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A ruthenium(II) complex capable of inducing and stabilizing bcl-2 G-quadruplex formation as a potential cancer inhibitor.
Journal of Cancer 2013, Vol. 4
736
Ivyspring
Journal of Cancer
International Publisher
2013; 4(9): 736-754. doi: 10.7150/jca.7734
Review
Molecular Targeted Drugs and Biomarkers in NSCLC,
the Evolving Role of Individualized Therapy
Kalliopi Domvri1, Paul Zarogoulidis1,2, Kaid Darwiche2, Robert F. Browning3, Qiang Li4, J. Francis
Turner5, Ioannis Kioumis1, Dionysios Spyratos1, Konstantinos Porpodis1, Antonis Papaiwannou1, Theodora Tsiouda6, Lutz Freitag2, Konstantinos Zarogoulidis1
1.
2.
3.
4.
5.
6.
Pulmonary Department-Oncology Unit, “G. Papanikolaou“ General Hospital, Aristotle University of Thessaloniki, Thessaloniki, Greece
Department of Interventional Pneumology, Ruhrlandklinik, West German Lung Center, University Hospital, University Duisburg-Essen, Essen
Pulmonary & Critical Care Medicine, Interventional Pulmonology, National Naval Medical Center, Walter Reed Army Medical Center,
Bethesda, U.S.A
Department of Respiratory Diseases, Changhai Hospital/First Affiliated Hospital of the Second Military Medical University, Shanghai,
China
Pulmonary Medicine, University of Nevada School of Medicine, National Supercomputing Center for Energy and the Environment
University of Nevada, Las Vegas, U.S.A
Internal Medicine Unit, “Theiageneio“ Anticancer Hospital, Thessaloniki, Greece
Corresponding author: Paul Zarogoulidis, M.D, Ph.D, Pulmonary Department-Oncology Unit, “G. Papanikolaou” General Hospital,
Aristotle University of Thessaloniki, Thessaloniki, Greece. Tel: 00302310992433; Fax: 00302310992432; E-mail: kzarogoy@auth.gr
© Ivyspring International Publisher. This is an open-access article distributed under the terms of the Creative Commons License (http://creativecommons.org/
licenses/by-nc-nd/3.0/). Reproduction is permitted for personal, noncommercial use, provided that the article is in whole, unmodified, and properly cited.
Received: 2013.09.23; Accepted: 2013.11.12; Published: 2013.11.23
Abstract
Lung cancer first line treatment has been directed from the non-specific cytotoxic doublet
chemotherapy to the molecular targeted. The major limitation of the targeted therapies still remains the small number of patients positive to gene mutations. Furthermore, the differentiation
between second line and maintenance therapy has not been fully clarified and differs in the clinical
practice between cancer centers. The authors present a segregation between maintenance
treatment and second line and present a possible definition for the term “maintenance” treatment.
In addition, cancer cell evolution induces mutations and therefore either targeted therapies or
non-specific chemotherapy drugs in many patients become ineffective. In the present work
pathways such as epidermal growth factor, anaplastic lymphoma kinase, met proto-oncogene and
PI3K are extensively presented and correlated with current chemotherapy treatment. Future,
perspectives for targeted treatment are presented based on the current publications and ongoing
clinical trials.
Key words: NSCLC, pathways, targeted treatment, maintenance
Background
Although cancer therapeutics has achieved several advances in the treatment of lung cancer patients,
lung cancer remains the leading cause of cancer-related mortality. Lung cancers are divided into
two histological groups: Non-Small Cell lung Cancers
(NSCLC) and Small Cell Lung Cancer (SCLC). In addition, 85% of all lung cancers are categorized as
NSCLC [1] which is further subdivided into adeno-
carcinoma, squamous cell carcinoma and large cell
carcinoma, roughly accounting for almost 80% of the
lung tumors [2]. Although lung cancer has been epidemiologically associated largely with cigarette
smoking [3], lifestyle, diet, passive smoking, and occupational exposure have also been found to play
contributory roles [4-7].
Disease stage determines the treatment of
http://www.jcancer.org
Journal of Cancer 2013, Vol. 4
NSCLC which includes surgery, radiation, platinum-based doublet chemotherapy and recently targeted therapies by interrupting signaling pathways
responsible for cell proliferation and survival. Earlier
stages of the disease benefit from systemic chemotherapy, which is also therapeutic strategy for stages
II and III of NSCLC [8-10]. Besides, early-stage and
localized disease treatment are still maintained by
surgery. Moreover, according to some studies, palliative chemotherapy or radiation therapy has shown
improvements in survival and quality of life measures
in patients with advanced and metastatic disease [11,
12]. In general, classical chemotherapy (platinum-doublet, taxanes, gemcitabine, pemetrexed) results in modest efficacy, thus, multimodal therapeutic
strategy has become an important treating option for
NSCLC patients. In several studies, two or more drug
combinations were proven to have superior efficacy
but at the expense of added toxicity [13, 14].
Recently, according to the National Cancer Institute Office of Cancer Genomics, enhancement of the
understanding of the molecular mechanisms of cancer, acceleration of genomic science and technology
development and translation of genomic data to improve cancer prevention, early detection, diagnosis,
and treatment are the goals established for the facilitation of personalized cancer medicine [15].
Additionally, until recently the most effective
targeted drugs in the management of NSCLC include
the epidermal growth factor receptor (EGFR) and the
angiogenesis pathway [16]. Erlotinib which targets the
EGFR and crizotinib which targets EML4/ALK molecular pathway are the only agents currently approved in the United States as third-line therapy for
patients with advanced/metastatic NSCLC [17]. Furthermore, according to Azzoli et al immediate treatment with an alternative single-agent chemotherapy
such as pemetrexed in patients with nonsquamous
histology, docetaxel in
unselected
patients,
or erlotinib in unselected patients might be considered for NSCLC patients with stable disease or response after four cycles [18]. Among the targeted
agents that have undergone evaluation for third-line
therapy and beyond are afatinib, apatinib, axitinib,
AUY922, pazopanib, sorafenib, sunitinib, and
vandetanib [17].
The last decade clinical research is strongly occupied with the identification of mutations and aberrations concerning NSCLC molecular pathways
which has enabled a personalized medicine approach
to treatment [19]. According to The National Institute
of Health (NIH) a biomarker is defined as a characteristic that is objectively measured and evaluated as
an indicator of normal biologic processes, pathogenic
processes, or pharmacologic responses to a therapeu-
737
tic intervention [20].
Thus, recent studies have focused their efforts
into incorporating tumor genotyping into clinical decision-making. To date, molecular biomarkers such as
EGFR, is included as standard care for NSCLC patients and K-ras mutations include an emerging tool
in NSCLC therapy [21, 22]. Besides, currently
large-scale testing for somatic alterations in proto-oncogene B-Raf (BRAF), phosphatidylinositol-4,5-bisphosphate 3-kinase, catalytic subunit alpha
(PIK3CA), human epidermal growth factor receptor 2
(HER2), and anaplastic lymphoma kinase (ALK) is
also feasible and impacts therapeutic decisions [23].
As far as gene expression in NSCLC is concerned, the
association between COX-2 or p53 overexpression
and survival in lung cancer patients has not yet
reached a satisfactory clinical interest [24, 25].
Moreover, customizing chemotherapy by histological subtype has been included in researchers’
practice such as pemetrexed for nonsquamous tumors
[26] or the addition of a monoclonal antibody to the
chemotherapy such as bevacizumab [22, 26] and cetuximab [27].
Despite the development of new chemotherapeutics, NSCLC still has a 5-year survival rate in only
14% implying the need for the continuing research for
novel treatments [28]. In the present review, we are
focusing on the ongoing research concerning the
treatment of NSCLC patients in clinical trials, including the elucidation of molecular biomarkers and the
introduction of novel molecular targeted drugs which
are being evaluated as monotherapy or in combination with other treatments.
Molecular pathways and targeted
therapies
Targeting epidermal growth factor receptor
(EGFR)
EGFR family a tyrosine kinase receptor, (also
known as HER or ErbB family) includes four members: epidermal growth factor receptor (EGFR) or
HER1/ErbB1,
HER2/ErbB2,
HER3/ErbB3,
HER4/ErbB4. This EGFR family activates two major
downstream intracellular pathways in solid tumors,
the RAS/RAF/MEK/MARK and the PI3K/AKT/
mTOR pathway, which induce cancer cell proliferation, cell growth, invasion, metastatic spread, apoptosis, and tumor angiogenesis [29]. EGFR overexpression is found in approximately 40%-80% of the
NSCLC patients [1] and has been associated with poor
prognosis [30]. Thus, EGFR signaling is the most intensively studied of the four family members and one
of the major targets of NSCLC treatment. (Figure 1, 2)
(Table 1)
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Journal of Cancer 2013, Vol. 4
738
Figure 1. IGF-1; insulin growth factor-1, IGF-1R; insulin growth factor receptor-1, EGF; epidermal growth factor, EGFR; epidermal growth factor
receptor, VEGF; vascular endothelial growth factor, VEGFR; vascular endothelial growth factor receptor, PI3K; phosphatidylinositide 3-kinase, PTEN;
phosphatase and tensin homologue, SHC; Src homology/collagen, SOS; son of sevenless, GRB2; growth factor receptor-bound protein 2, GAP; GTPase
activating protein, GDP; guanosine diphosphate, GEF; guanine nucleotide exchange factors, EML4-ALK; echinoderm microtubule-associated protein-like
4 fused with the anaplastic lymphoma kinase, ERK; extracellular signal-regulated kinases, GTP; guanosine trisphate, MEK; mitogen-activated protein
kinase, RAF; proto-oncogene serine/threonine-protein kinase, PIP2; phosphatidylinositol 4,5-bisphosphate, PIP3; phosphatidylinositol
3,4,5-triphosphate, RAS; Rat sarcoma, HER2; Human Epidermal Growth Factor Receptor 2. Activation of the growth factors to transmembrane tyrosine
kinase receptors finally increases cell growth, proliferation, metabolism and survival.
Figure 2. TKI; tyrosine kinase inhibitors, S6K1; 40S ribosomal protein S6 kinase, IRS1/2; insulin receptor substrate, 4E-BP1; 4E binding protein-1, Akt;
protein kinase B, mTOR; mammalian target of rapamycin, STRAD; Ste20-like adaptor protein, TSC; tuberous sclerosis complex, AMPK; adenosine
mono-phosphate-activated protein kinase, LKB1; liver kinase B1, HGF; hepatocyte growth factor, MET; mesenchymal-epithelial transition factor, Rho;
RAS homolog gene family, Rac1; RAS-related C3 botulinum toxin substrate 1, CDC42; cell division cycle 42, Rheb; Ras homolog enriched in brain,
MO25; monoclonal antibody, ERBB3; v-erb-b2 erythroblastic leukemia viral oncogene homolog 3. Growth factors when activated trigger the
mTOR-signaling pathway finally resulting in increased cell growth, gene transcription and cell proliferation.
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Journal of Cancer 2013, Vol. 4
739
Table 1. Targeted therapies
First name
STUDY
Primary End- n
point/objective
Kris et al 2003
symptomatic
and radiographic response
OS
Simon et al 2003
PLACE OF PHASE/
STAGE OF
STUDY
Programme NSCLC
TREATMENT
EGFR PATIENTS
posi- pre-treatment
tive
OBJECTI
VE
RESPON
SE RATE
(ORR)
%
MEDIAN
OVERAL
L
SURVIV
AL (OS)
MEDIAN
PROGRESSI
ON –FREE
SURVIVAL
(PFS)
221 USA
II
IIIB or IV
gefitinib
No
Pretreated/ platinum- 22
or taxane-based CT
6-7
-
183 USA
prospective landmark
analysis
III
advanced
gefitinib
No
Pretreated
3.8
8.8
3.6
advanced
gefitinib
No
Pretreated/platinum-based
CT
Pretreated/ platinum- 29.8
or taxane-based CT
10.9
4.1
15.3
12.0
No
Pretreated/platinum- 18.4
or taxane-based CT
8.0
2.8
pretreated/platinum- or taxane-based CT
untreated
49.7
5.6
3
9.9
5.5
8.7
Gaafar et al 2011
OS
(EORTC study
08021/ILCP 01/03)
Wang et al 2006
OS
173 Egypt
Fukuoka et al 2003 efficacy and
(The IDEAL 1 Trial) tolerability of
two doses
Thatcher et al 2005 OS
ISEL
Giaccone et al 2004 OS
(INTACT 1)
210 Japan
169 UK
III
2
109 The Neth- III
3
erlands
IIIB or IV
gefitinib
No
III or IV
Gefitinib + gemcitabine and cisplatin
No
Herbst et al 2004
OS
(INTACT 2)
Mitsudomi et al
PFS
2010 (WJTOG3405)
103 USA
7
177 Japan
III
III or IV
untreated
III
III or IV
Gefitinib + paclitaxel No
and carboplatin
Gefitinib vs cisplatin Yes
and docetaxel
untreated
62.1
30.9
9.2
Fukuoka et al 2011
(IPAS)
Mok et al 2009
121 Japan
7
609 Asia
III
III or IV
Yes
untreated
43
18.8
5.7
III
III or IV
gefitinib vs carboplatin/paclitaxel
gefitinib
Yes
untreated
71.2
18.6
5.7
Maemondo et al
PFS
2010
Shepherd et al 2005 OS
(BR21)
Zhou et al 2011
PFS
(OPTIMAL, CTON
G-0802)
230 Japan
-
III or IV
Yes
untreated
73.7
30.5
10.8
731 Canada
III
IIIB or IV
gefitinib or carboplatin-paclitaxel.
erlotinib
No
pretreated
8.9
6.7
2.2
154 China
III
IIIB or IV
erlotinib vs gemcita- Yes
bine plus carboplatin
untreated
83
-
13.1
Rosell et al 2012
(EURTAC)
PFS
174 Europe
III
Advanced
NSCLC
erlotinib vs platinum-based CT
Yes
untreated
54.4
22.9
9.4
Pallis et al 2012
PFS
49
II
IIIB/IV
erlotinib
Ramalingam et al
2012
Cufer et al 2006
(SIGN)
PFS
188 USA
II
advanced
OS
PFS
151 China
Greece
Expanded IIIb or IV
gefitinib
Access
Programme
II
advanced NSCLC Gefitinib (250-mg)
No
No
untreated
24.5
15.5
6.7
erlotinib vs
dacomitinib
advanced NSCLC gefitinib vs docetaxel
Yes
pretreated
-
7.44
1.91
No
pretreated/platinum- 13.2
or taxane-based
7.5
3.0
assessment of 141 Slovenia
symptom
improvement
OS
697 USA
II
IIb/III
IIIB or IV
afatinib
Yes
pretreated
-
10.8
3.3
ORR
129 Taiwan
II
Yes
Pretreated platinumor taxane-based
61
24.8
10.1
Sequist et al
PFS
2013 (LUX-Lung 3)
Sequist et al 2010
ORR
126 9
167 USA
III
yes
untreated
-
-
11.1
II
stage IIIb with
afatinib
pleural effusion or
stage
IV/adenocarcino
ma
IIIB/IV lung
afatinib
adenocarcinoma
advanced
neratinib
Yes
pretreated
54
-
15.3weeks
Butts et al 2007
RR
131 Canada
II
IIIB / IV
cetuximab
No
27.7
11.99
5.09
Rosell et al 2008
activity, safety 86 Spain
and pharmacokinetics
PFS
676 USA
II
advanced
cetuximab
Yes
pretreated gemcitabine/platinum
pretreated cisplatin
and vinorelbine
38
8.3
5.0
III
IIIB / IV
cetuximab
No
Pretreated taxane/carboplatin
25.7%
9.69
4.40
Pirker et al 2009
(FLEX)
Hanna et al 2006
OS
III
IIIB / IV
cetuximab
No
11.3
4.8
II
advanced
cetuximab
Yes
5%
8.9
2.3
Ramalingam et al
2011
12-week PFS
172 USA
II
advanced
Erlotinib + R1507 16 No
mg/kg
pretreated cisplatin
and vinorelbine
Pretreated taxane/carboplatin
Pretreated/ taxane/carboplatin
-
RR
112 Austria
5
66 USA
-
12.1
44%
Miller et al 2012
(LUX-Lung 1)
Yang et al 2012
(LUX-Lung 2)
Lynch et al 2010
(BMS099)
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Journal of Cancer 2013, Vol. 4
740
Maruyama et al
2010 V-15-32
OS
489 Japan
III
gefitinib versus
docetaxel
No
Pretreated/ taxane/carboplatin
22.5
-
2
gefitinib versus
docetaxel
No
Pretreated platinum-based CT
28.1%
-
-
III
advanced/metastati
c
advanced/metastati
c
advanced
Lee et al 2010
PFS
161 Korea
III
Kim et al 2008
(INTEREST)
OS
146 USA
6
gefitinib versus
docetaxel
No
Pretreated platinum-based regimen
9.1
7.6
2.2
Herbst et al 2005
TRIBUTE
OS
105 USA
9
III
IIIB/IV
No
untreated
21.5
10.6
-
PFS, OS, RR,
QOL
731 Canada
III
advanced
erlotinib + carboplatin and paclita
xel
erlotinib
Wheatley-Price et
al 2008 BR21
No
Elderly pretreated 1st
line
8.9
6.7
2.2
LeCaer et al
(GFPC 0505)
TTP2
100 France
II
IIIB/IV
Untreated/elderly
13.6
4.4
-
Niho et al 2012
(JO19907)
PFS
180 Japan
II
gemcitaNo
bine (G) followed by
erlotinib
bevacizumab
No
Pretreated carboplatin-paclitaxel
60.7
22
-
Reck et al 2009
(AVAIL)
OS to PFS
104 Germany. III
3
No
Pretreated cisplatin/gemcitabine
30.4
6.7
13.6
Takeda et al 2012
(WJOG 5910L)
PFS
Japan
II
IIIB, IV or recurrentnon-squamous
bevacizumab
advanced nonsquam
ous
bevacizumab
advanced
nonsquamous
No
40
13.0
5.6
Heymach et al 2007 PFS
127 USA
II
IIIB/IV
vandetanib plus
docetaxel
No
Pretreated 1st line
bevacizumab +a
platinum-based
doublet
Pretreated 1st line
platinum-based CT
32
-
11.5
de Boer et al 2011
PFS
534 Australia
III
advanced
No
10.5
17.6
OS
924 Korea
III
advanced
Pretreated-failure 1st
line treatment
Pretreated-treatment
failure with an EGFR
TKI
19
Lee et al 2012
(ZEPHYR)
vandetanib plus
pemetrexed
Vandetanib
2.6
8.5
1.9
VEGF
More specifically, one strategy for the inhibition
of EGFR includes EGFR tyrosine kinase inhibitors
(TKIs) which target the intracellular tyrosine kinase
(TK) domain of EGFR, blocking the downstream signaling of the receptor [31].
EGFR inhibitors include small molecule tyrosine
kinase inhibitors (TKIs) such as gefitinib, erlotinib and
afatinib and monoclonal antibodies such as cetuximab
which have been studied in phase III trials and are
currently clinically being used in NSCLC patients.
Among these EGFR inhibitors, only erlotinib has been
approved in many countries as second-line therapy
for advanced NSCLC patients [32]. To date, gefitinib
(ZD1839; Iressa) and erlotinib (OSI-774; Tarceva) are
the most studied of the EGFR TKIs for the treatment
of NSCLC.
Several phase II trials [33] [34, 35] or phase III
trials [36] have favored gefitinib in pretreated patients
and even as first line treatment. Indeed, since 2005
several studies included gefitinib monotherapy as
first line treatment in untreated NSCLC patients with
some efficacy [37-41] or limited results due to interstitial lung disease (ILD) an adverse effect [42, 43].
Although the most common adverse events are skin
rash and diarrhea, ILD is a more serious co-morbidity
of NSCLC associated with gefitinib and other cancer
treatments. ILD-type events that were more common
in Asian patients, appeared in overall incidence of
No
approximately 1% in gefitinib recipients participating
in clinical trials [44].
A Double-blind, randomized phase II trial conducted from November 2000 to April 2001 in 30 US
academic and community oncology centers enrolled
221 patients with either stage IIIB or IV NSCLC for
which they had received at least two chemotherapy
regimens before gefitinib with results favoring gefitinib [33]. In a single-center experience, reported by
Simon et al 2003, (N=183) gefitinib demonstrated
clinically significant antitumor activity and provided
good palliation in a predominantly pretreated group
of patients [34]. In another randomized, double-blind,
parallel-group, multicenter phase II trial (N=210),
NSCLC patients who were previously treated with
one or two chemotherapy regimens (at least one containing platinum) were randomly assigned to receive
either 250-mg or 500-mg oral doses of gefitinib once
daily, showing clinically meaningful antitumor activity [35].
However, the Iressa Survival Evaluation in Lung
Cancer (ISEL), a placebo-controlled phase III study
which investigated the effect on survival of gefitinib
as second-line or third-line treatment for patients with
locally advanced or metastatic NSCLC (N=1692)
showed disappointing results [45]. Because of this
trial’s results, even though gefitinib was the first TKI
to be approved in 2003 for the third-line treatment of
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Journal of Cancer 2013, Vol. 4
NSCLC, two years later the US FDA allowed its use
only within clinical trials or to patients who had already received a clinical benefit.
Furthermore, in phase III trials INTACT 1 and 2
gefitinib either in combination with gemcitabine and
cisplatin in chemotherapy-naive patients with advanced NSCLC did not have improved efficacy over
gemcitabine and cisplatin alone [46] or in combination
with paclitaxel and carboplatin showed any added
benefit in survival, time to progression (TTP) or response rate (RR), when compared with standard
chemotherapy alone [47].
Overall, gefitinib therapy has not shown the expected response to unselected patients. Recently several research groups identified EGFR gene mutations
as predictive factors for drug sensitivity [48-51]. EGFR
mutations have been identified in larger numbers in
Asians, women, non-smokers, and patients with adenocarcinoma, groups. It is a fact that, after the Iressa
Pan-Asia Study trial (IPAS), based on progression free
survival (PFS) results, gefitinib was approved for the
treatment of NSCLC with certain EGFR mutations in
all lines of therapy identifying the highly gefitinib-sensitive clinical subset [52].
These mutations lead to increased growth factor
signaling and confer susceptibility to the inhibitor.
Screening for such mutations in lung cancers identifies patients who will have a clinical responsiveness to
gefitinib [48, 53]. Since the existence of EGFR gene
mutations (exon 19 deletions or the exon 21 L858R)
were reported as a predictive factor for sensitivity to
EGFR-TKIs, several studies based their research on
this conclusion [54, 55]. Indeed, a lot of studies concluded that gefitinib was superior to carboplatinpaclitaxel [56-58] or cisplatin–docetaxel [51, 52] as an
initial treatment, that improved PFS and that the
presence in the tumor of a mutation of the EGFR gene
was a strong predictor of a better outcome
with gefitinib.
As for erlotinib, it was approved by FDA in 2004,
based on the results of the BR21 trial, a phase III international,
randmized,
double-blind,
placebo-controlled trial that compared erlotinib (150 mg
daily) plus best supportive care (BSC) with BSC alone
in second- and third-line settings in 731 unselected
patients with no EGFR mutation testing concluded
[21].
Erlotinib as first line treatment when compared
with chemotherapy improved Quality of life (QoL)
[59] and conferred a significant PFS [60] not only in
Chinese patients with advanced EGFR mutationpositive NSCLC in OPTIMAL (CTONG-0802), an
open-label, randomized phase III trial, but also in
European patients in EURTAC, another multicentre,
open-label, randomized phase 3 trial [61]. More spe-
741
cifically, in EURTAC trial (NCT00446225) erlotinib was compared with standard chemotherapy for
first-line treatment of European patients (N=174) with
advanced EGFR-mutation positive NSCLC [61]. Patients received oral erlotinib per day or 3 week cycles
of standard intravenous chemotherapy of cisplatin on
day 1 plus docetaxel or gemcitabine on days 1 and 8.
Their findings strengthened the rationale for routine
baseline tissue-based assessment of EGFR mutations
in patients with NSCLC and for treatment of mutation-positive patients with EGFR tyrosine-kinase inhibitors.
Besides, in recent phase II clinical trials it was
suggested that the use of clinical (smoking status) and
pathologic (adenocarcinoma) criteria might identify a
subgroup of patients with advanced/metastatic
NSCLC who can benefit from front-line treatment
with erlotinib when mutation testing is not feasible
[62, 63].
Even though plenty clinical trials showed good
response rates and PFS [64, 65] in NSCLC patients
with EGFR mutations, acquired resistance in these
patients responsive to EGFR-TKIs is a major clinical
problem [66]. Phase III randomized controlled trials of
NSCLC EGFR mutated patients receiving EGFR TKIs
as front line treatment versus platinum doublets carboplatin and paclitaxel have shown a benefit in response and progression-free survival, but not in
overall survival [56]. Thus, EGFR gene mutation currently cannot be considered a reliable biomarker for
consistent response in NSCLC.
Since gefitinib or erlotinib can provide temporary success only, the need of novel treatments is crucial. To overcome secondary EGFR-TKI resistance,
both preclinical and clinical evidence suggest that
irreversible TKIs such as afatinib or PF00299804, or
combined approaches using multiple kinase inhibition [67] and vertical inhibition combining small
molecules and anti-EGFR antibodies such as cetuximab (chimeric human-mouse anti-EGFR) [68] [69]
seem to be more promising for the near future.
More specifically, afatinib an irreversible HER2
kinase inhibitor BIBW 2992, has been evaluated in
Phase I studies [70] [71]. The determination of the
maximum-tolerated dose for Phase II (50 mg/day) has
been accomplished [71] and is currently being used in
phase II clinical trials [72] (LUX-Lung clinical trial
program). In a recent study by Hirsh et al results from
LUX-Lung 1 trial were evaluated concerning symptom and Quality of Life benefit of afatinib in advanced
NSCLC patients previously treated with erlotinib or
gefitinib. They reported that the addition of afatinib to
best supportive care (BSC) significantly improved
NSCLC-related symptoms (cough, dyspnea, and
pain),
fatigue,
physical
functioning,
and
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Journal of Cancer 2013, Vol. 4
Health-Related Quality of Life (HRQoL) and significantly delayed time to deterioration of cough [73].
Afatinib has shown activity in the treatment of patients with advanced lung adenocarcinoma with
EGFR mutations, especially in patients with deletion
19 or L858R mutations [74]. In a phase 2b/3 randomised trial (LUX-Lung 1), afatinib versus placebo for
NSCLC patients was evaluated, suggesting that afatinib could be benefit for patients with advanced lung
adenocarcinoma who have failed at least 12 weeks of
previous EGFR TKI treatment [75]. After these studies
of afatinib that have shown high RR and PFS in EGFR
mutation-positive lung adenocarcinoma, recently the
LUX-Lung 3 study reported that afatinib was associated with prolongation of PFS when compared with
standard doublet chemotherapy (cisplatin plus
pemetrexed) in patients with advanced lung adenocarcinoma and EGFR mutations [76].
Rossi et al in their review supported also the
hypothesis that gefitinib, erlotinib and afatinib are
ideal drugs for NSCLC patients carrying EGFR mutations [77].
In addition, according to several phase II and III
clinical trials, chemoradiotherapy (CRT) has only extended survival to 18 to 20 months [78-83]. Other
clinical trials have investigated the combination of
gefitinib and erlotinib with radiation alone or
chemoradiotherapy for stage III NSCLC reporting
well tolerated and feasible results [84-86]. Results of a
phase II study, (cancer and leukemia group B
(CALEB) 30106) showed that survival of poor-risk
patients with wild type or mutated EGFR receiving
sequential
CRT
with gefitinib was
promising
where-as survival for good-risk patients receiving
concurrent CRT plus gefitinib was disappointing even
for tumors with activating EGFR mutations [85]. A
prospective study showed that concur-rent
EGFR-TKIs with individualized radiotherapy had a
favorable safety profile and promising outcome [87].
An Asian study also reported that the combination of
first-line
TKI
therapy
with
early
multi-target radiotherapy were very effective in selected
patients that respond to TKI, when the EGFR mutation status are not known before the treatment [88]. A
more recently published study, compared the
time-to-response
between
radiothera-py
and
EGFR-TKIs, concluding that EGFR-TKIs accomplished tumor shrinkage earlier than radiotherapy did
in NSCLC patients with a sensitive EGFR mutation,
suggesting that EGFR-TKIs might be useful for early
symptom improvement in these patients [89].
Other new pharmaceutical agents that bind irreversibly to EGFR tyrosine kinase include neratinib
(HKI-272) and dacomitinib (PF-00299804) which have
been evaluated in phase II clinical trials [90] [91].
742
Sequist et al that studied neratinib to overcome
T790M resistance mutation reported responses in
G719X EGFR mutation, supporting the need of genetic information on trials of targeted agents [90].
According to Ramalingam et al, dacomitinib demonstrated significantly improved PFS versus erlotinib,
with acceptable toxicity [91].
Moreover, cetuximab (marketed as Erbitux®;
Dako, Copenhagen, Denmark) is a 152 kDa chimeric
monoclonal antibody of the immunoglobulin G1 subclass produced in mammalian cell culture by mouse
myeloma cells [92]. Cetuximab plus gemcitabine/
platinum [93] or plus cisplatin/vinorelbine [94] has
been evaluated in randomized phase II clinical trials
as first-line therapy with promising results in unselected NSCLC patients.
However in a multicenter, open-label, phase III
study of 676 chemotherapy-naïve NSCLC patients,
paclitaxel or docetaxel and carboplatin, with or
without cetuximab were evaluated as first-line treatment, resulting in no notable differences between
them [95]. Analysis of potential predictive markers of
cetuximab benefit of this phase III trial reported that
efficacy parameters did not appear to correlate with
K-ras mutation status or any of the EGFR-related
biomarkers evaluated [96]. In contrast, Hirsch et al in
their study were the first to suggest that EGFR gene
copy number detected by fluorescent in situ hybridization (FISH) is a predictive factor for selection of
NSCLC patients for cetuximab plus chemotherapy
[97].
In
another
multinational,
multicentre,
open-label, phase III trial, (FLEX study) chemotherapy-naive patients (>or=18 years) with advanced
EGFR-expressing histologically or cytologically
proven stage wet IIIB or stage IV NSCLC were randomly assigned in a 1:1 ratio to chemotherapy plus
cetuximab or just chemotherapy [98]. The FLEX study
reported that overall and median survival rates were
also higher in the chemotherapy plus cetuximab
group as compared to the chemotherapy alone group
in patients with high EGFR expression [98].
Other studies have also favored cetuximab in
NSCLC patients. In an open label phase II clinical trial
in pretreated NSCLC patients, cetuximab was evaluated as monotherapy resulting in disease control rates
and OS comparable to that of pemetrexed, docetaxel,
and erlotinib in similar groups of patients [99]. Lin et
al in a meta-analysis of four trials enrolling 2018 previously untreated NSCLC patients, showed that the
addition of cetuximab to chemotherapy improved OS
and overall response rate (ORR) [100]. Overall, as
most studies have reported, cetuximab can offer a
clinical benefit in NSCLC patients but warrants further investigation.
http://www.jcancer.org
Journal of Cancer 2013, Vol. 4
Recently, acquired resistance to TKIs has been
reported to include mechanisms such as secondary
mutation of the EGFR gene, amplification of the MET
gene, and overexpression of hepatocyte growth factor
(HGF) [66].
Met is the tyrosine kinase (TK) receptor of the
HGF and has been associated with a worse prognosis
in NSCLC, activating the ERBB3/PI3K/AKT and
GRB2-associated binding protein 1(GAB1) signaling
in EGFR-mutant lung cancers [101]. According to Ma
et al the Met/HGF pathway is functional and often
mutated in SCLC and NSCLC (53).
MetMAb (Oartuzumab) is a monovalent monoclonal antibody (MoAb), a promising agent to overcome this resistance. A completed phase II study with
results included the combination of MetMAb with
erlotinib in patients with advanced and previously
treated NSCLC patients improving PFS and OS in
those patients whose tumors overexpressed Met by
immunohistochemistry (IHC; ‘Met high’) [102]. After
these encouraging results, a similar phase III clinical
trial has been launched since 2011 to evaluate the efficacy and safety of MetMab and is still recruiting
patients.
Other
ongoing
randomized,
phase
II,
multicenter, double-blind, placebo-controlled studies
are investigating MetMab in combination with
paclitaxel plus cisplatin/carboplatin (NCT00854308)
and in combination with bevacizumab plus platinum
plus paclitaxel/pemetrexed plus platinum as first-line
treatment (NCT01496742), both in untreated
non-squamous NSCLC patients (http://www.clinical
trials.gov/ct2/results?term=MetMAb+NSCLC&Searc
h=Search).
Tivantinib (ARQ 197), a selective, oral,
non-ATP-competitive, small-molecule inhibitor of
the MET receptor tyrosine kinase was evaluated in a
phase 1 dose-escalation trial [103] or in combination
with erlotinib [104] showing good tolerability and
encouraging clinical activity. Recently, studies have
been designed such as MARQUEE, a phase III trial to
evaluate the combination of ARQ 197 plus erlotinib
versus placebo plus erlotinib in treated nonsquamous, NSCLC previously patients [105] based on the
available evidence that dual inhibition of MET and
EGFR might overcome resistance to EGFR inhibitors.
Another emerging tool for the implementation of
personalized medicine includes the K-ras gene mutation. The K-ras gene functions in the downstream
domain of EGFR-induced cell signaling by encoding a
21-kDa G-protein with GTPase activity and has a
mutation frequency of 3–35% in lung cancer [106,
107]. In particular, K-ras mutations have been found
in approximately 17% of all NSCLC, and are seen in
27%–34% of adenocarcinomas and non-squamous
743
tumors, but are rarely seen in squamous cell carcinomas [108, 109]. These mutations are located at codons 12 and 13 and rarely at codons 59 and 61 [110].
Moreover, a meta-analysis of studies in advanced NSCLC provided empirical evidence that
K-ras mutations are highly specific negative predictors of response (de-novo resistance) to single-agent EGFR TKIs [111].
Other groups reported that the clinical usefulness of K-ras mutation as a selection marker either for
EGFR-TKIs or cetuximab sensitivity in NSCLC is limited [112] [113].
In a French prospective cohort (ERMETIC project--part 2) by Cadranel et al [114] in NSCLC patients
treated by erlotinib, was reported that EGFR and
K-ras status independently impact outcomes in advanced NSCLC patients treated with EGFR-TKI.
However, EGFR status impacts both PFS and OS,
whereas K-ras only impacts OS. These findings supported the nationwide use of EGFR status for patient
selection before EGFR-TKI therapy. Although there
are some studies in the literature investigating the
EGFR and K-ras mutations in NSCLC tumor samples
simultaneously [111], the role of K-ras mutations remains to be elucidated. Overall, all these data suggest
the possible existence of two different molecular
pathways one associated (K-ras mutation) and another not associated with smoking (EGFR mutation).
The PI3K/AKT/mTOR pathway is also being
investigated via inhibited targeted agents in the setting of pathway-activating mutations and for their
ability to restore sensitivity to upstream signaling
targeted agents [115].
Drugs interfering with the mTOR pathway include rapamycin (sirolimus), and its derivatives cell
cycle inhibitor (CCI)-779 (temsirolimus) and RAD001
(everolimus) [116] which have been investigated in
phase I and II clinical trials. Although mTOR inhibitors such as everolimus in combination with EGFR
inhibitors appear to be well tolerated, with some evidence suggesting antitumor activity [117], optimization of the therapeutic impact of mTOR inhibitors in
NSCLC will be further defined when reliable predictive factors are identified. The most recent study
conducted by Ramalingam et al [118] included
a phase II trial of docetaxel in combination
with everolimus for salvage therapy of NSCLC patients with relatively modest efficacy in this unselected population. Furthermore, since EGFR-TKIs
therapy includes primary or acquired resistance, a
preclinical study in NSCLC lines concluded that the
use of everolimus might enhance the efficacy of gefitinib in EGFR-TKI-resistant patients [119]. Besides
another study indicated that transient blockade of
PI3K/Akt pathway might overcome EGFR TKIs rehttp://www.jcancer.org
Journal of Cancer 2013, Vol. 4
sistance and restore sensitivity to agents well tolerated, thereby providing clinical benefit in NSCLC patients [120]. The PI3K/AKT/mTOR pathway includes
Akt, one of the most frequently activated protein kinases in human cancer [115].
Overall, mTOR pathway currently can only be
considered for second or third-line treatment [118,
121]. More biomarkers and novel biological agents are
required to be tested in clinical trials for mTOR
pathway to play a crucial role in NSCLC therapy in
the future [122].
The investigation for other genetic abnormalities
has led to the identification of anaplastic lymphoma
kinase (ALK) gene rearrangements which occurs independently of EGFR and KRAS gene mutations. This
genetic change is consisted in a chromosome 2 inversion leading to a fusion with the echinoderm microtubule-associated protein like 4 (EML4) gene, which
results in the abnormal expression and activation of
this tyrosine kinase in the cytoplasm of cancer cells
[123].
EML4-ALK (anaplastic lymphoma kinase) fusion
which is a rare abnormality appeared in 4-5% of
NSCLC patients [124] is most common in adenocarcinomas and never or light smokers [125, 126].
In pretreated NSCLC patients that carry the
ALK-translocation, Met and ALK inhibitor crizotinib
(PF- 02341066) appears to be a favorable treatment
option, which significantly can improve activity, efficacy and symptoms control versus chemotherapy
[127]. Crizotinib showed good tolerability with rapid,
durable responses in the first-in-man phase I study for
patients with EML4-ALK fusion [128]. In another
phase 1-2 study crizotinib was well tolerated and
highly
active
in
patients
with
advanced
ALK-rearranged NSCLC [129].
At present phase III clinical trials (NCT01639001)
evaluate the efficacy and safety of crizotinib versus
pemetrexed/cisplatin or pemetrexed/carboplatin in
previously untreated East Asian patients with
non-squamous carcinoma of the lung harboring a
translocation or inversion event involving the ALK
Gene Locus.
Based on these results and those from an ongoing phase II trial (NCT00932451), crizotinib has received accelerated approval in the USA [130]. However, the evaluation of crizotinib in combination with
other therapeutic modalities including ionizing radiation remains to be investigated, since resistance to
crizotinib might also be a fact [123]. Also, an interesting conclusion in vitro was reported recently in a
study that crizotinib overcame hepatocyte growth
744
factor-mediated
resistance
to
gefitinib
in
EGFR-mutant non-small-cell lung cancer cells [131].
Another important signaling pathway in NSCLC
includes type I insulin-like growth factor receptor
(IGF-1R) [132] which is a heterotetrameric receptor
(two extracellular 125-kDa α chains and two transmembrane 95-kDa β chains) that auto-phosphorylates
after ligand binding and activates other downstream
signaling pathways such as PI3K and MAPK [133].
IGF-1R-targeted agents include monoclonal antibodies such as cixutumumab (IMC-A12), figitumumab
(CP-751,871), AMG-479, AVE1642, BIIB022, dalotuzumab
(MK-0646),
and
robatumumab
(Sch717454), the ligand neutralizing antibody
Medi-573, and the small molecule inhibitors
BMS-754807, linsitinib (OSI-906), XL228, and
AXL1717.
Since IGF-1R and EGFR appear to be similar receptors in their signaling mechanisms, there is a possibility that IGF-1R signaling might be involved in
tumor resistance to EGFR-TKIs as suggested in several studies in vitro [134] [135]. Based on this possibility, several trials have been designed such as the
combinations of erlotinib with cixutumumab [136] or
figitumumab combined with carboplatin and
paclitaxel [137], all reported very limited results.
Given the unsatisfactory results further development
of this combination in unselected patients is not recommended. However, the identification of elevated
baseline free IGF-1 levels in patients with longer PFS
than in those with lower levels in several studies [134,
136-139] might represent a potential biomarker for
optimal patient preselection for IGF-1R inhibitors in
the future.
Targeted agents versus docetaxel
Plenty of studies revealed the superiority of gefitinib versus platinum-based and docetaxel chemotherapies. However, some of the following studies
were conducted in unselected patients, thus precluding a true analysis of the real efficacy of targeted
therapy in EGFR patients. Some study groups have
compared gefitinib to docetaxel as second-line therapy in pre-treated patients with at least one prior
chemotherapy regimen (platinum- or taxane-based)
for advanced/metastatic NSCLC [140]. The majority
of the studies concluded similar or superior efficacy
for gefitinib compared with docetaxel, supporting
gefitinib as an effective treatment in NSCLC [141-145].
(Table 2.) Herein, we summarize, the high lightened
studies that have reported results concerning the
comparison between EGFR TKIs and docetaxel.
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Journal of Cancer 2013, Vol. 4
745
Table 2. Combination of targeted agents in NSCLC.
First author/Study
Primary Endpoint/objective
Place
n
Inhibition
of molecular pathways
EGFR +
VEGFR
PHASE
STAGE/PATIENTS
Herbst et al 2011
(BeTa)
OS
USA
636 bevacizumab plus erlotinib vs
erlotinib alone
III
EGFR +
mTOR
I
960 Sunitinib Plus Erlotinib
EGFR +
VEGFR
III
Greece 229 erlotinib and/or bevacizumab
EGFR +
VEGFR
III
EGFR +
VEGFR
I
recurrent or refractonot improved
ry/pretreated 1st line
OS
treatment
refractory adacceptable
vanced/pretreated
tolerability and
platinum-taxanes based disease control
CT
Pretreated/ at least one significantly
platinum-based regilonger
men
PFS and greater
ORR
IIIb/IV non-squamous/ promising but
pretreated docetnot improved
axel-carboplatin
OS
advanced/pretreated
well-tolerated,
antitumor
activity
Papadimitrakopoulou
et al 2012
feasible dosages of
Greece 94
combination therapy
Scagliotti et al 2012
OS
Italy
Boutsikou et al 2013
OS
Falchook et al 2013
Evaluation of this
USA
combination treatment for the first time
34
Targeted agents
erlotinib + everolimus as 2nd
and 3rd line
erlotinib, cetuximab, and
bevacizumab
In the largest phase III INTEREST trial, 1.466
pretreated patients with advanced NSCLC were randomly assigned to receive gefitinib or docetaxel [146].
They suggested that gefitinib is a valid treatment for
these pretreated patients. Two years later, other researchers from the same institute, prospectively analyzed available tumor biopsies of these NSCLC patients, to investigate the relationship between biomarkers and clinical outcomes [147]. They suggested
that gefitinib can provide similar OS to docetaxel in
patients across a broad range of clinical subgroups
and that EGFR biomarkers such as mutation status
may additionally identify which patients are likely to
gain greatest PFS and ORR benefit from gefitinib.
Another international randomised multicentre,
open-label, phase III study (TITAN-NCT00556322)
which was conducted at 77 sites in 24 countries assessed the efficacy and safety of erlotinib versus
chemotherapy in second-line treatment of NSCLC
patients (N=2590). Although no significant differences
in efficacy were noted between patients treated
with erlotinib and those treated with docetaxel or
pemetrexed, the toxicity profiles of erlotinib and
chemotherapy differed. Therefore, they concluded
that second-line treatment decisions should take into
account patient preference and specific toxicity risk
profiles [32].
A cost-effectiveness analysis was conducted
which concluded that costs and effectiveness in patients who received second-line erlotinib compared
with those who received docetaxel were equal [148].
They also suggested that the choice of whether to
use erlotinib or docetaxel should be based on factors
relating to patient preference. Besides, another study
by Krawczyk et al (N=204) suggested that the qualification of docetaxel or erlotinib for second-line ther-
Comments
apy should be based on clinical and molecular predictive factors [149].
Gefitinib and Erlotinib
Recently several studies have compared the efficacies of gefitinib and erlotinib as potent EGFR TKIs
with antitumor activity in NSCLC patients [14]. In a
randomized, single-center, non-comparative phase II
trial, by Kim et al the efficacy and safety
of gefitinib and erlotinib was evaluated as second-line
therapy for advanced NSCLC (N=96) with promising
results for both of them [150]. In a taiwanese retrospective multicenter study (N=1122) was reported
that patients treated with erlotinib showed higher
disease control rate, longer PFS, and OS compared
with patients treated with gefitinib [151]. Shao et al
compared the efficacies of gefitinib and erlotinib as
third-line therapy for advanced non-small-cell lung
cancer inTaiwan (N=984) resulting in similar efficacies [152].
Recently completed trials involved erlotinib as
monotherapy (BR.21 study) after the failure of
first-line or second-line chemotherapy [21] or in combination with standard chemotherapeutic regimens
such as carboplatin and paclitaxel [153] (TRIBUTE
trials) for the treatment of NSCLC. TRIBUTE results
concluded
that
never
smokers
treated
with erlotinib and chemotherapy seemed to experience an improvement in survival.
Conversely, erlotinib has exhibited overall survival benefits when used as monotherapy (BR.21
study) [21].
EGFR TKIs gefitinib and erlotinib have also been
studied versus other inhibitors and other chemotherapeutics regimens. Natale et al [154] in a two-part
phase II study, compared the efficacy and safety of
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Journal of Cancer 2013, Vol. 4
vandetanib a once-daily oral inhibitor of VEGFR, with
that of gefitinib, (N = 168). The primary efficacy objective was achieved, with vandetanib demonstrating
a significant prolongation of PFS versus gefitinib.
Furthermore, Hong et al [155] compared the efficacy and safety of pemetrexed, gefitinib, and erlotinib administration in previously treated patients
with NSCLC. The superior PFS and OS of EGFR TKIs
with more favorable baseline clinical characteristics
than those of pemetrexed suggested the impact of
baseline clinicopathological factors.
Moreover, some study groups investigated erlotinib as salvage treatment after failure of gefitinib
with limited results, suggesting the need of the identification of molecular biomarkers in tumors to understand and overcome acquired resistance to gefitinib [156-159]. (Table 1)
In a systematic review of 28 trials with a total of
6171 NSCLC patients and 30 treatments arms, they
found that there was a significant relationship between Response Rate (RR) and Median Survival Time
(MST) in these clinical trials with EFGR-TKIs by using
a linear progression model [160]. They suggested that
RR could be an independent surrogate marker for
MST in the current response criteria in the clinical
trials of gefitinib and erlotinib. Overall, gefitinib and
erlotinib appear to show a lot of similarities in NSCLC
treatment and no superiority is obvious.
EGFR TKIs and elderly patients
Several efforts have been made towards the
evaluation of the activity and toxicity profile
of gefitinib in NSCLC patients aged 70 years or older.
Since 2004, several studies reported that gefitinib is
safe and well tolerated in elderly pretreated NSCLC patients [161] [162] [163].
Furthermore, in a phase II Simon et al reported
that docetaxel (75 mg/m(2) every 3 weeks) combined
with gefitinib (250 mg orally, daily) is active and well
tolerated in elderly patients [164]. However, in studies
of Stinchcombe et al in a phase I/II trial of weekly
docetaxel and gefitinib in these patients with stage
IIIB/IV NSCLC, unexpected toxicity was observed
[165, 166].
A phase II, open-label, parallel-group study
compared gefitinib with vinorelbine in chemotherapy-naïve elderly patients with advanced NSCLC was
conducted by Crinò et al [167]. They reported no statistical difference between gefitinib and vinorelbine in
efficacy in these patients, but there was better tolerability with gefitinib.
Finally studies to verify safety and efficacy of
first-line treatment with gefitinib in elderly patients
having advanced NSCLC with promising results were
reported by Maemondo et al and Ebi et al [168, 169].
746
In addition, erlotinib was evaluated mostly in
phase II clinical trials in vulnerable elderly NSCLC
patients with feasible results [170] [166, 171-173]. In
particular, the GFPC 0505 study a multicenter phase II
randomized trial of gemcitabine followed by erlotinib
at progression, versus the reverse sequence, in vulnerable elderly patients with advanced NSCLC selected with a comprehensive geriatric assessment (the
GFPC 0505 study) was reported that both strategies
were feasible but had modest efficacy [170]. Moreover, Wheatley-Price et al [174] analyzed the influence
of age on outcomes in National Cancer Institute of
Canada Clinical Trials Group Study BR.21. They reported that elderly patients treated with erlotinib gain
similar survival and QoL benefits as younger patients
but experience greater toxicity.
Targeting vascular endothelial growth factor
receptor (VEGFR)
Vascular endothelial growth factor (VEGF) family of proteins includes VEGF-A, B, C, D, and E, and
placental growth factor 1 and 2 [175]. VEGF an endothelial cell–specific mitogen is the major regulator of
angiogenesis in normal and malignant tissue [176,
177]. The VEGF pathway includes; i) monoclonal antibodies against VEGF such as bevacizumab which
has been approved for the treatment of metastatic nonsquamous NSCLC in combination with carboplatin and paclitaxel and has shown increased survival [178], ii) VEGF receptors such as aflibercept and
pazopanib and iii) small molecule TKIs such as
sunitinib and sorafenib that target the TK domain of
VEGF receptor [179]. (Table 1.)
Bevacizumab is a recombinant humanized
monoclonal antibody (MoAb) that binds to and neutralizes human vascular endothelial growth factor
(VEGF) [180]. The first trial to establish the combination of bevacizumab and cytotoxic chemotherapy as a
new standard of care for eligible NSCLC patients was
ECOG [22] resulting in significant survival benefit
with the risk of increased treatment-related deaths.
Another study (JO19907) demonstrated that the addition of bevacizumab to first-line carboplatin-paclitaxel
significantly improved PFS in Japa-nese patients with
advanced non-squamous NSCLC [178]. A Phase III
trial (AVAil) of cisplatin plus gemcitabine with either placebo or bevacizumab as first-line therapy for
nonsquamous NSCLC significantly improved PFS
and ORR [181].
Recently, an open randomized clinical trial
(WJOG 5910L) has been designed to evaluate whether
the addition of bevacizumab to docetaxel alone (the
standard second-line treatment for NSCLC) might
improve PFS when administered as second-line
treatment in NSCLC patients who have progressed
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Journal of Cancer 2013, Vol. 4
after first-line treatment with bevacizumab plus a
platinum based doublet [182].
Approvals for bevacizumab, were based upon
the results of the two large phase III studies the North
American Eastern Cooperative Oncology Group
(ECOG) 4599 [22] and the European AVAiL [21] concerning the improvement in RR and PFS. Overall,
bevacizumab plus platinum-based
chemotherapy
offers clinical benefit for bevacizumab-eligible patients with advanced NSCLC. As a result to the exciting role of bevacizumab in NSCLC, other anti-angiogenic agents, including small molecule TKIs
targeting the vascular endothelial growth factor receptor (VEGFR) have developed and are currently
being explored.
The latest goal of the researchers is the evaluation of antiangiogenics in combination with radiotherapy. Data do not support the combination of
bevacizumab and radiation [183]. Aflibercept a recombinant human fusion protein targeting the VEGF
is either well tolerated in phase II trials with platinum- and erlotinib-resistant lung adenocarcinoma
[184] or disappointing results in phase III clinical trials
[185] in nonsquamous NSCLC patients.
In a phase III trial that investigated OS
for sunitinib, a VEGFR TKI plus erlotinib versus placebo plus erlotinib in patients with refractory NSCLC,
concluded that the combination of sunitinib plus erlotinib was associated with a statistically significantly
longer PFS and greater ORR [186]. Another VEGFR
TKI, sorafenib inhibits the Ras/Raf pathway, which is
overactive in cancer patients with a K-ras mutation,
showed relevant clinical activity in a phase II study
[187]. However, a Phase III, randomized, double-blind, placebo-controlled trial of gemcitabine/cisplatin alone or with sorafenib for the first-line
treatment of advanced, nonsquamous NSCLC did not
meet its primary end point of improved OS [188].
Furthermore, Motesanib is a selective oral inhibitor of VEGF receptors-1, 2, and 3, platelet-derived
growth factor receptor (PDGFR) that showed encouraging results in a phase II trial [189] in combination with carboplatin/paclitaxel as frontline therapy
in NSCLC which led to the development of the
MONET1 study. However, this phase III trial failed to
achieve its primary endpoint of OS when adding a
VEGFR TKI to first-line chemotherapy [190].
Another VEGR inhibitor is pazopanib
(GW786034; GlaxoSmithKline, Philadelphia) which
has been evaluated as monotherapy in phase II trial
with favorable results. Several clinical trials that are
currently ongoing or recruiting or even completed,
include pazopanib in combination with erlotinib
(NCT01027598) or with vinorelbine (NCT01060514),
747
in combination (NCT00871403) and in comparison to
pemetrexed (NCT01313663) and data are keenly
awaited. http://www.clinicaltrials.gov/ct2/results?t
erm=Pazopanib+NSCLC&Search=Search
Additionally, Vandetanib (AstraZeneca, Macclesfield, UK, ZACTIMA™ ZD6474) is a once-daily
oral anticancer drug, a dual inhibitor of vascular endothelial growth factor receptor (VEGFR) and epidermal growth factor receptor(EGFR) signaling [191,
192]. Phase I [193] and Phase II studies have favored
vandetanib in pre-treated NSCLC patients plus
docetaxel (ZODIAC) [191], versus gefitinib[154], as
monotherapy [194] or as first line treatment alone or
with paclitaxel and carboplatin [195]. Recently, after
these encouranging data, phase III have been initiated
including vandetanib plus pemetrexed for the second-line treatment [196] resulting in acceptable
safety profile. However, in other phase III trials
vandetanib was evaluated versus erlotinib [197] or
versus placebo (ZEPHYR) [198] in pretreated patients
with disappointing results.
Overall, except for bevacizumab, the part of
other agents targeting VEGFR that are under clinical
development is still limited today since several issues
such as predictive biomarkers of response to antiangiogenic therapy and mechanisms of resistance to
these agents remain to be elucidated.
Maintenance treatment (MT) for NSCLC
The current practice of first-line therapy for advanced NSCLC is four to six cycles of platinum-based
combination chemotherapy followed by treatment
break in non-progressive status [199]. Moreover, only
approximately 60% of patients would experience
disease control at 8 weeks [200] and the median OS
observed in recent trials of platinum-based double-agent chemotherapy has been 10 to 13 months
[201, 202]. Therefore, researchers have tried to prolong disease control obtained with first-line chemotherapy by additional therapy, in an attempt to improve OS, with preserved QoL. This additional
chemotherapy is called maintenance treatment which
can be consisted of a drug included in the induction
regimen (so-called “continuation” MT) or early introduction of another non–cross-resistant agent
(“switch” or consolidation MT) [203]. We performed
an electronic clinical trial search through PubMed
data base including the following studies that state
clearly in their title the application of maintenance
treatment in NSCLC patients. (Table 3.) Although
until a few years ago, no MT studies have shown an
OS benefit, recently several studies have revealed the
clinical benefit of maintenance therapy [203, 204].
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Journal of Cancer 2013, Vol. 4
748
Table 3. Maintenance treatment in NSCLC, Disease Control Rate (DCR), Progression Free Survival PFS)
First author/Study
n
Place
Primary
Endpoint
Greece DCR
Pallis et al 2007
41
Kelly et al 2008
(SWOG S0023)
Patel et al 2009
243 USA
50
Phase STAGE
II
IIIB/IV
-
III
III
USA
PFS
II
Zhang et al 2012
296 China
(INFORM; C-TONG 0804)
Cappuzzo et al 2010
884 Italy
(SATURN; BO18192)
PFS
III
PFS
III
MAINTENANCE
TREATMENT
gefitinib as salvage
treatment
Patients
Pretreated platinum- or taxane-based
Pretreated concurrent chemoradiotherapy and docetaxel
IIIB/IV
pemetrexed and
Untreated 1st line pemetrexed, carnonsquamous bevacizumab
boplatin, and bevacizumab
IIIb or IV
Gefitinib versus placebo Pretreated 1st-line platinum-based
doublet
advanced
erlotinib
Pretreated 1st line/four cycles of
platinum-based chemotherapy
Agents that have recently been licensed
as maintenance therapy for advanced NSCLC by the
US Food and Drug Administration include erlotinib
and pemetrexed [205]. However this new setting still
remains controversial as there is no certainty that
maintenance treatment is superior to second or third
line therapy [206].
The first agent to be integrated into the treatment
regimen was gefitinib, as a MT. Kelly et al in a phase
III trial of maintenance gefitinib or placebo after concurrent chemoradiotherapy and docetaxel consolidation in inoperable stage III NSCLC (SWOG S0023,
N=243) reported that gefitinib did not improve survival [207]. However, the latest study included a
multicentre, double-blind randomised phase 3 trial
(INFORM; C-TONG 0804, N=296) reported by Zhang
et
al
[208].
They
concluded
that
MT
with gefitinib significantly prolonged PFS when
compared with placebo in patients from East Asia
with advanced NSCLC who achieved disease control
after first-line chemotherapy.
Cappuzzo et al designed a phase III, placebo-controlled Sequential Tarceva in Unresectable NSCLC (SATURN; BO18192) study to assess the
use of erlotinib as MT in patients with
non-progressive disease following first-line platinum-doublet chemotherapy [209]. They reported that
MT with erlotinib is well tolerated and significantly
prolongs PFS compared with placebo and it could be
considered in NSCLC patients who do not progress
after four cycles of chemotherapy.
Furthermore, recently, Zhang et al [204] evaluated the efficacy and safety of erlotinib as MT in patients with unresectable NSCLC by evidence-based
methodology from six eligible studies including 4372
patients. They reported that erlotinib produced significant clinical benefits with acceptable toxicity as a
maintenance strategy in these patients, particularly
when sequentially administered with chemotherapy
but further suggested the comparison of the efficacy
of erlotinib used as MT with second-line treatment.
gefitinib or placebo
Finally, a phase II study of bevacizumab plus
pemetrexed and carboplatin followed by maintenance
bevacizumab in patients with advanced, nonsquamous NSCLC was well tolerated and displayed remarkable activity in these patients [26]. Another
phase II study of pemetrexed and carboplatin plus
bevacizumab with maintenance pemetrexed and
bevacizumab as first-line therapy concerning the
same group of patients resulted in acceptable toxicity
and relatively long survival [210].
After the 6 cycles of platinum chemotherapy, the
patient may achieve no response and remain symptomatic or achieve response and become asymptomatic. In the first case, the big question concerns
whether the subsequent therapy is “maintenance” or
“early second-line therapy”, and in the second case it
concerns whether “maintenance therapy” is always
better than “watch and wait”. Overall, as the era of
personalized therapy is emerging these decisions
should be made on the underlying molecular profile
of the individual patient. It is evident that combined
treatments or not followed by MT of biological agents
justify further investigation in NSCLC patients.
Future perspectives
All targeted agents mentioned in this review are
directed toward key components in several signaling
pathways. It is a fact that here is an increasing interest
in using combinations of targeted agents to inhibit
more than one pathway; for example, inhibition of
VEGFR + EGFR [211]. Indeed, when dual inhibition
was compared with VEGF or EGFR blockade alone,
resulted in the reduction of tumor endothelial proliferation [212].
A phase I clinical trial included dual EGFR inhibition in combination with anti-VEGF treatment in
NSCLC patients [213]. They concluded that the combination of erlotinib, cetuximab, and bevacizumab
was well-tolerated and demonstrated antitumor activity in heavily pretreated NSCLC patients. Similarly,
http://www.jcancer.org
Journal of Cancer 2013, Vol. 4
in another phase I study, it was demonstrated that
combination therapy with ertotinib plus cetuximab
was well tolerated [214].
Additionally, Boutsikou et al in a four-arm Phase
III trial in patients with NSCLC reported the
administration of bevacizumab and erlotinib in
combination with first-line chemotherapy, followed
by bevacizumab and erlotinib monotherapy as
maintenance [215]. They showed promising results,
with
reduced
toxicity as compared
with
chemotherapy alone, but there was no longer OS.
Moreover, in a double-blind, placebo-controlled,
randomised phase III trial (BeTa), addition of
bevacizumab to erlotinib did not improve survival in
patients with recurrent or refractory NSCLC [216].
Recently, Biomarker-integrated Approaches of
Targeted Therapy for Lung Cancer Elimination
(BATTLE) trial included the first completed prospective, biopsy-mandated, biomarker-based, adaptively
randomized study in 255 pretreated lung cancer patients receiving erlotinib, vandetanib, erlotinib plus
bexarotene, or sorafenib [217]. The targeted treatment
in this trial was based on relevant molecular biomarkers analyzed in fresh core needle biopsy specimens. They reported an impressive benefit from sorafenib among mutant-Kras patients.
It is evident that in the near future, researchers
will investigate the majority of the agents in combination with other therapies, either conventional
chemotherapy or targeted therapy and even produce
multiple pathway inhibitors such as XL 184
(Cabozantinib). XL 184 is a multiple TKIs agent for
MET and VEGFR2 which is currently being investigated in several clinical trials either alone or in combination with other agents such as erlotinib
(http://www.clinicaltrials.gov/ct2/results?term=XL
+184+NSCLC&Search=Search).
Apart from identifying the most appropriate
combinations in selected NSCLC patient subgroups,
the definition of the optimal treatment doses is also
crucial for the achievement of the best therapeutic
index and perhaps not the performance of large trials
in unselected patients. Besides it is also important
even in negative trials to identify biomarkers of response although to avoid negative results, researchers
need to produce more preclinical and early clinical
data before large clinical trials are initiated.
Available targeted therapy should be given to
patients presenting the target. To date, EGFR TKIs,
bevacizumab and ALK inhibitors include the most
successful targeted agents in NSCLC. Besides, a few
biological agents have shown better response in certain histologic subtypes of NSCLC leading to the involvement of histology to guide therapy.
At this point, several novel therapeutic targets
749
are currently being investigated in laboratories and in
clinical trials. Furthermore, in order to accelerate the
identification of individualized targets, the accomplishment of cheap next-generation sequencing technologies for adequate parts of the genome is at large.
In conclusion, a step towards the realization of
personalized therapy has been accomplished in
NSCLC, concerning the identification of molecular
biomarkers. Thus, the therapeutic goal concerns as
much possible molecular information for every patient. However, the physician should primarily take
into account patient’s profile and individual characteristics and of course patient’s response to therapy
given the multiple subsets of NSCLC each with its
own molecular abnormalities.
Competing Interests
The authors have declared that no competing
interest exists.
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