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Journal of Sustainable Development; Vol. 9, No. 1; 2016
ISSN 1913-9063 E-ISSN 1913-9071
Published by Canadian Center of Science and Education
A Review and Discussion on Modeling and Assessing Agricultural
Best Management Practices under Global Climate Change
Yongbo Liu1,2, Wanhong Yang2, Chengzhi Qin1 & Axing Zhu1
1
State Key Laboratory of Environmental Information System, Institute of Geographic Sciences and Natural
Resources Research, Chinese Academy of Sciences, Beijing, China
2
Department of Geography, University of Guelph, Guelph, Canada
Correspondence: Yongbo Liu, Department of Geography, University of Guelph, Guelph, ON, N1G 2W1, Canada.
Tel: 1-519-8244120-52684. E-mail: lyongbo@uoguelph.ca
Received: August 9, 2015
doi:10.5539/jsd.v9n1p245
Accepted: November 19, 2015
Online Published: January 26, 2016
URL: http://dx.doi.org/10.5539/jsd.v9n1p245
Abstract
Understanding the impacts of global climate change on the spatiotemporal pattern of hydrologic cycle and water
resources is of major importance in highly developed watersheds all over the world. These impacts are strongly
dependent on related changes in intensity and frequency of extreme climate events. Implementation of Best
Management Practices (BMPs) and policy approaches at watershed and regional scales is essential for mitigating
their negative impacts on soil and water conservation, and sustainable economic development. However, the
uncertainty of BMP effectiveness including increasing variability of future water supply and changing
magnitudes of nonpoint source pollution has to be accounted for in watershed planning and management. This
paper provides a review and discussion on the impacts of global climate change on BMP’s hydrologic
performance, the current progress on hydrologic assessment of BMPs, as well as the existing problems and
countermeasures. Research challenges and opportunities in the field of hydrologic assessment of BMPs under
global climate change are also discussed in this paper.
Keywords: agricultural BMPs; hydrologic modeling; non-point source pollution; global climate change
1. Introduction
Studies in recent decades have indicated that global climate has changed significantly in the past 10,000 years
(IPCC, 2012). Consequently, strategies and policies on adaptation to future climatic change have been more
emphasized in these scientific studies. In many areas, degradation of water quality in rivers and lakes is mainly
caused by nonpoint source (NPS) pollution associated with intensive agriculture and rapid urbanization (Li et al.,
2007). Precipitation and temperature are the two main climate processes governing NPS pollution, both
controlling the rate of runoff and the pollutant loading as a result of water balance and ecosystem changes.
Runoff acts as a carrier for sediments, nutrients and other pollutants from various sources, and finally deposits
them into receiving water bodies, such as rivers, wetlands, lakes, and groundwater. The demand for food supply
and economic development causes conversion of natural vegetation into crops or urban land cover, leading to
more surface runoff and nutrients loss than undisturbed soils. This situation is becoming more complicated when
considering the effects of global climate change (GCC) associated with increasing intensity and frequency of
extreme storm events. Storms with high intensity cause more severe erosion, nutrient loss and leaching than
those under normal condition. Long term effects of GCC are also of great concern because it changes other
hydrologic processes, such as evapotranspiration, soil moisture, and plant growth.
Considering the impact of GCC on NPS pollution, effective management practices towards reducing NPS
pollution should aim at reducing contamination during extreme events, and emphasize the practices of
intercepting and filtering pollutants on their pathways towards receiving water body. Best Management Practices
(BMPs) are widely recognized as effective measures in reducing NPS pollution in agricultural watersheds
(Beegle et al., 2000). These practices, including structural and non-structural, are developed to achieve a
sustainable balance between water quality protection and economic development within a watershed under
natural and economic limitations. Various conservation programs have been designed to implement BMPs in
agriculture such as filter strip, riparian buffer, conservation tillage, and nutrient management. The study of BMPs
has a long history, and their environmental benefits have been measured at different scales. In particular,
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progress in integrated evaluation of agricultural BMPs has been made in recent years, e.g., the USDA
Conservation Effects Assessment Program (CEAP), and the Watershed Evaluation of BMPs (WEBs) program in
Canada (Yang et al. 2007).
The environmental effects of BMPs can be evaluated through experimental monitoring and model simulation.
The approach of experimental monitoring is time and cost consuming. Additionally, BMP effects are site-specific
in that the effective BMPs obtained from one experimental site may not be applicable to other watersheds.
Complementary to experimental monitoring, model simulation based on available data and knowledge is more
practical because it integrates different watershed processes in one system, and can provide spatially explicit and
detailed outputs. Numerous watershed modeling studies have been conducted worldwide in evaluating the effect
of various BMPs on NPS pollution control, water resources development, and ecosystem sustainability, such as
Zhang and Zhang (2011), Ackerman and Stein (2008), and Bracmort et al. (2006). Most of these evaluations are
based on historical and existing climate and land use conditions. On the other hand, the impacts of GCC on BMP
performance and cost-effectiveness have attracted increasing attention in BMP studies, e.g. Arabi et al., 2006.
Becker and Grünewald (2003) pointed out that global warming should be accounted for by considering BMP
effects under warmer climate conditions in hydrologic model predictions. BMP evaluation based on historical
records alone might be inadequate for assessing their future impact, and therefore, a safety factor needs to be
added to incorporate hydrologic modeling uncertainties as a result of climatic change, e.g. the studies addressed
in Wilby et al. (2006), Rahman et al. (2012), and Jha and Gassman (2013). Hydrologic predictions based upon
historical climate record and existing land management conditions could result in a biased estimation of future
BMP performance. However, no significant achievements have been made so far in improving the assessment of
BMP performance under GCC.
The objective of this paper is to discuss the potential impact of GCC on hydrologic performance of BMPs, to
summarize the current progress in addressing these problems, and to highlight the scientific challenges in
studying the impacts of GCC on BMP hydrologic performance for adaptive water quality management and
sustainable agricultural development. Although numerous studies on BMP effects and climate change impacts on
hydrology have been undertaken in recent decades, the scientific development on integrating climate change
impacts and BMP assessment is very limited. This paper serves to identify the knowledge gap and propose future
research directions.
2. Impact of GCC on Water Cycle and BMP Performance
GCC is expected to have adverse impacts on our water resources and ecosystems at different scales. Previous
studies have demonstrated that global warming may increase water scarcity and threaten water resources
availability, and is anticipated to cause various environmental problems in the future (Piao et al., 2010). GCC
would result in changes of various variables, such as precipitation and runoff pattern, sea level, land use, and
biodiversity. Warmer temperature will alter hydrologic cycle and water balance in terms of magnitude, timing,
intensity, and frequency of precipitation, evapotranspiration, flood and drought. Higher temperature will lead to
an increase of potential evapotranspiration, and consequently alter infiltration, percolation, soil moisture, as well
as snowfall and snowmelt. The combined effect of shorter duration, more intense rainfall, increased
evapotranspiration, and increased water use will accelerate depletion of future groundwater storage and low flow
in rivers (Earman & Dettinger, 2011).
GCC is one of the major factors that cause the change of flood magnitude and frequency (WHO, 2002). With
respect to severe flooding, the large amount of precipitation and the higher frequency of intense rainfall events
are the two major environmental drivers and have important impacts on flooding characteristics and damage
potentials. According to the UNGC-PI White Paper (2009), GCC will affect water quantity by (a) increasing
water scarcity as a result of changed precipitation patterns and intensity; (b) decreasing the capacity of natural
water storage as a result of increased glacier and snowcap melting, and subsequently affecting the long-term
availability of water resources; (c) increasing the vulnerability of ecosystems which will in turn lower the
capacity of natural earth systems to prevent flooding and protect water quality; (d) affecting the water supply
infrastructure in terms of their reliability and capacity because of the extreme weather, flooding, drought, and sea
level rise, and (e) altering natural water uses such as water transfer into inland dry areas. The impacts of GCC on
water quality include (a) increasing the magnitude and frequency of extreme events, and consequently increasing
the rate of erosion particulate pollutants from uplands and channels; (b) degrading surface and groundwater
resources in coastal areas as a result of sea level rise and saltwater intrusion; (c) increasing temperature in water
bodies, and contaminating water supply as a result of eutrophication and bacterial pollution; and (d) contributing
to risks associated with water and environmental health. All these alterations will significantly affect the
performance of BMPs in the processes of runoff, groundwater recharge, sediment, and nutrient losses at local
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and regional scales. Specifically, GCC may result in following three changes on the hydrologic performance of
BMPs.
2.1 BMP Performance May Change in Different Magnitudes with Respect to Pollutant Composition
Change in magnitude refers to the BMP reduction rate on peak pollutant loading under a climate change scenario
in comparison to the BMP reduction rate under existing climate conditions. Under a climate change scenario,
precipitation and temperature may undergo significant changes in magnitude, trend, frequency, and return period.
As a result, hydrologic regimes may differ significantly from the existing condition, and BMP effects would be
considerably different from those under existing condition. Some BMPs may have a much higher reduction rate,
and some may have much less reduction rate in terms of magnitude and total amount. The change of hydrologic
regime may also result in a change of pollutant composition in storm water. For example, extreme flooding
usually comes along with severe soil erosion and sediment yield at both field and watershed scale, and
consequently the fraction of particulate (sediment-bound) contaminants in the total loading would increase. In
areas where dissolved pollutants, e.g. dissolved phosphorous and dissolved nitrogen, are dominant, BMPs are
typically designed to remove these dissolved pollutants from their sources (Rao et al., 2009). When high
sediment concentration is present in channels, the objective of BMPs shall focus more on reducing
sediment-bound pollutants, e.g. particulate phosphorous and particulate nitrogen, from their sources and
transport pathways.
Typically multiple BMPs are implemented at multiple sites within a watershed for NPS pollution control. For
example, crop management, fertilizer management, tillage management, filter strips, retention ponds, and
riparian buffers may be jointed implemented in a watershed by different producers. Some of them are more
cost-effective than others in reducing NPS pollution under existing climate condition. However, the relative
importance of these BMPs in terms of cost-effectiveness may change under climate change condition. For
instance, the riparian buffer BMP could be more cost effective in reducing NPS pollution under existing
condition, but becomes less cost-effective for extreme events because of increased concentrated flow that
bypasses riparian buffers without flow and sediment attenuation (Liu et al., 2007). This phenomenon should be
taken into consideration when evaluating BMP performance for a climate change scenario.
2.2 Practices May be No Longer Functional
BMPs are typically designed to improve water quality by controlling NPS pollution from land surface into
streams and rivers through runoff and erosion, and into soil profile and groundwater through infiltration and
leaching. However, in some areas of the world such as the North China Plain, affected by GCC and intensive
human activities, streams are dried up frequently at both local and regional scale due to storage losses in
upstream areas (Li et al., 2007). This would make BMPs, such as crop management, tillage management, and
fertilizer management, no longer functional in improving water quality in mainstreams, because whether or not
the BMP is implemented, there would be no water in mainstreams. Similarly, extreme flooding conditions may
override functionalities of some structural BMPs, such as terrace and filter strip (Strauch et al., 2013). Because
these BMPs are designed for normal climate conditions, severe flooding may damage these structures and make
these BMPs ineffective in minimizing erosion and NPS pollution from upland fields.
2.3 Practices May Shift from Sink to Source of Pollutants
BMPs are expected to be effective in preventing or minimizing hydrologic connectivity between pollutant source
area and the receiving water body such as lakes and stream channels. For example, riparian buffers are designed
to retain sediment and other pollutants before they reach lakes or streams, and retention ponds are designed to
collect storm water runoff and accelerate biological breakdown of contaminants. These BMPs are effective under
normal climate conditions and serve as sinks of contaminants generated from the BMP contributing area. This
situation may change under the condition of extreme events. Severe flooding may destroy the structure, and the
accumulated pollutants may flush out of the BMP area causing serious pollution in receiving water bodies
(McDowell and Nash, 2012). As extreme events would become more frequent under climate change condition,
some BMPs that are designed at a specific location and at a certain capacity under normal climate condition may
negatively impact the water quality in streams and lakes, and these ‘best’ management BMPs may shift to ‘bad’
management practices if they are not properly designed and maintained.
3. Hydrologic Assessment of BMPs under GCC
Figure 1 shows typical assessment steps of climate change impacts on hydrologic performance of BMPs at
various scales. Global Climate Models (GCMs) are used to predict future potential climate changes caused by
changes of aerosols, greenhouse gases concentrations, land cover, population, economic growth, and other
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factors. Based on estimates of these factors, GCM models simulate the circulation patterns of atmosphere and
their variability over the coming centuries. Statistical Downscaling Models (SDMs) are used to refine GCM
climate data at finer spatial scale. Dynamic Downscaling Models (DDMs) are fine-scale climate models nested
inside the coarse-scale GCMs. Both models provide outputs on climate change at a local scale (Simonovic and
Li, 2003). Hydrologic models at watershed scale are conceptual and simplified representations of the natural
hydrologic cycle, and are typically used for understanding hydrologic processes and for hydrologic predictions.
Modern watershed hydrologic and management models, such as the Soil and Water Assessment Tool (SWAT),
have incorporated management practices in the modeling system and allow the evaluation of BMPs at subbasin
and watershed scales (Arnold et al., 1998). Several commonly used hydrologic models for assessing agricultural
BMPs are listed in Table 1. BMP hydrologic models are specifically designed for planning, evaluation, and
implementation of BMPs at site, field, and farm scales that are compatible with the assessment result of
hydrologic models at watershed scale. These models, e.g. Agricultural Policy Environmental Extender (APEX),
evaluate BMP performance at a finer scale and their outputs can be used as inputs to watershed models to
improve their modeling results and reduce output uncertainty (Williams et al., 2000).
Figure 1. Steps in assessing climate change impacts on hydrologic performance of BMPs at
site/field/farm/watershed scales
Table 1. Several commonly used hydrologic models for agricultural BMPs assessment
Model
BMPs
Remarks
Agricultural Non-Point Source Agricultural practices, ponds, Distributed parameter, event-based,
Pollution Model (USDA, 1998)
grassed waterways, tile drainage, water quantity and quality simulation
filter strips, riparian buffers
model
Areal Non-point Source Watershed Agricultural management, ponds, Event-based or continuous, lumped
Environment Response
grassed waterways, tile drainage
parameter runoff and sediment yield
simulation model
Simulation (Bouraoui et al., 2002)
Chemicals, Runoff, and Erosion Agricultural management, grazing, Process-oriented, lumped parameter,
from Agricultural Management fertilization, filter strips
agricultural runoff and water quality
Systems (USDA, 1980)
model
Hydrologic Simulation
Nutriment
and
pesticide Continuous, event or steady-state
Package-Fortran (Bicknell et al., management, ponds, urbanisation simulator of hydrologic and water
quality processes
1993)
Soil Water Assessment Tool (Arnold Agricultural practices, ponds, Distributed, conceptual, continuous
et al., 1998)
irrigation, tile drains, grazing
simulation model
Storm Water Management Model Detention basins, street cleaning
Process-oriented, semi-distributed,
(Huber, 1995)
continuous storm flow model
Agricultural Policy Environmental Land management practices
Farm/small watershed scale model for
Extender (Williams et al., 2000)
evaluation of sediment and nutrient
losses
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Watershed models can be classified into spatially lumped/semi-lumped and fully distributed models. Spatially
semi-lumped models, such as the SWAT, aggregate areas with similar topographic, soil, and land use features
within a subbasin into one computational unit, and assume no hydrologic interactions between the units. These
models have advantages in assessing BMP performance at large scales, but have limitations in evaluating
individual BMPs, particularly the structural BMPs, for land management at a small watershed scale (Ullrich and
Volk, 2009; Bracmort et al., 2006). Fully distributed models are typically raster-based, e.g. the Agricultural
Non-Point Source Pollution Model (AGNPS), and can be used for evaluating BMP performance at fine scales.
However, these models need more computer memory and are time consuming when modeling a larger scale
watershed with a small cell size. With respect to time scale, watershed models can be classified into temporally
lumped and explicit ones. Temporally lumped models, such as the SWAT, typically run at a daily time step, and
produce an average estimate for long term assessment. These models simplify watershed hydrologic processes
with a relatively coarse temporal resolution, and therefore have limitations in simulating dynamics of runoff and
water quality processes during an extreme flood event. Temporally explicit watershed models use short time
steps in hourly and sub-hourly, or even finer resolution, such as the Hydrologic Simulation Package-Fortran
(HSPF), and are able to simulate dynamics of hydrologic processes in a great detail during a single flood event.
However, these models are typically less efficient in spatial representation of a watershed or lack a physical basis
for reproducing runoff and water quality processes (Borah and Bera, 2003). Other physically-based models, such
as the Systeme Hydrologique Europeen (MIKE-SHE) (Abbott et al., 1986), may address these problems to
certain extent, but are highly data intensive and not specifically designed for BMP assessment. This makes the
selection of watershed models more difficult for evaluating BMP performance under GCC.
Modeling and assessing the impact of GCC on hydrologic processes have attracted an increasing amount of
research efforts in recent years. Simonovic and Li (2003) presented a framework for modeling and assessing the
impact of climate change and variation on the model performance for a flood protection system in the Red River
basin, Manitoba, Canada. Within the modeling framework, GCMs are incorporated in the system allowing for
the evaluation of different climate change scenarios on flooding characteristics. An approach of dynamic
modeling and simulation was used to assess flood peaks and volumes, flood control structure capacities, and
bank failure discharges at various locations in the basin. Applying the SWAT model in the Fox River watershed
in Illinois, USA, Bekele and Knapp (2010) assessed the potential impacts of climate change on surface water and
low flow through analysis of model sensitivity to a range of climate change scenarios. The evaluation results
showed that increasing precipitation would significantly change stream flow patterns in late summer and fall
period, and increasing temperature would greatly affect snowmelt and winter flows. Similar results were also
found by Rahman et al. (2012) through implementing the SWAT in a Southern Ontario watershed, Canada for a
future climate change scenario. They predicted increases of up to 23.1%, 28.1%, 39.8%, and 19.6%, respectively,
of evapotranspiration, groundwater recharge, stream flow, and total phosphorous under the projected future
climate change scenario. These modeling studies focused on the impacts of climate change on general hydrologic
processes in various watersheds, but did not account for the impacts of different landscape BMPs under GCC.
Van Liew et al. (2012) applied the SWAT model to examine the impacts of potential climate change scenarios on
stream flow, water quality, and BMP performances for two watersheds in Nebraska, USA. In addition to the
predicted considerable increases of stream flow, sediment, and nutrient responses, a targeting approach was
employed to compare the impact of five BMPs on stream flow and water quality in the study area. Simulation
results indicated that of the five BMPs tested in this investigation, the conversion of cropland to switchgrass and
the conversion of cropland to pasture were the most effective BMPs while no-till was the least effective. Similar
results were also reported by Woznicki et al. (2011) who employed the SWAT to assess BMP impacts for two
watersheds in Nebraska and Kansas, USA, under future climate change scenarios. Findings of this study
indicated that under future climate change scenarios the switchgrass and pasture treatments could produce
significant sediment and nutrient load reductions compared to simulation results under current baseline condition.
Specifically, using the SWAT, Woznicki and Nejadhashemi (2012) analyzed the sensitivity of eight agricultural
BMPs with respect to flow, sediment, total nitrogen, and total phosphorous under various climate change
scenarios for the two watersheds in Nebraska and Kansas, USA. For each climate scenario, the sensitivities were
analyzed on annual and monthly basis by altering model parameters associated with BMP implementations.
Results indicated that the practices of terraces, native grass, and contour farming were the most effective BMPs
in reducing NPS pollution of the watersheds in future climate scenarios, whereas other BMPs including
no-tillage and porous gully plugs were less sensitive from the sensitivity analysis results. The study also found
that BMP sensitivities varied significantly on a seasonal basis for all climate change scenarios based on the
monthly sensitivity analysis results.
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The aforementioned studies all used the SWAT as a modeling tool and assumed the model is capable of
predicting the responses of flow, sediment, and nutrient cycle for future climate change scenarios. Though the
future projections of flooding and drought are much severe, the BMP’s relative performance level remained
almost the same, and no studies provided an estimate of ineffective or negative BMP impacts under GCC as
discussed in Section 2. It is expected that significant potential uncertainties on the modeling estimates could exist
in assessing BMP impacts for future climate change scenarios. As BMP’s performance is very sensitive to GCC,
cautions should be taken in the decision-making of BMP planning and management (Woznicki and
Nejadhashemi, 2012).
4. Research Challenges and Opportunities
Based on above analysis, efforts should be made to incorporate GCC into the assessment and implementation of
agricultural BMPs at different spatial scales. In addition to social, political, economic, and environmental
implications, there exist a range of scientific challenges, such as developing reliable future climate scenarios,
adapting watershed models for BMP assessment under extreme events, developing techniques for multi-scale
and multi-objective BMP assessment, and limiting overall uncertainties in the BMP assessment under GCC.
4.1 Development of Reliable Future Climate Scenarios for Hydrologic Analysis
Future climate scenarios and climate simulation rely on proper identification of causes, GCM projections, and
downscaling methods. Despite debates and discussions on the causes of climate change, evidences have shown
that GCC has been of increasing significance during the last century by human activities through increases of
trace gases in the atmosphere (IPCC, 2007). However, critical questions exist on their influencing extent and
corresponding adaptation measures under GCC condition. These questions are difficult to answer using existing
models when various uncertainties exist (Sivakumar and Sharma, 2009). GCM projections are used to
characterize the changing climate, but uncertainties are associated with model predictions in the change of
atmospheric greenhouse gas concentrations (IPCC, 2007). As a result, different GCMs may produce different
climate change patterns for the same emissions scenario. For example, uncertainty in precipitation predictions
affects modeling performance because precipitation is the most important influencing factor on hydrologic
processes (Teutschbein & Seibert, 2010). With improved scientific understanding of the climate systems and the
availability of accurate observations of physical parameters, these problems could be further addressed in the
climate change studies.
The knowledge of downscaling has been improved significantly in recent decades (Maraun et al., 2010; Winkler
et al., 2011). However, GCMs produce climate change scenarios at a much larger spatial scale than the ones used
for watershed scale hydrologic and BMP studies. Therefore, downscaling techniques, such as SDMs and DDMs
(Figure 1), are developed to transform GCM outputs to watershed scales. These downscaling approaches are
typically conducted for daily or monthly transformation of precipitation and temperate, which are difficult to be
used directly for generating extreme events. Studies have shown that these approaches can produce downscaled
simulations with an acceptable degree, while the quality of prediction relies strongly on the accuracy of GCM
results and transformation functions (Sivakumar and Sharma, 2009). Considering the system’s nonlinear and
chaotic dynamic nature, new downscaling approaches are needed to overcome these drawbacks and provide
more reliable climate scenarios for watershed hydrologic and BMP studies.
4.2 Model Adaptation Considering the Effects of Extreme Event on BMP Performances
The modeling approach can not only simulate the responses of BMPs in hydrologic system, but also provide
spatial variations of the responses which are very important for assessing BMP performance and for spatial
watershed management. While we are facing an unpredictable future, it would be important to develop
adaptation strategies based on lessons from the existing practices. Over the last two decades, significant
developments have been made in advancing hydrologic models for scientific research and practical applications
through the use of remote sensing, geographical information system, database management, 3D visualization,
auto-calibration and optimization techniques, and advanced computer hardware and software (Yang et al., 2010).
Current commonly used BMP assessment models, such the SWAT, typically provide an average estimate, and are
used for long-term evaluation of BMP effects under normal climate conditions (Douglas-Mankin et al., 2010).
One problem of these simulation models is their performance on reproducing and predicting extreme hydrologic
events such as severe flooding and drought (Kahl et al., 2010). Such extreme hydrologic events are expected to
occur with higher frequencies and greater magnitudes in future climate scenarios. They may alter the function
and efficiency of BMPs, such as riparian buffers and holding ponds, particularly for extreme events beyond
current design standards of BMPs. Therefore, adaptation of available models or development of new models
accounting for the impacts of extreme events on BMP performance is necessary.
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Hydrologic models with relatively coarse spatial and temporal resolutions, such as the Hydrologiska Byrans
Vattenbalansavdelning (HBV) model (Bergstrom, 1995), are easy to apply due to their low data requirement and
general representation of hydrologic processes. These models are suitable for general watershed simulation, but
are limited in BMP assessment which needs much detailed process representations. High spatial resolution
models can capture details of hydrologic processes, identify BMP effects at site scale, and help in the ultimate
placement of BMPs for spatial watershed management. Simulation of BMP effects with small time steps is also
essential because NPS pollution is severe during intense flooding events. However, these types of models also
suffer many limitations, such as data requirement, time consuming, computational methods, and the assessment
of model uncertainties. For better understanding BMP effects on water quality under GCC, models that are able
to simulate spatially detailed hydrologic processes in terms of runoff, erosion, and nutrient cycle with small time
steps are essential.
4.3 Assessment of BMP Impacts at Multi-Scales
Scale issues in terms of spatial and temporal resolution have been an important topic in hydrologic modeling.
Scale issues will become more prominent for BMP assessment under climate change. Observations for BMPs are
typically conducted at site, plot or field scale, where the topographic, soil, weather, and land management
conditions can be considered relatively uniform. At the watershed scale, BMP evaluation aims to assess the
cumulative effects of multiple BMPs implemented at different places and times. Because of the high
heterogeneity of watershed conditions, considerable uncertainties could be introduced to the observations and
evaluations, and the timing, intensity, and spatial distribution of climatic variables would become key
determinants of BMP effects on water quality (Li et al., 2011). Additionally, in-stream processes or improper
maintenance of stream management practices may result in a much lower BMP effectiveness at a watershed
scale than that observed at site, plot, and field scale. Because of the variations from other locations in the
watershed, significant positive changes may not be observed at the watershed outlet after BMPs implementation
at specific locations within the watershed. At the regional scale, BMP assessment will focus more on the general
trends of BMP impacts on regional environment, answer the questions such as which areas are more critical in
reducing pollutant loading, and which types of BMPs are more effective in different areas of the region, but will
not focus on the evaluation of individual BMPs at a hillslope scale (Arnold et al., 2010).
Models at the field scale are typically used for BMPs design and management, such as crop management,
irrigation, and wetland restoration. At a watershed scale, models are used for integrated BMP assessment, such as
flood protection, erosion control, water quality evaluation, and BMPs cost-effectiveness optimization. The
performance of a hydrologic model is greatly influenced by data variations and processing at spatial and
temporal scales (Singh and Woolhiser, 2002). Many hydrologic models, such as the SWAT, employ mathematical
equations based on mass and energy balance. These equations need to be up-scaled to develop compatibility
between the observation data and the governing equations. As a result, characterization at a fine scale may be
lost due to the effect of averaging and aggregation in both time and space. Model parameters are typically
determined based on maps of topography, soil, land use, and other geospatial features using GIS and remote
sensing techniques. The averaged parameter estimates may not represent accurately the actual landscape
characteristics. In addition, different spatial and time scales also cause difficulties in interpolating the climate
change estimates when evaluating BMP performances in future climate scenarios. It is desirable to adapt or
develop models with a flexible and robust structure that are able to characterize processes at different scales with
an acceptable degree of certainty for BMPs assessment under climate change.
4.4 Assessment of BMP Impacts with Multi-Objectives
BMPs are typically designed for reducing sediment and nutrient export to the receiving water bodies, protecting
soil quality, and meanwhile increasing or maintaining agricultural production. Accordingly, hydrologic models
are developed with the objective to improve water quality in water bodies when assessing the effectiveness of
BMPs at different temporal and spatial scales. However, in semi-arid areas like the North China Plain, streams
are frequently dried-up in rural areas because of intensive agricultural development and water use in upstream
areas (Li et al., 2007). The use of hydrologic models in these areas is limited because almost no water in local
streams all year round under normal conditions. This situation may become more severe under GCC. BMPs
could be designed in these areas to reduce ineffective evapotranspiration, increase irrigation efficiency, improve
soil fertility, and reduce the risk of soil salinity. Another example is in the arid inland areas, such as the Tarim
River Basin in Northwest China where stream water coming from snow and glacier melt in upstream mountains
is a source of irrigation rather than runoff contribution from agricultural lands (Fan et al., 2013). Therefore, to
maintain and improve the fragile ecosystem in oasis areas under GCC is an important objective that BMPs need
to address in these areas. In view of these challenges, models that serve multi-objectives for BMP assessment
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under different climate and geographical conditions need to be developed.
In recent years, increasing studies have been conducted to identify optimal placement of agricultural BMPs to
achieve multi-objectives in minimizing economic costs and maximizing water quality benefits. These studies
integrate economic and hydrologic models to examine cost effectiveness of BMPs based on a multi-objective
function that optimizes both economic and water quality benefits within a watershed. Many optimization
algorithms have been developed at different scales for cost effective placement of BMPs to reduce pollutant
loadings in streams (e.g. Rodríguez et al., 2011; Maringanti et al., 2011). These complex optimization searches
have shown significant advantages compared to conventional targeting and random placement techniques. To
address the aforementioned multiple objective problems, methodologies for optimal BMP placement can be
further developed to incorporate a suite of factors such as water quantity and water quality with respect to
different pollutants. Given the likelihood of projected increases in runoff and pollutant loadings under the
condition of GCC, a challenge to modellers would be how to effectively employ these new methodologies for
spatial BMP placement and management (Van Liew et al., 2012).
5. Estimation of Uncertainties Associated with BMP Assessment
Evaluation of BMP performance under climate change is closely related to climate pattern and future probability
of extreme events influenced by uncertainties of future climate change. Typically sources of uncertainties in the
hydrologic modeling and assessment of BMPs include: (a) uncertainties in the geospatial data which are used for
model setup including DEM, soil, land use, watershed boundary, and stream networks; (b) uncertainties in the
climate and hydrologic data which are used for model input and calibration; (c) uncertainties of land
management data which are essential inputs for BMP assessment; (d) uncertainties in specification of hydrologic
model parameters and BMP parameters, and (e) others such as lag time uncertainties between BMP placement
and observed water quality benefits, and uncertainties in model representation of influencing factors on pollutant
load delivery to receiving waters. As pollutant loads are highly sensitive to the variability of climate data
(Woznicki and Nejadhashemi, 2012), uncertainty in climate inputs is therefore an important factor to limit the
credibility of BMP assessment results under GCC. These uncertainties may arise from the identification of key
factors that cause future climate change, the development of future emissions scenarios, the credibility of future
climate projections at different scales, the development of downscaling methods, and finally the hydrologic
analysis and predictions at different spatial and temporal scales (Sivakumar and Sharma, 2009). Uncertainties
also exist when disaggregating downscaled daily precipitation data into a finer time step for use in modeling
extreme events. The hydrologic models and BMP assessment models have common but also different
uncertainties in terms of model conceptualization, structure, parameters, calibration procedures, and result
interpretations. A detailed discussion about uncertainties in the hydrologic modeling at watershed scale can be
found in Beven (2002) and other literature.
Uncertainties associated with BMP assessment under GCC also come from the procedures of scaling up. BMP
monitoring typically carries out at plot or field scale. However, findings at the plot or field scale may not
properly represent the BMP effectiveness at a watershed or regional scale, particularly for extreme events. For
example, the transport of pollutants may take minutes to hours in overland flow, and hours to days in stream flow,
whereas leaching to groundwater followed by discharge to a stream may take months to decades. Uncertainties
arise on how to properly scale up BMP effects from plot and field scales to the watershed scale. These
uncertainties would accumulate in a nonlinear manner from one step to the next. In summary, uncertainties
associated with BMP assessment under GCC are of various types and at different levels. Because many of these
uncertainties are either unknown or not well defined, it would be very challenging to accurately identify the
uncertainties of BMP performance under GCC. Considering the difficulties we are facing in reliable and precise
uncertainty analysis for hydrologic and BMP models, future climate change would make the process more
complicated in identifying overall BMP uncertainties for policy making.
6. Concluding Remarks
GCC has become one of the critical and important environmental issues facing society today. BMPs are
important measures for adapting to future climate change and mitigating adverse environmental impacts. The
possible changes in future water availability, magnitudes of NPS pollution, and BMP effectiveness have to be
accounted for in watershed planning and management. Lots of difficulties arise in properly assessing the BMP
effects using modeling techniques. Part of these difficulties comes from our limited scientific understanding of
BMP performance that is associated with complex hydrologic and climatic processes, their mutual interactions,
and their variations under climate change. GCC may augment the frequency and severity of flooding and drought
in different areas, and consequently affect BMP performance on water quantity and water quality at different
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spatial scales. Some of these BMPs may be not functional or cause negative impacts on water quality in specific
areas under extreme events. Therefore, it is necessary to develop and apply proper modeling techniques in BMP
assessment to address the potential risk of BMP failure under GCC.
It is evident that there remain considerable research challenges and opportunities in assessing BMP effects under
GCC, such as developing reliable climate scenarios, adapting or developing models to account for extreme
events, assessing BMP effects at multi-scales and with multi-objectives, and identifying uncertainties of BMP
evaluation as proposed in this paper. Much can be learnt from BMP studies through the development of adequate
information, thorough understanding, realistic analysis, and comprehensive evaluation techniques.
Acknowledgements
This paper is supported by the State Key Laboratory of Resources and Environmental Information System (NO.
O8R8B060PA), Institute of Geographic Sciences and Natural Resources Research, Chinese Academy of
Sciences and the Canadian AAFC WEBs project.
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