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Orange/red light emitting iridium(III) organometallic complexes containing 2,3‐di(pyridine‐2‐yl)quinoxaline as ancillary ligand and their anticancer properties
Basic Energy Sciences Roundtable on
Liquid Solar Fuels
Factual Document for the Basic Energy Sciences
Roundtable on
Liquid Solar Fuels
August 20–21, 2019
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
Technical Perspectives Factual Document
FACTUAL DOCUMENT FOR THE BASIC ENERGY SCIENCES ROUNDTABLE ON
LIQUID SOLAR FUELS, AUGUST 20–21, 2019
Contributors
Joel Ager, Lawrence Berkely National Laboratory
Todd Deutsch, National Renewable Energy Laboratory
Daniel Esposito, Columbia University
John Gregoire, California Institute of Technology
Christopher Hahn, SLAC National Accelerator Laboratory
Leif Hammarström, Uppsala University
Thomas Jaramillo, Stanford University
Laurie King, Stanford University
Paul King, National Renewable Energy Laboratory
Daniel Miller, Lawrence Berkely National Laboratory
Elisa Miller-Link, National Renewable Energy Laboratory
Gary Moore, Arizona State University
Karen Mulfort, Argonne National Laboratory
Nathan Neale, National Renewable Energy Laboratory
Arthur Nozik, National Renewable Energy Laboratory /University of Colorado Boulder
Frank Osterloh, University of California, Davis
Geoff Ozin, University of Toronto
John Peters, Washington State University
Dmitry Polyanski, Brookhaven National Laboratory
Lance Seefeldt, University of Utah
Wilson Smith, National Renewable Energy Laboratory /University of Colorado Boulder
Chengxiang Xiang, California Institute of Technology
Jianping Yu, National Renewable Energy Laboratory
TECHNICAL PERSPECTIVES FACTUAL DOCUMENT
FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
Table of Contents
Table of Figures.............................................................................................................................................................. v
Acronyms....................................................................................................................................................................... vi
1
Liquid Solar Fuels .................................................................................................................................................. 1
1.1 The Promise of Liquid Solar Fuels ................................................................................................................... 1
1.1.1
Definitions .......................................................................................................................................... 1
1.1.1.1. Indirect Liquid Solar Fuels ................................................................................................ 1
1.1.1.2. Direct Liquid Solar Fuels .................................................................................................. 1
1.1.2
Classification of Photovoltaic Electrolysis ........................................................................................ 2
1.2 Artificial Photosynthesis ................................................................................................................................... 2
1.2.1
History and Inspirations from Nature ............................................................................................... 2
1.2.2
Redox Biochemistry ........................................................................................................................... 4
1.3 Potential Liquid Fuels ....................................................................................................................................... 4
1.3.1
Technoeconomic Analysis of Solar Fuels Systems .......................................................................... 5
1.3.1.1. H2O to H2 ........................................................................................................................... 5
1.3.1.2. CO2 to CnH2n+yOz ................................................................................................................ 5
1.3.1.3. 2e−/2H+ Products (H2, CO, HCOOH) ................................................................................. 7
1.3.1.4. 4e−/4H+ (or More) Products (e.g., CH4, CH3COOH, CH3OH, C2H4, CH3CH2OH)............... 7
1.3.2
NH3 ..................................................................................................................................................... 7
2
Components of a Solar Fuels System .................................................................................................................... 8
2.1 Strategies for Light Harvesting ........................................................................................................................ 9
2.1.1
Bulk Semiconductor PEC................................................................................................................... 9
2.1.2
Particle Photocatalysis .................................................................................................................... 11
2.1.3
Semiconductor-Organic Hybrid Approaches ................................................................................... 14
2.1.4
Molecular Chromophores ................................................................................................................ 15
2.1.5
Biological Approaches ..................................................................................................................... 18
2.1.6
Computation, High-Throughput Synthesis, and Data Mining ........................................................ 19
2.1.7
Advanced Concepts (e.g., Multiple Exciton Generation, Singlet Fission)...................................... 21
2.2 Catalysis .......................................................................................................................................................... 23
2.2.1
Light-Driven Catalysis ...................................................................................................................... 23
2.2.1.1. Plasmonics ...................................................................................................................... 23
2.2.1.2. Light-Driven Thermal Chemistries .................................................................................. 24
2.2.2
H2O Reduction ................................................................................................................................. 25
2.2.2.1. Homogeneous ................................................................................................................. 25
2.2.2.2. Heterogeneous................................................................................................................ 26
2.2.2.3. Bio-Based Approaches ................................................................................................... 27
2.2.3
CO2 Reduction .................................................................................................................................. 29
2.2.3.1. Homogeneous ................................................................................................................. 29
2.2.3.2. Heterogeneous................................................................................................................ 31
2.2.3.3. Bio-Based Approaches ................................................................................................... 32
2.2.4
N2 Reduction .................................................................................................................................... 34
2.2.4.1. Homogeneous ................................................................................................................. 34
2.2.4.2. Heterogeneous................................................................................................................ 34
2.2.4.3. Bio-Based Approaches ................................................................................................... 35
2.2.5
H2O Oxidation ................................................................................................................................... 35
2.2.5.1. Homogeneous ................................................................................................................. 35
2.2.5.2. Heterogeneous................................................................................................................ 37
2.2.5.3. Bio-Based Approaches ................................................................................................... 38
2.3 Membranes ..................................................................................................................................................... 39
2.3.1
Cation Exchange, Anion Exchange, and Bipolar Membranes........................................................ 40
2.3.2
Selectivity and Transport ................................................................................................................. 40
3
System Integration and Durability ...................................................................................................................... 42
3.1 Benefits and Challenges of Integration ......................................................................................................... 42
3.1.1
Balance of Systems, Low-Grade Heat, and Solar Concentration .................................................. 43
3.1.2
Multiscale Modeling ........................................................................................................................ 43
3.2 Durability ......................................................................................................................................................... 44
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3.2.1
3.2.2
3.2.3
Economics and Sustainability Implications of Durability ............................................................... 45
Half-Cell vs. Full-Cell Evaluations of Durability ............................................................................... 46
Mechanisms of Degradation ........................................................................................................... 46
3.2.3.1. Operando Spectroscopies .............................................................................................. 46
3.2.3.2. Science of Durability in Other Fields (Batteries, Photovoltaics) ................................... 46
3.2.3.3. Reliability Science of Real Systems ............................................................................... 47
References ................................................................................................................................................................... 48
iv
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Table of Figures
Figure 1. Analogy between the Z-scheme of biological photosynthesis for reacting CO2 and H2O and the
operation of a photochemical diode to split H2O into H2 and O2. ........................................................................ 3
Figure 2. Schematic of four reactor types. ........................................................................................................................... 6
Figure 3. Reported STH conversion efficiencies as a function of year and sorted by the number of tandem
PV junctions used (2 or 3).................................................................................................................................... 10
Figure 4. Progress in the performance of metal oxide semiconductor photoanodes. .................................................... 11
Figure 5. Particle photocatalysts and reported quantum yield. ........................................................................................ 13
Figure 6. Schematics of molecular-modified semiconductors. ........................................................................................ 15
Figure 7. Periodic table of the elements with metal centers circled that are central to the molecular
chromophores discussed here. ........................................................................................................................... 16
Figure 8. Representative examples of molecular immobilization strategies for integration of chromophores
and catalysts. ....................................................................................................................................................... 17
Figure 9. Absorption spectra of common cyanobacterial light-harvesting pigments. ..................................................... 18
Figure 10. CO2R activity map for bimetallics. .................................................................................................................... 21
Figure 11. A series-connected tandem cell configuration for photolytic H2O splitting to produce H2 fuel. .................... 22
Figure 12. Mechanism of plasmon-mediated energy transfer to reactants. ................................................................... 24
Figure 13. Tafel plots of the partial current density. ......................................................................................................... 24
Figure 14. Comparison of mass activity and overpotential for H2-evolution catalysts. ................................................... 27
Figure 15. Possible mechanistic pathways of CO2R to C1 and C2 products on polycrystalline Cu, grouped into
different-colored reaction schemes taken from the works in the top-right legend. ......................................... 32
Figure 16. Reaction schemes for N2 reduction to NH3...................................................................................................... 35
Figure 17. Specific mass activity of OER catalysts in (a) acidic and (b) alkaline electrolytes. ........................................ 37
Figure 18. The likely position of Mn oxidation states (Mn3+ is depicted in orange, Mn4+ in purple) as well as
protonation and deprotonation reactions are indicated for each S state. ........................................................ 39
Figure 19. The dependence of ionic conductivity and CO2R product (e.g., methanol) permeability on
membrane water uptake necessitates a tradeoff wherein CO2R product permeability generally
increases with increasing ionic conductivity. ...................................................................................................... 41
Figure 20. Schematic illustrations of various types of solar fuel devices. ....................................................................... 42
Figure 21. IPEC device schematic and efficiency plot....................................................................................................... 43
Figure 22. Best-in-class demonstrations of electrochemical and PEC CO2R. .................................................................. 45
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Acronyms
ACS
acetyl CoA synthase
AEM
anion-exchange membrane
ALS
Advanced Light Source
AM1.5G
air mass 1.5 global
ANL
Argonne National Laboratory
AQE
apparent quantum efficiency
a-Si
amorphous silicon
ATP
adenosine triphosphate
BES
Basic Energy Sciences program
BNL
Brookhaven National Laboratory
CCA
chromophore–catalyst assembly
CCUS
carbon capture, utilization, and storage
CEM
cation-exchange membrane
CO2R
CO2 reduction
CODH
CO dehydrogenase
COR
CO reduction
c-Si
crystalline silicon
Cx H y O z
general hydrocarbon
DOE
US Department of Energy
EERE
Office of Energy Efficiency and Renewable Energy
GDE
gas-diffusion electrode
HER
hydrogen-evolution reaction
HiTp
high-throughput
IEC
International Electrotechnical Commission
IPEC
integrated PEC
LBNL
Lawrence Berkeley National Laboratory
LDH
layered double hydroxide
MCR
methyl-coenzyme M reductase
MEA
membrane-electrode assembly
MEG
multiple exciton generation
MIS
metal-insulator-semiconductor
MLCT
metal-to-ligand charge transfer
N 2R
dinitrogen reduction
NADPH
nicotinamide adenine dinucleotide phosphate
NHE
normal hydrogen electrode
NREL
National Renewable Energy Laboratory
NSRCs
Nanoscale Science Research Centers
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OEC
oxygen-evolving complex
OER
oxygen-evolution reaction
PCE
power conversion efficiency
PCET
proton-coupled electron transfer
PEC
photoelectrochemical
PEM
proton-exchange membrane
PGM
Pt-group metal
PSII
photosystem II
PV
photovoltaic
RHE
reversible hydrogen electrode
ROI
return on investment
SC
Office of Science
SEM
scanning electron microscopy
SF
singlet fission
SiCx
silicon carbides
SLAC
SLAC National Accelerator Laboratory
SMR
steam methane reforming
STF
solar-to-fuel
STH
solar-to-hydrogen
TEA
technoeconomic analysis
TOF
turnover frequency
TON
turnover number
WOC
water oxidation catalyst
XFEL
x-ray free-electron laser
XPS
x-ray photoelectron spectroscopy
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1 Liquid Solar Fuels
1.1
The Promise of Liquid Solar Fuels
Solar fuels, produced by a process often termed “artificial photosynthesis,” continue to provide a
remarkable opportunity to reimagine and reinvent the global energy economy—by converting water and CO2
into useful fuels and diverse products and materials by using solar energy with high efficiency, low cost, and
low environmental impact. Carbon-based products continue to be the backbone of the world economy.
Massive markets exist for transportation fuels, chemicals, advanced polymers, plastics, and materials for
buildings and infrastructure. The carbon in the economy traces its source back to CO2 and sunlight via
photosynthesis and plants. Even fossil fuels result from millions of years of subterranean conversion of
photosynthesis-derived organic material and biomass. Innovations in artificial photosynthesis could provide
entirely new avenues and create new economies that could be superior or complementary to photosynthetic
or fossil-fuel-derived products in terms of energy efficiency, selectivity, and environmental impact.
This document emphasizes fuels that are in liquid condensed form at or near atmospheric conditions. The
importance of liquid fuels in the global economy cannot be overstated: they enable commerce across great
length and time scales because they have high energy density and display generally safe and wellunderstood behavior. Furthermore, the vast fully amortized capital infrastructure devoted to liquid fuels in
most industrialized countries suggests that liquid fuels could remain a substantial portion of the global
energy infrastructure for years to come. Given these current realities, governments around the world, as well
as major industrial energy companies, are investing heavily in ways to mitigate environmental impacts of
liquid fuel generation and use.1-4 One such strategy—and the topic of this document—is liquid fuels that are
derived from anthropogenic solar-energy capture and conversion.
1.1.1
Definitions
Discussions distinguishing between indirect and direct solar fuels generation have sparked many attempts
to provide a distinction in the literature;5-12 a “taxonomy for solar fuels generators” lays out no less than 12
different types of solar energy converters that could be classified as part of an indirect or direct solar fuels
system.6 In this document, general approaches for converting sunlight into chemical energy in the form of
liquid solar fuels are classified into two broad categories. Both approaches involve water splitting (i.e., using
the energy from sunlight to extract electrons and protons from water), which produces O2 as the benign
byproduct. The electrons and protons, called “reducing equivalents,” are the energetic carriers of absorbed
solar energy that reduce CO2 (or potentially N2) into liquid products. Although indirect and direct solar fuel
monikers can be extended to nonliquid fuels such as CO, this Roundtable will focus on liquid fuels.
1.1.1.1. Indirect Liquid Solar Fuels
In the first approach, photon energy is used to extract electrons and protons from water (producing O2), and
these electrons and protons are used to make H2 or are stored in a H2 carrier molecule. The H2 or H2 carrier
can then be used indirectly in separate dark catalytic chemical processes to reduce CO2 to fuels and
products.
Notably, all living light-harvesting organisms store electrons and protons as reduced nicotinamide adenine
dinucleotide phosphate (NADPH) and the energy-rich molecule adenosine triphosphate (ATP).13 As such,
separating the light-driven production of reducing equivalents (H or electrons/protons) from CO2 conversion
to products mimics the two-step process (the light and dark reactions) of photosynthetic conversion of
CO2 to carbohydrates and of other energy-storage processes such as the reduction of dinitrogen (N2) to NH3.
Integrated light-harvesting and water-splitting systems that produce only H2 and O2 are considered indirect
liquid solar fuel approaches, as are photovoltaic (PV)-electrolysis approaches (Section 1.1.2).
1.1.1.2. Direct Liquid Solar Fuels
The second approach involves the direct reduction of CO2 (or N2) during the photon-driven water-splitting
process (and within a solar fuel device). In general, the term “artificial photosynthesis” describes such a
system (e.g., a biological-type Z-scheme of semiconducting photomaterials for driving endoergic fuelproducing redox reactions with sunlight). Other terms used are photocatalysis and photoelectrosynthesis;
the former is used for both endoergic and exoergic chemical reactions. Molecular chromophores instead of
semiconductor chromophores have been studied,14 both as single photoconverters or in two-photosystem Zscheme architectures. Notable examples are double-dyad molecular-catalyst assemblies.15 Single molecules
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that contain a light-absorbing chromophore region and an electrocatalytic region are combined in Z-scheme
architectures.
In direct liquid solar fuels generation, the photoexcited charges directly drive photocatalytic chemistry, which
does not occur (or does not occur efficiently) in the absence of light. The key distinguishing feature of a
direct solar fuels system is the absence of spatial and/or temporal separation of the light-harvesting and
catalytic processes that produce liquid fuels; thus, the two processes are coupled synergistically.
1.1.2
Classification of Photovoltaic Electrolysis
The last decade has seen an emergence of research focused on electrolysis used to produce H2 or reduced
CO2 driven by solar PVs or other renewable-energy-derived electricitytermed PV electrolysis or “power-toX.” PV electrolysis concepts fall under the broader classification of indirect solar fuels approaches and are
complementary to integrated approaches for conversion of solar energy to fuels and products (including
both integrated approaches to produce H2 or liquid fuels). Clear scientific synergies exist between these two
approaches. Nevertheless, the community continues to have significant debate about whether indirect PVelectrolysis concepts are in fact “solar fuels.”
1.2
Artificial Photosynthesis
1.2.1
History and Inspirations from Nature
The oil crisis of October 1973–March 1974, caused by the embargo of petroleum to the United States and a
few other allies, led to the quadrupling of the price of petroleum by the end of the embargo in 1974. This
historic global event precipitated great interest in the United States as well as globally in the research and
development (R&D) of new sources of energy and energy conservation, including renewable energy and
solar energy conversion into PV electricity and fuels. Coincidently, a 1972 paper in Nature by Fujishima and
Honda,16 which subsequently became very famous and highly cited, demonstrated the splitting of H2O into
H2 and O2 via illumination of a photoelectrode consisting of single-crystal semiconducting rutile TiO2 in
contact with an aqueous solution—in what was labeled a photoelectrochemical (PEC) cell. When the PEC cell
is confined to H2O splitting, the process is called photoelectrolysis.17 The Fujishima–Honda paper ignited an
intense international R&D effort to use PEC cells after the 1973–1974 oil crisis to generate H2 from sunlight
and aqueous electrolyte. The first example of what is now known as solar fuel is H2 from solar-driven
photoelectrolysis. However, the solar-to-hydrogen (STH) conversion efficiency—the ratio of the H2 free energy
produced to the solar power absorbed by the cell—of the Fujishima–Honda approach is low because rutile
TiO2 has a bandgap (Eg) of 3.0 eV and only absorbs about 7% of the solar irradiance (0.5–3.5 eV). This
factor made the cost of H2 by Fujishima–Honda photoelectrolysis noncompetitive with H2 generation from
conventional sources.
By 1976, it was clear18 that one approach to more efficient solar water-splitting was to follow the example of
nature and biological photosynthesis and to use PEC cells with two photoelectrodes—analogous to the Zscheme of Photosystems I and II in photosynthesis that efficiently span the redox difference between water
oxidation and proton reduction potentials.18 For PEC cells, these two photoelectrodes are frequently n- and
p-type semiconductors with smaller bandgaps, and they have proper band alignments to allow efficient
transfer of separated electrons and holes. If the water-splitting reaction can be achieved without needing an
external electrical bias, then the two photoelectrodes can be sandwiched together via an ohmic contact or
tunnel junction. This monolithic structure is termed a “photochemical diode”19 and is analogous to biological
photosynthesis (Figure 1).20 Depending on the current density, it may be necessary to eliminate inhibition of
the reduction half-reaction that could arise from proton depletion caused by restricting proton flux between
the two photosystems. Such a monolithic structure allows the system to be used as small colloidal particles
dispersed in the aqueous solution.21-27 This structure can eliminate the proton flux problem, but then
dominant back reactions and/or explosive H2/O2 product mixtures could be created because of the close
proximity of the two redox reactions in small particulate systems. Thermodynamic calculations20, 28-30 based
on detailed balance of the STH efficiency of water splitting using two photosystems in a Z-scheme showed a
maximum conversion efficiency of 40% at 0 V overvoltage and 33% at 0.4 V overvoltage, the latter of which
occurs with optimum bandgaps of 1.55 and 0.83 eV for the two photosystems.20 Similar results have been
calculated for a tandem system coupled by redox shuttles rather than the more conventional solid-state
junction.31 The STH efficiency drops much more rapidly as a function of overvoltage for singlephotoelectrode water-splitting systems.28 For example, the single-junction maximum theoretical STH
efficiency at 0.4 V overvoltage is only 17%.28 Water absorption further reduces the theoretical efficiency and
must be taken into consideration.32
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Figure 1. Analogy between the Z-scheme of biological photosynthesis for reacting CO2 and H2O and the operation
of a photochemical diode to split H2O into H2 and O2. Used with permission of Royal Society of Chemistry, from Nozik,
A. J., “Novel Approaches to Water Splitting by Solar Photons,” Cambridge, Copyright 2013; permission conveyed through
Copyright Clearance Center, Inc.
The international R&D effort to produce solar fuels was initiated in the mid-1970s by efforts to use a single
TiO2 photoelectrode to split H2O, generating H2 and O2.33-43 However, the concept of solar fuels is much
broader and involves generating many other liquid and gaseous solar fuels in addition to H2, such as
alcohols and hydrocarbons (i.e., CxHxOz), and fuels from reduced N2.39, 40 The most desirable substrates for
forming solar fuels are H2O, CO2, and N2. However, in every net endoergic redox reaction that generates fuel
from these simple molecules, one of the half-cell reactions is always the oxidation of H2O to O2 (H2O → ½O2
+ 2e− + 2H+). This reaction is a slow, four-step electron/proton transfer reaction and creates most of the
overvoltage to drive the oxidation forward. Alternative oxidation reactions, such as H2O to H2O2 or the
oxidation of hydrocarbons, have been proposed and prove relevant for niche markets. Thus, the oxidation of
H2O to O2 is important in all solar fuels reactions and is often the rate-limiting step in forming the final
products. Studies of water splitting to O2 and H2 are therefore very useful. Solar fuels that contain carbon
must use the overall reaction of H2O + CO2 → CxHyOz + O2. This system is related to biofuels: the net effect is
the recycling of CO2 from the atmosphere to a fuel and back to atmospheric CO2 when the fuel is consumed.
Further assessment is required to determine whether a system, including capital and operational effects, is
carbon-neutral.
A viable solar photon conversion system to produce chemical fuels requires four critical features:20, 44
(1) For semiconductor light absorbers, near-optimal bandgap(s) depending on single or Z-scheme
architectures; and for molecular systems, appropriate potentials for highest occupied molecular
orbital–lowest unoccupied molecular orbital to maximize photovoltage and photocurrent values;
(2) Alignment of conduction and valence band-edge potentials with respect to the two redox systems
being driven in the electrolyte to allow efficient charge transfer and inter-chromophore charge
recombination to produce charge balance in the system;
(3) Rapid electrocatalytic turnover on the device surfaces in contact with the redox couples being
driven limits the accumulation of redox equivalents at the devices surfaces that can lead to
corrosion;
(4) Good photostability and photochemical stability of the chromophores and catalysts to ensure costcompetitiveness versus non-renewable processes.
In conventional PEC systems for solar fuels,33-43 a direct interfacial contact between the inorganic or organic
chromophores comprises the semiconducting photoelectrodes and the liquid electrolyte containing the
redox species to be oxidized and reduced to form the chemical fuels products. This junction generates a
potential difference between the photoelectrode and the liquid electrolyte that drives charge separation of
electron and holes, followed by redox chemistry at the electrode surfaces; this is the case for either single
photoelectrodes or two photoelectrodes arranged in a Z-scheme. In inorganic semiconductor
photoelectrodes, an electric field develops in the semiconductor with a spatial distribution across the
interfacial region, called the space-charge layer. In organic photoelectrodes, the junction potential is abrupt.
In both cases, the interfacial potential difference creates the internal photovoltage required to drive the
redox electrochemistry. A major problem with this architecture is that features (2)–(4) described in the
previous paragraph are very difficult to achieve simultaneously. Avoiding photoxidation of the
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photoelectrode rather than oxidation of H2O is particularly difficult because the former is usually
thermodynamically or kinetically favored compared with the latter.42
One approach to solve all the issues listed above is to use buried junctions.20, 44 In this system, the junction
and associated photovoltage is not generated by an inorganic or organic semiconductor-electrolyte junction
but rather by (1) p-n or p-i-n junctions between two solid inorganic semiconductor materials, (2) excitondissociating interfaces involving organic semiconductors, (3) interfaces between semiconductors and
molecular chromophores, or (4) interfaces between different nanoscale materials. Furthermore, the
photoactive regions of the junction are encapsulated by inert materials and are protected against
photocorrosion. The surfaces driving the redox chemistry are electrochemically stable and catalytic for the
desired redox chemistry; for the other surfaces, the encapsulating materials are simply chemically inert. The
photoactive regions are thus isolated from the liquid electrolyte, hence the term “buried junctions.” The
buried-junction strategy is not considered to be PVs plus separated dark electrolysis using large
electrolyzers (termed “PV-electrolysis”) because the photoactive regions—generating the photovoltage
required to drive the desired solar fuel–producing electrochemical reactions and the associated
photocurrent—are integrated with the electrocatalysis into a single system matched in size and function that
has several potential scientific and economic advantages.
1.2.2
Redox Biochemistry
The ability to couple light energy (photons) to elevate the energetics and driving force of electron donors in
electron transfer reactions has been optimized in biological systems (e.g., photosynthesis). This capability is
central to using light energy to reduce compounds and produce fuel molecules that store energy in the form
of H–H and C–H bonds. In the same manner that biological photosynthesis provides a blueprint for
understanding how to couple light energy to electrochemical potential, the properties of biological catalysts
(i.e., enzymes) provide a basis for understanding the key determinants for the activation and subsequent
reduction of even the most recalcitrant reactants, such as CO245 or N2.46, 47 Enzymes that increase the rates
of forward and reverse reactions relevant to producing fuels from these abundant reactants involve redox
cofactors that often rely on abundant transition metal ions.
Redox cofactors are typically amenable to study by using a wide range of physical approaches, including
optical and magnetic resonance spectroscopy, x-ray spectroscopies, Mössbauer spectroscopy, and
electrochemistry. The application of the x-ray free-electron laser enables the structural characterization of
intermediates that can be captured and can operate on the femtosecond timescale.48 Using suites of these
tools in tandem has provided key mechanistic insights for key enzymes. Modern capabilities in timeresolved and ultrafast approaches permit the capture and characterization of intermediates, allowing
mechanistic analysis. These approaches have been especially important in defining key intermediates in N2
activation49 and reduction and in H2 activation and production.50 Computational studies are challenging in
these complicated enzymes systems;51, 52 however, theory is fairly robust and adept at calibrating
calculations with data from multiple physical measurements, thereby providing insights into intermediates
that are unstable or metastable and therefore challenging to observe experimentally. Electrocatalytic
approaches53 have matured such that they can be used to analyze catalytic mechanisms as a function of
reduction potential, providing additional insights into the practicality of the potential application of
biomaterials and biohybrid materials. Synthetic research based on biological system mimicry54, 55 has had
mixed success. Cluster mimics typically have exhibited limited activity, but these mimics have provided
insights for calibrating various physical experimental approaches and calculations. Synthetic models based
on fundamental observations from the physical properties and not structural analogs have had more
success and have resulted in effective catalysis, for example, for H2 activation.56 Together, advances have
been achieved on such fundamental aspects of ligand and secondary coordination sphere effects on metal
ion reactivity, the properties and function of redox relays, electronic and structural determinants of small
molecule activation, control and gating of electron transfer, electron bifurcation,57, 58 buffer-mediated proton
transfer,59 and directional catalytic bias.
1.3
Potential Liquid Fuels
For several decades, solar water-splitting to H2 gas was considered a panacea for good reason:
photosynthesis stores 1.23 eV of energy by water splitting as reduced NADPH, and then requires
(thermodynamically) only an additional 0.01 eV to accomplish CO2 fixation in CxHxOz.9 But as detailed below,
not only are the economics of solar H2 production challenging relative to conventional steam methane
reforming (SMR), but the world energy economy runs largely on energy-dense liquid fuels. The US
Department of Energy (DOE) and other organizations around the world are still investing heavily in a H2
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economy. However, leveraging the existing fully amortized trillion-plus dollar liquid fuel distribution and
supply network might lower the market entry barrier to liquid solar fuels.
Producing liquid rather than gaseous products has many scientific challenges: the greatest of these is to
accomplish the more than 2e− reactions required to generate liquid fuels that might be drop-in
replacements within the current liquid-fuel infrastructure. Such replacements include the well-known
ethanol (12e−), but also many others. The US Energy Policy Act of 1992 classifies methanol (6e−), butanol
(24e−), higher hydrocarbons (>24e−), and the gas dimethyl ether (12e−) (which can be liquified at 75 psi and
used in specially designed engines) as emerging alternative liquid fuels. Insufficient understanding of how
to perform efficient and selective C–C bond-forming reactions limits the production of most of these targets,
except dimethyl ether.
1.3.1
Technoeconomic Analysis of Solar Fuels Systems
Technoeconomic analysis (TEA) evaluates the financial case for building a system and operating it
throughout its lifetime. TEA can be used as a basis for making market-relevant comparisons.
1.3.1.1. H2O to H2
Since 1988, TEA has been applied to STH fuel devices to provide a current economic feasibility assessment,
evaluate the impacts of potential R&D achievements, and provide targets for R&D to achieve market
competitiveness.60, 61 In 2009, the first comprehensive analysis of solar water splitting was conducted and
determined that the levelized cost of H2 for these systems between $1.60 and $10.40/kg H2, indicating that
commercial-scale PEC water splitting could be cost competitive with fossil-based fuels, provided that
sufficiently high efficiencies and durabilities could be achieved. The deliverables from the extensive TEA
were a presentation at the DOE Hydrogen Program’s Annual Merit Review62 and a 128-page final report.63
A more streamlined version of this analysis was written and published in 2013.64 This analysis used the
same assumptions and methodology and reported nearly identical results, which are summarized in
Figure 2. In essence, particle-based systems (Types 1 and 2) feature the lowest capital costs and could
make sense economically if reasonable STH efficiencies (10% for Type 1; 5% for Type 2) could be
demonstrated. With particle-based systems, the high apparent quantum efficiencies (AQEs) that lead to
such STH efficiencies have yet to be achieved (Section 2.1.2). This analysis64 indicated that, for capitalintensive semiconductor PV absorber-based systems (Types 3 and 4), almost no scenario exists under which
cost competitiveness could be achieved without solar concentration (Type 4), and even then, only if high
efficiency (>15% STH) and lifetime (≥10 years) could be provided under nearly all capital cost scenarios.
In 2016, a TEA of PEC vs. PV-electrolysis was performed that used the discounted cash flow methodology.65
The authors concluded that STH efficiency and absorber costs have the largest influence on H2 cost and
that the potential exists to realize $1.80/kg H2 (roughly equivalent to the cost of H2 from SMR of methane)—
but only if the system achieved a 20 year lifetime at 25% STH efficiency, using a $110/m2 absorber that
was replaced every 7 years. A sixfold higher—approximately $11/kg H2—cost was found using a more
realistic 10% efficient system and a 7 year component lifetime. Thus, PEC STH technologies were found to
be an order of magnitude more expensive than electricity prices, with no clear advantage to either battery or
hydrogen storage.69 The authors proposed that significant advances in PEC STH performance and system
costs as well as radically new plant designs were needed for scalable grid-scale solar energy storage.
1.3.1.2. CO2 to CnH2n+yOz
This 2016 analysis69 also noted that even greater technological breakthroughs in catalytic efficiency and
selectivity, CO2 mass-transport rates, and feedstock costs would be required to enable low-cost liquid solar
fuels via solar capture and conversion via CO2 reduction (CO2R). Around this time, the levelized cost of
electricity from renewable energy technologies continued to decline—to the point of being competitive with
that of conventional electricity generation66—leading to increased penetration of these technologies onto the
electricity grid. Therefore, many research programs changed focus from direct solar capture and conversion
to electrocatalytic CO2R.
The CO2R process was summarized and discussed within the 2017 DOE Office of Science (SC) Basic Energy
Sciences (BES) Workshop report, “Basic Research Needs for Catalysis Science to Transform Energy
Technologies,”67 and also fits into the broader context of a carbon capture, utilization, and storage (CCUS)
initiative as detailed in the DOE Office of Energy Efficiency and Renewable Energy (EERE) Office of Fossil
Energy Workshop report, “Accelerating Breakthrough Innovation in Carbon Capture, Utilization, and
Storage.”3 Initial life-cycle analysis has shown that using renewable electricity to drive electrocatalytic CO2R
can lead to lower overall carbon emissions for the electrosynthesis of industrially relevant products such as
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alcohols, other oxygenates, olefins, and syngas.68 In addition, a number of recent techno-economic
assessments suggest that electrocatalytic CO2R could become economically compelling with continued
decreases in the levelized cost of electricity and if electrical-to-chemical conversion efficiencies become
commensurate to those of existing commercial H2O electrolyzer technologies.9, 10, 43, 68-72
Figure 2. Schematic of four reactor types. (a) Type 1 reactor cross section showing the particle slurry contained within
baggies separated by an access driveway. (b) Type 2 reactor cross-section showing the particle slurries contained within
baggie assemblies consisting of an alternating arrangement of a full-size and half-size baggie, each for O2 and H2
evolution. (c) Type 3 reactor design showing the encased composite panel oriented toward the sun with buoyant
separation of gases. (d) Type 4 reactor design with an offset parabolic cylinder receiver concentrating light on a linear
PEC cell. Drawing not to scale. Republished with permission of Royal Society of Chemistry, from Pinaud, B. A., et al.,
“Technical and Economic Feasibility of Centralized Facilities for Solar Hydrogen Production via Photocatalysis and
Photoelectrochemistry,” Energ. Environ. Sci. 6, 1983–2002 (2013), Copyright 2013; permission conveyed through
Copyright Clearance Center, Inc.
Only a few of these analyses have considered direct solar fuels.9, 68, 72 Given that these lowest-cost
technologies are dominated by wind and solar that are variable by nature, as detailed by the famous “duck
curve” showing that peak generation occurs at midday and peak grid load occurs in the evening,73, 74 it
remains to be seen whether the 90% capacity factors typically used in many of the above economic
calculations for dark electrolysis will hold. Decentralization that is possible with distributed direct solar fuels
generation could bring in other value propositions (e.g., grid resiliency and security). A possible strategy to
mitigate the high capital costs of renewable fuels is to manufacture fully integrated solar energy capture and
conversion devices that incorporate light harvesting, charge separation, and catalysis.43
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1.3.1.3. 2e−/2H+ Products (H2, CO, HCOOH)
For either dark or PEC CO2R, the ability to selectively form a desired product and to minimize or eliminate
unwanted side products are of paramount importance. This is especially critical for valorization of CO2R
products because separations at a later stage involve significant input of energy and capital. For instance,
Greenblatt et al. have shown that the common sustainability metric energy return on energy investment can
only remain above one (the break-even point) when separations account for no greater than half of the CO2R
product energy.72 Therefore, understanding how certain products are formed, or inhibited, is essential to
producing desired high-value chemical products from CO2R.
When most metals are used as a catalyst for electrochemical CO2R, the dominant product is typically H2
because it is thermodynamically easier to produce (0 V vs. the reversible hydrogen electrode [RHE]) but also
because it is often kinetically facile, requiring only two protons and two electrons and typically in an aqueous
solution where the high concentration of protons in aqueous solutions can provide a fertile source for H2 to
evolve. Traditionally, metals not active for CO2R (those which favor a hydrogen evolution reaction, [HER]),
have been found to be Ni, Fe, Pt, and Ti.75 However, recent work from Hu et al. showed that Fe atoms can be
isolated in an environment that keeps Fe at a fixed oxidation state, which is highly active for CO2R to CO.76
This new finding raises questions about prior assumptions about active metals for CO2R reactions, but also
suggests new motifs to alter selectivity of catalysts while also highlighting the key role of catalyst support
and lateral adsorbate interactions.
When not considering H2, the most abundant product formed from CO2 is CO, which also is
thermodynamically favorable (−0.1 V vs. RHE) and often kinetically accessible (also two protons and two
electrons). Notably, the literature currently disagrees as to whether syngas (a mixture of CO and H2) and its
transformation to diesel fuel via Fischer–Tropsch chemistry or to long-chain molecules via biocatalytic
fermentation is a viable near-term pathway.43, 69, 70, 77 For the formation of CO, the highest selectivities were
shown by Au, Ag, Zn, Pd, and Ga, with Au showing the lowest onset potential and highest selectivity for CO2R
reactions in aqueous H-cells.77 Recently, Ag has shown higher activity/selectivity to form CO when placed in
a gas-diffusion electrode (GDE) and a highly alkaline environment, but the mechanism for this improved
selectivity compared with an aqueous H-cell is not yet understood.78
Formic acid (HCOOH) also forms as a two-electron/two-proton product from CO2R and is universally
considered a high-value near-term CO2R target, albeit with a much smaller market than CO.77 Formic acid is
also an attractive product because it is a liquid, and therefore is readily usable for energy storage or further
conversion/use, either as a H2 carrier or directly. The primary catalysts for HCOOH production are Pb, Hg, Tl,
In, Sn, Cd, and Bi, with Sn being the most selective/stable catalyst that has the lowest onset potential for
catalysis.77
1.3.1.4. 4e−/4H+ (or More) Products (e.g., CH4, CH3COOH, CH3OH, C2H4, CH3CH2OH)
Biological organisms feature catalytic engines that are known to fix CO2 to Cn products via multi-electron
processes. A wealth of information is known and has informed research to enhance the rate of the CalvinBenson cycle or to bypass it using anaerobic organisms engineered to produce Cn products.79
Anthropogenically, Cu stands out as being uniquely able to produce several hydrocarbons, aldehydes, and
alcohols. Therefore, Cu is the only pure metal that reduces CO2 to products requiring more than 2e−/2H+
transfers with substantial faradaic efficiencies. Alloying or engineering step-wise or sequential catalysis84
can generate products with more than 2e−/2H+, although all the reaction steps may not occur sequentially
on the surface of a single catalyst/material and may benefit from homogeneous equilibration. Selectively
forming products with more than 4e−/4H+ has been difficult for researchers to achieve experimentally, and
even more difficult for theoreticians to predict. Each electron/proton needed to reduce CO2 to a Cn product
can add complexity in its origin, and to date, artificial schemes require an enormous driving force (i.e., high
overpotential) to form products with greater than 20% faradaic efficiency. By contrast, the enzyme
nitrogenase can reduce CO2 all the way to methane and higher hydrocarbons without enormous
overpotentials. Therefore, collectively, the higher reduced products have not been easily produced by the
community, and the reaction pathways needed to produce them remain under investigation.77
1.3.2
NH3
Ammonia is a necessary molecule for fertilizers and is critical for agriculture, where it is used directly or as a
precursor for other nitrogen-based fertilizers. The production of NH3 may increase as the world’s population
rises to sustain necessary agricultural growth. In addition to fertilizers, NH3 demand is increasing as it is
being used/considered for other applications, such as fuels and energy storage. Because NH3 is already a
commodity chemical similar to hydrocarbon fossil fuels, the infrastructure and regulatory standards are in
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place to safely and efficiently handle NH3, including a large NH3 pipeline network stretching from the US Gulf
Coast to the Upper Midwest. Therefore, significant efforts have begun to be dedicated toward integrating
solar energy into NH3 synthesis, aiming to reconcile the conundrum between the gigantic need for fossil
fuels and the huge release of CO2 caused by the traditional high-temperature high-pressure energy-intensive
Haber–Bosch NH3 process.80, 81
The Haber–Bosch process has been optimized over the last 100 years or so to achieve 90% N2-to-NH3
conversion efficiency. However, the single-pass catalysis process is only about 10%–15% efficient;
therefore, many rounds of product separation are needed to enable recycling of unreacted reactants and
achieve the eventual approximately 90% efficiency. Therefore, this industrial technology comes with a large
energy expense and CO2 emissions, and as such, efforts are under way to generate the H2 feedstock via
renewable energy sources such as PV, wind, and biomass electrolysis, in addition to modifying or replacing
the N2-to-NH3 Haber–Bosch catalysis technology.
The United States has begun to invest in R&D for improving the production of NH3 and other nitrogen-based
fuels, such as aqueous hydroxylammonium nitrate, ammonium dinitramide, hydrazine hydrate, and aqueous
NH4NO3 with ammonium hydroxide or urea.82 Within the DOE specifically, the Advanced Research Projects
Agency–Energy Renewable Energy to Fuels Through Utilization of Energy-Dense Liquids program outlined the
rationale for NH3 as a potential liquid fuel and has awarded 10 projects in this area between 2017 and
2020.83 A 2016 DOE/SC/BES Roundtable Report, “Sustainable Ammonia Synthesis,” focused on state-ofthe-art research for heterogeneous, homogeneous, and enzyme catalysis for NH3 along with challenges.84
The need to generate NH3 via a low-temperature and low-pressure manufacturing process was also
highlighted in the DOE/SC/BES Basic Research Needs for Catalysis Science to Transform Energy
Technologies Workshop report.67 As low-temperature and -pressure NH3 research continues several recent
papers have discussed the importance of accurate NH3 detection from N2 reduction rather than spurious
sources.85-88 The fact that only in 2019 have these challenges been addressed fully and openly in the
literature suggests that the field of N2 reduction to NH3 still is nascent relative to the fields of H2O splitting
and CO2R.
2 Components of a Solar Fuels System
The complex natural photosynthetic process has inspired and influenced decades of progress on the
theoretical and experimental frameworks for artificial photosynthesis. These frameworks encompass both
molecular photochemistry and semiconductor photoelectrochemistry that have formed a basis for solar
fuels research. Electron transfer theories have been important to understand and predict photoinduced
charge separation and recombination reactions.89 Important experimental verifications of the Marcus
Inverted region and the distance dependence of electron transfer90 have suggested design strategies for
efficient charge separation, which have been realized in multi-component donor-sensitizer-acceptor
systems.91, 92
Theories have been extended to include proton-coupled electron transfer (PCET),93 which is central to H2O
oxidation and solar fuels formation. Experimental studies of the detailed PCET mechanisms have
underscored their importance in the redox reactions not only of organic model systems,94 but of metal
hydrides95 and C–H bond activation.96 This development has inspired design of molecular solar fuels
catalysts with acid/base groups in the second coordination sphere:97 the most prominent examples are the
NiP2N2 proton-reduction catalysts.56 The transfer of multiple electrons and protons in heterogeneous
electrocatalysis of H2O and CO2 electrolysis has been analyzed theoretically,98 and controlling for selectivity
in heterogeneous systems (particularly CO2R) remains a significant challenge.
Advanced experimental methods have developed that have greatly expanded the possibilities to probe solar
fuels reactions in great detail. Ultrafast spectroscopy and diffraction experiments from the x-ray to the
terahertz region have yielded information on excited state dynamics, charge separation at materials
interfaces, and changes in catalyst oxidation states and coordination geometries.99 Imaging techniques
such as 2D optical and IR spectroscopy have unraveled quantum coherencies that dictate efficient energy
and charge transfer in photosynthetic proteins and synthetic materials.100 Operando methods have been
developed that allow direct spectroscopic monitoring of catalyst reactions under “real” conditions.101 The
information from these advanced experimental methods is invaluable for rational design of components and
systems for liquid solar fuels generation. Many of these methods are developed and implemented on largescale DOE/SC/BES user facilities. These facilities include x-ray light sources: the Linac Coherent Light
Source free-electron laser at the SLAC National Accelerator Laboratory (SLAC), the National Synchrotron
Light Source II (NSLS-II) at Brookhaven National Laboratory (BNL), the Stanford Synchrotron Radiation Light
Source at SLAC, the Advanced Light Source (ALS) at Lawrence Berkely National Laboratory, and the
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Advanced Photon Source at Argonne National Laboratory (Argonne). These facilities also include Nanoscale
Science Research Centers (NSRCs): the Center for Nanoscale Materials at Argonne, the Center for
Functional Nanomaterials at BNL, the Molecular Foundry at LBNL, the Center for Integrated
Nanotechnologies at Sandia/Los Alamos National Laboratories, and the Center for Integrated
Nanotechnologies at ORNL.
2.1
Strategies for Light Harvesting
2.1.1
Bulk Semiconductor PEC
In many direct solar fuels systems, bulk semiconductors are the engines that absorb light and generate the
photovoltage that drives fuel-forming electrochemical reactions of interest. When considering an ideal
photoabsorber material for a photoelectrode within a PEC, the following six primary properties are required if
the photoabsorber is in direct contact with the electrolyte: (1) significant absorption of visible light, (2) long
carrier lifetimes, (3) long-term stability when in contact with the electrolyte, (4) proper band alignment with
respect to the standard reduction potentials of interest, (5) high catalytic activity for the reactions of
interest, and (6) the ability to generate sufficient photovoltage, supplemented by one or two other
photoactive elements, to drive the overall electrochemical reaction. Although requirements (3)–(5) may be
satisfied by burying the semiconductor between protective layers, requirements (1), (2), and (6) depend
strongly on the semiconductor’s bulk properties. Generally, multiple photoabsorbers are needed to generate
the photovoltage required to split water or to drive CO2R electrolysis at high (>10%) solar-to-fuel
efficiencies.102 Most PEC designs consider a tandem configuration based on two different photoabsorbent
materials that have optimal bandgaps from about 0.8–1.2 to 1.7–1.9 eV after accounting for water
absorption and catalytic overpotential.32 However, these values change with device design, including the
absence of a water film, solar concentration, and multiple exciton generation.
Having established the properties of an ideal photoabsorber, the remainder of this section summarizes the
major research advances and activities related to developing bulk semiconducting materials for
photoelectrodes during the past 10 years. The section is organized according to commonly studied
semiconductor material classes, starting with materials that have proven effective for high solar conversion
efficiency in PV cells and progressing toward emerging classes of materials with lower demonstrated
efficiencies. First assembled in 2015, a chart lists unassisted water-splitting efficiencies for PEC devices
based on III-V, silicon, and oxide photoelectrodes;103 an updated version built on the original chart was
recently published (Figure 3).12 This chart, by S. Haussener at École polytechnique fédérale de Lausanne, is
also posted online.104
III-V Semiconductor Photoelectrodes: Consistent with the PV field, the class of bulk semiconductors that has
enabled the highest PEC conversion efficiencies demonstrated to date comprises III-V semiconductors. For
many years, the highest demonstrated STH efficiency of any PEC device was 12.3% (recently revised
downward to 9.3% using more accurate STH measurement protocols105). This record, set in 1998, was
achieved using a tandem photoelectrode consisting of a p-GaInP2 photocathode monolithically integrated
with a GaAs PV cell.106 Continuing to leverage efforts to improve multijunction monolithic III-V
semiconductors in the PV field, PEC devices based on AlxIn1-xP/GaInAs and GaInP/GaInAs tandem
photoelectrodes107, 108 increased the record PEC STH efficiencies for unassisted water electrolysis to 14%
and 17%, respectively, under air mass 1.5 global (AM1.5G) conditions. More recently, this efficiency
increased to 19% using a complex heterostructured interfacial protecting scheme:
Rh/TiO2/AlInPOx/AlInP/GaInP/GaInAs/GaAs/RuOx.109 Extending earlier work by Heller et al.,110 impressive
half-cell performance has also been achieved for nanostructured InP photocathodes this past decade.111
The ability to achieve even higher solar fuels conversion efficiencies with III-V-based photoabsorbers is
highlighted by a recent PV-electrolysis demonstration based on an InGaP/GaAs/GaInNAsSb triple-junction
PV cell that achieved a STH efficiency of about 30%.112 Despite their high efficiency, III-V semiconductors for
photoelectrodes face challenges associated with slow and expensive synthesis methods, such as molecularbeam epitaxy, and intrinsic instability in aqueous solutions that requires careful passivation by protective
coatings such as TiO2.113
Silicon-Based Photoelectrodes: Silicon-based photoelectrodes include crystalline silicon (c-Si), amorphous
silicon (a-Si), and silicon carbides (SiCx). The PV marketplace has been dominated by c-Si, so it is a highly
attractive candidate as a relatively low-cost and efficient photoabsorber for PEC applications. The
manufacturing and processing of both c-Si and (to lesser extent) a-Si as bulk semiconducting materials were
optimized by the PV and microelectronics industries decades ago, so most of the recent research during the
past decade on Si-based photoelectrodes has focused on (1) interfacial engineering and corrosion
protection, (2) micro- or nano-structuring Si for enhanced light absorption and higher materials utilization,
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and (3) device-level engineering involving integration of one or more c-Si cells into PECs capable of
unassisted solar fuels generation with minimized ion conduction pathlengths. Many studies involving c-Sibased photoelectrodes have involved buried p-n homojunctions, but much progress has also been made in
developing metal-insulator-semiconductor (MIS) c-Si photoelectrodes114-117 that built off of earlier work on cSi MIS PV cells.118 For example, nano-Si MIS photoanodes have achieved photovoltages up to 630 mV.119
Buried Si heterojunction photoelectrodes have also attracted interest for PEC applications because of their
high photovoltages.44 Compared with c-Si, fewer studies have been carried out on a-Si photoelectrodes,
although triple-junction Si cells containing a-Si layersthe so-called artificial leafcontinue to attract
considerable interest as a potential low-cost monolithic light-absorbing stack within PEC devices.120, 121
Silicon carbides such as amorphous SiC122 (a-SiC:H) and crystalline 3C-SiC (Eg = 2.36 eV)123 are far less
developed as photoelectrode materials, although the former has been demonstrated as a TiO2-encapsulated
p-i-n photocathode with photocurrent onset potential of about 0.8 V vs. RHE and limiting photocurrent of
about 10 mA cm−2.122
Figure 3. Reported STH conversion efficiencies as a function of year and sorted by the number of tandem PV
junctions used (2 or 3). The degree of integration of PV and catalyst elements is also distinguished. The fill color
represents the semiconductor materials used in the PV portion of the device. Highlighted numbers in parentheses
indicate the solar concentration in suns. Reprinted by permission from Springer Nature, Tembhurne, S., et al., “A
Thermally Synergistic Photo-Electrochemical Hydrogen Generator Operating under Concentrated Solar Irradiation,” Nat.
Energy 4, 399–407 (2019), Copyright 2019.
Metal Chalcogenide-Based Photoelectrodes: Some of the first work on photochemical systems was
conducted on binary metal chalcogenide semiconductors. The rapid photocorrosion of these
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semiconductors in aqueous acidic electrolyte was quickly identified, with the polysulfide electrolyte
developed as an efficient hole scavenger.124 More recently, the past several years have seen somewhat of a
renaissance of interest in the chalcopyrite-type semiconductors based on CuInxGa(1−x)S(Se)2 and kesteritetype semiconductors based on Cu2ZnSnS(Se)4 because of their tunable bandgaps in the ideal range for
solar fuels generation (1.0–2.4 eV)125 as well as purported stability for H2 generation in a PEC configuration.
For example, durable H2 evolution over 20 days using a (Ag,Cu)GaSe2 photocathode modified by deposition
of Pt, CdS, and CuGa3Se5 layers showed a cathodic photocurrent of about 8 mA cm−2 at 0 VRHE in pH 10
phosphate electrolyte.126 Transition metal dichalcogenides of the form MX2 (X = S, Se, Te) have also seen a
flurry of research both in bulk and nanostructured form. Leading examples of these light-absorbing
semiconductors have demonstrated very high (~15 mA cm−2) photocurrent densities at 0.4 VRHE in acidic
electrolyte;127 the activity has been quantified in situ by using scanning photocurrent microscopy and has
been found to be highly dependent on the surface chemistry (local electronic structure of individual
terraces).128 Related single-nanoflake photoelectrochemistry on large (~25 μm) MoSe2 has demonstrated
significant HER activity heterogeneity within a single flake, resulting from variation in surface defect sites.129
Metal Oxide Photoelectrodes: Metal oxide
photoelectrodes have been investigated extensively
since the Fujishimi–Honda 1972 report of
unassisted water splitting; the most extensive
research efforts have focused on TiO2 (Eg ≈ 3.2 eV),
WO3 (Eg ≈ 2.7 eV), and Fe2O3 (Eg ≈ 2.2 eV). However,
the bandgaps of TiO2 and WO3 are too large to
achieve high STH efficiencies, and the low intrinsic
carrier lifetimes of Fe2O3 have resulted in only
modest improvements in photocurrents during the
past 10 years, despite its more attractive bandgap.
A fourth oxide photoanode that has attracted
substantial research interest during the past 10
years is bismuth vanadate (BiVO4), which exhibits
favorable photocurrent onset potentials and a
bandgap (Eg ≈ 2.4 eV) that gives a maximum
Figure 4. Progress in the performance of metal oxide
photocurrent density of 7.4 mA cm−2 under AM1.5G
semiconductor photoanodes.(a) Theoretical absorption
illumination. As a result of these research efforts,
photocurrent density (Jabs) and STH efficiency of TiO2,
the best-reported photo-limiting current density of a
WO3, Fe2O3, and BiVO4 under 1 sun irradiation. (b)
BiVO4 photoanode at +1.23 V vs. RHE has improved
Reported
photocurrent density of metal oxide
−2
−2
from less than 2 mA cm in 2009 to 6 mA cm in
photoanodes under simulated 1-sun from PEC water
2018 (Figure 4).130 Furthermore, coupling BiVO4
oxidation. Image reprinted from Kim, J. H. and Lee, J. S.,
with WO3 via bilayer configurations increased the
Adv. Mater. under Creative Commons Attribution License
−2
131
photocurrent to 6.7 mA cm , and a BiVO4/Fe2O3
(CC-BY). Copyright 2019.
dual photoanode has been coupled with a c-Si
bottom cell to achieve unassisted PEC water splitting at an STH conversion efficiency of 7.7%.132 Although
oxide photoelectrodes are usually n-type semiconductors, some oxides are p-type semiconductors that can
be used as photocathodes (e.g., Rh-doped SrTiO3). A prominent example is copper oxide (Cu2O, Eg ≈ 2.0 eV),
with a recent study showing that nanowires are far better than thin-film form and can achieve water-splitting
photocurrent onset potentials of +0.48 V vs. RHE and photocurrents of 10 mA cm−2 at −0.3 V vs. RHE.133
Setting aside concerns for stability, copper oxide photocathodes are also intriguing because of their catalytic
activity toward CO2R.134, 135 28,29
As seen in Figure 4, the experimentally demonstrated photo-limiting current densities of commonly studied
TiO2, WO3, and BiVO4 are all within 10% of the theoretical limit. This observation gives hope that other lowcost metal oxide materials, with lower bandgaps than BiVO4, may also be stable in the aqueous environment
and approach their theoretical limit. Most binary oxides have been tested for photoactivity, but the ternary
and quaternary compositional spaces offer many yet-to-be-explored oxide materials. This has inspired
efforts to pursue high-throughput (HiTp) screening of metal oxide light absorbers, with some success,30 as
detailed in Section 2.1.6.
2.1.2
Particle Photocatalysis
The International Union of Pure and Applied Chemistry defines photocatalysts as “catalyst(s) able to
produce, upon absorption of light, chemical transformations of the reaction partners. The excited state of
the photocatalyst repeatedly interacts with the reaction partners forming reaction intermediates and
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regenerates itself after each cycle of such interactions.”136 In accordance with this definition, most lightabsorbing materials (organic and inorganic) support photocatalytic functions. However, as a more detailed
analysis shows,137 the vast majority of known photocatalysts use photons not to store chemical energy, but
merely to accelerate chemical reactions that are thermodynamically favorable (exergonic) or thermoneutral.
These reactions include degradation reactions of chemical dyes and pharmaceuticals,138-142 H2 or O2
evolution from aqueous solutions of strong chemical reductants or oxidizers,143-148 and small-molecule
activation reactions (N2 and CO2). Some of these photocatalytic processes are speculated to play a role in
the surface geochemistry of the Earth.149
By contrast, the number of photocatalysts that can drive thermodynamically uphill (endergonic) reactions
that store photochemical energy in the form of chemical bonds is very small. Such systems, which include
photosynthetic bacteria and phytoplankton,150 are more difficult to synthesize because they need the
additional functionality to suppress thermodynamically favorable reverse reactions (i.e., the photochemical
oxidation of reduced carbon or hygrogen).137 Therefore, solar fuel photocatalysts have been studied mainly
for the overall water-splitting reaction (H2O H2 + ½O2). First-generation overall water-splitting
photocatalysts use the single-absorber configuration shown in Figure 5a.151 Here, a single excited
semiconductor or metal oxide particle provides the two electron–hole pairs needed to electrolyze one
molecule of water into one molecule of H2 and one half-molecule of O2. Initial examples of this photocatalyst
type were designed in Michael Grätzel’s laboratory in the late 1970s and consisted of dye-sensitized TiO2
equipped with RuO2 nanoparticles as water-oxidation cocatalysts.152, 153 These systems reproduced the main
elements of suspended PEC cells;19, 154 however, overall water splitting with them was not achieved
(detected O2 was later attributed to air contamination).155, 156 Second-generation overall water-splitting
photocatalysts employed the so-called tandem (or Z-scheme) configuration similar to natural
photosynthesis.157-163 In these systems, two absorbers are connected in series either via direct electrical
contact or by using a soluble redox shuttle in the liquid phase (Figure 5a). One light absorber (the O2evolving particle) drives the water-oxidation reaction, and the other absorber (the H2-evolving particle) drives
the water-reduction reaction. As a result, four photons are required to split one molecule of water into H2
and ½O2. The first functional tandem was published by Arakawa’s group and consisted of a RuO2-modified
WO3 particle for water oxidation coupled to Fe2+ ions that formed H2 under ultraviolet excitation.164 Figure 5b
summarizes the best visible-light active overall water-splitting photocatalysts known today and their
respective AQEs.165 The best visible-light active single-absorber photocatalyst is the GaN:ZnO solid solution,
which, after modification with a proton-selective Rh2−yCryO3 cocatalyst, supports an AQE of up to 5.9% (420–
440 nm).166-168 High AQEs have also been reported for a C3N4/C-dot composite (16%, 420 nm),169
In1−xNixTaO4 (x = 0–0.2),170, 171 CoO,172 and Cu2O,173 but these performances have not yet been
reproduced.174, 175 In 2015, Jo et al. reported that after modification with a RuO2 cocatalyst, In/Mo co-doped
BiVO4 (Bi1−xInxV1−xMoxO4, x=0.1) catalyzes overall water-splitting with an AQE of 3.2%; this unusual reactivity
was attributed to the material’s raised conduction-band level.176 More recently, Li et al. reported a 10.3%
efficient overall water-splitting system based on a photocatalytic Z-scheme comprised of a
RhyCr2−yO3–ZrO2/TaON (Eg = 2.4 eV) H2-evolving photocatalyst coupled to a Au/CoOx-BiVO4 O2-evolving
photocatalyst via an Fe(CN)63−/4− redox mediator.177
Among tandem catalysts, the MgTa2O6−xNy/TaON + WO3/Pt tandem achieves an AQE of 6.8% at 420 nm in
combination with an iodate/iodide redox shuttle.163 The related ZrO2–TaON/Pt + WO3/Pt reaches 6.3% AQE
(420.5 nm),167 and the SrTiO3:Rh/BiVO4/Ru tandem with a soluble Fe2+/3+ redox couple achieves AQEs of
3.9%–4.2% (420 nm) and 0.1% STH efficiency.178 The first direct-contact tandem version of this tandem
supports a slightly lower AQE of 1.7% at 420 nm;158 however, a much higher AQE of 33% (419 nm) and
1.1% STH are found when the components are co-assembled as a thin film and electrically connected by
vacuum-evaporated Au179 or carbon (STH of 1.2% at 331 K and 10 kPa).180 Even though these are the
highest-reported performances for any tandem photocatalysts, the efficiencies still fall short of the
theoretical limit of approximately 14% STH for a 2.0 eV single absorber181 and approximately 28% STH for a
combination of absorbers with bandgaps of 2.07 and 1.37 eV.181-188 The discrepancy between practical and
theoretical efficiencies can be attributed to several factors: the most important ones are intrinsic materials
limitations of metal oxide absorbers, surface and lattice recombination, ineffective charge separation, and
the H2/O2 back reaction. The latter plays a role when H2 and O2 are evolved in the same compartment, and
competing oxygen reduction can occur.137 This process can be suppressed by replacing conventional proton
reduction cocatalysts (Pt, Ru) with more selective ones, such as Rh2-yCryO3.179, 180, 189-192
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Figure 5. Particle photocatalysts and reported quantum yield. (a) Types of particle-based water-splitting
photocatalysts. Used with permission of Royal Society of Chemistry, from Osterloh, F. E., “Artificial Photosynthesis with
Inorganic Particles.” In Integrated Solar Fuel Generators, 214–280 (2019), Copyright 2019; permission conveyed through
Copyright Clearance Center. (b) AQEs for selected visible-light-driven water-splitting systems. Republished with
permission of Royal Society of Chemistry, from Fabian, D. M., et al., “Particle Suspension Reactors and Materials for
Solar-Driven Water Splitting,” Energ. & Envi. Sci., 8, 2825–2850 (2015), Copyright 2015; permission conveyed through
Copyright Clearance Center, Inc.
Along with high STH efficiency, long-term stability of solar fuel systems is one of the primary factors
contributing to positive energy return and cost.103, 193 Two experimental studies have focused on overall H2Osplitting photocatalysts. In 2012, Ohno et al. found that the GaN:ZnO/Rh2-yCryO3 system supports nearly
constant performance for 3 months (2,160 h);194 but after 6 months, 50% of initial activity is lost due to
detachment of the Rh2-yCryO3 cocatalyst and to photocorrosion of the light absorber. Stability over 1,000 h
appears to be possible for the recent Rh2-yCryO3/SrTiO3:Al single-absorber catalyst,195 which splits water with
0.4% STH (65% AQE at 365 nm) using the ultraviolet portion of sunlight.196 This overall water-splitting
catalyst is also the active component of a 100 m2 photocatalyst sheet pilot plant being constructed by the
Domen laboratory at the University of Tokyo in Japan.
Perovskite oxides (e.g., SrTiO3, La0.8Sr0.2MnO3) are another class of oxides that have been gaining increasing
interest in the PEC community as photocatalysts and electrocatalysts for H2O, CO2, N2, and O2 reduction as
well as H2O, CO, and NO oxidation. The metal–O bonding results in frontier orbitals, which give rise to their
unique (photo)electrocatalytic properties, as has recently been described in detail.197 However, this orbital
structure—particularly the deep valence band that is primarily oxygen 2p in character—also dictates that
these materials generally have wide bandgaps larger than 3.0 eV; thus, these materials (and the related
layered double hydroxides [LDHs] such as FeNiOx)198 primarily have been of interest as electrocatalysts or in
conjunction with stronger light-absorbing cocatalysts.199
Finally, making use of photonic and/or phononic excitation of photocatalytic materials has been used
directly or indirectly to synthesize NH3.80, 200, 201 The photochemical pathway involves generating and
separating electron–hole pairs and their subsequent reaction with N2 and H2O or H2. These photocatalysts
for NH3 synthesis can be classified into four main types summarized below.
Defect Materials: Since the discovery of Fe-doped TiO2 as a dinitrogen reduction (N2R) catalyst by Schrauzer
and Guth,202 myriad metal-based photocatalysts have been designed for NH3 synthesis, such as metal
oxides (Pt/ZnO,203 Ga2O3 nanorods204) and metal sulfides (MoS2205). One of the most promising catalysts is
bismuth oxyhalide (BiOX). The layered structure of BiOX enables greater exposure of active sites for oxygen
vacancy generation. The vacancies serve to elongate the triple bond of N2 and thus facilitate its activation;
moreover, they can trap photoelectrons and reduce N2. In 2015, Li et al. reported that under visible light,
BiOBr nanosheets with oxygen vacancies can catalyze NH3 production at a rate of 104.2 μmol gcat−1 h−1.206 In
2017, Wang et al. demonstrated that Bi5O7Br nanotubes can generate NH3 at 1.380 mmol gcat−1 h−1 with an
AQE of 2.3% at 420 nm.207 The mixed-valence LDH studied by Zhao et al. also exhibited activity for NH3
synthesis, facilitated by its oxygen vacancies induced by structural distortion and strains.208 Under visible
light, CuCr-LDH enabled an NH3 production rate of 220.9 μmol L−1, with a quantum yield around 0.44% at
380 nm and 0.10% at 500 nm. Noble-metal-free TiO2 with oxygen vacancies has also been used
successfully by Hirakawa et al. to reduce N2 to NH3 with a solar-to-chemical efficiency of 0.02%.209
Carbonaceous Materials: In 2013, Zhu et al. developed a new strategy for NH3 synthesis: H-terminated B-
doped diamond can easily transfer electrons into water when illuminated, thus inducing the reduction of N2
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to NH3, instead of directly on the surface of the catalyst.210 With λ > 190 nm, the NH3 synthesis rate is
reported to be 3.4 μg L−1. In 2015, graphitic carbon nitride (g-C3N4) with nitrogen vacancies (NVs) for NH3
synthesis was first reported by Dong et al.211 The NVs in graphitic C3N4 enables NH3 synthesis because NVs
have a similar shape and size as the nitrogen atom in N2. Under irradiation of visible light, the NH3
production rate can be as high as 1.24 mmol gcat−1 h−1.
Plasmonic-Enhanced Catalysis: In 2014, Oshikiri et al. developed a plasmon‐induced technique for NH3
synthesis via a niobium-doped strontium titanate (Nb-SrTiO3) photoelectrode loaded with Au
nanoparticles.212 Visible-light plasmonic excitation of Au nanoparticles enables charge separation at the
interface of the Au nanoparticles and Nb-SrTiO3, and photogenerated electrons are used in subsequent N2R
at the surface of a Ru cocatalyst. Further study indicates that the substitution of Zr/ZrOx for Ru can boost
the NH3 production rate from 1.1 to 6.5 nmol h−1 cm−2, because Zr prefers binding to nitrogen rather than
hydrogen, thus suppressing competing reactions.213 In a 2018 report, Nazemi et al. engineered Au hollow
nanocages of different sizes. These nanocages used localized surface plasmon resonances to achieve an
NH3 faradaic efficiency of 35.9% with 3.74 μg cm−2 h−1 yield rates at −0.4 V vs. RHE.214
Biomimetic Materials: Inspired by the nitrogenase enzymes, Banerjee et al. used [Mo2Fe6S8]3+ cluster units
interconnected by [Sn2S6]4− to produce a photoactive chalcogel that mimics the active site of the enzyme for
NH3 synthesis, achieving a rate of 11 μmol mmolcat−1 h−1.215
2.1.3
Semiconductor-Organic Hybrid Approaches
Molecular-Modified Semiconductors: Strategies for modifying semiconductor surfaces with electrocatalysts
(and other molecular components) include drop casting, applications of coordination chemistries, and
covalent attachment either directly to a semiconductor surface or to an intervening passivation layer. In
contrast to purely electrocatalytic assemblies—where a traditional approach for achieving high activities is to
maximize the catalysts’ per geometric area loading—one of the requirements for designing an effective
catalyst-modified photoelectrode is to optimize the absorber surface area and catalyst loading with respect
to the optical and electrochemical properties of these components.216-218 Recent studies involving
photoactivation of dye-sensitized semiconductors modified with a proxy for a molecular catalyst indicate
that relatively low loadings of catalysts can be beneficial for achieving photoinduced charge separation.219,
220 This finding has triggered further studies aimed at identifying appropriate design parameters for
enhancing the performance of hybrid photoelectrosynthetic materials.221
In one example that used drop casting of molecular components, Chorkendorff et al. functionalized p-type
planar-structured, as well as pillar-structured, H-terminated Si (100) photoelectrodes by depositing nonwater-soluble trinuclear Mo cluster salts (Mo3S4) onto the semiconductor surfaces (Figure 6).222 When the
modified planar or nanostructured Si electrodes are polarized at 0 V vs. RHE in 1 M aqueous HClO4 (pH 0)
and illuminated by long-wavelength (λ > 620 nm) light, the constructs generate H2 with unity faradaic
efficiency at current densities of 8 and 9 mA cm−2, respectively. Considering the loading of 0.04 nmol cm−2
Mo3S4 clusters for the modified planar Si electrodes, the reported turnover frequency (TOF) of catalysts
operating at the H+/H2 equilibrium potential is 960 s−1.
Leveraging the benefits of including a metal oxide passivation layer on semiconductor surfaces, several
research groups have used metal oxide coatings as a platform for covalently attaching molecular
catalysts.223-230 Effective charge transfer can occur from the semiconductor to the molecular catalyst
through the oxide interlayer if the energetics are well-matched. Nevertheless, most works show that the
molecular linkage is durable on the order of hours to tens of hours—far shorter than is practical in a solar
fuel device. In addition to strategies involving modification of deposited metal oxide layers, grafting of
molecular coatings directly to a semiconductor surface or a thin native oxide layer has been shown to
improve photoelectrosynthetic activity and stability.231-234 In these cases, shifts of tens to hundreds of
millivolts in the onset potentials for HER are observed because of a strong surface dipole effect. However,
like the oxide-coated semiconductor systems, molecular linkages have been unstable under fuel-forming
conditions in liquid electrolytes.
Molecular-Modified Semiconductors—Multilayered: Applications of polymeric coatings, whether covalently
tethered to an electrode surface or deposited as an insoluble film, have emerged as strategies for achieving
multilayered molecular functionalization.235 These approaches involve coordination polymers, including
metal organic frameworks and covalent organic frameworks, as well as surface-attached organic polymers—
all of which can contain or encapsulate catalytic and/or chromophoric components.14, 236-241 Polymeric
structures confined to surfaces have been shown to confer resistance to corrosion while introducing new
chemical functional groups.242 Furthermore, they can provide stabilizing environments, permitting
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hydrophobic molecules to be used in aqueous environments.243 Mixed polymers, layer-by-layer approaches,
or polymer patterning and multifunctional scaffolds provide opportunities to engineer improved catalyst
stability, substrate specificity, and delivery. However, in contrast to hybrid assemblies modified with a
monolayer of catalyst components, reactions occurring at porous film coatings (including polymeric
materials) require an interplay of mass and charge transport. This interplay requires effective substrate and
product diffusion through the film as well as transport of charge carriers from the underpinning electrode to
catalytically active sites.244-247
Benchmarking of Molecular-Catalyst Modified
Semiconductors: Potential-dependent TOFs have
been calculated for molecular catalysts immobilized
at semiconductor surfaces, using the surface
concentration of the catalytic species and the
measured current densities after adjusting for nonfaradaic currents. However, using such analyses,
establishing a consistent metric and overview of
published data based on TOFs is not currently
possible is because the surface coverage of
catalytically active species is unknown or assumed
constant and equal to the total or electrochemically
active catalyst loading.248 This simplification typically
results in an incomplete description of surface
kinetics that depend on these coverages, including an
accurate determination of the catalytic rate constant,
kcat, which is the maximum turnover frequency
(TOFmax) and is a potential-independent rate constant.
Thus, whether photoelectrosynthetic activity is limited
by kinetics associated with chemical catalysis
(storage) or by light capture and conversion is often
unclear. Rate laws describing PEC reactions at
unmodified semiconductor electrodes have been
developed,33, 249-253 but they have not been extended
as widely to molecular-catalyst-modified
semiconductors; even fewer use experimental data to
inform the constructed model. Conversely, in the field
of homogeneous molecular electrocatalysis—where
catalytic reactions occur at an electrode surface and
the catalysts are in the same phase as the reactants—
the development of electrochemical benchmarking
techniques has spurred innovations and
advancements in catalyst design.254-258 In general, the
potential-dependent TOFs reported for molecularmodified photoelectrodes do not coincide; in fact,
they can even differ by several orders of magnitude
from TOFmax values of corresponding molecular
catalysts studied in homogeneous solutions. Knowing
what factors are limiting the performance of these
hybrid assemblies could aid in improving design
features and performance. These factors include
incident light flux, light-harvesting efficiency, charge
transfer across the semiconductor interface, catalyst
loading, inherent activity of the catalyst component,
and diffusion of chemical substrates and products.
2.1.4
Molecular Chromophores
In designing systems for converting solar energy to
liquid fuels, the integration of molecularly defined
chromophores with catalyst centers is particularly
appealing because of their exceptional synthetic
versatility and resultant structural diversity.14, 145, 259,
15
Figure 6. Schematics of molecular-modified
semiconductors.(a) The Si pillar-structured
semiconductor modified with adsorbed Mo3S4
clusters. Left: Reprinted by permission from
Springer Nature, Hou, Y., et al., “Bioinspired
Molecular Co-Catalysts Bonded to a Silicon
Photocathode for Solar Hydrogen Evolution,” Nat.
Mater. 10, 434–438 (2011), Copyright 2011. Right:
Reprinted by permission from Springer Nature, Hou,
Y., et al., “Bioinspired Molecular Co-Catalysts
Bonded to a Silicon Photocathode for Solar
Hydrogen Evolution,” Nat. Mater. (Supplementary
Information) 10, 434–438 (2011), Copyright 2011.
Full image: Reprinted with permission from Reyes
Cruz, E. A., et al., “Molecular-Modified
Photocathodes for Applications in Artificial
Photosynthesis and Solar-to-Fuel Technologies,”
Chem. Rev. 122, 16051-16109 (2022). Copyright
2022 American Chemical Society. (b) Cobaloximemodified GaInP2 through a TiO2 interface, followed
by a subsequent coating of TiO2 to enhance
stability. Reprinted by permission from Springer
Nature, Gu, J., et al., “Water Reduction by a pGaInP2 Photoelectrode Stabilized by an Amorphous
TiO2 Coating and a Molecular Cobalt Catalyst,” Nat.
Mater. 15, 456 (2016), Copyright 2016. (c) A GaAs
semiconductor modified with fluorinated aromatic
molecules. Full image: Reprinted with permission
from Reyes Cruz, E. A., et al., “Molecular-Modified
Photocathodes for Applications in Artificial
Photosynthesis and Solar-to-Fuel Technologies,”
Chem. Rev. 122, 16051-16109 (2022). Copyright
2022 American Chemical Society.
FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
260 The well-established tools of synthetic chemistry allow researchers to perturb the molecular structure by
just one atom or one functional group at a time; therefore, they can map the structure-activity landscape
with atomic-level spatial resolution. On the light-harvesting side, synthetic strategies can tune absorption
energy, oscillator strength, redox potentials, and often the resultant excited-state kinetics. Furthermore, the
synthetic versatility of molecular chromophores presents the unparalleled opportunity to connect with
catalysts through different positions around either the chromophore or catalyst structure, or both,
simultaneously. This aspect enables the connection of light harvesting and catalysis via through-bond or
through-space interactions, or to otherwise modulate the electronic coupling between the chromophore and
catalysts to facilitate photoinduced electron/hole transfer, drive multiple charge-accumulation steps, and
prevent unproductive charge-recombination pathways. A molecular strategy allows the chemist to explore
the light-harvesting properties of chromophores based on virtually any element of the periodic table. But the
discussion here will focus on the state of the art in transition metal coordination complexes (Figure 7) and
their integration with catalysts.
The transition metal coordination complex
[Ru(bpy)3]2+ (bpy is 2,2′-bipyridine) is by far the
most well-studied and most frequently deployed
molecular chromophore in systems for solar
energy conversion.261, 262 Reports of photocatalyst
systems using [Ru(bpy)3]2+ and sacrificial electron
donors to initiate catalytic proton and CO2R go
back nearly 40 years,263-265 but it remains a
champion molecular chromophore. It has a
relatively strong absorbance (~1.4 × 104
M−1 cm−1) in the visible region because of a metalto-ligand charge-transfer (MLCT) band. It
Figure 7. Periodic table of the elements with metal
undergoes minimal structural changes in its
centers circled that are central to the molecular
excited state or following electron/hole transfer
chromophores discussed here. Image courtesy of
and is therefore quite stable under continuous
Jaimee Janiga and Oak Ridge National Laboratory.
illumination. It has a long-lived 3MLCT state
capable of diffusional electron/hole transfer in solution (>600 ns, depending on the solvent), and it can
drive either reductive or oxidative catalytic transformations, rendering it a highly versatile chromophore.261,
262, 266 Building from the parent complex, synthetic manipulations of 2,2′-bipyridine are extremely well
developed, enabling selective and independent functionalization at any of the positions around either or
both pyridine rings, which influence the molecular optical and redox properties. For these reasons,
[Ru(bpy)3]2+ is the undisputed benchmark in the field. However, structurally and electronically related
molecular chromophores based on the coordination of precious metals, including Re(I), Os(II), and Ir(III),
feature certain strengths.267
Precious metal–based chromophores have provided important insight into how molecular and electronic
structure dictate photophysical properties and photochemical behavior. However, the anticipated massive
demand for liquid solar fuels dictates that most or all components of a photocatalyst system should
comprise abundant and inexpensive elements. Therefore, developing molecular chromophores based on
relatively Earth-abundant first-row transition metals is an exceptionally active area of research.268, 269 Initial
studies of the first-row congener to [Ru(bpy)3]2+, [Fe(bpy)3]2+, were plagued by extraordinarily short excitedstate lifetimes attributed to the fact that its lowest-energy excited state is a ligand field in nature, rather
than the charge-transfer transitions observed for second- and third-row metals.270, 271 However, recently
described variations using the strong electron-donating N-heterocyclic carbene ligands have yielded
complexes with lifetimes into the nanosecond regime and can engage in bimolecular electron transfer.272,
273 Copper(I)diimine complexes represent another family of molecular chromophores based on Earthabundant metal centers.274 Copper(I)bis(1,10-phenanthroline) complexes, in particular, have a similar
absorbance profile to [Ru(bpy)3]2+, but early work revealed an order-of-magnitude faster excited-state decay.
A suite of optical and x-ray spectroscopies has shown that the structural flattening in the formal Cu(II) MLCT
state is modulated by ligand sterics and has a significant effect on the excited-state lifetime.274-277 Design
work building from these analyses has demonstrated excited-state lifetimes into the microsecond regime278
and Cu(I)diimine complexes that can drive homogeneous photocatalytic proton reduction.279 Further,
Cu(I)diimine complexes with a heteroleptic coordination environment have shown vectorial photoinduced
electron transfer to linked molecular electron acceptors, providing a pathway for productive electron
transfer to linked catalysts.280, 281 Recent work on Cr, Mn, and Ni chromophores268, 269 has further
demonstrated the potential for Earth-abundant chromophores.
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In a total system for the catalysis of liquid solar fuels, light harvesting cannot be decoupled from catalysis. In
general, the initial evaluation of molecular chromophores and catalysts is performed in homogeneous
solution, which relies on diffusional interaction of the chromophore’s excited state with the catalyst and
sacrificial electron donors or acceptors.282 However, precisely linking chromophores with catalysts has the
potential to overcome diffusional constraints and unproductive interactions that are pervasive in
multimolecular systems; it also presents opportunities to integrate proton and electron transfer pathways
between the complementary molecular modules. Current research trends reveal three main strategies for
integrating molecular chromophores with catalysts: (1) covalent bridging links, (2) self-assembly, and (3)
molecular immobilization. Relevant recent work illustrating these approaches is summarized below.
The integration of molecular chromophores with catalysts using covalent bonds is a robust organizational
strategy for coupling light harvesting with catalytic functionality. Two fundamentally different types of
molecular links exist: (1) a flexible saturated link that acts as a simple tether between molecular
chromophores and catalysts and (2) a conjugated link that enables electronic communication between lightharvesting and catalysis. Examples of molecular chromophores and catalysts linked by a flexible tether
include [Ru(bpy)3]2+ linked to Ni(II)cyclam283 and Re(I)(bpy)(CO)3(X) (X = Cl, Br)284 CO2R catalysts or a
Co(II)polypyridyl proton reduction catalyst.285 Some of these linked chromophore–catalyst dyads have
shown catalytic activity, but they typically do not outperform the components interacting diffusionally in
solution. This observation is often attributed to failure to prevent charge recombination long enough for
substrate interaction to occur because of the close proximity of the oxidized and reduced modules following
initial charge transfer. Moreover, because of the proximity, competing reactions in which the catalyst in
various oxidation states quenches the excited chromophore in unproductive pathways may greatly reduce
the quantum yields.286 However, chromophores and catalysts bridged through rigid conjugated links,
generally based on 2,2′-bipyrimidine287 or pyrazine-linked phenanthroline ligands,288, 289 are impressively
active molecular photocatalysts. Their activity is likely the result of the non-innocence of the bridging ligand
and its ability to assist in distributing the multiple redox equivalents required for catalysis.290
In contrast to covalent integration methods,
the self-assembly of well-designed molecular
chromophores with catalysts provides an
opportunity to investigate the coupling of many
different potential chromophores with little
additional synthetic effort. Furthermore, selfassembled architectures are uniquely
positioned to incorporate self-healing and selfrepair mechanisms, much like biological
Figure 8. Representative examples of molecular
photosynthetic systems. The assembly of
immobilization strategies for integration of chromophores
cobaloxime proton reduction catalysts with
and catalysts. (a) Immobilization of a [Ru(bpy)3]2+
pyridine-decorated chromophores via axial
chromophore/Ru(II)
water oxidation catalyst dyad on SnO/TiO2
pyridine coordination to the Co(II) site has been
core/shell nanoparticles. Reprinted with permission from
used for perhaps dozens of different
Sherman et al., “Light-Driven Water Splitting by a Covalently
chromophore modules.291-296 These
Linked Ruthenium-Based Chromophore–Catalyst Assembly,”
supramolecular assemblies are typically active
ACS Energy Lett. 2, 124–128 (2017). Copyright 2017, Americal
photocatalysts, but they likely proceed in the
Chemical Society. (b) Co-immobilization of a [Ru(bpy)3]2+
same reductive quenching mechanism as the
molecular chromophore and a cobaloxime proton reduction
analogous multimolecular system because of
catalyst on TiO2 nanoparticles. Image adapted from Willkomm,
the lability of the Co–N bond under the multiple
J., et al., Chem. Sci. under Creative Commons Attribution 3.0
cobalt oxidation states required for catalysis.297
Unported (CC BY 3.0). Copyright 2015.
Another example of self-assembled
chromophores with catalysts arises from an elegant demonstration using self-assembled bilayer interactions
to organize [Ru(bpy)3]2+ chromophores with Ru(II) water-oxidation catalysts, both decorated with long alkane
chains.298 Electrostatically enabled self-assembly has also been shown to generate robust photocatalyst
architectures from molecular components.299
A limitation of through-bond chromophore–catalyst links is the current inability to design systems that can
manage the requisite multiple charge-accumulation steps over the orders of magnitude in time that occur
from initial photoexcitation to catalytic bond-making or bond-breaking. However, immobilization of molecular
chromophores and catalysts on semiconductor oxide nanoparticles leverages the ability of these materials
to provide a “pool” of electrons/holes that the molecular components can use as needed (Figure 8).300 For
example, chromophore–catalyst dyads for photocatalytic water oxidation anchored on TiO2 nanoparticles
exploit the sub-picosecond photoinduced charge injection from the [Ru(bpy)3]2+ chromophore to support the
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accumulation of four holes per O2 molecule produced.301 A slightly different, although equally successful,
strategy uses metal oxide nanoparticles as an electron mediator between co-immobilized molecular
chromophores and catalysts.302, 303 These immobilized integrated molecular chromophores and catalysts
present a way to connect molecules to electrodes, as in PEC cells, and to efficiently couple complementary
redox catalysis.
A small but growing body of work exists describing the integration of light-harvesting and catalytic activity
into one molecular complex.304 Recent examples of these so-called all-in-one molecular photocatalysts
include complexes based on Ru(II) pincer complexes for catalytic CO2R305 and [W(pyNHC)(CO)3] for catalytic
proton reduction.306 These self-sensitized catalysts have not yet reached activity levels of other integrated
molecular photocatalyst systems, but they are an interesting alternative approach that could potentially
simplify the overall system by minimizing the number of components.
Molecular chromophores are an important tool for understanding how the atomic, molecular, and electronic
properties of the light-harvesting component in a solar fuels system influences the overall activity. A vast
amount of literature focuses on developing molecular chromophores that broadly and strongly absorb
across the incident solar spectrum, have long excited-state lifetimes, and are stable for longer amounts of
time under constant illumination. However, molecular chromophores are attractive not only from a
fundamental science perspective, but also when thinking about technology development. Molecular
chromophores are metal-atom efficient: no “spectator” metal atoms are in the complex. These
chromophores can be connected to one another to absorb broadly across the incident solar spectrum. And
finally, if necessary, synthetic chemistry presents the tools to connect multiple chromophores to each
catalyst site to feed multiple redox equivalents to catalytic sites. These aspects are a strong scientific
foundation on which to build systems for the catalysis of liquid solar fuels.
2.1.5
Biological Approaches
In biological photosynthetic systems, a multitude of
protein-bound pigments, including chlorophylls,
carotenoids, and phycobiliproteins, capture light
energy across the visible spectrum (Figure 9).307
These pigments form a network to channel the
excitation energy to reaction center chlorophylls
where charge separation occurs and where highenergy electrons are generated. Subsequent protoncoupled electron-transfer reactions generate
reducing power (mainly NADPH) and ATP, which drive
carbon fixation and biosynthetic reactions to
produce cellular biomass constituents such as
proteins, lipids, nucleic acids, and carbohydrates.
Figure 9. Absorption spectra of common
Photosynthetically produced biomass in various
cyanobacterial light-harvesting pigments. Chl a,
forms, such as algae, food waste, and forest and
chlorophyll a; Chl b, chlorophyll b; FX, fucoxanthin, PC,
agriculture residues, must be further processed by
phycocyanin. Image adapted from Burson, A., et. al.,
various means to generate fuels and chemicals, or
Ecology under Creative Commons Attribution 4.0
they can be burned as fuel directly. Alternatively,
International (CC BY 4.0). Copyright 2018.
algae—and especially cyanobacteria—can be
genetically engineered to serve as photocatalysts that convert CO2 to fuels and chemicals without the
additional processing steps. These photocatalysts are self-replicating, self-repairing, have high product
selectivity, require minimal nutrients and no exotic or toxic materials, and operate in ambient conditions;
they also offer high product selectivity because of enzyme specificity. For example, when cyanobacteria are
engineered to produce ethylene (C2H4) from CO2 by the C2H4-forming enzyme Synechocystis 6803, C2H4 is
the only organic compound found in the reactor headspace.308
Theoretical maximum solar-to-biomass energy conversion efficiency for light in the photosynthetically active
region (400–700 nm), under conditions where light is limiting, has been estimated to be about 15% for
algae. Actual photosynthetically active region efficiencies under controlled lab conditions have reached
12.5%, which corresponds to 5%–6% under a full solar spectrum.309 These numbers assume light-limiting
conditions, but under AM1.5G conditions, light-saturation further lowers the energy conversion efficiency. It
is important to point out that future solar fuel technologies are not expected to be limited to regions with
AM1.5G most of the day. Therefore, microorganisms that are naturally selected to be optimized at lower
light irradiation may be more advantageous in regions of higher latitude and cloudier weather. For example,
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with engineered cyanobacteria, light-to-product efficiencies have reached about 5% for ethanol, ethylene,
and isobutyraldehyde under monochromatic, approximately 650 nm, illumination.310 A TEA has been
performed for some of the products (e.g., ethylene) and, like TEAs for artificial photosynthesis, has
determined that costs are about an order of magnitude higher than for conventional fuels production.311
However, this TEA also provided a roadmap of the key research breakthroughs necessary for lowering
projected production cost. One proposed approach is to expand the absorption spectra using far-red lightabsorbing pigments such as Chl f, which can enhance light absorption because of its 705 nm absorption.312314
Energy capture and energy use are tightly linked in photosynthetic systems, and feedback on the former by
the latter is known as a source–sink relationship. Engineered fuel and chemical products represent
additional sinks for the captured energy and fixed carbon, which can relax the feedback and increase light
harvesting and energy conversion. For example, ethylene production leads to stimulation of photosynthesis
with increased pigment synthesis and improved photosynthetic efficiency.315, 316
In addition to hydrocarbons, nitrogen-containing compounds produced in biological systems can also be
used as fuels and chemicals. For example, guanidine (CH5N3) is used for explosives, rocket propellants, and
potentially for slow-release fertilizer. Current industrial production of CH5N3 is very energy intensive—much
worse than the Haber–Bosch process. As an example of using bio-based systems to address nitrogen
economy issues, cyanobacteria have been engineered to produce CH5N3 by photosynthesis—either starting
from CO2 and NH4+, or in a step further, by directly reducing atmospheric CO2 and N2 using a N2-fixing
cyanobacteria.
2.1.6
Computation, High-Throughput Synthesis, and Data Mining
HiTp methods to accelerate discovery and development of solar fuels materials build on a deep history of
HiTp electrochemistry, whose proliferation resulted from the concomitant advance in HiTp techniques and
fuel cell catalysis research in the 1990s and 2000s.317 The experimental methods also often adopt
techniques from the field of combinatorial materials science, where accelerated materials synthesis and
characterization of materials properties are crosscutting with respect to materials application domains.318
HiTp computation for solar fuels also has origins in fuel cell electrocatalysis research and additionally
benefits from first-principles-based screening techniques in multi-application efforts such as the Materials
Genome Initiative.
Emulating the integrated nature of an artificial photosynthesis system, HiTp materials screening for solar
fuels materials integrates electrocatalysis with light harvesting and energy conversion, enabling
capitalization on techniques developed in PV and dielectrics research. Consequently, accelerated screening
of solar fuels materials has resulted in foundational advances in physics, chemistry, and theory, as well as
in accelerated screening methodology.
Synchrotron-based materials characterization techniques play an increasingly important role in HiTp solar
fuels research to characterize a broad range of materials that establish composition–property relationships
for electrocatalysts319 and photoelectrocatalysts.320 HiTp methods have enabled basic science advances,
including the detailed understanding of materials and interfaces as well as the identification of appropriate
methods and descriptors for studying solar fuels materials. The increasing role of data science in extracting
fundamental knowledge from large datasets has added value to the HiTp methods and has demonstrated
that HiTp solar fuels research cultivates the advance of data science in basic energy sciences.
Parallelization of homogeneous catalyst evaluation for solar fuels reactions has been demonstrated,321 but
heterogeneous (photo)electrocatalysis has been the primary focus of HiTp solar fuels research to date. In
dark electrocatalysis, the primary materials function is catalysis under the constraint of mitigated catalyst
dissolution. Given the generality of this functional description, techniques developed for other
electrocatalytic reactions can typically be adapted for solar fuels reactions. Conversely, the challenge of
identifying high-performance solar fuels materials has driven many innovations in electrocatalyst screening
techniques that are increasingly deployed in other domains.
In computational screening, development of methods that consider competing reaction intermediates in
screening workflows has been motivated by the importance of product selectivity in CO2R
electrocatalysis.322, 323 In experimental screening for CO2R, the importance of tracking product distribution
for each candidate catalyst has motivated development of screening instruments that integrate
electrochemical reactors with analytical chemistry.324, 325 For oxygen-evolution electrocatalysis, scanning
electrochemical probes based on techniques developed in corrosion science were developed to meet
practical needs such as mass transport in miniature reactors.326, 327
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Parallel screening techniques have also been developed specifically for oxygen-evolution electrocatalysis.
For example, a semiquantitative fluorescence-based assay directly probes the desired reaction product,328
as opposed to earlier uses of fluorescent indicators that detect pH changes as a proxy for the desired
reaction.329 Such advances in theory and experiment-based electrocatalyst screening add to a portfolio of
HiTp methods applicable across the energy sciences.
The multifunctionality of photoelectrocatalysts spans a variety of physical and chemical processes from PVlike solar energy harvesting and transport of energy carriers to their conversion into chemical energy via
catalysis. Consequently, HiTp exploration of solar fuels photoelectrocatalysts has motivated the
development of a variety of new screening methodologies, as recently reviewed for computational
screening.330 Experimental screening includes pioneering work by the Parkinson331 and McFarland332
groups, who introduced complementary strategies for performing electrochemistry under illumination using
materials libraries, along with the subsequent analysis to identify photoactive materials. The Joint Center for
Artificial Photosynthesis integrated computational screening based on electronic structure with
combinatorial photoelectrochemistry to identify a host of new ternary metal oxide photoanodes.333
The community effort in the development and operation of HiTp screening methods has been remarkably
successful for identifying solar fuels photoanodes, with HiTp campaigns accounting for most metal oxide
photoanode discoveries. Notably, energy carrier band transport has not been used as a primary screening
tool for metal oxide photoanodes because of the expectation that transport in these semiconductors
proceeds via more complex mechanisms such as polaron hopping. The National Renewable Energy
Laboratory’s (NREL’s) Center for Next Generation of Materials Design Energy Frontier Research Center has
developed a portfolio of computational and experimental methodologies to understand defects and charge
transport in transparent conducting oxides and semiconductors,334 including solar fuels materials.335 The
influence of corrosion in solar fuels materials has also motivated development of HiTp methodologies for
calculating Pourbaix thermodynamics for any electrochemical condition,336 thereby accelerating
identification of promising materials as well as appropriate operating conditions.337
HiTp experimental methods have been critical for studying the integration of catalysts with a semiconductor
solar absorber as well as the alloying-based optimization of photoanode materials, particularly because the
enormity and complexity of these materials’ search spaces limits navigation via computational methods.
Bard et al. employed scanning electrochemical microscopy to analyze libraries of integrated electrocatalysts
on W-doped BiVO4, demonstrating that the interface between the electrocatalyst and light absorber is critical
to the performance of the integrated system.338 This and other work have indicated that the catalyst
coatings are multifunctional. Therefore, Gregoire et al. expanded the compositional range of catalyst
coatings and combined PEC performance and optical transmission measurements with independent
electrocatalyst characterization. This process built composition–property relationships that unravel the
contributions of different catalyst coating components and identify optimal performance in previously
unexplored composition spaces.339
Combinatorial alloying studies of BiVO4-based photoanodes revealed the ability of various metals to improve
carrier transport.340, 341 The observation of further optimization in co-alloying spaces prompted investigation
of the structural origins of the observed photoactivity.342, 343 The intertwined compositional, structural, and
PEC trends additionally motivated a seminal algorithm for automated identification of composition–
structure–property relationships in high-dimensional materials spaces.344 Such uses of data science to
accelerate data interpretation complement the use of machine-learning techniques to enhance
computational studies. Machine-learning methods accelerate uncertainty quantification, error correction,
and prescreening, thereby improving the performance of computational methods in general,345 including for
CO2R electrocatalysts (Figure 10).346 Such methods continue to proliferate computational materials
databases that provide a wealth of information for various HiTp screening strategies. Complementary
experimental databases are also being established: the two largest databases for functional materials
experiments resulted from solar energy research in PVs347 and solar fuels.348 Solar fuels research has
fostered advances in HiTp methodologies and helped elevate HiTp screening from an optimization strategy
to a framework for scientific discovery.
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Figure 10. CO2R activity map for bimetallics. Visualization of two-component intermetallics for which the surface has
low-coverage CO adsorption energy (DECO) values inside the range of −0.77 to −0.57 eV. White shading indicates an
absence of any enumerated surfaces; gray shading indicates that all the DECO values are outside the range of −0.77 to
−0.57 eV, and colored shading indicates possible activity. The DECO values used to create the upper half of this figure
were calculated by density functional theory, and the values used to create the bottom half were calculated by the
surrogate machine-learning model. Copper-containing intermetallics are outlined in red because Cu is the element for
which the monometallic adsorption energy is nearest to the optimal value of −0.67 eV. Reprinted by permission from
Springer Nature, Kran, K. and Ulissi, Z. W., “Active Learning Across Intermetallics to Guide Discovery of Electrocatalysts
for CO2 Reduction and H2 Evolution,” Nat. Catal. 1, 696–703 (2018).
2.1.7
Advanced Concepts (e.g., Multiple Exciton Generation, Singlet Fission)
Hot carriers in semiconductors are electrons and/or holes that have energies greater than that of electrons
and holes at ambient temperature located at the top and bottom of the conduction and valence bands,
respectively.37 When both carrier types are in equilibrium with the crystal lattice, they each have a carrier
temperature equal to the lattice temperature as defined by their Boltzmann distributions. If hot carriers are
at equilibrium with themselves, then they can also develop separate Boltzmann distributions for each carrier
type and can be assigned a carrier temperature that is above that of the crystal lattice; the carrier
temperatures are determined by the form of the high energy tails of their Boltzmann distributions. Hot carriers
can be created in semiconductors when photons are absorbed with energies greater than the bandgap or via
the application of an electric field across the semiconductor; the former is of interest for solar fuels production.
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In 1980, the general conditions for the injection of hot carriers from semiconductors into electrolytes were
specified.349 Shortly thereafter, two reports appeared describing experimental evidence for hot-carrier
injection across GaP|electrolyte350 and InP|electrolyte351 junctions. Key conclusions relevant to solar fuels
production are (1) the strong electronic-vibrational coupling in the electrolyte leads to fast molecular
relaxation, resulting in irreversible tunneling at the semiconductor|electrolyte junction; and (2) hot-carrier
injection may allow chemical reactions to occur that would not be possible with thermal carrier injection.349
Hot carriers’ excess energy is in the form of kinetic energy, and the hot carriers can cool to the lattice
temperature via electron-phonon scattering and establish separate Boltzmann distributions for electrons
and holes at the band edges defined by the ambient lattice temperature. Thus, the excess kinetic energy of
the hot carriers is transformed into heat and is unavailable to be converted into electrical or chemical free
energy. This hot-carrier cooling process significantly limits the maximum possible power conversion
efficiency (PCE) of solar photons into electrical free energy or solar fuels to about 30%.352 However, if hotcarrier cooling in photoexcited semiconductors can be slowed such that (1) the hot carriers are extracted
before cooling, thereby creating higher photovoltages or (2) the hot carriers can create additional electron–
hole pairs via carrier multiplication,353, 354 then their excess energy (above the bandgap) can be put to good
use. Using this excess energy requires property–energetic matching between redox states and chromophore
energies, but it can theoretically dramatically increase the maximum thermodynamic solar-to-energy PCE to
more than 65% for the former case of complete hot-carrier extraction41 and more than 46% for the latter
case of ideal carrier multiplication.28
Using quantum-confined nanostructures (i.e., quantum dots, wires, and films) does give rise to slowed hotcarrier cooling and enhanced carrier multiplication at lower photon energies that approach twice the
bandgap and are within the solar spectrum; this effect in nanostructures is termed multiple exciton
generation (MEG) because in quantum-confined nanostructures, photogenerated electron–hole pairs are
created as excitons. Generally, hot-carrier cooling rates depend on the photogenerated carrier density: the
higher the carrier density, the slower the cooling rate. The accepted mechanism for the decreased cooling
rates is an enhanced hot-phonon bottleneck whereby a large population of hot carriers generates a
nonequilibrium distribution of hot phonons that cannot equilibrate fast enough with the crystal bath. These
hot phonons can then be reabsorbed by the electron plasma to keep it hot. However, in quantized
nanostructures, slow cooling can also occur because of the discrete nature of the electron and hole states,
which can have large separations between the quantized energy levels, thus requiring multiple phonons to
interact simultaneously with a single carrier to allow energy dissipation (cooling). These multiphonon-carrier
processes have low probabilities that allow slow cooling to
occur in quantized nanostructures at much lower (1-sun) light
intensities,355, 356 including long enough to be injected into
semiconductors such as TiO2.357
Since the 1980s, research on hot carrier devices has
continued in several countries in addition to the United States
and has universally been based on ways to slow hot-carrier
cooling via a phonon bottleneck. These approaches include
(1) investigating bulk semiconductors that have large
differences in their acoustic and optical phonon energies
(such as the III-nitrides), thereby blocking the transition of
optical phonons into acoustic phonons that couple to the
lattice in the last step of carrier cooling, (2) using quantized
nanostructures as the absorbing material in solar cells, and
(3) employing resonant offset tunneling. In all cases to date,
the reported solar PCE values are far from the predicted high
values and are lower than the PCE of solar cells based on the
same materials in conventional architectures.
Relevant to solar fuels research, a recent result reported MEG
from a PbS quantum dot PEC device for splitting H2 from H2S
with incident photon-to-current efficiencies greater than
100%.358 This accomplishment essentially achieved one-half
of the PEC device concept for solar water splitting featuring a
series-connected tandem cell. As shown in Figure 11, the top
absorber was a molecular dye-sensitized TiO2 electrode in
which the chromophore C1 is capable of singlet fission (SF),
22
Figure 11. A series-connected tandem cell
configuration for photolytic H2O splitting
to produce H2 fuel. The conducting medium
allows for electron–hole recombination. C1 is
a singlet fission (SF) absorber, whereas C2 is
a semiconductor capable of multiple exciton
generation (MEG) at 2Eg. Reproduced from
Hanna, M. C. and Nozik, A. J., “Solar
Conversion Efficiency of Photovoltaic and
Photoelectrolysis Cells with Carrier
Multiplication Absorbers,” J. Appl. Phys. 100,
074510–074518 (2006) with the permission of
AIP Publishing.
FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
and the bottom absorber C2 is a quantized semiconductor capable of MEG.28 The possibility of SF from a
molecular chromophore raises the interesting prospect of using the unique spin state of triplets to enhance
catalysis, and it has been applied to organic photocatalysis359 but has not been investigated extensively for
fuel-forming catalytic chemistries.
2.2
Catalysis
PCET has recently emerged as one of the important aspects of artificial photosynthesis, including dark
catalytic reactions, photoinduced charge separation, and the development of light-to-fuel subsystems and
complete devices. Almost all steps of the light-to-fuel conversion sequence require charge transport, either
in the form of electrons or protons. However, the dramatic temporal disparity between light absorption
(femtoseconds to picoseconds), charge transport (picoseconds to microseconds), and catalysis
(milliseconds to seconds)—coupled to the multi-electron nature of fuel-forming catalytic reactions—imposes
strict requirements on the efficiency and kinetics of proton and electron movements between all
components of a photocatalytic system. In photosystem II (PSII), efficient charge transport between lightabsorbing chlorophyll molecules of the reaction center and oxygen-evolving complex (OEC) is achieved with
the aid of a PCET tyrosine–histidine mediator.360, 361 The photo-driven PCET reactivity of the tyrosine–
histidine couple has been extensively investigated using a variety of synthetic models, including
photoexcited coordination complexes of Ru and Re as electron acceptors.362-364 Although the concerted
transfer of an electron and a proton is a thermodynamically more favorable reaction than step-wise proton
and electron transfers, the mechanism of the concerted step is more complex than electron transfer or
proton transfer. This more complex mechanism likely affects the kinetics, which ultimately drive the
efficiency, of the transformation. Current theories of PCET reactions (especially its concerted variety) can
provide useful mechanistic insights for cases with available experimental results, but their predictive
capabilities remain fairly limited compared with more established models of electron transfer.365 Although
not explicitly called out in all sections below, concerted and non-concerted PCET processes have significant
effects on the dynamics of charge transfer for fuel-forming catalytic reactions.
2.2.1
Light-Driven Catalysis
2.2.1.1. Plasmonics
The original reports of hot-carrier injection from III–V photoelectrodes into electrolyte occurred in the early
1980s,350, 351 and catalytic chemistries leveraging these energetic but short-lived species have begun to be
realized in the past two decades in plasmonic-enhanced catalysis.366-368 Plasmonically active metals
coupled with semiconductors for water splitting—particularly wide-bandgap metal oxide photocatalysts, and
to a lesser degree bulk PV semiconductors—have inspired significant work toward understanding the
fundamentals of this process (Figure 12).368 A recent review identified several key challenges in plasmonicenhanced catalysis relevant to liquid solar fuels production: the most critical challenge is discovering how
multiple high-energy charge carriers can be supplied to the high-energy intermediates [of CO2 and N2
reduction] in short times under moderate light intensities (sunlight) without the aid of high energy
scavengers. This knowledge could generate more active or more selective catalytic processes.
An intriguing example relevant to selective catalytic chemistry showed that an electrically (as opposed to
photolytically) derived field enhancement at the tip of conically nanostructured Au electrodes was found to
concentrate K+ ions in the Helmholtz layer and increase the rate of CO2R to CO by an order of magnitude— to
22 mA cm−2 at −0.35 V, just 0.24 V overpotential—relative to other Au-based nanostructures.369 Density
functional theory calculations showed that the high local concentration of K+ ions dramatically stabilized the
COOH* intermediate by affording a higher electron density on the carbon atom, suggestive of a stronger
Au–C bond. The term field-induced reagent concentration was coined, and it was also applied to Pd
nanoneedles to affect CO2R to formate at an impressive 10 mA cm−2 and −0.2 V with greater than 91%
faradaic efficiency.369
Far more work has been conducted on light-driven energetic chemistries, and it has recently been
reviewed.370 Most productive photochemistries accomplished to date feature hot-electron transfer; only a
handful of works demonstrate hot-hole transfer.371-373 In a recent example from Atwater et al., hot holes
were transferred from surface-adsorbed Au nanoparticles into the valence band of a p-GaN wafer—more
than 1 eV below the Au Fermi level—and photogenerated electrons were used to enhance the rate of CO2 to
CO formation by 20%, improving the CO2R vs. HER selectivity.373 Other reports have also shown that lightdriven hot-electron transfer can influence the selectivity of CO2R. For example, hot electrons from
photoexcited Ag nanopyramids have been hypothesized to affect multi-electron transfer into surfaceadsorbed CO2R intermediates, which might portend selectivity control by carefully tuning plasmonic hot-
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carrier injection energy aligned only to the molecular orbitals of the substrate of interest.374 This hypothesis
was recently validated experimentally in plasmonically active thin-film electrodes in which illumination
induced CO-over-H2 selectivity at small cathodic potentials.375 Perhaps more exciting, this same study
showed that at high cathodic potentials, methanol is favored over formate, whereas no methanol was
observed in the dark (Figure 13). Although the current densities for this CO2R process are still modest, these
early results are extremely promising and indicate that plasmonic-enhanced catalysis could enhance
catalytic rates and improve selectivity.
Figure 12. Mechanism of plasmon-mediated energy transfer to reactants. Reprinted by permission from Springer
Nature, Aslam, U., et al., “Catalytic Conversion of Solar to Chemical Energy on Plasmonic Metal Nanostructures,” Nat.
Catal. 1, 656–665 (2018), Copyright 2018.
Figure 13. Tafel plots of the partial current density. (a, b) For each product and (c) all products over an illuminated
(closed symbols and solid lines) and dark (open symbols and dashed lines) silver photocathode. Reprinted with permission
from Creel, E. B., et al., “Directing Selectivity of Electrochemical Carbon Dioxide Reduction Using Plasmonics,” ACS Energy
Lett. 4, 1098–1105 (2019). Copyright 2019 American Chemical Society.
2.2.1.2. Light-Driven Thermal Chemistries
Light-driven thermochemical processes have been used to generate solar fuels. In thermochemistry,
concentrated solar radiation is used to heat oxides to very high temperatures (>800°C), causing the oxides
to undergo oxygen evolution to form a reduced metal suboxide.376-378 Exposing the reduced metal oxide to
water or oxygen strips the oxygen from H2O, generating H2, or from CO2, generating CO. Solar radiation
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conversion efficiency to H2O and CO2R has been measured at less than 1%; the bulk of the losses come
from thermal transfer to the reactor.376 Solar energy can also be used directly by providing heat to drive a
thermochemical NH3-producing redox cycle. The cycle begins with the reaction of a molybdenum or
manganese nitride (Mo2N or Mn5N2) and H2O to produce NH3 with concomitant formation of a metal oxide
(MoO2 or MnO).379 Subsequent reaction of the metal oxide with N2 heated by concentrated solar energy
reforms the metal nitride, thereby completing the solar–thermal redox cycle.
Such thermal-driven chemistries are related to the field of solid-oxide fuel cells,380-382 for which the research
emphasis has been to improve the conductivity of the electrode materials.382, 383 Although they typically
operate at high temperatures (500°C–650°C), solid-oxide fuel cells have a major benefit in that they can
run at high current densities on the order of amperes per square centimeter even at modest cell voltages of
−1.3 V and with high stability.384 In addition, in many cases, the oxides serve as both membranes and
catalysts and thus avoid the triple-phase-boundary challenges of conventional dark or photocatalytic
assemblies based on GDEs (Sections 2.2.3.2 and 2.3). These dark electrolysis cells typically are based on
mixed-metal perovskites, and a recent notable example is the Sr2Fe1.5Mo0.5O1−δ ceramic electronic-ionic
conductor, which has been reported to convert CO2 to CO with 100% selectivity.385 These interesting
systems combine reducing and oxidizing catalysts as well as the ion- and electron-transporting membrane in
one material. Perhaps owing to this promise, SeeO2 Energy in Canada is commercializing this technology
and claims that its novel and stable electrocatalyst can be used in both the oxygen-rich environment of the
oxygen electrode anode, producing oxygen, and at the CO2 /steam environment of the cathode, producing
pure CO, H2 and CO (syngas), or methane (CH4). Delamination from the underlying current collector and
carbon deposition (coking) are challenges, as is operation at more modest temperatures. As noted in
Section 2.1.2, connecting this solid-oxide field with particle photocatalysis has only recently been
accomplished, and questions remain as to which methods could be used to lower the temperature of defectmediated catalysis via light-driven approaches.
2.2.2
H2O Reduction
2.2.2.1. Homogeneous
Molecular hydrogen is a clean and renewable energy carrier with a high energy density of 120 mJ kg−1,
which, on a mass basis, is several-fold greater than that of gasoline.386 However, the current industrial
production of H2 by steam reforming fossil fuels is a major source of unsustainable CO2 emissions.
Molecular hydrogen production becomes sustainable if the H2 source is protons from water-splitting driven
by (photo)electrochemical methods or pure electrolysis assuming the power is supplied by renewable energy
sources. Efficient catalysis of the two-electron reduction of protons to H2 remains a vigorous research topic.
Molecular catalysts present distinct advantages, including high selectivity for CO2R or N2R, customized
reactivity through judicious design of the supporting ligand, and the possibility of complete mechanistic
unraveling by using advanced spectroscopic techniques, electrochemical methods, and computational
modeling. In principle, electrocatalytic screening of homogeneous samples may identify catalytic reactivity
and selectivity; however, in practice, the turnover numbers (TONs) and TOFs for the same catalyst may vary
widely across systems incorporating photosensitization (for which quantum yield becomes an essential
metric) or catalyst immobilization onto conductive supports. Therefore, recent work has included efforts to
standardize comparisons of energy efficiency in terms of overpotential by describing more precise
definitions of proton source pKa and standard potentials for H+ reduction in various media255 and by defining
the reactivity of hydride donors.387 Solubility limitations may require screening and mechanistic
investigations of organic solvents with organic acids as proton sources. However, the necessity of using
aqueous media, or at least catalysts tolerant of water, is increasingly recognized, and recent work is aimed
in this direction.388
To date, molecular catalysts or catalytic systems that are sufficiently durable for commercial H2 production
have not been discovered. Historically, catalysts based on precious metals such as Rh, Ir, and Pt were
researched;389 however, widespread recognition that the massive production scale needed for a H2
economy requires Earth-abundant catalysts has led to a surge in the discovery and characterization of
catalysts of base metals: Fe, Co, and Ni complexes show particularly promising reactivity.390-392 Because of
their well-known mechanisms, catalysts containing precious metals remain relevant for evaluation of new
chromophores and antenna systems,393 understanding multi-electron chemistry of supramolecular systems
linking the sensitizer and catalyst,394 discovery of unexpected mechanisms enabled by advanced
techniques, and developing new surface anchoring strategies.395
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Binuclear Fe–Fe catalysts inspired by the active site of [FeFe]-hydrogenases50 have been thoroughly
investigated and generally exhibit quantitative faradaic efficiencies for hydrogen production.396-398 Analysis
of myriad synthetic varietals has allowed comprehensive rationalization of the mechanisms and the
discovery of water-tolerant systems capable of achieving TONs greater than 26,000 when sensitized by
quantum dots.399 Fe–Fe catalysts including poly(aryl alkyl)ether dendrimer shells have achieved excellent
performance (TON 21,500, TOF 7,240 h−1, quantum yield 28%) in photochemical systems with Ir-based
photosensitizers.400 Re-addition of sensitizer showed that decline in activity was related to decomposition of
the chromophore, not the catalyst.
Cobalt catalysts often show commendable reactivity and remain at the forefront of current research. Among
them, pseudomacrocyclic complexes supported by diglyoximes and related ligands have been well-studied
due to synthetic simplicity, mild overpotentials, and good faradaic efficiency; and mechanisms, including
relevant oxidation states and identifying homolytic or heterolytic pathways, have been elucidated.401, 402
Major limitations of acid instability and ligand exchange403 can be suppressed by judicious ligand design404
or by including exogenous ligands in photochemical systems.405 Ultimately, TONs are persistently low
(thousands or fewer) for this family of catalysts, and over-reduction to catalytically active nanoparticles has
been increasingly recognized, as shown by surface techniques such as SEM, x-ray photoelectron
spectroscopy (XPS), and energy-dispersive x-ray spectroscopy.406, 407 These studies highlight the importance
of careful identification of the active species.
In recent years, the portfolio of Co-based catalysts has been diversified to yield high performance including
water-soluble porphyrins with electrochemical TON of 19,000408 and complexes of tetra- or pentadentate
polypyridyl ligands that exhibit quantitative H2 faradaic efficiency at mild potentials (~1.2 V vs. normal
hydrogen electrode [NHE] at pH 7) and TON of 55,000.409 Photochemically, the polypyridyl-supported Co
catalysts yield a few thousand turnovers of H2; however, an interesting study using a phosphine as a final
electron donor/oxide acceptor to prevent undesirable back-electron transfer revealed a system with over
33,000 turnovers in aqueous pH 5.410
Current research trends involve the design and/or elucidation of catalytic acceleration via ligand-based
reactivity (non-innocence) by storage of charge or protons. Cobalt dithiolenes are examples in which
reduction is followed by dual protonation of the S-atoms yielding species that can be further reduced at
potentials comparable to the initial electron transfer.411 Related Ni-dithiolenes also show interesting ligandbased reduction and protonation with high electrochemical TON of 20,000 without the formation of low
valent metal species.412 Increasingly sophisticated ligands have been designed to position proton relays
within close range of the metal’s active site to accelerate catalysis or lower the onset overpotential.413 Nibased catalysts with bis(diphosphine) ligands are well-developed examples with pendant amines as proton
relays, and catalysis is possible near thermodynamic potentials with electrochemical TOF of 10,000 s−1.56,
391, 414 The mechanism of proton relay depends on the acid strength and ligand geometry, and although
faradaic efficiencies are quantitative, photochemical experiments generally produce a few thousand
turnovers.
Although solution-phase experiments remain valuable for discovery and mechanistic work, solar-fuelproducing catalysts or chromophore–catalyst assemblies can be immobilized to conductive or
semiconductive electrode surfaces by using covalent or noncovalent methods to avoid diffusion; this area of
research is active. In cases where this has been demonstrated successfully, massive increases in turnover
numbers have been achieved. For example, on carbon nanotubes, Ni-bis(diphosphines) produced over
100,000 turnovers at −0.3 V vs. RHE,415 whereas over 9 × 106 turnovers were achieved using Cobis(dithiolenes) immobilized on graphite.416
2.2.2.2. Heterogeneous
Electrolysis provides a promising pathway for producing renewable H.417 Water splitting is composed of two
half reactions: the HER and the oxygen-evolution reaction (OER), with the largest efficiency losses due to the
overpotential required for OER. Today, two commercially relevant water-splitting technologies exist; alkaline
and proton-exchange membrane (PEM) electrolysis. Because of the PEM’s acidic nature, PEM electrolysis
requires acid-stable catalysts. Conversely, alkaline electrolysis uses anion-conducting membranes and
requires catalysts that are stable in highly basic conditions. To date, Pt and Pt-based alloys have proven to
be stable as well as the most active electrocatalysts for the HER in both acid and alkaline electrolyte
because of near-optimal hydrogen-atom adsorption free energy, ΔGH ≈ 0.418 However, cost, scarcity, and the
low production rate of Pt are limiting factors for the large-scale application of Pt-based electrocatalysts.419
This problem has largely been addressed by three research strategies: (1) improving the utilization efficiency
of Pt by creating ultrafine nanostructures or core-shell nanostructures to expose the most Pt atoms on the
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surface or through the synthesis of single atomic Pt sites on high surface area supports, (2) discovering nonPt group metal (PGM) catalysts,420-426 and (3) leveraging non-PGM catalysts that are currently in use for
commercial alkaline electrolyzers.
Various morphologies and synthetic strategies have been
employed toward reducing the Pt loading without
compromising its activity and stability. Specifically, singleatom catalysts and clusters, nanoparticles, and core-shell
structures have been investigated as effective routes for
enhanced Pt utilization in acidic media.420, 427-433 Beyond
Pt-based catalyst design, a tremendous effort has led to
the design and discovery of numerous non-PGM
electrocatalysts for the HER in acid electrolyte, including
transition metal sulfides, phosphides, carbides, nitrides,
and selenides.424, 434-438 To date, some of the most highly
active non-PGM HER catalysts in acid electrolyte are Ni-,
Fe-, and Co-based phosphides. Toward further enhancing
the activity of non-PGM catalysts, mixed cation and anion
transition metal phosphide catalysts have also proven to
be a relevant strategy for enhancing the intrinsic activity of
non-PGM catalysts relative to mono-metallic phosphide
catalysts.437, 439-443 For example, a Fe0.5Co0.5P mixture has
been found to be extremely active, requiring 37 mV of
overpotential to drive 10 mA cm−2 with a near-zero ΔGH =
0.004 eV.444 In addition to tuning the chemical
composition of HER catalysts, catalyst-support interactions
have also been reported as an effective route for tuning
the activity of transition metal sulfide and phosphide HER
catalysts.445-449 Collectively, these concurrent efforts have
led to the design of catalysts with activities approaching
that of Pt- based systems when compared on a geometric
basis (the current divided by the projected surface area of
the electrode).450-452 However, this capability is at the
expense of high catalyst loadings; thus, when normalized
to mass activity instead of a geometric activity, non-PGM
catalysts show a mass activity that is three to five orders of
magnitude lower than that of Pt-based catalysts
(Figure 14).248
Figure 14. Comparison of mass activity and
overpotential for H2-evolution catalysts. (a) In
acid and (b) in alkaline media. Reprinted by
permission from Springer Nature, Kibsgaard, J.
and Chorkendorff, I., “Considerations for the
Scaling-Up of Water Splitting Catalysts,” Nat.
Energy 4, 430–433 (2019). Copyright 2019.
A similar situation emerges for HER catalysts in alkaline
environments: alkaline conditions allow for greater stability
for a variety of Earth-abundant catalyst candidates, but Pt still offers intrinsic activity that is orders of
magnitude greater, despite not being as active in base as it is in acid (Figure 14).248, 435, 453 The more
sluggish kinetics observed for alkaline conditions compared to acidic conditions have been ascribed to
differences in the reaction mechanism.418, 454-456 The exact HER mechanism is still unknown, but contrary to
acidic media—where the proton is sourced from a weakly bound H3O+—in alkaline solution, the H–O–H
covalent bond must be broken to provide a proton.457 To reduce the Pt content, similar strategies to those
employed for enhancing catalyst utilization have been explored, namely, nanostructuring.458-460 Beyond
nanostructuring, heterostructures containing both Pt- and Ni-based oxide materials have shown to enhance
HER activity. Specifically, Ni(OH)2 edges have been shown to promote dissociation of water, thus
circumventing the sluggish kinetics of HER in alkaline conditions.461-465 These formulations give rise to low
overpotentials of less than 30 mV at 10 mA cm−2.458, 462, 463 Despite these developments, the corresponding
mass activities remain one to two orders of magnitude lower than their acid counterparts.
2.2.2.3. Bio-Based Approaches
Molecular hydrogen is a central energy carrier in microbial systems, being a part of several biogeochemical
cycles involving C, S, N, and O. The biological activation of H2 is catalyzed by hydrogenases, which are
enzymes that catalyze the reversible activation of H2 ↔ 2H+ + 2e−. The protons in this process are coupled
to the exchange of electrons with soluble and membrane-bound electron carriers.
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Electron carriers (e.g., ferredoxin, flavodoxin, quinones) function as components of elaborate redox
networks to exchange reducing equivalents between enzymatic reactions that form the energy-conserving
and substrate-conversion pathways of biological systems. Thus, the central role of hydrogenases in energy
cycling in microbial systems is signified by the fact that hydrogenases have been identified in about 28% of
the sequenced genomes of microbial and archaeal species.466 Although hydrogenases can reversibly
catalyze the formation and breakdown of H2, individual enzymes typically favor either the reduction- or the
oxidation-reaction directions,466 which is exemplified by the remarkable capacity of enzymes to have
reaction bias for the forward vs. the reverse reaction, or to exert a disproportionate rate acceleration in one
direction that can span orders of magnitude in turnover rates of an enzyme. The remarkable properties of
enzymes that contribute to bias is an ongoing topic of research, and some recent work is addressed in detail
below.
The widespread incorporation of hydrogenases into diverse metabolisms has manifested as a broad range
of structural and functional diversity. The rich diversity is captured by structural differences from the atomic
to molecular scale, and they are evident, for example, in subtle differences in the primary and secondary
coordination spheres of the catalytic metal sites and redox active cofactors. Varying complexities among the
electron relay cofactors and relay networks—some cofactors exhibit unique primary coordination and novel
reactivity (e.g., O2 reduction to H2O)467—are scaffolded into subunit architectures, forming higher-ordered
functional contexts that contribute to conformational control of enzyme reactivity. Studies on representative
enzymes have primarily focused on their biochemical and spectroscopic properties toward addressing how
the differences in the protein structure affect the reactivity of the catalytic site and HER activity of the
enzyme.
Two known families of hydrogenase enzymes are the [FeFe]- and [NiFe]-hydrogenases.50 Catalytic sites of
[FeFe]- and [NiFe]-hydrogenases share the common structural theme of using a Fe–CO2/CN moiety that is
incorporated into two fundamentally different metal cofactors. This unique example of functional
convergence of two distinct enzyme families shares a capacity to catalyze H2 activation. Although members
of both enzyme families catalyze HER, the [FeFe]-hydrogenases have significantly higher rates, whereas
[NiFe]-hydrogenases are more biased toward the H2 oxidation reaction.
One example that stands in contrast to this general trend is the [NiFeSe]-hydrogenases. These enzymes
substitute a cysteine with a selenocysteine that replaces a thiolate with a selenite in the primary
coordination of the Ni atom in the catalytic site NiFe cofactor. This exchange is modeled to affect the
reversibility of proton transfer to the Ni atom and/or the electronic structure of the NiFe cofactor to shift the
bias toward HER.
The [FeFe]-hydrogenase hydrogen-cluster consists of a [4Fe-4S] cubane cluster linked by a bridging cysteine
thiolate to a [2Fe2S] subsite; both Fe atoms have terminal CO/CN− coordination and are bridged by a μ-CO
and dithiolmethylamine. Chemical reconstitution of enzymes with synthetic [2Fe2S] subsites has shown that
substitution of the amine nitrogen atom with sulfur, oxygen, or carbon significantly disrupts catalytic
activity.468 To date, x-ray structures of the [FeFe]-hydrogenases have been solved for only two catalytic
states—the oxidized and H2 activated states—because capturing and crystallizing intermediates in an
enzyme with TOFs that approach 105 s−1 poses a significant challenge. Therefore, the structural models
proposed for catalytic intermediates have been derived from (1) studies on enzymes either poised at redox
potentials or freeze-trapping of intermediates or by (2) time-resolved spectroscopic analysis (i.e., infrared,
electron paramagnetic resonance, Mössbauer, and nuclear resonance vibrational spectroscopy, nuclear
magnetic resonance, and x-ray absorption and emission). Computational methods have been used to model
the cluster electronic structures, redox, and protonation states.469-475 The outcome of these approaches has
led to two fundamental models for the HER mechanism that basically differ in definitions of reduced state
hydride coordination.475-477
Intense focus has been on the structures and biophysical properties of the PCET steps that result in the
formation of H2. This work has addressed how catalytic metal sites are tuned for redox steps and how redox
steps are coupled to proton transfer and protonation of the metal sites during catalysis. For example, such
redox studies include the identification of hydride intermediates of [NiFe]-hydrogenases478, 479 and [FeFe]hydrogenases,471-473, 480 analysis of the hydricities of metal-hydrides,481 and properties of extended proton
networks.482, 483 In summary, these studies address how the protein scaffold of hydrogenases selectively
incorporates and positions amino acid functional groups in second coordination sphere canopies and
extended proton transfer networks to enable PCET as an essential process of HER.
Electron-transfer relays in hydrogenases are most often composed of FeS clusters ([4Fe-4S], [2Fe-2S], [3Fe4S], and [4Fe-3S]); some examples of flavins are incorporated into electron-transfer chains of hydrogenases
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that react with pyridine nucleotides. In addition to having a fundamental role in the transfer of electrons to
and from catalytic sites, electron relays have been implicated in redox-coupling, or anti-cooperativity, effects
that influence the reduction potentials and pKa values of catalytic intermediates.484 They also contribute to
catalytic bias among different [FeFe]-hydrogenases485, 486 in which electron relays composed of FeS
cofactors with more-positive reduction potentials relative to the catalytic site shift the bias from HER to favor
H2 oxidation. Manipulation of the primary and secondary coordination sphere of the hydrogen cluster in
[FeFe]-hydrogenases has also been found to affect reduction potentials and biases of enzymes. One
example is the switching coordination by cysteine thiolate to histidine imidazole of the hydrogen cluster,
which alters the redox leveling of the [4Fe-4S] and [2Fe2S] subsites, thus dramatically shifting the reaction
bias from HER to H2 oxidation in [FeFe]-hydrogenase.487
In addition to structural and functional studies on defining the reactivity and catalytic mechanisms of
hydrogenases, these enzymes have been used extensively as catalysts in semisynthetic photochemical and
PEC systems for solar H2 production. Hydrogenases have been directly coupled to nanomaterials and
photosensitizers for photochemical HER,488-490 as catalytic components of electrochemical and PEC
systems,491 and wired to PSII as models for solar-driven HER from water oxidation.492 These systems have
also provided unique approaches for investigating the fundamental properties of hydrogenases via timeresolved spectroscopy coupled to light-triggered electron transfer493, 494 and for determining the energetic
and kinetic parameters and the quantum efficiencies of coupling photogenerated electron transfer to
HER.495
2.2.3
CO2 Reduction
2.2.3.1. Homogeneous
Electro- and photocatalytic CO2R to generate fuels or fuel precursors are key reactions in solar-to-fuels
research.304, 388, 496-499 However, despite decades of work, the ideal homogeneous CO2R catalyst has yet to
be discovered, and the majority only produce two-electron reduction products (CO or formate); deeper
reduction products such as CH4 or CH3OH are much rarer. Catalytic activity is evaluated by several
parameters, including the rate of catalysis (TOF), product selectivity, catalyst stability (TON), the
overpotential (for electrocatalysts), and quantum yield (for photocatalysts). Ideally, each of these
parameters could be optimized simultaneously, whereas in practice, this is rarely the case.
Homogeneous catalysts can offer advantages over heterogeneous catalysts. For example, they often exhibit
improved and/or different product selectivity, and their steric and electronic properties are also easily tuned
via synthetic modifications, allowing a detailed mechanistic understanding and structure–activity
relationships to be obtained. In the early years of homogeneous CO2R catalysis, many catalysts were based
on transition metal complexes of expensive noble metals (e.g., Re, Ru, or Pd). However, more recently, the
trend has been toward using cheaper, more Earth-abundant metals (e.g., Mn, Fe, Co, and Ni)388, 499, 500 Some
of these catalysts now exhibit better activity than their noble metal–based counterparts (e.g., Fe-porphyrinbased electrocatalysts have shown TOFs of 106 s−1 for the reduction of CO2 to CO.501 Although metal-free
organocatalysts for CO2R are highly desirable, only a limited number have been reported over the years.496
However, promising new results were demonstrated very recently.502 Improvements in homogeneous CO2R
catalysis have been driven by several innovations, some of which are highlighted in the following
paragraphs.
Although early catalysts tended to use relatively simple ligand frameworks, relying mainly on inner sphere
coordination interactions at the metal center (e.g., ReCl(bpy)(CO)3), secondary and outer coordination
sphere effects can have a profound effect on the mechanism of CO2R and catalytic activity.503 Examples
include the incorporation of phenolic substituents onto existing ligands, providing a local proton source for
the CO2R reaction and improved kinetics because of favorable hydrogen-bonding interactions with metalbound CO2R intermediates.503 Electronic and steric effects of ligand substituents have also been used to
manipulate catalytic activity. For example, sterically bulky mesityl groups at the 6,6′-positions of bpy ligands
in Mn-bpy-based electrocatalysts have been used to deactivate dimerization pathways.504 The incorporation
of Brønsted basic methoxy groups onto similar bulky bpy-ligand substituents has also been used to access
the long-desired protonation-first pathway for electrocatalytic CO2R, saving 0.5 V in overpotential vs. the
commonly observed reduction-first pathway.505 This result was driven by an inductive effect combined with
specific hydrogen-bonding interactions with the second coordination sphere methoxy groups, lowering the
activation barrier for C–OH bond cleavage. The incorporation of ionic moieties into ligand frameworks (e.g.,
trimethylammonium into Fe-porphyrins) has also been shown to significantly decrease the overpotential and
increase the TOF for electrocatalytic CO2R via coulombic stabilization of catalytic intermediates.501
Electrocatalytic CO2R with ReCl(bpy)(CO)3 in an imidazolium ionic liquid also induced a significant decrease
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
in overpotential and increase in TOF relative to the same reaction in acetonitrile.506 To determine
overpotential correctly in a given solvent, the equilibrium potential for the reaction in that solvent must be
known.507
Most homogeneous CO2R catalysts operate in organic solvents, often in the presence of a Brønsted acid as
a proton source. However, because CO2R may ultimately be coupled with water oxidation in a solar fuel
device, having CO2R catalysts that can operate in aqueous solution is desirable. This condition raises
several issues, including catalyst solubility and stability in water, separation of the CO2R product from water
and the dissolved electrolyte, and competition with the generally more thermodynamically favorable proton
reduction (H2 formation) reaction. However, some recent examples of homogeneous CO2R electrocatalysts
perform well in water, including (1) an Fe(CO)5 cluster electrocatalyst that can selectively reduce CO2 to
formate in aqueous solution508 and (2) derivatized Fe-porphyrin electrocatalysts that produce CO.501
The development of new ligand frameworks and catalyst structures is also driving innovations in the
catalytic activity of homogeneous CO2R catalysts.388, 497, 500 One recent example involved incorporating an
electron-rich bis-N-heterocyclic carbene ligand into a Mn-based electrocatalyst, replacing the traditional bpy
ligand. The result was the highest-reported TOFmax for this type of catalyst (320,000 s−1).509 Recent reports
of bimetallic CO2R catalysts have also shown a dramatic increase in catalytic rates of photo- or
electrocatalysis, reportedly because of a synergistic effect between the two metal centers; TONCO values of
up to 65,000 were reported, albeit with very low (nanomolar) concentrations of catalyst.510, 511
The photocatalytic reduction of CO2 to either CO or formate has progressed significantly since the original
ReCl(bpy)(CO)3 catalyst was developed in the 1980s.512 The Re-bpy catalysts are self-sensitizing in the nearultraviolet wavelengths and exhibit extremely high product selectivity for CO, but they are quite inefficient,
with low TONCO (~20). Many variants have been investigated over the years. However, supramolecular
assemblies—a visible-light-absorbing photosensitizer complex covalently bound to a molecular CO2R catalyst
via a bridging linker—have emerged as some of the most efficient and durable photocatalysts for reducing
CO2 to either CO or formate in the presence of strong sacrificial electron donors. Associated TONCO values
are greater than 3,000 in some cases.284, 388, 496, 499 The main advantage of supramolecular systems is that
electron transfer between the two components is accelerated, leading to enhanced durability and higher
performance than mixtures of the individual components. Although most of this work has been conducted in
organic solvents, water has been used in some cases with water-soluble electron donors.513, 514 Using
sacrificial electron donors to study homogeneous photocatalytic CO2R is performed mainly as a matter of
convenience for fundamental research. In practical applications, reducing equivalents and protons derived
from water oxidation could ideally be used, most likely in a PEC setup with immobilized photosensitizercatalyst assemblies. Some preliminary work along these lines has already been completed.284
Developing new CO2R catalysts requires a detailed knowledge of the reaction mechanism. Understanding
the generation pathways and reactivity of key intermediates (e.g., M–CO2, M–CO) provides valuable clues for
controlling selectivity and avoiding deactivation reactions. Although conventional spectroscopic and
electrochemical515 methods have proven invaluable for this purpose, advanced techniques such as x-ray
absorption methods,516, 517 laser flash photolysis,518, 519 and pulse radiolysis520 with transient spectroscopic
detection are increasingly being used because they allow the direct observation of important high-energy
intermediates. Coupled with theoretical calculations and advanced computational modeling techniques, this
combination of characterization tools has facilitated obtaining detailed pictures of CO2R mechanisms.
Homogeneous catalysts are ideally suited for catalyst development and for gaining a good mechanistic
understanding. However, ultimately heterogenizing these molecular catalysts by immobilizing them onto a
surface using various anchoring strategies has notable advantages.388 These advantages include improved
stability, efficiency, and/or product selectivity; an ability to operate in solvents in which the homogeneous
catalyst is insoluble (e.g., water); and easier product separation in future practical applications. Three
general approaches for CO2R catalyst immobilization are (1) immobilization onto a conducting electrode
surface for electrocatalysis, (2) grafting onto a photoactive colloid for fuel generation upon light irradiation,
and (3) immobilization onto a semiconductor-based electrode, resulting in a photocathode for PEC CO2R,
providing a means of overcoming demanding electrochemical overpotentials by using solar energy. Although
many issues still need to be resolved, these strategies have been successfully employed with a wide variety
of molecular catalysts.388 For example, the TONCO for Mn-bpy-based CO2R catalysts was increased by two
orders of magnitude by immobilization onto C-based electrodes.500
Finally, CO and formate are useful reduction products, but research is also being conducted to investigate
novel homogeneous CO2R catalysts that can reduce CO2 beyond CO and formate to higher hydrocarbons or
oxygenates (e.g., CH4 and C2H2): several catalysts show promising initial results.388
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2.2.3.2. Heterogeneous
A myriad of different products can be formed as outputs from the inputs of CO2, H2O, and electricity into a
heterogeneous electrocatalytic system, mostly ranging from C1 to C3 molecules, and including various
hydrocarbons (e.g., methane, ethylene) and oxygenated products (e.g., ethanol, acetone) of significant
global demand, on the order of 109–1011 kg/yr.71, 77 Navigating complex catalytic reaction networks
(Figure 15) to achieve high product selectivity remains a major challenge, requiring control over
interconnected processes occurring at multiple different length and time scales.77, 521-527 Since the seminal
studies by Hori that identified elemental transition and post-transition metals that are selective for
electrocatalytic CO2R over the competing HER in aqueous electrolytes,528 much research has investigated
steering the reactivity of the heterogeneous catalyst and its local reaction environment to improve CO2R
selectivity and activity. Initially, CO2 can be electrochemically reduced to either CO or formate with two
electron transfers, and previous research has already demonstrated that coinage and post-transition metals
are highly selective for CO2R to CO and formate, respectively.528 Implementation of coinage and posttransition metals into vapor-fed reactors has been largely successful at improving total current densities
beyond 100 mA/cm2 while retaining high selectivity for CO or formate.529-532 Recent progress has yielded
alternative electrocatalysts using transition metals bound with heterocyclic ligands or supported on
nitrogen-doped carbons that have improved intrinsic activities and/or use less precious metals.239, 533-538
Companies such as Siemens, Opus 12, and Dioxide Materials are already pushing the technology readiness
levels of CO2R by commercializing electrolyzers for syngas production, although these technologies remain
at relatively early stages of development. In addition, the Danish industrial catalyst maker, Halder Topsoe,
developed and is marketing a solid-oxide electrolysis cell under the name eCOsTM, which reportedly delivers
99.0% pure CO, with the major impurity being unreacted CO2 and trace amounts (<5 ppm) of CH4, O2, and
H2O; a wet CO2 input stream results in co-formation of syngas (H2 + CO).
Although formate is widely considered to be a terminal pathway for CO2R (because no known pathway exists
to further electrochemically reduce formate), CO can be further reduced into a broad range of single- or
multi-C oxygenates and hydrocarbons. Copper-based electrocatalysts remain the state of the art for further
reduction of CO, and recent progress has demonstrated how factors (e.g., electrode potential,539-544 reaction
temperature and pressure,545-547 catalyst surface structure,548-556 catalyst composition,101, 324, 346, 557-567
catalyst morphology,568-573 catalyst-support interactions,553, 574, 575 electrolyte composition,554, 576-588 and
catalyst surface coatings246, 247, 589) can steer reactivity for these mechanistic pathways.77, 528 The
development and implementation of in situ and operando experimental probes and physics-based models
have significantly enhanced understanding of key processes at the catalyst/electrolyte interface under
electrocatalytic CO2R conditions.101, 521, 523, 526, 578, 590-605 Successful approaches are able to guide the
complex carbon-based reaction network while also suppressing the competing HER. For example,
researchers have leveraged mechanistic insights on the pH dependence of key rate-determining steps for
the HER and CO2R by implementing alkaline electrolytes and high-surface-area electrodes to improve the
electrical-to-chemical conversion efficiency for CO2R to CO and multi-carbon products.540, 550, 571, 578, 606-611
Ethylene and ethanol are the typical multi-carbon products from CO2R on Cu-based electrocatalysts, and
combinations of the aforementioned strategies have enabled selectivities greater than 60% to either
product on a current efficiency basis.574, 598, 612, 613 The reports of non-Cu catalysts that can make CO2R
products that require more than two electron transfers are sparse, but several examples exist that provide
complementary insights on designing the heterogeneous catalyst and its local reaction environment.546, 614618 Several of these studies report high selectivity for CO2R to methanol, which is not typically produced with
high selectivity on Cu-based electrocatalysts.616, 617, 619 Although all of the above are design principles for
improving selectivity, relatively few strategies exist that improve the intrinsic reaction rates for CO2R to
products that require more than two electron transfers.77, 561, 620 As a result, a typical CO2R catalyst requires
a large overpotential because it has an intrinsic activity for CO2R that is many orders of magnitude lower on
a TOF basis than that of a catalyst for the HER.434
Recently, a major research theme has been the translation of insights from bulk-liquid aqueous reactors (in
which CO2 is diffused to the cathode through the electrolyte) to vapor-fed reactors (in which CO2 is supplied
in the vapor phase to a GDE).78, 529, 530 Significant progress has been made to increase the performance of
vapor-fed reactors via improvements in the fundamental understanding of reactor design (derived from fuel
cells) and the implementation of alkaline electrolytes.525, 612, 621, 622 Although CO2 rapidly reacts with and
acidifies alkaline electrolytes, a sequential process consisting of CO2R to CO and electrocatalytic CO
reduction (COR) can take advantage of alkaline electrolytes for the COR step.75, 607, 623-628 Deeper
understanding of mass-transport effects and the interfacial chemistry of catalysts with polymer electrolytes
in vapor-fed systems could lead to the development of other means to control the reaction environment.
Changes to the reaction environment could ultimately affect intrinsic reaction rates, product selectivity, and
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system stability in CO2R and COR.531, 629-631 Progress continues as more research is conducted on
membrane electrode assemblies.525, 613 Typical electrical-to-chemical conversion efficiencies for CO2
electrolyzers are less than those of commercial alkaline and polymer electrolyte membrane H2O
electrolyzers at the same current densities, although reported performances for CO2 electrolyzers have been
rapidly improving.529 Notably, the long-term stability of CO2 electrolyzers is yet to be determined because
only a few demonstrations have operated beyond hundreds of hours of operation.
Figure 15. Possible mechanistic pathways of CO2R to C1 and C2 products on polycrystalline Cu, grouped into
different-colored reaction schemes taken from the works in the top-right legend. Reprinted with permission from
ACS, “Nitopi, S., et al., “Progress and Perspectives of Electrochemical CO2 Reduction on Copper in Aqueous
Electrolyte,” Chem. Rev. 119, 7610–7672 (2019). Further permissions related to the material excerpted should be
directed to ACS.
2.2.3.3. Bio-Based Approaches
Biological CO2R is the primary source of global fixed carbon: terrestrial and marine photosynthetic activity
combine to contribute approximately 200 billion tons of fixed carbon annually.632, 633 Methanogenesis, which
is the biological conversion of CO2 into methane, leverages about 1 billion tons of this fixed C,634
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underscoring the significance of biological CO2R chemistry to the global carbon cycle. For decades, studies
have focused on the enzymatic reactions that support these biogeochemical cycles: photosynthesis is a
model process for developing solar energy conversion into reduced-carbon fuels and chemicals. Some of
the recent progress is summarized in the enzymatic reactions that form the pathways of biological CO2R,
atypical CO2R reactions by nitrogenase, and examples of CO2R that incorporate enzymes as components in
semi-synthetic designs for solar-driven reactions.
Acetogenesis is the enzymatic conversion of CO2 into acetate (Eq. (1)), and it involves the enzymatic
reactions catalyzed by acetyl CoA synthase (ACS)/CO dehydrogenase (CODH) complex:
2CO2 + 4H2 ⇌ CH3COO− + H+ + 2H2O ΔGo′ = −95 kJ/mol
(1)
CODH catalyzes the reduction of CO2 to CO in the initial reaction step of Eq. (1) via activation and reduction
of CO2 at a catalytic metal cofactor. CODHs are found in two varieties, having either a [4Fe4SNi] or [MoSCu]
catalytic site. Both enzymes operate at or near the formal potential of the CO2/CO redox couple. The Nicontaining enzymes catalyze CO2R at TOFs of 45 s−1,635 whereas MoCu enzymes only catalyze the CO
oxidation reaction at 102 s−1.636 The structure of Ni-CODHs has been determined where the activation of CO2
occurs at the open site between the Ni and Fe atoms, which are bridged by a [Fe3S4] moiety. Many of the
significant details of the activation process have been obtained via structural and biophysical analysis of
reaction intermediates that implicate the role of the secondary coordination sphere (i.e., histidine, lysine,
and cysteine) in assisting in the binding and orientation of CO2 in the reaction mechanism.637 The CO2R to
CO results in the formation of a Ni(II)-CO intermediate that converts back to the resting state of the enzyme
upon CO release.45 Release of CO is a tightly controlled process because CO is toxic to biological organisms,
and CODH forms a higher-ordered protein complex with ACS that enables the direct and selective transfer of
CO by means of hydrophobic channels to the catalytic site of ACS. ACS uses a cobalamin cofactor and
binuclear Ni-containing catalytic site for the subsequent conversion of CO into acetate.45, 638
Methanogenesis is a multi-enzyme pathway that couples CO2R to formation of methane (Eq. (2)), with a
significant fraction of the methane produced derived from pre-fixed CO2 in the form of acetate as the
substrate (Eq. (3)). The enzymology has been studied and thoroughly reviewed.639, 640
CO2 + 4H2 ⇌ CH4 + 2H2O ΔGo′ = −131 kJ/mol
CH3CO2− + H+ ⇌ CH4 + CO2 ΔGo′ = −36 kJ/mol
(2)
(3)
Recent studies on the terminal rate-limiting step in the methanogensis pathway that is catalyzed by methylcoenzyme M reductase (MCR) used a combination of structural and biophysical analyses and computational
modeling to resolve mechanistic details. These studies also identified a radical-based mechanism for the
formation of methane from a methyl-Ni precursor.641 In addition to MCR, structures of several of the other
enzymes in the various methanogenic pathways have been determined, including heterodisulfide reductase
and F420-dependent hydrogenase by x-ray diffraction and cryogenic electron microscopy approaches.642 This
tour de force effort has revealed significant complexity in the subunit compositions and FeS cofactors that
comprise archaeal electron-transfer pathways, implicating the importance of controlling electron flux and
potentials during the catalytic cycle.
Formate dehydrogenases are enzymes that use Mo- or W-containing active sites with pyranopterin ligands
that catalyze reversible hydrogenation of CO2 to formate (Eq. 4). The mechanism of CO2 activation has been
posited to occur by one of five mechanisms,643-645 with evidence that in some Mo enzymes, the pyranopterin
is redox active.646 Formate dehydrogenases have been used as electrocatalysts for CO2R with high
selectivity for formate at minimal overpotentials.647
CO2 + H2 ⇌ HCOOH
ΔGo′ = + 31.8 kJ/mol
(4)
Recently, the nitrogenases, which primarily catalyze N2 fixation to NH3, have been demonstrated to also
catalyze the reduction of CO2 to methane648 and to other reduced-carbon products.649-651 Nitrogenases exist
in three different forms that vary in the metalation of the catalytic site cofactor by incorporating either a
single Mo, V, or Fe atom into the [7Fe8S] cluster core. The differences in metalation alter the reactivity
toward CO2, where Fe has been shown to lead to CH4 production under N2 and CO2 atmospheres.
Nitrogenases also catalyze C–C bond formation and C–N coupling,652, 653 offering a new addition to
biological CO2R enzymology and serving as a model for a single-enzyme CO2R process.
Photosynthetic CO2 fixation is the coupling of water oxidation to the carboxylation of ribulose bisphosphate
(C5H12O11P2), which acts as a precursor to produce reduced carbon compounds. Although not strictly a
CO2R, photosynthetic CO2 fixation represents a paradigm for the coupling of solar-driven reductive reaction
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chemistry to capture CO2 into organic compounds. Light’s photochemical potential is used to drive water
oxidation, and the energy is captured in low-potential electron carriers such as ferredoxin and NAD(P)H,
which provide the reductant for the subsequent reaction steps in the carbon-fixation pathway.
Examples of the coupling of CO2R enzymes to photochemical and PEC enzymatic CO2R demonstrate the
selectivity and utility of biological enzymes to drive reductive chemistry outside of their native
environments.654, 655
2.2.4
N2 Reduction
Given that N2 comprises 80% of the Earth’s atmosphere, it is an attractive molecule to use as a way to store
excess electrons and protons generated from intermittent renewable energy generation. Furthermore, N2 is
not a greenhouse gas, unlike CO2. An important step in renewable energy generation is the reduction of N2
to NH3. This is a challenging chemical reduction because of the N2 triple bond, which requires reduction of
N2 to NH3 (Eq. (5)).
N2 + 3H2 ⇌ 3NH3 ΔGo′ = − 33 kJ/mol
(5)
This reduction is an overall 6e−/6H+ process, but nonetheless is achieved at scale by two principal
processes: the Haber–Bosch chemical process and biological nitrogen fixation. The Haber–Bosch process
has been immensely successful over the last 75 years, providing over half of the NH3 used in modern
agriculture food production.656, 657 However, the Haber–Bosch reaction comes at a heavy energy price,
requiring intensive fossil fuel to drive the H2, heat, and pressure that this process demands. Biological N2
reduction, on the other hand, is conducted under ambient conditions in an 8e−/8H+ process in which
obligatory H2 is co-produced during the nitrogenase reaction because of to its unique mechanism.
Aside from the challenging thermodynamics, N2 is nonpolar and has a low proton affinity, which makes it
difficult to activate. Therefore, a major challenge in photocatalytic, (photo)electrochemical, and biologically
based N2 reduction is docking and activating the N2 molecule, which can occur via either dissociative or
associative mechanisms. The dissociative mechanism breaks the N2 triple bond into nitrogen atoms, and
hydrogen atoms (or protons/electrons) are reacted. Alternatively, the associative mechanism continuously
weakens the N2 bond, and electrons and protons are reacted with the weakened N2 to form NH3. This
reaction mechanism is a much lower-energy pathway and is used in biology. Like CO2R and H2O reduction
reactions, a challenge exists for product selectivity, catalyst stability, and efficiency. Therefore, similar
strategies can be applied, such as catalyst poisoning reduction, curated catalytic sites, neutral reaction
conditions, and increased surface-to-volume ratio. With these multiple approaches, much new research has
been dedicated to N2 fixation, and the significant progress on catalyst development was recently
reviewed.47, 658
2.2.4.1. Homogeneous
Attracting growing attention in recent years, electrochemical NH3 synthesis uses electrons to drive the N2R
reaction to NH3. The reduction reaction occurs at the cathode, competing with the HER. To suppress HER, a
suitable design and choice of electrocatalyst and electrolyte are crucial. Designer molecular
(photo)electrocatalysts with Mo, Fe, Co, Ru, and Os catalytic sites have been used to reduce N2 to NH3 by
forming metal-nitride bonds. A detailed review by Foster et al. summarizes NH3 equivalents for various
homogeneous molecular catalyst complexes,658 and the recent DOE Roundtable Report on Sustainable
Ammonia Synthesis84 are excellent references and will not be elaborated here aside from a few relevant
examples. One of these is from Wickramasinghe et al., who synthesized Mo diamido complexes,
[Ar2N3]Mo(N)(O-t-Bu), that can produce about 10 equivalents of NH3 per Mo and has a maximum efficiency
in electrons of about 43%.659 Dinitrogen-bridged Mo2 complexes with N-heterocyclic carbene- and
phosphine-based PCP-pincer ligands designed by Eizawa et al. have demonstrated that 230 equivalents of
NH3 can be produced at 25°C and 1 atm for N2 reduction.660
2.2.4.2. Heterogeneous
Numerous reports of heterogeneous N2R are also available. The majority of these examples use noble metal
catalysts and show low NH3 production rates (<100 μg cm−2 h−1) and low faradaic efficiencies (<10%) at
several hundred millivolts cathodic of RHE.661-663 In a nod to Schrock’s early report of a single-site
triamidoamine Mo complex that affects a N2 to NH3 conversion,664 Mo-containing electrodes are proving to
be effective for electroreduction of N2 to NH3; however, they suffer from similarly modest catalytic rates and
faradaic efficiencies as the noble metals.665-669 Metal-free electrocatalysts, such as nitrogen-doped
nanoporous graphitic carbon and B4C nanosheet membranes, are also being investigated.670, 671 Scaling the
electrochemistry process to industrial proportions has been reported to require high faradaic efficiencies in
34
FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
excess of 50% and reaction rates of at least 10−7 mol s−1 cm−2,672 and current anthropogenic approaches
are far from meeting these goals.
2.2.4.3. Bio-Based Approaches
In contrast to the Haber–Bosch process, the
biological reduction of N2 to NH3 occurs in
bacteria under benign conditions of pressure and
temperature. The enzyme that catalyzes this
reaction is called nitrogenase.
Given the green nature of biological N2 reduction,
there has been steady interest over the last 50
years to understand how this enzyme catalyzes
this challenging reaction.49, 673-675 Many aspects
of the mechanism have been elucidated,
including the realization that the reaction
requires intense energy input in the form of ATP
hydrolysis.49, 673-675 In fact, the energy input from
ATP hydrolysis is roughly the same as the energy
input required for the Haber–Bosch process. The
biological energy (ATP) can come from renewable
energy sources, such as light energy in
phototrophic bacteria. For this reason, bacteria
that can fix N2 have been used to support plant
growth. These bacterial systems do not lend
themselves well to large-scale NH3 production
outside of plant needs.
Figure 16. Reaction schemes for N2 reduction to NH3.
(a) Via nitrogenase and (b) via CdS:MoFe protein
biohybrids. From Brown et al., “Light-Driven Dinitrogen
Reduction Catalyzed by a CdS:Nitrogenase MoFe Protein
Biohybrid,” Science 352, 448–450 (2016). Reprinted with
permission from AAAS.
Significant research efforts during the last 10
years have been aimed at discovering ways to replace the ATP energy demand of nitrogenase with
alternative energy sources.676 The most significant breakthrough in this area came 2 years ago: it was
discovered that nitrogenase can be coupled to CdS nanoparticles to create a system that can derive all of its
energy from light while achieving high rates of N2 reduction to NH3.677 This hybrid system featured cadmium
sulfide (CdS) nanocrystals that were used to photosensitize the MoFe protein. In this system, light
harvesting replaces ATP hydrolysis to drive the enzymatic reduction of N2 into NH3 (Figure 16b), with a rate
of 315 nmol mgMoFe −1 min−1.677 The system also demonstrated long TONs: the reaction sustained for many
hours. Furthermore, an entire bioelectrocatalysis field exists to leverage biological machinery in the form of
enzymes such as MoFe protein tethered to an electrode surface where the faradaic efficiency for N2 to NH3
has been reported to be as high as 26.4%,678 albeit at much lower rates of N2 reduction.679
2.2.5
H2O Oxidation
2.2.5.1. Homogeneous
Solar fuel-forming reactions use protons and electrons that can be sourced from water oxidation. The
standard free-energy change of the net four-electron water oxidation is about 113.5 kcal/mol
(electrochemical potential, E° = 1.23 V vs. NHE). However, because of the high activation energy of the
uncatalyzed reaction, higher driving forces are usually required to achieve desired reaction rates. Water
oxidation catalysts (WOCs) can significantly increase the overall rate of water oxidation by avoiding the
formation of high-energy intermediates and lowering activation barriers of elementary reaction steps.680 The
ability of WOCs to facilitate proton-coupled multi-electron transfers significantly improves their catalytic
efficiency. The development of molecular WOCs was largely inspired by the reactivity of the O2-evolving
center of PSII, which oxidizes water with a TOF on the order of 102 s−1 and a TON of about 106, albeit
requiring regeneration every 10–15 min.681
Most molecular WOCs are based on coordination complexes of transition metals and are convenient
systems for detailed mechanistic studies because of their synthetic versatility. Although Ru and Ir are the
most common metals used in WOCs, an increasing number of catalysts containing first-row transition
metals, such as Mn, Fe, Co, Ni, and Cu, are being reported. Organic ligands frequently employed in WOCs
include polypyridyl, pyridine amine, cyclopentadiene, porphyrin, peptide, and tetra-amido macrocyclic
compounds.682-684 Polyoxometalates are a notable exception from this trend because they provide fully
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
inorganic ligand platforms based on anions with the general structure [XmWnOh]y−, where X can be Zn, P, Si,
Ge, or other elements.685
Arguably the most important impact of molecular WOCs in the field of catalysis is the mechanistic
understanding of the water oxidation reaction. WOCs containing a single metal site can promote water
oxidation catalysis via a sequence of redox steps coupled to the removal of protons from a water molecule
coordinated to the metal center.681, 686, 687 The mechanism for the formation of metal-oxo species is well
understood, and recent progress has been made on understanding the later stages of catalysis (including
the O–O bond formation),687, 688 but further work is needed because the involved intermediates are short
lived. Theoretical calculations and computational modeling studies have been an integral part of the efforts
directed toward elucidating the catalytic water oxidation reaction, and such modeling studies have provided
detailed information on the fundamental nature of proposed reaction intermediates and a step-by-step
microscopic mechanism of the catalysts’ action. The initial understanding of the basic steps of water
oxidation catalysis has led to targeted development of specific ligand functions, resulting in drastic
improvements in catalytic performance. As a result of improved catalyst design, the rates of water oxidation
catalysis have soared about 7 orders of magnitude faster than the benchmark “blue dimer” system, cis[(H2O)Ru(bpy)2(μ-O)Ru(bpy)2(OH2)]4+ (TOF ~5 × 10−3 s−1).681 TOFs as high as 102–103 s−1 and TONs around
104 have been reported for Ru catalysts containing anionic ligands (e.g., bda = 2,2-bipyridine-6,6dicarboxylate) under acidic conditions (pH 1) using Ce(IV) as a sacrificial oxidant.686, 688 At pH 7–10, TOFs on
the order of 103–104 s−1 have been reported for a Ru(tda) catalyst (tda = 2,2:6,2-terpyridine-6,6dicarboxylate)681, 689 using foot-of-the-wave analysis under electrochemical conditions. In some cases,
significant discrepancies between TOFs obtained from analysis of electrochemical currents and those
derived from quantifying evolved oxygen require more systematic comparison. Furthermore, the reactivity of
sacrificial oxidants beyond a simple electron transfer may introduce complications when directly comparing
catalysts activated electrochemically or by means of chemical oxidation.690
WOCs containing an Ir center have also been extensively investigated, and the performance of some
catalysts has been reported to reach TONs of about 104 and TOFs of about 10 s−1 under electrochemical
conditions.682 However, the true nature of the catalytic species still remains disputed because
heterogeneous IrOx particles may form under catalytic conditions.691
Molecular WOCs containing first-row transition metals is an emerging but fast-growing class of catalysts.682-
684, 692-695 TOFs as high as 100 s−1 for Cu 4O 4 cubanes supported by the (3-methoxy-salicylidene)-glutamic
acid ligand have been reported under electrochemical conditions.684 In general, WOCs based on Fe, Ni, Co,
and Mn have shown more moderate activity than Ru catalysts. One of the major areas of concern is the
stability of first-row transition metal WOCs because of the substitutional lability of these coordination
compounds in water, especially at low pH.681 As a result, investigation of these catalysts was mainly limited
to high pH (>7) and water–organic solvent mixtures.
Photochemical activation of WOCs can be achieved using two-component mixtures of catalyst and photosensitizer in the presence of a sacrificial electron acceptor.696 However, this approach requires the diffusion
of at least four equivalents of oxidized photo-sensitizer to the WOC, thus reducing the efficiency of overall
catalysis. Alternatively, coupling the WOC and photo-sensitizer in a chromophore–catalyst assembly (CCA)
provides a more efficient way to drive water oxidation using light.14 Although many organic or coordination
compound chromophores may be used to oxidize WOCs, charge recombination rates are typically much
faster than the rates of the individual steps of catalysis. Immobilizing CCAs on metal oxide surfaces
facilitates ultrafast injection of electrons into the metal oxide conduction layer, resulting in the oxidized form
of the photo-sensitizer, which provides sufficient time for electron transfer from the WOC. A wide range of
CCAs on TiO2 or conductive oxide mesoporous films (e.g., ITO, a ternary composition of In, Sn, and O) have
been used to drive water oxidation using external bias in devices called dye-sensitized PEC cells.14
Immobilizing molecular WOCs on an electrode surface usually yields increased catalyst stability (TON). For
example, a pyrene-modified Ru(tda) catalyst exhibited a TON of about 106 after 12 h electrolysis at an
overpotential of 0.63 V.681 Factors that limit performance of immobilized WOCs include the stability of
anchoring groups under oxidative conditions of electrolysis as well as pH effects.697 Atomic layer deposition
was shown to significantly improve the stability of anchoring groups on metal oxide surfaces. An alternative
approach using a physical confinement strategy for catalyst immobilization inside porous materials such as
metal organic frameworks has been attempted. However, significant rates of catalyst desorption and limited
mass transport inside the porous framework resulted in limited catalytic performance.698 Finally, care
should also be taken when such assemblies are designed, because many high-efficiency WOCs require
bimolecular interactions during the O–O bond formation step.
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
2.2.5.2. Heterogeneous
Molecular hydrogen is an important industrial chemical. It offers an attractive possibility as a form of
renewable energy storage and as a fuel that can be sustainably produced. The sustainable production of H2
can be achieved using renewable electricity and water as inputs. Electrochemical water splitting occurs via
two half reactions: the HER and the OER. Beyond water splitting, the OER could also play an important role
as the counterreaction for other electrochemical processes such as CO2R, N2R, and metal–air batteries. The
OER involves multiple intermediates (e.g., OOH*, OH*, and O*), and studies have shown that the binding
energies of these species on a surface are strongly correlated, making it a challenge to develop a catalyst
with the desired property of optimal binding for each intermediate such that the four electron-transfer steps
can easily proceed.434, 699 Indeed, because of these scaling relationships, to date, most catalysts that have
been examined (at any pH) require high mass loadings to achieve overpotentials below 0.25 V. This
constitutes a significant loss in the water electrolyzer’s energy efficiency. Circumventing this limitation may
require strategies that decouple the binding energies of the OER intermediates.
In acid, very few known materials are even moderately stable and active for the OER; the precious metal–
based rutiles of IrOx and RuOx constitute the highest-performing systems (Figure 17a).248 Although the
activity of RuOx exceeds that of IrOx,, RuOx is less stable; therefore, IrOx catalysts are currently employed in
commercial proton-exchange membrane (PEM) electrolyzers.700, 701 However, because of the high cost and
low abundance, primary research efforts are focused on reducing the Ir content of catalysts in PEM
electrolyzers while maintaining activity and stability.417, 419 To achieve this goal, various synthetic strategies
have been employed via nanostructuring.702, 703 Specifically, nanoparticles,704 nanoneedles,705 nanodendrite
structures,706 and single-atom catalysts707 have been investigated. Thin-film and single-crystal IrOx catalysts
have also been investigated and provide fundamental insight into well-defined catalysts, proving the effect
of crystal orientation and facets on the catalyst activity and stability.708-711 Beyond pure Ir-based catalysts,
alloying Ir with other precious metals (e.g., Ru, Os) has also shown promising intrinsic activities.712, 713
Figure 17. Specific mass activity of OER catalysts in (a) acidic and (b) alkaline electrolytes. Blue: nonprecious
metals; Pink: Ir- and Ru-based. Scale for catalyst loading shown in gray in (a). Catalysts with extremely low loadings
enclosed in dashed circles to distinguish as data points. Reprinted by permission from Springer Nature, Kibsgaard, J.
and Chorkendorff, I., “Considerations for the Scaling-Up of Water Splitting Catalysts,” Nat. Energy 4, 430–433 (2019),
Copyright 2019.
Toward reducing the precious-metal content, Ir and Ru alloys with transition metals (e.g., Co, Ni, Fe, Mn) and
Ir- and Ru-based mixed-metal oxide phases such as perovskites, hollandites, and pyrochlores have been
investigated.699, 714-717 For both alloys and metal oxides, these bimetallic materials have been shown (in
most cases) to undergo surface reconstructions under operating conditions, resulting in the formation of a
stable and highly active Ir- or Ru-enriched skin. Such surface reconstructions influence the catalyst in
numerous ways, including surface area, conductivity, crystal lattice strain, crystal phase, and electronic
structure.706, 718-721 Beyond activity improvements, understanding dissolution of precious metals catalysts,
alloys, and mixed-metal oxides under OER conditions has attracted significant attention in the literature.709,
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
712, 722-725 In general, correlations between high catalyst activity and high rates of dissolution have been
reported for OER catalysts, although they are not strictly related.701, 709
Beyond catalyst design, the development of conductive support materials that are stable in acidic
electrolyte (i.e., doped titania, doped tin oxides, and metal carbides) has also been demonstrated as a
method for increasing catalyst utilization, thereby decreasing Ir loading.700, 726, 727 Another approach to
reducing the cost of PEM electrolyzers is to completely remove Ir and other precious metals from the anode.
Recent work has explored the use of mixed-metal oxides and intermetallic alloys containing Earth-abundant
materials such as Fe, Ni, Co, Mo, Ta, and Sb.728-730 Although the activities of these nonprecious-metal-group
catalysts do not rival that of Ir-based materials, promising lab-scale stability has been reported for a few
systems.
Alkaline environments have a relatively large library of active and stable precious metal and nonprecious
metal catalysts for OER, as shown in Figure 17b.731, 732 Specifically, transition metal oxide catalysts, such as
LDHs and metal oxyhydroxides typically based on Fe and Ni, have demonstrated comparable or even greater
activity and stability than precious-metal catalysts when normalized to mass activity or TOF.733-735 Trimetal
oxy(hydroxides) such as FeCoW and NiFeV with high surface areas and extremely low overpotential have
also been reported to achieve high TOF as a result of improved metallicity and tuning of oxygen atom
binding energies.736 Mixed-metal oxides, namely perovskites and pyrochlores, have also been extensively
studied to systematically tune the binding energies of oxygen-based intermediates by varying the
composition and lattice strain of the catalysts.699, 737-739 Similar to catalyst development efforts in acid,
general strategies to improve activity in alkaline conditions include increasing the intrinsic activity of the
material (i.e., confinement, composition) or increasing the number of active sites available for OER (i.e.,
nanostructuring, supports).434, 740, 741 Conductivity seems to also play an important role in alkaline
conditions; the best-performing catalysts tend to be on conductive supports, or they exhibit high bulk
electrical conductivity.417 Advanced material characterization techniques using synchrotron radiation and
density functional theory calculations have aided in this understanding of OER catalysts.742
Figure 17 shows that comparable mass activities and overpotentials can be achieved in acidic and alkaline
conditions using state-of-the-art catalysts. However, to achieve low overpotentials in either condition, higher
loadings of the catalyst are still required. State-of-the-art catalysts include Earth-abundant transition metals
(e.g., Fe, Ni) in alkaline conditions, whereas most stable catalysts in acidic conditions contain precious
metals (e.g., Ir, Ru). In commercial devices, other factors such as mass transport, temperature, pressure,
and conductivity play an important role in the overall device performance.417 Therefore, translating catalysts
from lab-scale to commercial devices is being explored to evaluate the meaning and relevance of lab-scale
testing protocols. OER catalyst testing in PEM electrolyzers has revealed different mechanisms of catalyst
degradation under commercially relevant operating conditions.743 Low Ir-loading catalysts have also
demonstrated improved specific activity relative to traditional IrOx catalysts in PEM devices.743, 744 Similar
work has been done to integrate novel electrocatalysts into anion-exchange membrane (AEM) systems and
more traditional liquid alkaline electrolyzers. A comparison of catalysts under the same AEM operating
conditions revealed that electrical conductivity of the dry catalyst plays a key role in AEM performance.745
Device testing enhances the community’s understanding of how manufacturing and interfaces related to
catalyst development can influence ultimate performance.
2.2.5.3. Bio-Based Approaches
Biological OER is catalyzed by PSII, a multi-subunit protein complex that contains a Mn4CaO5 cofactor at the
OEC and includes light-absorbing pigments chlorophyll-A, β-carotenes, and redox-active plastoquinones QA
and QB.746, 747 The protein scaffold provided by the PSII subunits provides the essential functional motifs and
chemical interactions required to support the highly synchronized sequence of reaction steps, defined as
the S states, for oxidization of H2O to O2.748 The driving force for the chemical reaction is provided by light,
which is captured and used to photogenerate an oxidant—a tyrosine radical—powerful enough to oxidize the
OEC. This process of photo-oxidation chemistry is repeated a total of four times per turnover of the OEC to
complete the oxidation of two water molecules and generate one molecule of O2, four electrons, and four
protons. The structure and function of PSII, and its mechanism of water oxidation, is one of the most wellstudied catalytic reactions in biology.
The subsequent electron-transfer reactions conserve the energy of water oxidation by generating proton
motive force for ATP formation and via low potential electron carriers (i.e., NAD(P)H). These mechanisms are
both used to drive CO2 fixation and other energy-demanding reductive reactions of photosynthesis. The
necessity of coupling water oxidation by PSII to electron-transfer chains is a kinetic limitation to the TOF of
PSII OER. The individual steps in the catalytic mechanism of PSII water oxidation can be performed at a
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
turnover of 1.4–2.0 ms, for a TOF of 500–700 O2 s−1 PSII−1,749 whereas the measured TOFs are typically
10% of this value, or about 30–80 O2 s−1 PSII−1.
Studies on the mechanism of the OEC have evolved from decades of biophysical, photochemical, and
structural studies on purified PSII reaction centers. Several structures of PSII have been revealed by x-ray
crystallography, most recently on x-ray free-electron laser (XFEL) sources, which help to alleviate artifacts
from x-ray-induced reduction. The S-state intermediates of the OEC catalytic cycle (i.e., the Kok cycle) can be
singly enriched by the careful application of sequences of saturating light pulses, which have enabled
detailed biophysical analysis of the nature of the intermediates, the identification of substrate waters, and
the bonding arrangements and oxidation-state changes that occur in the OEC during turnover. From this
work, a general model(s) has emerged that details the first substrate water-binding, deprotonation step
(S0–S2), binding and oxidation of the second substrate water (S2–S4), and O–O bond formation (S4).
Figure 18 shows a current model of the OEC mechanism formulated from serial femtosecond x-ray
crystallography and simultaneous x-ray emission spectroscopy on the individually isolated S states. This
work represents both the evolution of the knowledge of the catalytic mechanism and the evolution of XFELbased structural studies and data analysis that has enabled advances for integrating biophysical and
structural studies of photoactivated catalysts in operando in unprecedented detail. Summaries from x-ray,
electron paramagnetic resonance, Fourier transform infrared spectroscopy, and computational modeling are
available in the literature.750-756
Figure 18. The likely position of Mn oxidation states (Mn3+ is depicted in orange, Mn4+ in purple) as well as
protonation and deprotonation reactions are indicated for each S state. The proposed steps in the S2→S3 transition,
including Ox insertion, are indicated in the dashed box with blue dashed arrows signifying atom movements. Three likely
options (1, 2, and 3) for the final S3→S0 transition are given in the bottom part, including possible order of (1) electron
and proton release; (2) O–O bond formation and O2 release; and (3) refilling of the empty substrate site. Reprinted by
permission from Springer Nature, Kern, J., et al., “Structures of the Intermediates of Kok’s Photosynthetic Water
Oxidation Clock,” Nature 563, 421–425 (2018), Copyright 2018.
2.3
Membranes
In a solar fuels device, a semipermeable membrane positioned between the electrodes must permit the
transport of ions so that current can flow between electrodes, while restricting to the greatest extent
possible the transport of electrode half-reaction products. By minimizing product crossover, the membrane
contributes to maximizing overall device efficiency.757 An ancillary benefit of minimizing product crossover is
ultimately to reduce the cost of product separation,758 which has been found to be considerable in TEA of
CO2R systems at scale.72 As such, the membrane plays a key role in integration efforts, and its material
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
properties must be considered within the context of catalyst selectivity, photoabsorber orientation, and
electrolyte composition (including pH).759
Semipermeable membranes for technologies including batteries, fuel cells, and electrodialysis systems
have been the subject of extensive study.760-765 But modeling and simulation efforts have revealed that the
material requirements for solar fuels membranes differ from membranes employed in other such
applications.757, 766 Despite these findings, exploratory studies on solar fuels catalysts, photoabsorbers, and
device architectures have predominantly employed commercial polymeric membranes developed for other
applications.761, 767 Membranes are incorporated into solar fuels devices of various architectures, including
traditional dual-cell configurations with aqueous electrolyte, and membrane-electrode assemblies (MEAs)
wherein electrodes are sandwiched directly against the membrane faces. GDEs are increasingly popular
subjects of study in MEA-based systems because of the high concentrations of CO2 or other solar fuel
precursor that can be made available to the catalyst.768 Polymer materials of the same or similar
composition as the membrane materials discussed herein also find use as binders for particulate catalysts
or in electrode construction.768-770 The transport properties of polymer binders are likely to affect the
availability of reactants, such as CO2 and water, to the embedded catalyst particles in such electrodes.
2.3.1
Cation Exchange, Anion Exchange, and Bipolar Membranes
Membranes used in solar fuels devices generally comprise polymers with covalently bound moieties that
become fixed-charge groups upon ion dissociation. These charged groups promote the transport of ions of
the opposite valence. Cation-exchange membranes (CEMs) contain negatively charged fixed-charge groups
and readily permit the passage of cations, whereas AEMs contain positively charged fixed-charge groups
and permit the passage of anions; both selective exchange processes are driven by the low concentration of
fixed charged in the membrane polymer (also known as the ionomer). Nafion is probably the most widely
studied CEM, and it has historically found extensive use in fuel cells because of its favorable proton
permeability.762 Nafion has been employed in water-splitting759, 771-773 and CO2R devices.774-778 However,
Nafion has an ionic conductivity that exceeds what is needed for most solar fuels systems and a
permeability to products that results in less-than-optimal system performance.757, 779 Furthermore, interest
in using AEMs for CO2R systems has recently increased because of (1) the improved selectivity of
nonprecious-metal (e.g., Cu) CO2R catalysts for multi-carbon products in alkaline media and (2) the
predominance of HCO2− and HCO3− charge carriers in the electrolyte.549, 766, 780 Some commonly encountered
AEMs for solar fuels devices include Selemion AMV,766, 781 Neosepta AHA,782, 783 and Sustainion X37784, 785 (a
recently commercialized imidazolium-based styrenic membrane developed specifically for CO2R devices).
Synthetic efforts have focused on understanding the material properties that lead to desirable membrane
performance for solar fuels devices. The recent development of material libraries with tunable features,
such as crosslink density and water uptake, has enabled systematic study of the material
structure/transport property relationships governing membrane performance in solar fuels devices.630
Bipolar membranes, which comprise a CEM and an AEM laminated together, have been employed in several
solar fuels devices. Fumasep FBM is the most commonly reported bipolar membrane in solar fuels
studies.786-790 Bipolar membranes present different polarities on each face, so they permit the use of
different electrolytes and pH ranges in adjacent half cells of solar fuels devices.790, 791 If one electrolyte is
not strongly acidic or basic, then a large voltage drop is sustained across the device, which requires higher
cell operating potential and maintenance of a stable bias direction. By contrast, the current-voltage curves
of bipolar membranes separating strong acid and strong base are ohmic, and thus exhibit no dependence
on the direction of the space-charge region with respect to bias. Under these extreme electrolyte pH
conditions, water formation at the junction (forward bias) can result in delamination at high current
densities and poor membrane adhesion. Material selection must be used to carefully optimize Cell design
for bipolar membrane use; in such cases, water (photo)electrolysis efficiency could reach similar values as
those observed in devices with AEMs or CEMs.790
2.3.2
Selectivity and Transport
Membranes employed in solar fuels devices—including virtually all the commercial polymeric materials
represented in the literature as well as the few examples of those polymeric membranes synthesized
specifically for this purpose—comprise dense materials through which small-molecule or ion transport
occurs via the solution–diffusion mechanism.765, 792 Although membranes such as Nafion are frequently
described as having “channels” through which ionic transport occurs, the microstructure of such
membranes does not contain discrete pores that permit convective transport.762 Instead, ion (i.e.,
electrolyte) and organic small-molecule (i.e., CO2R product) permeation occurs by diffusion through the
interstitial spaces among polymer chains.793, 794
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
In ion-exchange materials, water typically fills the
interstitial free-volume voids,765, 792, 795 so water
sorption is a useful metric by which to understand
electrolyte and CO2R product transport. This
hypothesis is borne out in recent experimental efforts
wherein membrane water content was systematically
varied without changing the ion-exchange capacity
(i.e., the number of fixed-charge groups, which affects
both the ionic conductivity and water uptake of the
membrane).630, 765, 796 Methanol and electrolyte ion
permeability both exhibited dependence on membrane
water uptake.630 The dependence of ionic conductivity
and CO2R product permeability on membrane water
uptake permitted the construction of a tradeoff
relationship for transport in solar fuels membranes
wherein an increase in ionic conductivity is associated
with an increase in CO2R product crossover (Figure
19).630 This tradeoff is the fundamental transport
challenge that must be overcome via membrane
material design, and it is also anticipated for watersplitting devices.757 Because of their lower current
densities, membranes with relatively lower ionic
conductivities than in, for example, fuel cells may be
employed in solar fuels devices.757, 766 Another
important consideration for membranes specific to
solar fuels systems is that non-steady state
permeation occurs owing to diurnal cycling as has
been recently described by Houle.631, 797
Figure 19. The dependence of ionic conductivity
and CO2R product (e.g., methanol) permeability on
membrane water uptake necessitates a tradeoff
wherein CO2R product permeability generally
increases with increasing ionic conductivity. This
figure illustrates the fundamental transport challenge
facing design of new membranes for solar fuels
devices. Commercial Selemion AMV is shown in
comparison to other materials with variable water
uptake but invariant ion-exchange capacity. Used with
permission of Royal Society of Chemistry from Carter
et al., “Preparation and Characterization of
Crosslinked Poly(Vinylimidazolium) Anion Exchange
Membranes for Artificial Photosynthesis, “J. Mater.
Chem. A. 7, 23818 (2019); permission conveyed
through Copyright Clearance Center, Inc.
The lack of selectivity of many CO2R catalysts has
prompted the development of new techniques to
monitor the multicomponent transport of CO2R
products across ion-exchange membranes. In situ
attenuated total reflectance–Fourier transform
infrared spectroscopy techniques have enabled realtime monitoring of alcohol and charged organic
species permeation across solar fuels membranes in mixtures containing up to three analytes and water.798,
799 These studies revealed emergent transport phenomena wherein membrane permeabilities were affected
by the presence of multiple CO2R product penetrants.
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3 System Integration and Durability
3.1
Benefits and Challenges of Integration
The performance of solar-fuel devices
depends on the inherent materials properties
of individual components in the device, but
critically, also on the device architecture and
prototype design. A range of device
architectures (Figure 20) has been proposed,
investigated, and demonstrated: each has its
own advantages and disadvantages with
respect to device efficiency, stability,
scalability, and safety.800
The Planar Design (Figure 20a): Most solar
fuels prototype systems that have high
efficiency (>10% solar-to-fuel [STF] conversion
efficiency) and are stable (>100 h) have been
constructed and demonstrated in the planar
design.103, 108, 109, 788 For instance, planarbased, monolithic PEC cells exhibited 19%
STH conversion efficiency under 1-sun
illumination.109 Reports also show that solardriven CO2R devices in planar configuration
have greater than 10% STF conversion
efficiencies.790 The planar design can be
further categorized as (i) back-to-back and (ii)
side-by-side designs. The back-to-back design
achieves the full Shockley–Queisser efficiency
limit for a tandem or triple-junction cell, but its
requirements for materials for currentmatching are much more stringent than those
of the side-by-side design.
Micro- and Nanostructured Design
(Figure 20b): The micro- and nanostructured
design has many potential advantages relative
to planar designs, including reduced material
usage,801 lower purity material
requirements,802 minimized ionic-transport
distance,803, 804 and improved device
robustness against catastrophic device
failure.805 Fully integrated microwire-based
PEC water-splitting devices have been
demonstrated in the Joint Center for Artificial
Photosynthesis’ first phase.806 However,
efficient and unassisted solar water-splitting or
CO2R has yet to be demonstrated with this
design because of challenging and complex
materials integration and compatibility at the
microscale. The high surface area of
nanowire/microwire designs can increase the
dark current density, compromising the
efficiency of the PEC process.
Particle-Based System (Figure 20c): “One
Figure 20. Schematic illustrations of various types of
solar fuel devices. Full Image adapted from Xiang, C., et
al., Angew. Chem. Int. Edit. under Creative Commons
Attribution 3.0 Unported (CC BY 3.0). Copyright 2016. (a)
Used with permission of Royal Society of Chemistry, from
Haussener, S., et al., “Modeling, simulation, and design
criteria for photoelectrochemical water-splitting systems,”
Energy Environ. Sci. 5, 9922–9935 (2012); permission
conveyed through Copyright Clearance Center, Inc. (b-i)
Used with permission of Royal Society of Chemistry, from
Shaner, M. R., et al., “Photoelectrochemistry of core–shell
tandem junction n–p+-Si/n-WO3 microwire array
photoelectrodes,” Energy Environ. Sci. 7, 779–790 (2014);
permission conveyed through Copyright Clearance Center,
Inc. (b-ii) Adapted with permission from Warren, E. L., et al.,
“Silicon Microwire Arrays for Solar Energy-Conversion
Applications,” J. Phys. Chem. C 118, 747–759 (2014).
Copyright 2014 American Chemical Society. (e) Image
baggie” and “two baggie” systems have been
proposed and partially demonstrated in the research community. The radically different cost in balance of
systems is the main motivation for the particle-based system.63, 807 The STH conversion efficiency in this
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
system is often low (<2%), and solar fuels devices for CO2R call for demonstration in both “one baggie” and
“two baggie” configurations.
Vapor-Fed Prototypes (Figure 20d): Vapor-fed devices provide unique design spaces for solar fuel
application, particularly for solar-driven CO2R devices. In these devices, the low solubility and transport of
dissolved CO2 in aqueous solution could limit the attainable reaction rates. In recent studies, vapor-fed CO2
(or CO) reduction devices show much higher operating current densities (>100 mA cm−2) and unique
selectivity toward multi-carbon products relative to aqueous cells. Optimized gas/solid/liquid interfaces in
highly structured electrodes exhibited much higher selectivity toward CO2R than aqueous cells.64, 612, 623, 624,
808
Concentration Concepts (Figure 20e): As described in Section 1.3.1, TEAs of solar fuels systems have
shown that solar concentration can yield major cost benefits. The scientific basis for solar concentration is
discussed in more detail in Section 3.1.1.
3.1.1
Balance of Systems, Low-Grade Heat, and Solar Concentration
In the last several years, the benefits of integration have been investigated in using the low-grade heat
generated in solar absorption above or below the incident bandgap (or highest occupied molecular orbital–
lowest unoccupied molecular orbital) energy. An integrated device design requires that the photoabsorber
be completely protected from the electrolyte—a buried junction—and that the solid-state and liquid
components are in close enough proximity (nanometers to micrometers) to leverage the benefits of the
waste heat. Such integrated devices have been termed integrated PEC (IPEC)7 and have significant
theoretical benefits relative to renewable electricity plus electrolysis—namely, lower electrical and thermal
losses (DC–DC converter, ohmic [cables and conductors], maximum power-point tracker, thermalization,
and low-energy-photon absorption).5 A device construct leveraging the benefits of an integrated design with
concentrated solar energy was demonstrated experimentally at 474 suns at 17.12% STH efficiency with an
impressive 880 mA cm−2.12 The active-cooling device design allowed the photoabsorber to be cooled while
using the waste heat to increase the temperature of the catalytic sites. The theoretical efficiency was
modeled up to 1,000 suns, and thermal integration as well as solar concentration were found to be
essential in achieving the high 102–103 mA cm−2 current densities required for a cost-competitive solar
fuels device (Figure 21).12
Figure 21. IPEC device schematic and efficiency plot. (a) IPEC device schematic: electrolyte flows over the buriedjunction photo absorber to absorb light at energies less than the absorber bandgap energy (E < Eg). (b) Calculated
single-junction limiting efficiency as a function of bandgap energy showing the benefits of thermal integration under ideal
and realistic (catalyst overpotential) scenarios. Reprinted by permission from Springer Nature, Tembhurne, S., et al., “A
Thermally Synergistic Photo-Electrochemical Hydrogen Generator Operating under Concentrated Solar Irradiation,” Nat.
Energy 4, 399–407 (2019), Copyright 2019.
3.1.2
Multiscale Modeling
Multiscale multiphysics modeling and simulation played a significant role in defining the target materials
properties and in guiding the test-bed prototype designs. The whole-cell/device model is based on individual
component models, but it often includes boundary conditions and information exchange between
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
components to couple different physical phenomena of the entire device. The whole-cell model includes
light absorption, photo-carrier transport, interfacial charge transport, electrocatalysis for HER and OER,
multicomponent ion transport in electrolytes, and product gas transport.
For solar water-splitting devices, the whole-cell model has been developed and applied to various cell
constructs to reveal advantages and disadvantages of each design.759, 803, 809 Multiscale modeling provides
quantitative evaluation of novel device design, but it is also used in the field to define the operational
conditions and constraints for efficient cell operations. For instance, the model revealed the flow-pattern
and recirculation schematics in solar fuel devices with near-neutral pH electrolytes for low transport
losses.810, 811 The multiscale model also defined the target membrane properties and revealed the trade-offs
between the permeability and conductivity of membranes for solar fuel operation.757 The model can also
provide a predictive, quantitative evaluation of device performance at steady-state and under realistic
spatial and temporal conditions with diurnal cycles and temperature variation.812, 813
For solar CO2R devices, the modeling and simulation focuses on the local operating conditions, including
local pH and CO2 concentrations at the catalyst surface in both aqueous-based and vapor-fed systems. In
aqueous-based cells, modeling and simulation have considered the effects of different electrolytes,
electrode structures, and morphologies on the catalytic activity and selectivity.814, 815 In vapor-fed cells, the
relation between intrinsic reaction kinetics and the mass transport of species in various types of catalyst
layers have been studied to obtain a fundamental understanding of catalysis at the electrode surface.816
3.2
Durability
Water electrolysis can be considered a mature technology.817 In fact, it was the commercially dominant H2
generation method until being supplanted in many markets by less-expensive SMR beginning in the
1930s.818 Clearly, the technology has, at times, been able to satisfy the durability requirements for
commercial viability. The concept of directly driving water-splitting with light originated with the 1972 report
of using TiO2 as a photoanode.16 Scale-up efforts began soon afterward819 and continue to the present day
using different PEC and photocatalytic motifs.6 However, durability comparable to that established for water
electrolyzers (i.e., years) has not been demonstrated for solar-driven systems.103
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
Figure 22. Best-in-class demonstrations of electrochemical and PEC CO2R. Electrochemical CO2R to CO at
200 mA cm−2 in a GDE cell with Ag cathode and IrO2 anode (inset). Image adapted from Liu, Z., et al., J. Electrochem.
Soc. under Creative Commons Attribution 4.0 International (CC BY 4.0). Copyright 2015. (b) PEC CO2R to C2+ products
(e.g., ethylene, ethanol, propanol). using a Si-based photocathode integrated with the nanostructured Ag–Cu
electrocatalyst and an IrO2 anode. Simulated AM1.5G illumination was performed for 8 h/day, and an additional bias of
−0.4 V vs. RHE was applied. After 10 days, the catalyst was regenerated by redepositing Cu. Used with permission of
Royal Society of Chemistry, from Towle, A., et al., “Photocathode with Ag-Supported Dendritic Cu Catalyst for CO2
Reduction,” Energ. Environ. Sci. 12, 1068–1077 (2019); permission conveyed through Copyright Clearance Center, Inc.
The viability of electrochemically reducing CO2 to hydrocarbon/oxygenate products was established in the
1950s,820 and light-driven conversion using a semiconductor photocathode was reported in the 1970s.821
To date, neither has been commercially applied. Durability has been emphasized in some recent studies of
CO2R using GDEs, and state-of-the-art durabilities range from hundreds of hours for hydrocarbon
products612 to more than 1,000 h for syngas production.531, 822 For photocathode-based systems, reported
durabilities range from hours823 to 20 days (Figure 22).824
3.2.1
Economics and Sustainability Implications of Durability
Energy and monetary return on investment (ROI) must be positive for any solar-driven energy conversion
scenario to be economically and environmentally viable.64, 193 Obviously, the durability of the system
components is vitally important because their replacement is likely to be costly in terms of both money and
energy. For the related PV market, a positive energy ROI can be realized in a year or so,825 but market forces
require manufacturers to warrantee performance for more than 20 years. Based on economic factors,
similar durability requirements are expected to arise for solar-to-chemical conversion facilities because they
require more extensive infrastructures. Similarly, as shown by an analysis of a prospective 1 GW solar H2
plant, lifetimes of greater than 10 years are desirable for a positive energy ROI.826 Proposed low-cost
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FACTUAL DOCUMENT FOR THE BES ROUNDTABLE ON LIQUID SOLAR FUELS
architectures include (1) semiconductor/catalyst particles suspended in liquid and contained in plastic bags
that lie on the ground and (2) a material that can be rolled out similar to artificial grass and can use a
sprinkler system to deliver water.3,4 Although TEA of those low-cost architectures shows promise, the
architectures have yet to be developed to prove their practicality. For electrochemical CO2R, simple analyses
based on the prices of CO2 and grid electricity have been used to argue that some products can be
produced at competitive prices.10
3.2.2
Half-Cell vs. Full-Cell Evaluations of Durability
In laboratory reports, durability of solar fuels systems is usually stated for the half reaction of interest
(“three-electrode measurement”), most often by noting the decrease of the partial current for CO2R at the
(photo)cathode. Although useful, this type of measurement does not capture the full range of processes that
are expected to affect durability in a scaled-up commercial system.78 Possible limiting processes for CO2R
include cross-contamination of the cathode by materials from the anode, which was recognized as an issue
in the 2000s827 and still remains as a durability-limiting process.824, 828 Another example is found in devices
that use bipolar membranes to maintain different pH conditions in the cathode and anode chamber.
Coupled effects may be more easily revealed in full-cell (“two-electrode”) measurements.629
3.2.3
Mechanisms of Degradation
Most laboratory studies report the decline in the device’s operational efficiency without investigating the
mechanism(s) responsible for the decline. For devices with PEC components, a key challenge is the
metastability of many materials with respect to anodic and cathodic corrosion processes under watersplitting and/or CO2R conditions.829, 830 Constructing devices that use stable materials as charge-selective
contacts is one way to address this challenge.831 Corrosion resistance can be incorporated as a selection
criterion in HiTp computational and experimental searches for new materials for CO2R photocathodes.832
Many studies qualitatively evaluate corrosion by inspecting device components via methods such as optical
microscopy, SEM, and XPS. Less common are more quantitative methods such as measuring the corrosion
rate by detecting degradation products in the electrolyte833 or by measuring the mass loss of the component
directly.834 In situ observations of corrosion processes by scanning probe techniques are also possible, and
when combined with theory, they can reveal underlying mechanisms.835
Photocathodes that drive CO2R invariably incorporate a cocatalyst to favor CO2R over HER and to control the
product selectivity.836 The cocatalyst selection is based on materials that are active for CO2R in the dark.434
Often, these are metal nanostructures or nanoparticles; Cu is used in many studies because it is the only
metal catalyst that facilitates the C–C coupling necessary to form multi-carbon products.77 However, by
analogy with well-known effects in heterogeneous catalysis,837 nanocrystalline CO2R catalysts can change
shape and/or sinter during operation, leading to loss of activity and selectivity.838 Identifying the
mechanism(s) responsible for performance degradation might allow design of systems resistant to these
effects, as has been proposed in designing hybrid heterogeneous catalysts for improved lifetime.563
3.2.3.1. Operando Spectroscopies
Optical and x-ray spectroscopies can be non-perturbing probes of the electrochemical environment and can
provide insight into degradation mechanisms. An attractive probe strategy is to measure surface orientation,
surface adsorbates, and the consumption of reactants and generation of products at as small a size scale
as possible. In this context, Soriaga et al. have pioneered the integration of in operando infrared
spectroscopy, scanning probe spectroscopy, and mass spectrometric product detection to elucidate
product-selective sites and time-dependent surface reconstructions on Cu electrocatalysts.590, 839 In situ
x-ray techniques have been developed to probe catalyst evolution (oxidation state, size, composition) and
surface adsorbates during CO2R.563, 602, 840 In situ/operando Raman spectroscopy has been used to monitor
the evolution of catalyst structure and, to a lesser extent, adsorbates and intermediates for both OER and
CO2R.841, 842
3.2.3.2. Science of Durability in Other Fields (Batteries, Photovoltaics)
It is instructive to consider the development of reliability science for sustainable energy technologies that
have found commercial application. In developing standards and protocols, it is important to consider the
distinction between durability—which can be measured by a change in the performance of the device with
time (e.g., power conversion efficiency for a solar panel, storage capacity for a battery)—and the
consequences of device failure. For example, the failure of a single PV panel in a solar farm can be
addressed by simply replacing it; however, if a battery fails in certain applications (e.g., on a plane in flight),
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then the potential consequences can be more severe.843 These considerations necessitate a risk-based
approach both to standards development and to the underlying reliability science.844
Appropriately developed standards can constructively direct reliability science while increasing market
confidence.845 In solar PV, standards developed by the International Electrotechnical Commission (IEC) to
qualify the Si-based modules that now dominate the marketplace function to provide targets for researchers
working to increase the reliability of new technologies such as the halide perovskites. This highly active field
has adapted the IEC 61215 and 61646 endurance and accelerated wear protocols as performance targets
and has made steady progress: some laboratory-scale cells have passed the damp-heat test (85°C at 85%
humidity), but so far, no modules have passed the full range of tests.846
3.2.3.3. Reliability Science of Real Systems
Commercial deployment of solar-driven chemical conversion systems could require assurance regarding
durability and safety. Moreover, these systems could be required to pass accelerated wear tests such as
those published by the IEC, although no such standards exist now for solar-driven water-splitting or CO2R.
The reliability science of solar-driven fuel production needs to improve to advance to the technology
readiness levels of PV- or wind-powered energy conversion.
For both electrolytic and PEC CO2R, a significant gap exists between what has been reported in laboratory
demonstrations (hours to a few months) and what could be required for commercial viability (years).
Realistic conditions, such as diurnal illumination and temperature cycling, have not been investigated from
either a performance or a reliability perspective. The consequences of the various failure modes of system
components have not been evaluated, and few efforts have explored the possibility of system parts
replacement/regeneration. Progress in this area could require taking a holistic view of the energy
conversion system and elucidating the key degradation mechanisms. As the field matures, statistical
analysis of longitudinal data could allow for accurate predictions of energy and monetary ROIs, as is now
possible for solar and wind.
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Cover Image courtesy of NREL from Ref. 847. Image reproduced by permission of Alfred Hicks and The Royal Society
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