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Physics Letters B 754 (2016) 264–269
Contents lists available at ScienceDirect
Physics Letters B
www.elsevier.com/locate/physletb
From domain wall to overlap in 2 + 1d
Simon Hands
Department of Physics, College of Science, Swansea University, Singleton Park, Swansea SA2 8PP, United Kingdom
a r t i c l e
i n f o
Article history:
Received 27 December 2015
Received in revised form 12 January 2016
Accepted 20 January 2016
Available online 22 January 2016
Editor: J.-P. Blaizot
Keywords:
Lattice gauge field theories
Field theories in lower dimensions
Global symmetries
a b s t r a c t
The equivalence of domain wall and overlap fermion formulations is demonstrated for lattice gauge
theories in 2 + 1 spacetime dimensions with parity-invariant mass terms. Even though the domain
wall approach distinguishes propagation along a third direction with projectors 12 (1 ± γ3 ), the truncated
overlap operator obtained for finite wall separation L s is invariant under interchange of γ3 and γ5 . In the
limit L s → ∞ the resulting Ginsparg–Wilson relations recover the expected U(2N f ) global symmetry up
to O(a) corrections. Finally it is shown that finite-L s corrections to bilinear condensates associated with
dynamical mass generation are characterised by whether even powers of the symmetry-breaking mass
are present; such terms are absent for antihermitian bilinears such as i ψ̄ γ3 ψ , markedly improving the
approach to the large-L s limit.
© 2016 The Author. Published by Elsevier B.V. This is an open access article under the CC BY license
(http://creativecommons.org/licenses/by/4.0/). Funded by SCOAP3 .
1. Introduction
Relativistic fermions moving in 2 spatial dimensions are the focus of much attention, in part due to the stability of Dirac points
in graphene and surface states of topological band insulators when
the underlying Hamiltonian is symmetric under time reversal and
spatial inversion (see, e.g. [1]). Even in this case a gap may develop
at the Dirac points in the presence of interactions. The corresponding issue in quantum field theory is the stability of the vacuum
with respect to spontaneous generation of a parity-invariant bilinear condensate of the form ψ̄i ψ = 0. Since the transition to a
gapped phase generically occurs for strong interactions, it defines
a quantum critical point (QCP) [2]; the phase diagram for planar
fermionic systems with various interactions and characterisation of
possible QCPs as a function of the number of fermion species N f
remain open questions [3].
To date there have been many lattice field theory simulations
probing QCPs using the staggered fermion formulation [4] (a notable recent exception employs the SLAC derivative [5]); N staggered fermions describe N f = 2N continuum flavors each having 4
spinor components [6], with global symmetry group U( N ) ⊗ U( N )
spontaneously broken by a parity-invariant mass to U( N ). However, because there are two matrices γ3 and γ5 which anticommute with the kinetic operator, the correct continuum symmetry
breaking is U(2N f ) → U( N f ) ⊗ U( N f ). For the strongly-interacting
E-mail address: s.hands@swan.ac.uk.
continuum limit at a QCP, there is no reason a priori to expect the
correct symmetry-breaking pattern to be recovered.
For this reason the properties of domain wall fermions, which
purportedly more faithfully reproduce continuum symmetries,
were explored for 2 + 1 + 1d in Ref. [7]. In particular bilinear condensates and meson correlators constructed from distinct
spinor combinations, but which should yield identical results in
a U(2)-invariant theory, were investigated as a function of the
extent L s of the “third” direction separating the domain walls. Numerical results obtained in the context of quenched non-compact
QED3 with variable coupling strength support U(2) symmetry being restored as L s → ∞. In 2 + 1d the Ginsparg–Wilson relation
specifying the optimal requirements for lattice fermions to avoid
species doubling while retaining as much of the continuum global
symmetry as possible [8] generalises to a set of three relations
(since chiral rotations are now specified by an element of U(2)
rather than U(1)). These were set out in [7], along with the specification of an overlap Dirac operator D ov [9] defined in 2 + 1d
in which realises them. As it must, D ov has equivalent properties
under the U(2) rotations generated by γ3 and γ5 . Overlap formulations of massless fermions in 2 + 1d and the relation with the
parity anomaly occurring for an odd number of two-component
spinor flavors have previously been discussed in [10].
In the domain wall approach, the 2 + 1d fields ψ, ψ̄ are defined
¯ ± which are approxiin terms of surface states of fields ± ,
mately localised on the walls and are ± eigenstates of γ3 [11].
Some questions which remain unanswered in [7] are: the extent
to which the domain wall formulation, in which propagation along
http://dx.doi.org/10.1016/j.physletb.2016.01.037
0370-2693/© 2016 The Author. Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/). Funded by
SCOAP3 .
S. Hands / Physics Letters B 754 (2016) 264–269
265
⎡
DW − M + 1
0
⎢
−1
DW − M + 1
···
−1
..
.
0
⎤
the direction separating the walls is governed by γ3 , can maintain the equivalence between γ3 and γ5 rotations for finite L s ; the
reason for O (a) violations of U(2) symmetries even in the overlap
limit L s → ∞; and a better understanding of why finite-L s corrections are minimised by choosing i ψ̄ γ3 ψ, rather than ψ̄ψ,
as the bilinear condensate to focus on.
In this brief technical Letter I outline how the overlap operator
is recovered in the L s → ∞ limit of the domain wall formulation
using a by now familiar sequence of matrix algebra operations. In
particular, it will prove possible to extend the key results on the
equivalence of γ3 and γ5 to a truncated overlap operator defined
by domain wall fermions with finite L s . As well as providing a firm
conceptual foundation for domain wall fermions and their symmetry properties in 2 + 1d, the proof sheds light on each of these
outstanding issues.
δs,1 δs , L s ] P − + δs,s P + so that
2. From domain wall to overlap
with
First we review the passage from the domain wall formulation of lattice fermions to the overlap operator. The corresponding treatment for 4d gauge theories is well-known [12]: here we
follow closely the treatment of [13]. We begin from the 2 + 1d
domain wall operator defined in [7], correcting an overall (unphysical) sign:
Q ± = ( D W − M + 1) P ± − P ∓ ;
(8)
1
1
C ± (mh ) = (1 − mh ) ± (1 + mh )γ3 = P ± − mh P ∓ .
(9)
2
2
Now define the block diagonal matrix Q = Q + 14V N c ×4V N c ; it is
important to note that Q ± = Q ± (mh ), Q = Q(mh ), P = P (mh ).
With D̃ ≡ Q−1 D P , we deduce
S dw =
¯ x, s) D (x, s| y , r )( y , r ).
(
(1)
x, y s,r
¯ are four-component spinors defined in 2 + 1 + 1
The fields ,
dimensions, and
D (x, s| y , s ) = δs,s ( D W (x| y ) − M ) + δx, y D 3 (s|s ),
(2)
where the first term is the 2 + 1d Wilson operator defined on
spacetime volume V
( D W − M )x, y
1
†
=−
(1 − γμ )U μ (x)δx+μ̂, y + (1 + γμ )U μ ( y )δx−μ̂, y
2
μ=0,1,2
+ (3 − M )δx, y ,
(3)
and D 3 controls hopping along the dimension separating the domain walls at s = 1 and s = L s , which we will refer to as the third
direction:
D 3 s,s = − P − δs+1,s (1 − δs , L s ) + P + δs−1,s (1 − δs ,1 ) + δs,s ,
(4)
where the projectors P ± ≡ 12 (1 ± γ3 ). Following convention, in
(3) we include interaction with a SU( N c ) valued gauge connection
field U μ (x) located on the lattice links, noting in passing that some
models relevant for 2 + 1d QCPs share the global U(2N f ) symmetries of gauge theories.
Initially we supplement (1) with a hermitian mass term coupling fields on opposite walls:
mh S h = mh
¯ x, 1) P + (x, L s ).
¯ x, L s ) P − (x, 1) + (
(
(5)
x
The operator D W − M + D 3 + mh S h can be represented as a
L s × L s matrix consisting of 4V N c × 4V N c blocks:
⎡D
⎢
⎢
D (mh ) = ⎢
⎢
⎣
W −M +1
−1
0
..
.
0
0
DW − M + 1
−1
···
+mh
0
..
⎤
⎥
⎥
⎥P+
⎥
⎦
.
−1 D W − M + 1
⎢
+⎢
⎣
.
..
0
−1
DW − M + 1
+mh
⎥
⎥
⎥ P −.
⎦
(6)
Now define the cyclical shift operator Ps,s ≡ [δs−1,s (1 − δs,1 ) +
⎡Q
⎢ Q−
⎢
⎢
DP = ⎢ 0
⎢ .
⎣ .
.
0
Q−
..
Q −C− ⎤
0 ⎥
···
0
Q+
+
.
..
.
..
.
.
..
.
Q−
0
Q +C+
..
0
⎥
⎥
⎥
⎥
⎦
(7)
det[ D̃ (1)−1 D̃ (mh )] ≡ det[ D (1)−1 D (mh )],
where
⎡
1
⎢ − T −1
0
1
0
− T −1
⎢
⎢
D̃ = ⎢
⎢
⎣
..
.
···
− T −1 C −
0
0
1
..
.
..
0
.
..
.
− T −1
0
C+
(10)
⎤
⎥
⎥
⎥
⎥,
⎥
⎦
(11)
−1
with T = − Q −
Q +.
In more detail,
T = −[( D W − M + 1) P − − P + ]−1 [( D W − M + 1) P + − P − ]
= 1 − γ3
=
− 1
(D W − M)
(D W − M)
1 + γ3
2 + (D W − M)
2 + (D W − M)
1− H
(12)
1+ H
where the hermitian 4V N c × 4V N c matrix H is defined
H = −γ3 [2 + ( D W − M )]−1 [ D W − M ] ≡ −γ3 A .
(13)
Hermiticity of H requires γ3 A γ3 = A , which is the case for A defined by (3). Up to an unphysical sign and with γ3 assuming the
role played by γ5 in 4d gauge theories, H is identical with the
Shamir kernel [14].
Next observe that in the form (11), D̃ = L D U with
†
⎡
1
⎢
⎢ −T 1
⎢
L=⎢
⎢ 0
⎢ .
⎣ ..
0
···
1
0
− T −1
..
.
..
.
0
⎡1 0 ···
⎢0 1 0
⎢.
⎢
⎢
⎣
U = ⎢ ..
0
1
0
⎤
.. ⎥
.⎥
⎥
⎥;
⎥
⎥
⎦
− T −1 1
− T −1 C − ⎤
−( T −1 )2 C − ⎥
⎥
..
. −( T −1 )3 C − ⎥
⎥
⎥
..
..
⎦
.
.
1
(14)
266
and
S. Hands / Physics Letters B 754 (2016) 264–269
⎡
···
1 0
⎢
⎢0 1
⎢.
.
D=⎢
⎢.
⎢
⎣
0
⎥
⎥
⎥
⎥.
⎥
⎥
⎦
..
.
0
1
..
.
0
Taking into account a benign wavefunction renormalisation, this
is the propagator for a continuum species with mass proportional
to mh . By contrast near a doubler pole p̃ μ = p μ − (i , j , k)π ≈ 0,
i , j , k ∈ {+1, −1},
⎤
(15)
sgn( H ) ≈ −γ3
C + − ( T −1 ) L s C −
det[ D (1)
D ov ≈ 1 +
D (mh )]
= det[ D̃ (1)−1 D̃ (mh )] = det[D L s , L s (1)−1 D L s , L s (mh )],
(16)
where the 4V N c × 4V N c matrix D L s , L s is the Schur complement
of D̃:
D L s , L s (mh ) = C + − ( T −1 ) L s C −
= (1 + T −1 )γ3
= D L s , L s (1)
1
2
1
2
(1 + mh ) − (1 − mh )γ3
(1 + mh ) − (1 − mh )γ3
1−T
1+T
1−T
,
1+T
(17)
1
with T ≡ T L s . We now multiply both sides of (17) by D −
L s , L s (1)
to find that the combination of domain wall fermion determinants
det[ D (1)−1 D (mh )] is the same as the determinant of the truncated
overlap operator
⎡
D Ls [ H ] =
≡
1⎢
2
⎣(1 + mh ) − (1 − mh )γ3
1
2
1−
1+
1− H
1+ H
1− H
1+ H
L s ⎤
⎥
L s ⎦
(18)
(1 + mh ) − (1 − mh )γ3 tanh( L s tanh−1 H ) .
(19)
In order for the tanh function to be defined by a power series the
second equality (19) requires H to be a bounded operator, namely
| H | < 1. The factor D (1)−1 can be thought of as modelling Pauli–
Villars boson fields which cancel the contributions of the fermions
from the 4d bulk. Now, tanh( L s tanh−1 (x)) is an analytic approximation to the signum function sgn(x) which becomes exact in the
limit L s → ∞. So long as H is hermitian and bounded, we therefore recover the overlap operator [9]:
lim D L s = D ov
L s →∞
1
DW − M
2
2
where the unphysical nature of the sign of γ3 is manifest. For
mh → 0 (20) coincides with the 2 + 1d overlap operator given
in [7].
Next let’s check the overlap operator (20) has the expected
weak-coupling limit. For link fields U μ = 1, and with
lattice spacing set to unity, in momentum space D W = i μ γμ sin p μ +
μ (1 − cos p μ ), implying propagator poles at p μ ≈ 0 and near
the Brillouin Zone corners p μ ≈ π . At the origin D W ≈ i γμ p μ so
ip
/
M
−1
(21)
so that the overlap operator
D ov ≈ ip
/
(1 − mh )
2M
+ mh .
(2n − M )
+1
(23)
(1 − mh )
ip
/̃ .
2(2n − M )
(24)
So long as (2n − M ) is not too small, the species has a mass of
O(1) in cutoff units, and decouples from low-energy physics.
Since mh and M have opposite signs, for strong enough coupling there is the possibility of the system entering a paritybreaking Aoki phase signalled by a bilinear condensate with the
quantum numbers of an isotriplet pion. This was investigated in
the context of a 3d Gross–Neveu model in [15], where it was found
that the Aoki phase was manifest for mh < 0 with the width of the
parity-broken region vanishing exponentially as L s → ∞.
3. Equivalence of γ3 and γ5
Despite the manifest independence of the overlap operator D ov
(20) of which matrix γ3 or γ5 is used to define the hermitian
argument H of the signum function, for finite L s it remains unclear whether the distinction is important or not [7], since clearly
the definition (4) of the domain wall operator D 3 distinguishes
them. We can address this using the analytic approximation for
signum (19).
First, the series expansion for tanh−1 H is well-defined since
H = γ3 A is a bounded operator, i.e. | H | = M /(2 − M ) < 1 for 0 <
M < 11 :
tanh−1 H = H +
H3
3
+
H5
5
+ ···
(25)
Each term is an odd power, so can be reexpressed using
γ3 A γ3 = A † :
H 2n+1 = γ3 A ( A † A )n .
(26)
The signum approximation is then
bn ( A † A )n )
n
tanh( L s γ3 A
bn ( A A ) ) =
cosh( L s γ3 A n bn ( A † A )n )
n
⎛
(20)
A† A
H
(ip/ − M ) (2 − M )
sgn( H ) = √
≈ −γ3
= −γ3
(2 − M )
M
H2
= −γ3
ip
/̃
†
n
sinh( L s γ3 A
(27)
with bn = (2n + 1)−1 . In the McLaurin series expansions of the hyperbolic functions on the RHS of (27), expansion of the argument
yields a general term of the form
(1 + mh ) − (1 − mh )γ3 sgn −γ3
2 + (D W − M)
1
A
=
(1 + mh ) + (1 − mh ) √
,
=
(2n − M )
with n = |i | + | j | + |k|, so the overlap is
Again, note L = L (mh ), and detL = detU = 1. We conclude
−1
ip
/̃ + (2n − M )
(22)
⎝
Lm
s
∞
∞
n 1 =0 n 2 =0
⎞
∞
m
⎠ [bni (γ3 A )( A † A )ni ]
···
nm
(28)
i =1
For the sinh series, m is an odd integer so that the term in square
brackets reads
( bni )(γ3 A )( A † )n1 (γ3 A )( A † A )n2 . . . (γ3 A )( A † A )nm
= ( bni )(γ3 A )( A † )n1 ( A † A )n2 +1 ( A † A )n3 . . .
( A † A )nm−1 +1 ( A † A )nm
= ( bni )(γ3 A )( A † A ) i ni +(m−1)/2 .
(29)
1
For free fermions the most stringent limit on M comes from the origin of momentum space. In practice on any finite
lattice with antiperiodic temporal boundary
conditions M = 1 is safe since | H | = 1/ 5 − 4 cos Lπ < 1 for L t < ∞.
t
S. Hands / Physics Letters B 754 (2016) 264–269
For the cosh series
m is even
and a similar argument gives the
general term ( bni )( A † A ) i ni +m/2 .
The final step is to observe that [(γ3 A )−1 , ( A † A )n ] = 0 for
any n; the RHS of (27) can therefore be manipulated to bring γ3 A
to the left of all terms in the expansion, whereupon the γ3 cancels in the expression (19) for the truncated overlap. Now using
the fact that γ5 has identical properties with respect to commutation with A, we can reverse all the steps to rewrite the truncated
overlap operator
D Ls [ H ] =
1
2
(1 + mh ) + (1 − mh )γ5 tanh( L s tanh
−1
γ5 A ) . (30)
267
Next consider the mass term m5 S 5 . Even though this term differs from the other masses by coupling fields on the same domain
wall, rather than on opposite ones, the matrix manipulations of
Sec. 2 still arrive at (7), with this time
C 5± = P ± − im5 γ5 P ± = P ± − im5 P ∓ γ5 ,
(38)
where the second step is crucial. The truncated overlap in this case
is
D Ls [ H ] =
(1 + im5 γ5 ) − γ3 tanh( L s tanh−1 H )(1 − im5 γ5 ) ;
1
2
(39)
This establishes that the truncated overlap operator is equally blind
to the distinction between γ3 and γ5 as the overlap (20).
however the considerations of Sec. 3 permit this to be rewritten
4. Introducing m3 , m5 = 0
D Ls =
In [7] we exploited the possibility of U(2)-rotating the fields
leaving the kinetic term unaltered while changing the form of the
mass term. In terms of continuum fields defined in 2 + 1d the alternative but physically equivalent, antihermitian but parity-invariant
mass terms are im3 ψ̄ γ3 ψ , im5 ψ̄ γ5 ψ . In the domain wall approach
(5) is replaced by one of
m3 S 3 = im3
¯ x, L s )γ3 P − (x, 1)
(
x
¯ x, 1)γ3 P + (x, L s );
+ (
¯ x, L s )γ5 P + (x, L s )
m5 S 5 = im5
(
(31)
x
¯ x, 1)γ5 P − (x, 1).
+ (
(32)
1
2
(1 + im5 γ5 ) − γ5 tanh( L s tanh−1 (γ5 A ))(1 − im5 γ5 ) .
(40)
The complete equivalence between (40) and (35) is manifest.
5. Ginsparg–Wilson relations
Whilst the previous two sections have established the equivalence of the domain wall formulation with respect to a discrete
interchange of the matrices γ3 and γ5 , in order to study restoration of the full U(2N f ) symmetry it is more convenient to examine
the overlap operator. Following (20), (36), in the large-L s limit
we can write Lagrangian densities in terms of “Ginsparg–Wilson”
¯:
fields ,
¯ D 0ov + mh (1 − D 0ov )];
Lh = [
(41)
First consider a mass term m3 S 3 . The matrix manipulations
outlined in Sec. 2 leading to eqn. (7) go through as before, but
with (9) replaced by
¯ D 0ov + im3 (1 − D 0ov ) 3 ],
L3 = [
(42)
C 3± = P ± ± im3 P ∓ .
1
D 0ov =
(33)
D L s , L s (mh = 1)
2
(1 + im3 γ3 ) − γ3
1−T
1+T
(1 − im3 γ3 ) ,
(34)
implying a truncated overlap
D Ls =
1
2
(1 + im3 γ3 ) − γ3 tanh( L s tanh−1 (γ3 A ))(1 − im3 γ3 ) ,
(35)
with A still given by (13). An important technical point is that
the passage from domain wall to overlap requires the Pauli–Villars
matrix D L s , L s (1) = (1 + T −1 )γ3 to continue to be defined with the
hermitian mass term 1 × S h . The overlap operator found in the limit
L s → ∞ is thus
D ov =
1
2
(1 + im3 γ3 ) + √
A
A† A
(1 − im3 γ3 )
(36)
with A defined in (13). In the weak coupling long wavelength limit
D ov ≈ ip
/
(1 − im3 γ3 )
2M
+ im3 γ3 .
where D 0ov is the overlap operator for massless fermions
2
The Schur complement of D̃ = Q−1 D P is then
1
γ
(37)
This time there is an O (a) term proportional to p
/ γ3 not present
in the continuum action, which cannot be absorbed by wavefunction rescaling. It seems highly plausible that this lies at the heart
of the O (a) departures from U(2) symmetry observed when rotating fermion bilinears according to the remnant symmetries derived
from the 3d Ginsparg–Wilson (GW) relations in Sec. 3 of [7].
1+ √
A
A† A
(43)
.
In both cases there is an O (a) correction to the expected continuum form, but as noted above for the hermitian mass case (41) the
correction can be absorbed into a harmless rescaling of the kinetic
term. For the antihermitian case (42) by contrast the correction is
not of the same form as a term in the continuum Lagrangian, as
first noted in [7] (although (42) differs in detail from eq. (34) of
that paper).
The reconciliation is made by first observing that the GW relation appropriate for the domain wall operator (2) is [8,13]
γ3 D 0ov + D 0ov γ3 = 2D 0ov γ3 D 0ov .
(44)
As expected, there are further GW relations, first with γ5 replacing
γ3 in (44), and also a rotation generated by i γ3 γ5 which along
with a simple global phase rotation completely specifies the U(2)
[7]:
γ5 D 0ov + D 0ov γ5 = 2D 0ov γ5 D 0ov ; γ3 γ5 D 0ov − D 0ov γ3 γ5 = 0.
(45)
0†
We can further exploit 3 D 0ov 3 = 5 D 0ov 5 = D ov to express both
0†
0†
non-trivial GW relations as D 0ov + D ov = 2D 0ov D ov [10]. The associ-
γ
γ
γ
γ
ated symmetry in the massless limit is then [16,7]
0
¯ →
¯ e (i α (1− D 0ov )γ3 )
→ e (i αγ3 (1− D ov )) ;
0
¯ →
¯ e (i α (1− D 0ov )γ5 )
→ e (i αγ5 (1− D ov )) ;
¯ →
¯ e αγ3 γ5 .
→ e −αγ3 γ5 ;
(46)
268
S. Hands / Physics Letters B 754 (2016) 264–269
Strictly speaking, therefore, symmetry under global U(2) rotations
of local fields is only recovered as a → 0, under the assumption that the overlap operator D 0ov is sufficiently localised in this
limit.
Next, define projection operators as follows:
P± =
1
2
(1 ± γ3 ); P̃ ± = P ± ∓ D 0ov γ3
(47)
where we assume mh is small enough to justify the binomial
expansion. Since the trace over an odd number of gamma matrices is zero, all even powers of mh vanish on taking the trace,
which makes sense since ψ̄ψ should be an odd function of mh .
The mass term m3 S 3 yields the same series:
i ψ̄ γ3 ψ = tr(D
/ + im3 γ3 )−1 i γ3
with the property P̃ ± D 0ov = D 0ov P ∓ following from (44). With pro-
= tr 1 −
¯± =
¯ P̃ ∓ , we can write
jected fields ± = P ± ,
¯ + D 0ov + +
¯ − D 0ov − =
¯ D 0ov ;
L0 =
(48)
¯ − + +
¯ + − ) = mh (
¯ 1 − D 0ov );
mh S hGW = mh (
(49)
¯ − 3 + +
¯ + 3 − ) = im3 (
¯ 1 − D 0ov ) 3
m3 S 3GW = im3 (
γ
γ
γ
(50)
consistent with (41), (42). The extension to the terms involving γ5
is trivial [7].2
= −4
∂ ln Z
∂M
,
= trM −1
∂ mi
∂ mi
2
i
2
i
ψ̄ψ L s = ψ̄ γ3 ψ L S →∞ +
ψ̄ γ3 ψ L s = ψ̄ γ3 ψ L S →∞ + 3 ( L s );
/
γ3 + · · ·
1
D
/
( i γ3 )
+ ···
D4
(55)
i
ψ̄ γ5 ψ L s = ψ̄ γ3 ψ L S →∞ + 5 ( L s ).
(52)
2
The numerically dominant residual is h , defined to be the imaginary component of i ψ̄ γ3 ψ evaluated on just the + component
of :
ψ̄ γ3 ψ L s + i
h ( L s ).
(53)
The imaginary contribution from the − component has opposite
sign and hence cancels even for finite L s .
In order to understand why
h only contributes for the
hermitian condensate, first consider the continuum case with
M =D
/ + mh :
ψ̄ψ = tr(D
/ + mh )−1 = tr
1
1−
D
/
= −4
mh
D2
[1 + γ3 ε L s ]
[1 + γ3 ε L s ]2
+
·
·
·
.
+ mh2
[1 − γ3 ε L s ]
[1 − γ3 ε L s ]2
mh
D
/
+
+
mh3
D4
Here ε L s [ H ] ≡ tanh( L s tanh
the signum function. Now,
1 + γ3 ε L s
1 − γ3 ε L s
mh2
D
/2
−
mh3
D
/3
+ ···
+ ···
(54)
2
Note that in order to recover the expressions for the antihermitian mass terms
derived in [7] we should have chosen a matrix decomposition of D (m3,5 ) with the
projectors P ± multiplying to the left rather than to the right as in (6).
−1
H ) is the finite-L s approximation to
= [1 − γ3 ε L s ]−1 [1 + ε L s γ3 ]−1 [1 + ε L s γ3 ][1 + γ3 ε L s ]
= (1 − ε L2s − [γ3 , ε L s ])−1 (1 + ε L2s + {γ3 , ε L s }).
(57)
In the limit L s → ∞, ε L2s = 1, and the long-wavelength weak coupling limit (21) gives
L s →∞
2
i
D3
[1 + γ3 ε L s ]
[1 − γ3 ε L s ]
lim {γ3 , ε L s } = 2;
i
2
/
−
(56)
h ( L s ) + h ( L s );
2
¯ 1)γ3 P + ( L s ) =
i (
+
× 1 − mh
(51)
where detM is the part of the functional measure coming from the
fermions. For a U(2)-invariant theory the condensates generated by
the masses mh , m3 , m5 should all coincide, and indeed numerical
evidence for this as L s → ∞ was presented for quenched noncompact QED3 [7]. A particular useful result was that finite-L s corrections are minimised by choosing the mass term antihermitian.
We parametrise these in terms of residuals h , h , 3 , 5 which
vanish exponentially as L s → ∞ by writing:
i
= tr
2
D2
m33
D2
imh3
where we have used γ3 D
/ γ3 = −D/ . This time the even powers
vanish because they consist of products of an odd number of matrices γμ (μ = 0, 1, 2) with γ3 , so are proportional to either trγμ γ3
or trγ5 .
Now, for a theory with functional weight detD Ls [ H ] the corresponding expression for ψ̄ψ is
The freedom to specify variants of the parity-invariant mass
term can be exploited in the study of the corresponding bilinear
condensates defined via
1
m3
D
/
γ3 +
m23
trM −1 M = tr[1 − γ3 ε L s + mh (1 + γ3 ε L s )]−1 [1 + γ3 ε L s ]
6. Bilinear condensates
ψ̄i ψ =
im3
lim [γ3 , ε L s ] = −
L s →∞
2ip
/
M
,
(58)
so (57) ≈ 2M /i p
/ and we are on the right track. However, for finite
L s 1 − ε L2s is a real quantity, and now there is no reason for the
terms in (56) corresponding to even powers of mh necessarily to
vanish. Another way of saying this is that the form of A defining
εL s dictates that it is no longer the case that even powers of mh are
proportional to the trace over an odd number of gamma matrices.
We conclude that the function ψ̄ψ(mh ) in general contains an
even component, labelled h in (52), weakly dependent on mh as
mh → 0 and only vanishing as L s → ∞.
Now repeat the exercise for the mass term m3 S 3 :
trM −1 M = tr[1 − γ3 ε L s + im3 γ3 (1 + ε L s γ3 )]−1 i γ3 [1 + ε L s γ3 ]
= tr 1 + im3
− 1
[1 + γ3 ε L s ]
[1 + γ3 ε L s ]
γ3
( i γ3 )
[1 − γ3 ε L s ]
[1 − γ3 ε L s ]
(59)
Now, from (57) and the considerations of Sec. 3, all the terms in
the binomial expansion of the first factor in (59) can only contain
2q
L s dependence in terms of the form (γ3 ε L s ) p , ε L s with p , q inte-
ger, which have the property that trγ3 (γ3 ε L s ) p = trγ3 (ε L s )2q = 0.
This implies that only odd powers of m3 survive the trace. Hence
i ψ̄ γ3 ψ(m3 ) is an odd function of m3 , and the dominant residual h is necessarily absent. For finite L s when the limiting forms
(58) do not hold, we cannot exclude corrections which are odd
functions of m3 , corresponding to the residual 3 in (52).
S. Hands / Physics Letters B 754 (2016) 264–269
Finally, the arguments of Sec. 3 then imply the identical property for the condensate i ψ̄ γ5 ψ, consistent with the numerical
results of [7].
269
1
the Pauli–Villars bulk correction detD −
L s , L s (1) requires the hermitian mass 1 × S h .
Acknowledgements
7. Summary
In Sec. 2 we showed that the 2 + 1d domain wall fermion formulation introduced in [7] coincides with the overlap operator
in the limit L s → ∞, and, importantly not simply in the continuum limit as suggested in the abstract of that paper. Whilst the
Dirac matrices γ3 and γ5 enter the domain wall formulation (1)
in very different ways, it was shown in Sec. 3 that the resulting 2 + 1d truncated overlap operator (19), (30) is blind to the
distinction between them even for L s finite. There seems to be
no obstruction to modelling U(2N f ) → U( N f ) ⊗ U( N f ) symmetry
breaking in lattice simulations of 2 + 1d fermions, so long as it is
understood that the nature of the a > 0 corrections to continuum
symmetry operations, encapsulated in the GW relations (44), (45),
and needed, say for identifying interpolating operators for Goldstone modes [7], is more complicated than for 4d gauge theories,
as discussed in Sec. 5. In particular the antihermitian mass term
(50) consistent with the GW relations contains an O(a) correction of a form not present in the continuum action. Ultimately,
successful control of these corrections will depend on the locality
properties of the overlap operator D ov [17], which is a dynamical
question.
On the other hand, the freedom to formulate alternative mass
terms in 2 + 1d leads to a potentially important computational
saving; as shown in Sec. 6, finite-L s corrections to bilinear condensates may be classified by whether they are odd or even functions
of the symmetry-breaking mass mi , and the dominant even component h is absent for the antihermitian mass terms S 3 , S 5 ,
whose use in numerical simulations with finite L s thus seems preferred, while recalling from Sec. 4 that the correct formulation of
This work was supported by a Royal Society Leverhulme Trust
Senior Research Fellowship LT140052, and in part by STFC grant
ST/L000369/1. I continue to benefit enormously from discussions
with Tony Kennedy.
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