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Title
ortho-Aromatic polyamides by ring-opening polymerization of N-carboxyanhydrides
Permalink
https://escholarship.org/uc/item/8c61g7xk
Journal
Chem, 11(5)
ISSN
1925-6981
Authors
Deng, Shijie
Jung, Hyuk-Joon
Shen, Yi
et al.
Publication Date
2025-05-01
DOI
10.1016/j.chempr.2024.12.004
Copyright Information
This work is made available under the terms of a Creative Commons Attribution License,
available at https://creativecommons.org/licenses/by/4.0/
Peer reviewed
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University of California
Article
ortho-Aromatic polyamides by ring-opening
polymerization of N-carboxyanhydrides
Shijie Deng,1,5 Hyuk-Joon Jung,1,5 Yi Shen,1 Hootan Roshandel,1 Varit Chantranuwathana,1
Hieu D. Nguyen,2 Thi V. Tran,2 Kimberly Vasquez,1 Joseph Chang,3 Takeo Iwase,3 Parisa
Mehrkhodavandi,3 Jeffery A. Byers,4 Loi H. Do,2 and Paula L. Diaconescu1,6,*
1Department of Chemistry and Biochemistry, University of California, Los Angeles, Los Angeles, CA 90095, USA
2Department of Chemistry, University of Houston, Houston, TX 77004, USA
3Department of Chemistry, University of British Columbia, Vancouver, BC V6T 1Z1, Canada
4Department of Chemistry, Boston College, Chestnut Hill, MA 02467, USA
5These authors contributed equally.
6Lead contact
*Correspondence: pld@chem.ucla.edu
SUMMARY
THE BIGGER PICTURE
Among major engineering plastics, aromatic polyamides are highperformance materials with high mechanical strength and heat
resistance. However, the production of these materials is limited to
para- and meta-aromatic polyamides via polycondensation leading to
polymers with low molecular weight and high dispersity. Here, we
report the ring-opening polymerization of N-alkylated aromatic sixmembered ring N-carboxyanhydrides (6-NCA-R) catalyzed by transition
metal Schiff base complexes in the presence of a base. This system
allows the facile synthesis of ortho-aromatic polyamides with high
molecular weights via chain-growth polymerization. A mechanism is
proposed based on the results of polymerizations performed under
various reaction conditions. In addition, the tunability of polymer
solubility and thermal properties are shown by varying the length of Nalkyl side chains, and copolymerization of 6-NCA-R with heterocyclic
monomers is performed to prepare heteroatom (N, O, and S) containing
copolymers. These findings provide a synthetic pathway for functional
polyamide materials with tailored properties for various applications.
The world is almost
unimaginable without plastics
given their wide range of
applications. Despite the rising
environmental concerns, they
still have massive potentials as
materials. Thus, various
polymers that are functional as
well as degradable have been
developed for advanced
applications. Accordingly, the
development of new catalytic
systems that can polymerize
various monomers selectively
is important and necessary.
Aromatic polyamides are highperformance materials due to
their excellent mechanical
properties, however, orthoaromatic polyamides were
inaccessible to date because
suitable catalytic systems have
not been developed. Herein,
we report a metal-catalyzed
ring-opening polymerization of
N-carboxyanhydrides as a new
synthetic pathway to orthoaromatic polyamides with high
molecular weights, and their
copolymers. These findings
offer a new strategy to develop
advanced polyamide materials
with tailored properties.
Aromatic polyamide, N-carboxyanhydride, isatoic anhydride, ring-opening polymerization,
Schiff base metal complex.
INTRODUCTION
Aromatic polyamides are extra tough and flame-resistant materials with a wide range of
applications owing to the rigid nature of the backbone and strong intermolecular
attractions.1-3 Despite these eminent properties, their high melting temperature and poor
solubility lead to difficulties in processing.4 Consequently, flexible pendant groups are
employed to modify the properties of aromatic polyamide by reducing their rigidity and
chain interaction.5 In addition, the introduction of alkyl groups to the nitrogen atoms in the
backbone significantly expands the range of chemical variations that can be achieved in
aromatic poly- and oligoamides, making them an important group of abiotic foldamers.6-8
While para and meta substrates have been investigated, examples of ortho-aromatic
polyamides remain rare. Hamilton and coworkers reported that the presence of
intramolecular hydrogen bonds in ortho-benzamide oligomers leads to a planar
arrangement of substituents and promotes the formation of linear strand structures.9
Alkylation of the nitrogen atom would disrupt these hydrogen bonds, allowing an increased
chemical diversity and the possibility of tuning cis/trans isomerization based on steric and
electronic interactions.
A. Previous work:
EWG
para-amide
O2N
R
inactive
strong activation
O
O2N
strong EDG
R
HN
R
N
O base
R
reactive
O
R
strong deactivation
N
R
EDG: electron-donating group
EWG: electron-withdrawing group
strong EDG inactive
H
O
R
R
N
base
O
R
N
R
O
R
NH
base
R’
O
R
N
O
R
N
N
R
O
N
O + R
R’
O
R
N
O
R
NH
5%
O
B. This work:
N
M
O X O
tBu
tBu
R
O
N
R
O
O
O
N
R
n R
79%
O
reduced pressure
70oC, 6h
self-condensation
O
O
ortho-amide
O
n R
R
H 3C
H 3C
strong deactivation
R’
O
O
meta-amide
R
N
O
CO2
O catalyst/PPNCl
O
O
R
N
n
Scheme 1. Synthesis of aromatic polyamides
(A) Chain-growth polymerization for the synthesis of para10 and meta11 aromatic polyamides was reported by Yokozawa and coworkers, but
the same strategy does not apply to ortho-aromatic polyamides.12
(B) Ring-opening polymerization for the synthesis of ortho-aromatic polyamides is reported in this work.
The synthesis of aromatic polyamides (Scheme 1), however, is generally limited to
polycondensation reactions that lead to polymers with low molecular weight and broad
dispersity.13,14 In 2000, Yokozawa and coworkers reported a strategy that used a base to
deactivate monomers and a reactive initiator to optimize the condensation reaction.10,11,15,16
Similarly, in 2021, Kiblinger and coworkers reported another activation strategy that showed
good control over the polycondensation reaction.17 However, these methods were only
effective for para and meta-aromatic polyamides. Furthermore, while Yokozawa and
coworkers showed the formation of ortho-amides from the reaction of deprotonated Nalkylanthranilic acid ester and N-alkylisatoic anhydride in the presence of a base, the
polymerization reaction to form polyamides did not occur,12 and the synthesis of orthoaromatic polyamides remains challenging.
Although the ring-opening polymerization of N-carboxyanhydrides (NCAs) has been
investigated in polyamide synthesis as an alternative route to polycondensation reactions,1823 aromatic β-NCAs, such as isatoic anhydride and its derivatives, have not been employed
before. Thus, the synthesis of polyamides via the ring-opening polymerization of aromatic
β-NCAs is an unexplored synthetic route due to the absence of a suitable catalytic system.
Given our previous success with using metal complexes for the ring-opening polymerization
of cyclic esters and ethers,24-39 we decided to apply a similar system to NCA polymerization.
Herein, we report the first example of successful ring-opening polymerization of aromatic βNCAs to prepare ortho-aromatic polyamides using Schiff base metal complexes, [PPN]Cl
([PPN]+ = bis(triphenylphosphoranylidene)iminium), and propylene oxide. High molecular
weight ortho-aromatic polyamides were obtained from β-NCA monomers with different Nalkyl side chains, allowing the further characterization of a new class of polyamides. We also
propose a mechanism for the ring-opening polymerization of aromatic β-NCAs. Similar
systems were previously exploited in the ring-opening copolymerization of epoxides and
anhydrides,40,41 ring-opening copolymerization of epoxides and dihydrocoumarin,42 coupling
reactions between CO2 and epoxides,43,44 as well as the ring-opening polymerization of Scarboxyanhydrides.45 The homopolymerization of α-NCAs by Schiff base metal complexes
for polypeptide synthesis was also reported.46
RESULTS
Metal-catalyzed ring-opening polymerization of aromatic β-NCAs for the synthesis of
ortho-aromatic polyamides
The polymerization of 5-membered-ring NCAs can be initiated by primary amines, whereas
the aromatic 6-membered-ring NCAs exhibit significantly lower reactivity. Our attempts to
use an aromatic primary amine, p-phenylenediamine,47,48 as an initiator for 6-NCA-R
polymerization led to no reaction (Table S4, entry 1). Consequently, the polymerization of
aromatic 6-membered-ring NCAs necessitates the development of a suitable catalytic
system.
We started by adapting reaction conditions from reported five-membered-ring NCA
polymerizations46 using a ferrocene-based aluminum complex.36 An equivalent of
(salfen)AlOiPr (Al-1, salfen = N,N’-bis(2,4-di-tert-butylphenoxy)-1,1′-ferrocenediimine), 2
equivalents of [PPN]Cl, 50 equivalents of 6-NCA-Bn (Bn = benzyl), and propylene oxide (PO)
as the solvent were used (Table 1, entry 1). The reaction mixture was heated at 80 °C for 2
hours, resulting in the formation of an off-white precipitate. Notably, the resulting solid was
only slightly soluble in trifluoroacetic acid (TFA), while being insoluble in solvents such as
tetrahydrofuran (THF), methylene chloride, dimethylformamide, or dimethyl sulfoxide. We
speculated that the product obtained was a polymer, but our characterization was limited
due to its low solubility. To address this issue, we attempted to increase the polymer
solubility by using monomers with longer N-alkyl side chains. Therefore, we synthesized 6NCA-C8H17 (NCA-8), an analogue with an N-octyl group, and used it as a monomer (Table 1,
entry 2). Using the same reaction conditions as described above, we obtained poly(NCA-8)
with a significantly improved solubility, allowing us to acquire its 1H and 13C NMR spectra in
CDCl3 (Figure 1A). The integration of peaks in the 1H NMR spectrum is consistent with the
structure of poly(NCA-8).
The polymer peaks in the 1H NMR spectrum appeared broader compared to those of the
corresponding NCA monomer (Figure 1A). Particularly, the broad and multiple -NCH2- peaks
of the polymer, which are labeled “e” in Figure 1A, were observed in the range of 3.15 to 5.10
ppm due to the presence of both cis and trans conformations of the amide bond in the
polymer backbone.49,50 A variable temperature 1H NMR study of the polymer showed the
peak interchange within that range as the temperature increased from 30 to 110 °C (Figure
S23). The polymer displayed a cis conformational preference at 30 °C, however, an increase
in the trans conformation was observed at higher temperatures due to the rotation around
the amide bonds. When the 1H NMR spectrum of the polymer was obtained in a mixture of
CF3COOD and CDCl3, the peaks of the trans conformation were significantly enhanced
(Figure S24), likely because the protonated carbonyl group of the amide bond could form a
C=N bond, thus inhibiting the rotation around the amide bonds, and leading to a trans
conformational preference.
Additionally, during the course of the NCA-8 polymerization, the formation of propylene
carbonate was observed by 1H NMR spectroscopy (Figure S26). As the conversion of
monomer increased over time, the yield of propylene carbonate increased accordingly, and
eventually an almost quantitative yield (94.2%) for propylene carbonate was observed in 2
hours. This suggests that as soon as CO2 is generated from the NCA polymerization process,
the transformation of released CO2 into propylene carbonate takes place simultaneously. A
mechanism is proposed below (Scheme 2). The formation of cyclic carbonate was also
observed when Schiff base metal compounds together with [PPN]Cl and PO were employed
in the 5-membered ring NCA polymerization.46
Table 1. Ring-opening polymerization of 6-NCA-Ra
N
Fe
tBu
O
Al OiPr
N
O
O
n
N
R
O
O
M X
N
O
Fe
O
[PPN]Cl
o
PO, 80 C
- n CO2
6-NCA-R
O
O
poly(6-NCA-R)
O
M X
N
O
Co-1: M = Co
= Cr,
Cr-1: M
X = Cl
O
O
n
N
Fe
tBu
O
R
N
R1
tBu
Al-1
Catalyst
O
N
tBu
tBu
O
O
tBu
N
Bn
tBu
N
O
M X
N
O
tBu
M = Co
Co-2: M
= Cr,
Cr-2: X = Cl
R1
O
O
O
O
6-NCA-Bn
(NCA-Bn)
N
O
O
6-NCA-C8H17
(NCA-8)
N
tBu
tBu
O
6-NCA-C5H11
(NCA-5)
6-NCA-R
[cat]:[cocat]:[M]
Solv.
O
O
N
O
O
O
O
6-NCA-C3H7
(NCA-3)
Temp. Time
Yield
Mn,theo
(°C)
(h)
(%)b
(kDa)c
1
Al-1
NCA-Bn
1:2:50
PO
80
2
86
2
Al-1
NCA-8
1:2:50
PO
80
2
74
8.7
3
Co-1
NCA-8
1:2:50
PO
80
2
92
10.7
4
Cr-1
NCA-8
1:2:50
PO
80
2
85
9.9
5
Co-2
NCA-8
1:2:50
PO
80
2
99
11.5
6
Cr-2
NCA-8
1:2:50
PO
80
2
96
11.2
7
Al-2
NCA-8
1:2:50
PO
80
2
83
9.7
8
Co-3
NCA-8
1:2:50
PO
80
2
60
7.0
9
Cr-3
NCA-8
1:2:50
PO
80
2
30
3.6
10
Mn-1
NCA-8
1:2:50
PO
80
2
60
7.0
11
Al-2
NCA-8
1:0:50
PO
80
24
0
12
Al-2
NCA-8
0:2:50
PO
80
2
49
5.7
13
Al-2
NCA-8
1:1:50
PO
80
2
70
8.2
14
Al-2
NCA-8
1:5:50
PO
80
2
74
8.7
15f
Al-2
NCA-8
1:2:50
PO
80
2
48
5.6
16g
Al-2
NCA-8
1:2:50
THF
80
2
89
10.4
17h
Al-2
NCA-8
1:2:50
THF
80
2
18
2.2
18i
Al-2
NCA-8
1:2:50
THF
80
43
0
19g
Al-2
NCA-8
1:2:100
THF
80
4
64
14.9
20g
Al-2
NCA-8
1:2:200
THF
80
7
29
13.5
21
Al-2
NCA-8
1:2:50
CHO
80
2
0
22
Al-2
NCA-8
1:2:50
CHO
80
24
90
10.5
23
Al-2
NCA-8
1:2:50
PO
50
4
65
7.6
24
Al-2
NCA-8
1:2:50
PO
25
24
11
1.4
25
Al-3
NCA-8
1:1:50
PO
80
22
79
9.2
26
Al-2
NCA-8
1:2:25
PO
80
1
65
3.9
27
Al-2
NCA-8
1:2:100
PO
80
4
90
20.9
28
Al-2
NCA-8
1:2:200
PO
80
7
86
40.0
29
Al-2
NCA-8
1:2:400
PO
80
20
79
73.2
30
Al-2
NCA-5
1:2:50
PO
80
2
90
8.6
31
Al-2
NCA-3
1:2:50
PO
80
2
94
7.7
32
Al-2
NCA-2
1:2:50
PO
80
2
90
6.7
33
Al-2
NCA-1
1:2:50
PO
80
2
89
aAll polymerizations were carried out using 4 μmol precatalyst and 0.6 mL solvent.
bPolymer yields were determined gravimetrically.
cM
n, theo =([6-NCA-R]0/[Cat]) × (MW of 6-NCA-R - MW of CO2) × polymer yield + MW of epoxide + Cl + H.
dM and Đ were determined by SEC-MALS measurements in THF.
n
Cat.
Al-2: M = Al, X = Cl, R1 = tBu
=F
Al-3: M = Al, X = Cl, R1
Co-3: M = Co, R1 = tBu
Cr-3: M = Cr, X = Cl, R1 = tBu
Mn-1: M = Mn, X = Cl, R1 = tBu
N
N
O
6-NCA-C2H5
(NCA-2)
Mn,SEC
(kDa)d
-j
38.1
16.8
29.2
24.4
24.7
25.3
22.4
8.4
17.6
38.6
25.9
18.5
23.0
105
31.2
125
206
34.6
22.0
12.7
28.0
20.8
32.2
44.5
77.3
19.3
25.6
22.6
-j
O
6-NCA-Me
(NCA-1)
Đd
I (%)e
-j
1.33
1.33
1.45
1.48
1.56
1.33
1.29
1.26
1.22
1.65
1.38
1.23
1.18
1.57
1.47
1.61
1.64
1.40
1.25
1.16
1.33
1.21
1.35
1.41
1.64
1.21
1.12
1.12
-j
22.8
63.7
33.9
47.1
45.3
38.3
31.3
42.9
39.8
14.8
31.7
47.0
24.3
9.9
7.1
11.9
6.6
30.3
34.5
11.0
32.9
18.8
64.9
89.9
94.7
44.6
30.1
29.6
-
eInitiation efficiency = (M
n,theo/Mn,SEC)×100
fPolymerization was carried out with [PPN]OBz.
gPolymerization was carried out in THF with 100 equiv of PO.
hPolymerization was carried out in THF with 10 equiv of PO.
iPolymerization was carried out in THF with 0 equiv of PO.
jInsoluble polymer products were obtained.
Figure 1. ortho-Aromatic polyamides from ring-opening polymerization of 6-NCA-R
(A) 1H NMR (500 MHz, 25 °C) spectra of NCA-8 (top) and poly(NCA-8) (bottom) in CDCl3.
(B) SEC traces of polymer obtained from using THF as the solvent with 100 equiv of PO added (green; Table 1, entry 16) and using neat PO
(blue; Table 1, entry 7).
(C) SEC traces of the polymers obtained with varying the [NCA-8]:[cat] feed ratio (Table 1, entries 7, 26-28).
(D) 1H NMR (500 MHz, 25 °C) spectrum of poly(NCA-1) (Table 1, entry 33) in CDCl3:CF3COOD = 5:1.
(E) MALDI-TOF-MS of poly(NCA-1) (Table 1, entry 33).
Catalyst screening for ring-opening polymerization of 6-NCA-R
To investigate the effect of ligand design and metal center on the polymerization rate and
the properties of the resulting polymers, we tested several other ferrocene-based metal
compounds for NCA-8 polymerization. The structures were chosen based on our previous
studies of other reactions51 and known cobalt and chromium systems that displayed high
activity in conjunction with [PPN]Cl in ring-opening polymerization/copolymerization,52-54
and other reports on the coupling of CO2 and epoxides.44,55-57
Two cobalt complexes, Co-1 ((salfenCOOMe)Co, salfenCOOMe = dimethyl 5,5'-((1E,1'E)(ferrocene-1,2-diylbis(azaneylylidene))bis(methaneylylidene))bis(3-(tert-butyl)-4hydroxybenzoate)) and Co-2 ((salfenCCH)Co, salfenCCH = 6,6'-((1E,1'E)-(ferrocene-1,2diylbis(azaneylylidene))bis(methaneylylidene))bis(2-(tert-butyl)-4-ethynylphenol)),
demonstrated high activity. The polymer obtained using Co-1, with an ester group at the
para position of the aryloxide ring, displayed a molecular weight closer to the expected value
and narrower molecular weight distribution than Co-2, with alkyne groups in the same
position (Table 1, entry 3 vs. 5). In the case of chromium compounds, Cr-1, an analogue of
Co-1, polymers with a higher molecular weight and narrower molecular weight distribution
were obtained compared to Cr-2, an analogue of Co-2 (Table 1, entry 4 vs. 6).
Our major goal with the metal compounds bearing a ferrocene backbone was to achieve the
redox switchable copolymerization24-39 of NCA-8 and PO. Therefore, we started with an
equivalent of (salfen)AlOiPr (Al-1), 2 equivalents of [PPN]Cl, 50 equivalents of NCA-8, and
PO as a solvent. After heating at 80 °C for 0.5 hours to allow partial conversion (the reduced
Al-1 does not polymerize epoxides), AcFcBArF (AcFc = acetylferrocene, BArF = tetrakis(3,5bis(trifluoromethyl)phenyl) borate) was added to oxidize Al-1 and initiate the polymerization
of PO (Figure S27). Unfortunately, only the poly(NCA-8) homopolymer was isolated at the
end. We also attempted to initiate the polymerization with the oxidized form of Al-1.
However, upon the addition of the [PPN]Cl cocatalyst, the decomposition of the oxidized
aluminum compound was observed, as evidenced by the color change from dark red to
orange, and the formation of a black precipitate. The decomposition was attributed to the
incompatibility between the ferrocenium backbone and the chloride anion.58
Given the lack of redox switchable copolymerization, we then turned to metal compounds
supported by a simple salph ligand (salph = N,N′-bis(3,5-di-tert-butylsalicylidene)-1,2diaminobenzene) to study the role of the metal compound, [PPN]Cl, and PO in NCA-8
polymerization. The aluminum compound (salph)AlCl (Al-2) demonstrated comparable
activity to Al-1, and showed a higher yield of polymer and improved control of molecular
weight compared to Al-1 (Table 1, entry 7). We also prepared a series of analogous transition
metal compounds, (salph)Co (Co-3),59 (salph)CrCl (Cr-3),59 and (salph)MnCl (Mn-1),60 for
comparison. Although these metal compounds exhibited a similar control of polymer
molecular weight under the same reaction conditions, the polymer yields were significantly
curtailed in comparison with Al-2 (Table 1, entries 8-10). Therefore, we chose to carry out
further reactions with Al-2.
Role of each component in the catalytic system
We first investigated the role of the [PPN]Cl cocatalyst. Generally,
bis(triphenylphosphine)iminium salts ([PPN]X) are widely used as versatile cocatalysts to
form active catalysts and achieve high activity in various polymerizations. The ratio of
cocatalyst to metal catalyst varies for optimal polymerization conditions, and the
[cocatalyst]/[metal catalyst] ratio can be higher than 1.61,62 In a control experiment using only
Al-2 without [PPN]Cl, no polymerization was observed (Table 1, entry 11). However, when
[PPN]Cl was used alone without the aluminum compound, the polymerization still occurred
at a slower rate with a lower initiation efficiency, resulting in a higher polymer molecular
weight and dispersity compared to when the aluminum compound was present (Table 1,
entry 12). These findings suggest the importance of both the aluminum compound and the
[PPN]Cl cocatalyst for the formation of the active species and controlling the polymerization.
Then, we changed the amount of [PPN]Cl from 2 to 1 to 5 equivalents (Table 1, entries 13-14).
The reduced amount of cocatalyst led to a lower yield of polymer and initiation efficiency,
while at higher cocatalyst loadings, a better control of polymer molecular weight but lower
yield of polymer were observed. When another cocatalyst, [PPN]OBz (OBz− = benzoate), was
employed instead of [PPN]Cl, a lower polymer yield and initiation efficiency were observed
(Table 1, entry 15). Therefore, 2 equivalents of [PPN]Cl was used for further polymerization
of different NCA monomers, in agreement with other reports.44,45
To investigate the effect of the PO amount on initiation efficiency, we proceeded to conduct
the polymerization using THF as a solvent and used PO as an additive to the reaction mixture
to initiate the polymerization and trap the CO2 released. Interestingly, when the
polymerization was performed in THF with 100 equivalents of PO, the polymerization rate
remained relatively unchanged, with a polymer yield of 89% after 2 hours (Table 1, entry 16).
However, a significantly increased molecular weight of the resulting polymer was observed
(105 kDa), while the polymer yield was similar to that obtained in neat PO (Table 1, entry 7),
indicating a much lower initiation efficiency (9.9%). The polymerization in THF with 10
equivalents of PO exhibited a very low yield of polymer (18%) and initiation efficiency (7.1%,
Table 1, entry 17). Eventually, no polymerization occurred at all in THF without PO,
suggesting PO is essential to initiate the polymerization (Table 1, entry 18). All polymers,
obtained from the polymerizations with 50 equivalents of monomer either using THF with
PO or using neat PO, exhibited monomodal size exclusion chromatography (SEC) traces
(Figure S53, S61-62). Specifically, the trace from the polymerization in neat PO displayed a
shift toward a lower molecular weight as a result of high initiation efficiency (Figure 1B).
Further investigation into the use of THF as a solvent revealed that the polymerizations with
higher monomer feed ratios produced high molecular weight polymers (Table 1, entries 1920). However, the yield of polymer decreased significantly as the monomer feed ratio
increased, and the corresponding SEC traces displayed bimodal molecular weight
distributions (Figure S63-64). These results suggest that the polymerization needs to be
performed in neat PO for optimal results.
We also attempted the polymerization in neat cyclohexene oxide (CHO) to investigate
whether PO may be replaced with another epoxide (Table 1, entries 21-22). Eventually, the
polymerization in neat CHO with an extended reaction time demonstrated a comparable
molecular weight and dispersity of resulting polymer, and initiation efficiency to that in neat
PO (Table 1, entry 7). However, no polymer was obtained from the polymerization in neat
CHO in 2 hours, indicating a slower polymerization rate.
Control experiments were performed to verify that this system is inert toward PO,
cyclohexene oxide (CHO), and propylene carbonate (PC, Table S3, entries 1-3). Importantly,
none of these substrates was polymerized under the same reaction conditions employed for
the NCA polymerization. In addition, the formation of polycarbonate by copolymerization
of in situ generated CO2 and epoxide was not observed over the NCA polymerization. The
selective formation of polyamide is attributed to a low CO2 pressure and high reaction
temperature, suppressing the formation of polycarbonate, which is in agreement with other
similar catalyst systems.44,63-66
All polymerizations were conducted in a sealed Schlenk tube at 80 °C. Since the reaction
temperature is higher than the boiling point of PO, as commonly adopted for other
polymerizations in neat PO,42,67,68 the effect of reaction temperature on the NCA
polymerization was evaluated. In comparison with the polymerization at 80 °C (Table 1, entry
7), the polymerization at 50 °C (Table 1, entry 23) showed a similar initiation efficiency while
the yield of polymer decreased even with a prolonged reaction time. However, the
polymerization at room temperature (Table 1, entry 24) exhibited a significantly reduced
yield of polymer (11%) and initiation efficiency (11.0%) after 24 hours, suggesting that a
reaction temperature higher than 50 °C is necessary for efficient polymerizations.
Instead of carrying out the polymerization in a sealed system, with a reaction under bubbling
argon gas was performed to evaluate the activity in an open system. The reaction conditions
of Table 1, entry 17 were adopted to minimize the use of PO and investigate whether the
removal of CO2 by argon gas enhances the polymerization. However, no polymer was
obtained from the open system, indicating that the polymerization in a sealed system with
neat PO is an effective way of polymerization (Table S5).
To further optimize the catalytic system and achieve better control over the polymerization
process, we employed a fluorinated salph aluminum compound, (salph-F)AlCl (Al-3). Coates
and coworkers previously reported that Al-3 can effectively suppress side reactions such as
transesterification and epimerization in the copolymerization of propylene oxide and
different cyclic anhydrides.68 However, in our case, the NCA-8 polymerization with Al-3 was
significantly slower than that with Al-2, and no major differences were observed in the
polymer molecular weight and dispersity (Table 1, entry 13 vs. 25).
We also varied the monomer feed ratio to investigate the effect of monomer concentration
on initiation efficiency (Table 1, entries 26-29). As the monomer feed ratio increased, the
determined molecular weight of resulting polymers increased accordingly (Figure 1C).
Importantly, the trend in the determined molecular weights showed that the polymer
molecular weight became closer to the theoretical value at a higher monomer concentration.
The good match between experimental and theoretical molecular weights suggests a
greater initiation efficiency at higher monomer loadings, resulting in a well-controlled
polymerization behavior. Monitoring the molecular weight and dispersity of polymers from
the polymerization of 100 equivalents of NCA-8 with 2 μmol Al-2, 4 μmol [PPN]Cl, and 0.6
mL PO at 80 °C further confirmed the controlled characteristics of this system. The molecular
weight of polymers increased linearly over time, while the dispersity of polymers remained
relatively constant throughout the reaction (Figure S76).
In addition to the polymerization of NCA-8, we also achieved the polymerization of different
6-NCA-R monomers in 2 hours regardless of the identity N-alkyl side chain length (Table 1,
entries 30-33). These results show the versatility of the system used.
Proposed mechanism for the ring-opening polymerization of 6-NCA-R
Based on the results of our studies, we propose a mechanism for the ring-opening
polymerization of 6-NCA-R (Scheme 2). Considering that Al-2 is inactive toward NCAs in the
absence of the cocatalyst [PPN]Cl and PO, two routes for the formation of the active species
may be envisioned. A neutral aluminum alkoxide, (salph)Al(OR), generated by the insertion
of PO into an Al−Cl bond reacts further with the iminium salt to form a monoalkoxide species,
(salph)Al(OR)(Cl)−. Alternatively, (salph)AlCl2− is generated first from the reaction of Al-2 and
iminium salt, followed by a ring opening of PO by a chloride to form the same monoalkoxide
species. Since all SEC traces of obtained polymers are monomodal, and the NCA
polymerization cannot be initiated without [PPN]Cl and PO, the active species initiating NCA
polymerization is likely the monoalkoxide species; the bisalkoxide species, (salph)Al(OR)2−,
may be produced in low quantities under similar conditions.41,69,70 End group analysis by
matrix-assisted laser desorption/ionization time-of-flight mass spectrometry (MALDI-TOFMS) confirmed the presence of an alkoxy end group generated from a ring opening of PO by
a chloride (Figure S82). In addition, the alkoxy end group from [PPN]OBz was also observed
by MALDI-TOF-MS analysis when [PPN]OBz was used as a cocatalyst (Figure S83). Therefore,
the initiation step involves a ring opening of NCA by the alkoxide bound to Al in the active
species. After the initiation, the subsequent decarboxylation process releases CO2 to form an
Al−N bond that could attack another NCA. Then, the propagation step proceeds by
repeating the ring opening of NCA and decarboxylation process until terminated by
methanol.
CO2 released in situ during propagation can be inserted into an Al−O bond of the
monoalkoxide species. Then, the intramolecular backbiting of metal-bound carbonate
occurs to produce cyclic carbonates and regenerate the monoalkoxide species for further
CO2 trapping.71 The relatively low molecular weight distributions of the obtained polymers
and initiation efficiencies of the polymerizations at a low monomer concentration (Ɖ =
1.12−1.33; 29.6−44.6%; Table 1, entries 7, 30-32) suggest that CO2 insertion into free Al
monoalkoxide species is faster than an additional initiation of NCA polymerization by the
free Al monoalkoxide species once CO2 is generated. Importantly, the formation of cyclic
diamide that Yokozawa and coworkers previously reported was not observed in our system
(Scheme 1),12 likely because the Al−N bond is not nucleophilic enough to attack the nonactivated carbonyl carbon between the benzene ring and the oxygen atom in free NCA to
form an amide linkage.
N
N
Al
O
O
tBu Cl tBu
tBu
tBu
=
Al-2
Al
Cl
Formation of active species
O
[PPN][Cl]
Al
O
Al
Cl
Al
Cl
Cl
O
Cl
[PPN][Cl]
O
Al
Cl
Cl
Ring-opening polymerization of NCA
O
Formation of cyclic carbonate
O
N
R'
Cl
Al
O
Cl
O
Cl
R'
O
O
N
R'
O
O
Al
O
O
Cl
Cl
Al
R
N H
O
Cl
O
N
Cl
CO2
MeOH
R'
O
Cl
Al
P
Cl
Al
n
O
O
Cl
Al
N
Cl
O
O
O
O
O
O
P
P = Growing polymer chain
Scheme 2. Proposed mechanism for the formation of ortho-aromatic polyamides and cyclic carbonate
The proposed mechanism shows the initiating species forms polyamide and cyclic carbonate ([PPN]+ moiety in the aluminate species is
omitted for clarity).
Copolymerization of 6-NCA-R with heterocyclic monomers
In addition to homopolymerizations, the block copolymerization of two different NCA
monomers by sequential addition was attempted to confirm the presence of an active chain
end (Table 2, entries 1-2). As the first monomer, NCA-8, was polymerized at 80 °C for the
first 2 hours, the reaction mixture was cooled down to room temperature to add a second
NCA monomer (NCA-5 or NCA-2), followed by heating again at 80 °C for another 2 hours. In
both cases, the resulting polymers had molecular weights close to the corresponding
theoretical molecular weights, and their SEC traces were monomodal (Figure S77-78). The 1H
NMR spectra of the block copolymers indicated that the ratio of the two NCA units in their
structure is almost 1:1 (Figure S28 and 30).
Table 2. Copolymerization of 6-NCA-R with various heterocyclic monomers
O
O
O
O
N
O
R
NCA-8 (R = C8H17)
NCA-5 (R = C5H11)
NCA-2 (R = C2H5)
NCA-1 (R = C1H3)
O
O
rac-LA
PA
O
O
O
S
O
O
PTA
Mn,theo
Mn,SEC
Đe
M1:M2f
(kDa)d
(kDa)e
1:1.02
1a
NCA-8
NCA-5
48
10.2
9.3
1.31
1:0.97
2a
NCA-8
NCA-2
54
10.3
12.0
1.34
1:0.08
3a
NCA-8
rac-LAg
34
17.1
10.7
1.10
1:1.08
4b, h
NCA-8
PA
80
35.1
26.0
1.37
1:1.59
5b
NCA-1
PA
82
-i
-i
1:1.77
6b, h
NCA-1
PTA
45
16.1
7.5
1.14
aSequential block copolymerizations were carried out at 80 °C using 4 μmol Al-2, 0.6 mL PO. [Al-2] :[PPNCl] :[M1] :[M2] = 1:2:50:50.
0
0
0
0
Reaction times: NCA (2 h) and lactide (3 h).
bOne-pot copolymerizations were carried out at 80 °C using 4 μmol Al-2, 1.2 mL PO. [Al-2] :[PPNCl] :[M1] :[M2] = 1:2:100:100. Reaction
0
0
0
0
times: NCA and PA (2 h), NCA and PTA (6 h).
cPolymer yields were determined gravimetrically.
dM
st
st
nd
nd
n, theo = ((MW of 1 NCA - MW of CO2) × [1 NCA]0/[Cat] + (MW of 2 NCA - MW of CO2) × [2 NCA]0/[Cat]) × polymer yield + MW of epoxide
+ Cl + H. For lactide copolymerization, Mn, theo = (MW of NCA - MW of CO2) × [NCA]0/[Cat] + (MW of lactide) × [lactide]0/[Cat] × conversion of
lactide + MW of epoxide + Cl + H. For cyclic anhydride copolymerization, Mn, theo = ((MW of NCA - MW of CO2) × [NCA]0/[Cat] + (MW of cyclic
anhydride + MW of PO) × [cyclic anhydride]0/[Cat]) × polymer yield + MW of epoxide + Cl + H.
eM and Đ were determined by SEC-MALS measurements in THF.
n
fRatio of each monomer unit in the resulting copolymer.
gConversion of lactide was determined by 1H NMR spectroscopy.
hSEC trace showed a multimodal molecular weight distribution.
iInsoluble polymer products were obtained.
M1
M2
Yield (%)c
In addition, diffusion ordered NMR spectroscopy (DOSY) experiments showed that all
components of the obtained polymers diffused at the same rate, suggesting the formation
of block copolymers (Figure S40-41). For example, the DOSY of the NCA-8 and NCA-2 block
copolymer displayed clearly distinguishable resonance peaks corresponding to the side
chains of NCA-8 and NCA-2 at 4.82 and 3.82 ppm, respectively, and these peaks diffused
together with other resonance peaks.
Similarly, the sequential block copolymerization of NCA-8 and rac-lactide (rac-LA) was
attempted (Table 2, entry 3). The conversion of lactide after 3 hours was 75%, however, the
1H NMR spectrum of the purified block copolymer showed that the degree of lactide
incorporation was only 7.5% (Figure S32), likely due to the competing homopolymerization
of rac-lactide initiated by residual aluminum alkoxide species. The resulting polymer had a
monomodal molecular weight distribution (Figure S79), and its DOSY plot displayed a single
peak on the y axis with resonances assigned to poly(NCA-8) and polylactide at 5.19 ppm,
indicating the formation of a block copolymer (Figure S42).
Furthermore, a one-pot copolymerization of NCA and a cyclic anhydride requiring a similar
initiating system was performed. The heterocyclic monomer mixture was heated at 80 °C in
the presence of Al-2, [PPN]Cl, and PO. The resulting polymer from the copolymerization of
NCA-8 and phthalic anhydride (PA) exhibited a molecular weight similar to that expected,
but with a multimodal molecular weight distribution, likely due to the different reactivity of
these monomers (Table 2, entry 4, Figure S80). The 1H NMR spectrum of the polymer
indicated a 1:1 composition ratio between NCA and PA units (Figure S34), and DOSY
confirmed the formation of a copolymer consisting of amide and ester units (Figure S43).
As the homopolymer of NCA-1 was readily soluble only in TFA, the substrate scope was
expanded to NCA-1 with PA and phthalic thioanhydride (PTA) to evaluate the capability of
this system to prepare a copolymer of polyamide and polyester/polythioester that would
improve the solubility of poly(NCA-1) in common organic solvents (Table 2, entries 5-6).
While the polymers obtained from the copolymerization of NCA-1 and PA were still insoluble
in CHCl3 and THF, changing the comonomer from PA to PTA led to the resulting polymers
being soluble in CHCl3, CH2Cl2, and THF, allowing further characterization. Unlike the
copolymerization of NCA-8 and PA, the polymers from both copolymerizations exhibited
more cyclic anhydride units in their structure rather than maintaining the initial monomer
ratio, likely due to the poor solubility of NCA-1 (Figure S36 and 38). The formation of the
desired copolymers was confirmed by DOSY (Figure S44-45). Despite the low-molecular-
weight copolymer of NCA-1 and PTA owing to the residual phthalic acid that was generated
during the synthesis of PTA and acted as a chain transfer reagent,72 these results suggest that
this system can provide synthetic pathways to heteroatom (N, O, and S) containing polymers.
Tunable physical and thermal properties of polyamide homo- and copolymers
Returning to polyamide homopolymers, we varied the chain length to investigate the
influence of the N-alkyl side chain length on solubility and thermal properties (Table 1,
entries 30-33). Previous studies have shown that N-alkylated poly(p-benzamide)s are only
soluble in THF when the alkyl chain length is no shorter than heptyl.73 On the other hand, Nalkylated poly(m-benzamides) generally exhibit better solubility, with even the N-methyl
polymer being soluble in THF.74 In our current study, we focused on poly(6-NCA-R), which is
de facto poly(o-benzamide). Interestingly, the solubility of poly(6-NCA-R) falls between its
para and meta counterparts. We found that poly(6-NCA-R) with alkyl chains as short as an
ethyl group was soluble in THF (Table S1). Poly(NCA-1) is soluble in TFA and only slightly
soluble in methylene chloride and chloroform. Therefore, the 1H NMR spectrum of
poly(NCA-1) was obtained in a CF3COOD/CDCl3 mixture, which showed peak integrations
matching the structure of an N-methyl aromatic polyamide (Figure 1D). The polymer
structure was further confirmed by MALDI-TOF-MS, in which the spacing between adjacent
peaks was consistent with the molar mass of the N-methyl aromatic amide repeating unit
(Figure 1E).
The thermal properties of the poly(6-NCA-R) polymers were characterized by thermal
gravimetric analysis (TGA) and differential scanning calorimetry (DSC) (Table S2). The
polymers all demonstrated high thermal stability. For example, poly(NCA-8) showed a Td,5%
(temperature at 5% weight loss) as high as 395 °C when heated at a scan rate of 5 °C/min
under a nitrogen atmosphere (Figure 2A). This thermal stability is comparable to its para
counterpart, which has a Td,5% at 417 °C.73 Given that the poly(6-NCA-R) polymers have
similar Td,5% values (Figure S84-87), the thermal stability seems to be determined by the
nature of the backbone instead of the length of the side chain. The second heating DSC curve
of poly(NCA-8) revealed a melting temperature Tm of 213 °C (Figure 2B). For previously
reported N-alkylated poly(p-benzamides), the decrease in N-alkyl chain length caused an
increase in the melting temperature of the polymer; however, poly(NCA-5), poly(NCA-3),
poly(NCA-2), and poly(NCA-1) showed no melting transitions within the temperature
window of -50 to 300 °C (Figure S95-98).73 Although the N-alkylated poly(p-benzamide)s did
not show every thermal transition from DSC analysis either, the 3rd heating DSC curves in the
range of 30 to 400 °C were further collected for poly(NCA-5), poly(NCA-3), poly(NCA-2), and
poly(NCA-1) in case additional thermal transitions can be observed in the high-temperature
range. While a Tg of poly(NCA-1) was newly observed at 106 °C (Figure S99), we were not
able to determine Tg values for the rest of the polymers due to weak thermal transitions, as
also reported for N-alkylated poly(p-benzamide).73 In addition, no Tm was observed in the
high-temperature range, suggesting that the Tm of poly(6-NCA-R) with short side chains is
close to its Td or that thermal decomposition occurs before melting.
In comparison with homopolymers, the TGA and DTG curves of block copolymers consisting
of two different NCA monomer units showed a slightly lowered Td,5% at 337 °C, and almost
the same Tmax (temperature of maximum peak) at 444 °C, respectively (Figure S88-89). This
suggests that the polyamide block copolymers have similar thermal stability regardless of
the identity of NCA comonomers due to the same backbone structure. However, copolymers
of NCA and cyclic anhydrides displayed two-step degradations on TGA curves, which were
reflected in two Tmax values on the DTG curves, implying that the copolymers have a gradient
structure rather than a random distribution of each monomer unit (Figure S91-93). The
thermal transition of the NCA-8 homopolymer was clearly observed from the DSC analysis,
however, the DSC curves of block copolymers with NCA-8 units exhibited weak Tm and Tc
signals, owing to the formation of block copolymers (Figure S100-102). The copolymers of
NCA with PA and PTA had Tg at 46 and 63 °C, respectively (Figure S103-105). These values
are attributable to segments of PA and PTA units given that the reported Tg values of
poly(PA-alt-PO) and poly(PTA-alt-PO) are 46 and 63 °C, respectively.72
Figure 2. Thermal characterization of poly(NCA-8)
(A) Thermogravimetric analysis (TGA) and derivative thermogravimetry (DTG) curves of poly(NCA-8).
(B) The second heating (bottom) and cooling (top) curves of differential scanning calorimetry (DSC) thermograms for poly(NCA-8) (Table 1,
entry 7).
The powder X-ray diffraction (PXRD) patterns were further collected to verify the crystallinity
of the polymers (Figure S106-110). All poly(6-NCA-R), except poly(NCA-8), showed minor
diffraction peaks at 26, 37, and 40 ° in 2θ, however, there were not many other peaks and the
intensity of peaks was low, indicating the polymers are amorphous materials with some
loosely packed crystalline domains. This is generally attributed to the rigid backbone of
aromatic polyamides makes crystallization difficult. Considering the PXRD pattern of
poly(NCA-8) with unclear broad peaks, the rest of the polymers with shorter side chains likely
form minor lattices without disturbance of the steric hindrance from side chains. In addition,
this observation suggests the octyl substituents in poly(NCA-8) are not long enough to
crystalize by themselves.
Conclusions
In conclusion, we successfully developed a catalytic system consisting of a Schiff base metal
compound, [PPN]Cl, and propylene oxide for the polymerization of 6-NCA-R to N-alkylated
ortho-aromatic polyamides. This is the first example of high molecular weight orthoaromatic polyamide synthesis via ring-opening polymerization of β-NCA. Through the
investigation of each component's role in the catalytic system, we were able to propose a
mechanism for the polymerization of 6-NCA-R and achieve improved control over the
polymerization process. Additionally, we were able to tune the polymer solubility and
thermal properties by varying the length of the N-alkyl chain as well as prepare heteroatom
(N, O, and S) containing polymers by copolymerization of NCA and heterocyclic monomers.
Overall, this study provides insight into the synthesis and characterization of N-alkylated
ortho-aromatic polyamides, offering control over their solubility and thermal properties
through rational design and optimization of the catalytic system and monomer structure.
These findings open up new possibilities for the development of advanced polyamide
materials with tailored properties for various applications.
EXPERIMENTAL PROCEDURES
Resource availability
Lead contact
Further information and requests for resources should be directed to and will be fulfilled by
the lead contact, Paula L. Diaconescu (pld@chem.ucla.edu).
Materials availability
All materials used in this study and full experimental details can be found in the supplemental
information.
Data and code availability
All data needed to evaluate the conclusions in the paper are present in the paper and/or the
supplemental information.
SUPPLEMENTAL INFORMATION
Supplemental information includes experimental details, NMR spectra, UV-Vis spectra, SEC
traces, MALDI-TOF spectra, TGA traces, DSC traces, and PXRD patterns.
ACKNOWLEDGMENTS
We thank the National Science Foundation as part of the Center for Integrated Catalysis
(CHE-2023955) for supporting this work. S. Deng and Y. Shen are grateful for INFEWS
fellowships (NSF Grant DGE-1735325). We acknowledge Dr. Matthew Thompson from
Boston College for insightful discussions.
AUTHOR CONTRIBUTIONS
S.D. and H.-J.J. contributed equally by designing and performing the experiments. P.L.D.
supervised the project. S.D., H.-J.J., and P.L.D. co-wrote the manuscript. All authors
participated in synthesis and characterization of metal compounds and polymers.
DECLARATION OF INTERESTS
The authors declare no competing interests.
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