stability, scalability, and safety.800 The Planar Design (Figure 20a): Most solar fuels prototype systems that have high efficiency (>10% solar-to-fuel [STF] conversion efficiency) and are stable (>100 h) have been constructed and demonstrated in the planar design.103, 108, 109, 788 For instance, planarbased, monolithic PEC cells exhibited 19% STH conversion efficiency under 1-sun illumination.109 Reports also show that solardriven CO2R devices in planar configuration have greater than 10% STF conversion efficiencies.790 The planar design can be further categorized as (i) back-to-back and (ii) side-by-side designs. The back-to-back design achieves the full Shockley–Queisser efficiency limit for a tandem or triple-junction cell, but its requirements for materials for currentmatching are much more stringent than those of the side-by-side design. Micro- and Nanostructured Design (Figure 20b): The micro- and nanostructured design has many potential advantages relative to planar designs, including reduced material usage,801 lower purity material requirements,802 minimized ionic-transport distance,803, 804 and improved device robustness against catastrophic device failure.805 Fully integrated microwire-based PEC water-splitting devices have been demonstrated in the Joint Center for Artificial Photosynthesis’ first phase.806 However, efficient and unassisted solar water-splitting or CO2R has yet to be demonstrated with this design because of challenging and complex materials integration and compatibility at the microscale. The high surface area of nanowire/microwire designs can increase the dark current density, compromising the efficiency of the PEC process. Particle-Based System (Figure 20c): “One Figure 20. Schematic illustrations of various types of solar fuel devices. Full Image adapted from Xiang, C., et al., Angew. Chem. Int. Edit. under Creative Commons Attribution 3.0 Unported (CC BY 3.0). Copyright 2016. (a) Used with permission of Royal Society of Chemistry, from Haussener, S., et al., “Modeling, simulation, and design criteria for photoelectrochemical water-splitting systems,” Energy Environ. Sci. 5, 9922–9935 (2012); permission conveyed through Copyright Clearance Center, Inc. (b-i) Used with permission of Royal Society of Chemistry, from Shaner, M. R., et al., “Photoelectrochemistry of core–shell tandem junction n–p+-Si/n-WO3 microwire array photoelectrodes,” Energy Environ. Sci. 7, 779–790 (2014); permission conveyed through Copyright Clearance Center, Inc. (b-ii) Adapted with permission from Warren, E. L., et al., “Silicon Microwire Arrays for Solar Energy-Conversion Applications,” J. Phys. Chem. C 118, 747–759 (2014). Copyright 2014 American Chemical Society. (e) Image baggie” and “two baggie” systems have been proposed and partially demonstrated in the research community. The radically different cost in balance of systems is the main motivation for the particle-based system.63, 807 The STH conversion efficiency in this 42 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS system is often low (<2%), and solar fuels devices for CO2R call for demonstration in both “one baggie” and “two baggie” configurations. Vapor-Fed Prototypes (Figure 20d): Vapor-fed devices provide unique design spaces for solar fuel application, particularly for solar-driven CO2R devices. In these devices, the low solubility and transport of dissolved CO2 in aqueous solution could limit the attainable reaction rates. In recent studies, vapor-fed CO2 (or CO) reduction devices show much higher operating current densities (>100 mA cm−2) and unique selectivity toward multi-carbon products relative to aqueous cells. Optimized gas/solid/liquid interfaces in highly structured electrodes exhibited much higher selectivity toward CO2R than aqueous cells.64, 612, 623, 624, 808 Concentration Concepts (Figure 20e): As described in Section 1.3.1, TEAs of solar fuels systems have shown that solar concentration can yield major cost benefits. The scientific basis for solar concentration is discussed in more detail in Section 3.1.1. 3.1.1 Balance of Systems, Low-Grade Heat, and Solar Concentration In the last several years, the benefits of integration have been investigated in using the low-grade heat generated in solar absorption above or below the incident bandgap (or highest occupied molecular orbital– lowest unoccupied molecular orbital) energy. An integrated device design requires that the photoabsorber be completely protected from the electrolyte—a buried junction—and that the solid-state and liquid components are in close enough proximity (nanometers to micrometers) to leverage the benefits of the waste heat. Such integrated devices have been termed integrated PEC (IPEC)7 and have significant theoretical benefits relative to renewable electricity plus electrolysis—namely, lower electrical and thermal losses (DC–DC converter, ohmic [cables and conductors], maximum power-point tracker, thermalization, and low-energy-photon absorption).5 A device construct leveraging the benefits of an integrated design with concentrated solar energy was demonstrated experimentally at 474 suns at 17.12% STH efficiency with an impressive 880 mA cm−2.12 The active-cooling device design allowed the photoabsorber to be cooled while using the waste heat to increase the temperature of the catalytic sites. The theoretical efficiency was modeled up to 1,000 suns, and thermal integration as well as solar concentration were found to be essential in achieving the high 102–103 mA cm−2 current densities required for a cost-competitive solar fuels device (Figure 21).12 Figure 21. IPEC device schematic and efficiency plot. (a) IPEC device schematic: electrolyte flows over the buriedjunction photo absorber to absorb light at energies less than the absorber bandgap energy (E < Eg). (b) Calculated single-junction limiting efficiency as a function of bandgap energy showing the benefits of thermal integration under ideal and realistic (catalyst overpotential) scenarios. Reprinted by permission from Springer Nature, Tembhurne, S., et al., “A Thermally Synergistic Photo-Electrochemical Hydrogen Generator Operating under Concentrated Solar Irradiation,” Nat. Energy 4, 399–407 (2019), Copyright 2019. 3.1.2 Multiscale Modeling Multiscale multiphysics modeling and simulation played a significant role in defining the target materials properties and in guiding the test-bed prototype designs. The whole-cell/device model is based on individual component models, but it often includes boundary conditions and information exchange between 43 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS components to couple different physical phenomena of the entire device. The whole-cell model includes light absorption, photo-carrier transport, interfacial charge transport, electrocatalysis for HER and OER, multicomponent ion transport in electrolytes, and product gas transport. For solar water-splitting devices, the whole-cell model has been developed and applied to various cell constructs to reveal advantages and disadvantages of each design.759, 803, 809 Multiscale modeling provides quantitative evaluation of novel device design, but it is also used in the field to define the operational conditions and constraints for efficient cell operations. For instance, the model revealed the flow-pattern and recirculation schematics in solar fuel devices with near-neutral pH electrolytes for low transport losses.810, 811 The multiscale model also defined the target membrane properties and revealed the trade-offs between the permeability and conductivity of membranes for solar fuel operation.757 The model can also provide a predictive, quantitative evaluation of device performance at steady-state and under realistic spatial and temporal conditions with diurnal cycles and temperature variation.812, 813 For solar CO2R devices, the modeling and simulation focuses on the local operating conditions, including local pH and CO2 concentrations at the catalyst surface in both aqueous-based and vapor-fed systems. In aqueous-based cells, modeling and simulation have considered the effects of different electrolytes, electrode structures, and morphologies on the catalytic activity and selectivity.814, 815 In vapor-fed cells, the relation between intrinsic reaction kinetics and the mass transport of species in various types of catalyst layers have been studied to obtain a fundamental understanding of catalysis at the electrode surface.816 3.2 Durability Water electrolysis can be considered a mature technology.817 In fact, it was the commercially dominant H2 generation method until being supplanted in many markets by less-expensive SMR beginning in the 1930s.818 Clearly, the technology has, at times, been able to satisfy the durability requirements for commercial viability. The concept of directly driving water-splitting with light originated with the 1972 report of using TiO2 as a photoanode.16 Scale-up efforts began soon afterward819 and continue to the present day using different PEC and photocatalytic motifs.6 However, durability comparable to that established for water electrolyzers (i.e., years) has not been demonstrated for solar-driven systems.103 44 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS Figure 22. Best-in-class demonstrations of electrochemical and PEC CO2R. Electrochemical CO2R to CO at 200 mA cm−2 in a GDE cell with Ag cathode and IrO2 anode (inset). Image adapted from Liu, Z., et al., J. Electrochem. Soc. under Creative Commons Attribution 4.0 International (CC BY 4.0). Copyright 2015. (b) PEC CO2R to C2+ products (e.g., ethylene, ethanol, propanol). using a Si-based photocathode integrated with the nanostructured Ag–Cu electrocatalyst and an IrO2 anode. Simulated AM1.5G illumination was performed for 8 h/day, and an additional bias of −0.4 V vs. RHE was applied. After 10 days, the catalyst was regenerated by redepositing Cu. Used with permission of Royal Society of Chemistry, from Towle, A., et al., “Photocathode with Ag-Supported Dendritic Cu Catalyst for CO2 Reduction,” Energ. Environ. Sci. 12, 1068–1077 (2019); permission conveyed through Copyright Clearance Center, Inc. The viability of electrochemically reducing CO2 to hydrocarbon/oxygenate products was established in the 1950s,820 and light-driven conversion using a semiconductor photocathode was reported in the 1970s.821 To date, neither has been commercially applied. Durability has been emphasized in some recent studies of CO2R using GDEs, and state-of-the-art durabilities range from hundreds of hours for hydrocarbon products612 to more than 1,000 h for syngas production.531, 822 For photocathode-based systems, reported durabilities range from hours823 to 20 days (Figure 22).824 3.2.1 Economics and Sustainability Implications of Durability Energy and monetary return on investment (ROI) must be positive for any solar-driven energy conversion scenario to be economically and environmentally viable.64, 193 Obviously, the durability of the system components is vitally important because their replacement is likely to be costly in terms of both money and energy. For the related PV market, a positive energy ROI can be realized in a year or so,825 but market forces require manufacturers to warrantee performance for more than 20 years. Based on economic factors, similar durability requirements are expected to arise for solar-to-chemical conversion facilities because they require more extensive infrastructures. Similarly, as shown by an analysis of a prospective 1 GW solar H2 plant, lifetimes of greater than 10 years are desirable for a positive energy ROI.826 Proposed low-cost 45 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS architectures include (1) semiconductor/catalyst particles suspended in liquid and contained in plastic bags that lie on the ground and (2) a material that can be rolled out similar to artificial grass and can use a sprinkler system to deliver water.3,4 Although TEA of those low-cost architectures shows promise, the architectures have yet to be developed to prove their practicality. For electrochemical CO2R, simple analyses based on the prices of CO2 and grid electricity have been used to argue that some products can be produced at competitive prices.10 3.2.2 Half-Cell vs. Full-Cell Evaluations of Durability In laboratory reports, durability of solar fuels systems is usually stated for the half reaction of interest (“three-electrode measurement”), most often by noting the decrease of the partial current for CO2R at the (photo)cathode. Although useful, this type of measurement does not capture the full range of processes that are expected to affect durability in a scaled-up commercial system.78 Possible limiting processes for CO2R include cross-contamination of the cathode by materials from the anode, which was recognized as an issue in the 2000s827 and still remains as a durability-limiting process.824, 828 Another example is found in devices that use bipolar membranes to maintain different pH conditions in the cathode and anode chamber. Coupled effects may be more easily revealed in full-cell (“two-electrode”) measurements.629 3.2.3 Mechanisms of Degradation Most laboratory studies report the decline in the device’s operational efficiency without investigating the mechanism(s) responsible for the decline. For devices with PEC components, a key challenge is the metastability of many materials with respect to anodic and cathodic corrosion processes under watersplitting and/or CO2R conditions.829, 830 Constructing devices that use stable materials as charge-selective contacts is one way to address this challenge.831 Corrosion resistance can be incorporated as a selection criterion in HiTp computational and experimental searches for new materials for CO2R photocathodes.832 Many studies qualitatively evaluate corrosion by inspecting device components via methods such as optical microscopy, SEM, and XPS. Less common are more quantitative methods such as measuring the corrosion rate by detecting degradation products in the electrolyte833 or by measuring the mass loss of the component directly.834 In situ observations of corrosion processes by scanning probe techniques are also possible, and when combined with theory, they can reveal underlying mechanisms.835 Photocathodes that drive CO2R invariably incorporate a cocatalyst to favor CO2R over HER and to control the product selectivity.836 The cocatalyst selection is based on materials that are active for CO2R in the dark.434 Often, these are metal nanostructures or nanoparticles; Cu is used in many studies because it is the only metal catalyst that facilitates the C–C coupling necessary to form multi-carbon products.77 However, by analogy with well-known effects in heterogeneous catalysis,837 nanocrystalline CO2R catalysts can change shape and/or sinter during operation, leading to loss of activity and selectivity.838 Identifying the mechanism(s) responsible for performance degradation might allow design of systems resistant to these effects, as has been proposed in designing hybrid heterogeneous catalysts for improved lifetime.563 3.2.3.1. Operando Spectroscopies Optical and x-ray spectroscopies can be non-perturbing probes of the electrochemical environment and can provide insight into degradation mechanisms. An attractive probe strategy is to measure surface orientation, surface adsorbates, and the consumption of reactants and generation of products at as small a size scale as possible. In this context, Soriaga et al. have pioneered the integration of in operando infrared spectroscopy, scanning probe spectroscopy, and mass spectrometric product detection to elucidate product-selective sites and time-dependent surface reconstructions on Cu electrocatalysts.590, 839 In situ x-ray techniques have been developed to probe catalyst evolution (oxidation state, size, composition) and surface adsorbates during CO2R.563, 602, 840 In situ/operando Raman spectroscopy has been used to monitor the evolution of catalyst structure and, to a lesser extent, adsorbates and intermediates for both OER and CO2R.841, 842 3.2.3.2. Science of Durability in Other Fields (Batteries, Photovoltaics) It is instructive to consider the development of reliability science for sustainable energy technologies that have found commercial application. In developing standards and protocols, it is important to consider the distinction between durability—which can be measured by a change in the performance of the device with time (e.g., power conversion efficiency for a solar panel, storage capacity for a battery)—and the consequences of device failure. For example, the failure of a single PV panel in a solar farm can be addressed by simply replacing it; however, if a battery fails in certain applications (e.g., on a plane in flight), 46 FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS then the potential consequences can be more severe.843 These considerations necessitate a risk-based approach both to standards development and to the underlying reliability science.844 Appropriately developed standards can constructively direct reliability science while increasing market confidence.845 In solar PV, standards developed by the International Electrotechnical Commission (IEC) to qualify the Si-based modules that now dominate the marketplace function to provide targets for researchers working to increase the reliability of new technologies such as the halide perovskites. This highly active field has adapted the IEC 61215 and 61646 endurance and accelerated wear protocols as performance targets and has made steady progress: some laboratory-scale cells have passed the damp-heat test (85°C at 85% humidity), but so far, no modules have passed the full range of tests.846 3.2.3.3. Reliability Science of Real Systems Commercial deployment of solar-driven chemical conversion systems could require assurance regarding durability and safety. Moreover, these systems could be required to pass accelerated wear tests such as those published by the IEC, although no such standards exist now for solar-driven water-splitting or CO2R. The reliability science of solar-driven fuel production needs to improve to advance to the technology readiness levels of PV- or wind-powered energy conversion. For both electrolytic and PEC CO2R, a significant gap exists between what has been reported in laboratory demonstrations (hours to a few months) and what could be required for commercial viability (years). Realistic conditions, such as diurnal illumination and temperature cycling, have not been investigated from either a performance or a reliability perspective. The consequences of the various failure modes of system components have not been evaluated, and few efforts have explored the possibility of system parts replacement/regeneration. Progress in this area could require taking a holistic view of the energy conversion system and elucidating the key degradation mechanisms. 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DOI: 10.1039/C9SE00032A. 77 Cover Image courtesy of NREL from Ref. 847. Image reproduced by permission of Alfred Hicks and The Royal Society of Chemistry from Sustainable Energy Fuels, 2019, 3, 1660-1667, https://doi.org/10.1039/C9SE00032A. DISCLAIMER: This report was prepared as an account of work sponsored by an agency of the United States government. Neither the United States government nor any agency thereof, nor any of their employees, makes any warranty, express or implied, or assumes any legal liability or responsibility for the accuracy, completeness, or usefulness of any information, apparatus, product, or process disclosed, or represents that its use would not infringe privately owned rights. Reference herein to any specific commercial product, process, or service by trade name, trademark, manufacturer, or otherwise does nott necessarily constitute or imply its endorsement, recommendation, or favoring by the United States government. 78